IPO registrations (S-1, F-1) · Registrants
Symetra Financial CORP
- SEC CIK
- 1403385 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-06-29, last 2010-01-15; 2 initial registrations, 14 amendments
- Outcome
- Final prospectus filed 2010-01-22; declared effective 2010-01-21; withdrawal requested 2008-10-10
- Industry (SIC)
- Life Insurance 6311
- Incorporated in
- DE
- Business address
- 777 108TH AVENUE NE, SUITE 1200, Bellevue, WA 98004-5135
- EIN
- 20-0978027
- EDGAR entity type
- operating
- Insiders and CEO pay
- Symetra Financial CORP on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2010-01-15)
- Final price
- $12.00 per share, within the range (424B4 filed 2010-01-22, an initial public offering)
- Shares sold
- 30,400,000 (20,699,510 by the company, 9,700,490 by selling holders)
- Gross proceeds
- $364,800,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol SYA
- Lead underwriters
- J.P. Morgan (5,472,000 shares); Goldman Sachs (5,472,000 shares); Barclays (5,472,000 shares)
- Syndicate
- UBS (2,432,000); Wells Fargo (2,128,000); Dowling & Partners Securities, LLC (988,000); KBW (988,000); Sandler O’Neill & Partners, L.P (988,000); Sterne, Agee & Leach, Inc (988,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SYMETRA FINANCIAL CORPORATION Fuzzy (name and state)
- Business registration: SYMETRA FINANCIAL CORPORATION Fuzzy (name and state)
- SEC filer: Symetra Financial CORP EXACT (CIK (EXACT))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-06-29 | S-1 | S-1 (registration) | Symetra Financial CORP | 0000891020-07-000186 ↗ |
| 2007-08-03 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000891020-07-000218 ↗ |
| 2007-09-05 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950134-07-019558 ↗ |
| 2007-09-25 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950134-07-020419 ↗ |
| 2007-10-09 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000891020-07-000289 ↗ |
| 2007-10-16 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950134-07-021343 ↗ |
| 2007-10-24 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950134-07-021821 ↗ |
| 2007-10-29 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950134-07-022103 ↗ |
| 2007-11-05 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000891020-07-000330 ↗ |
| 2008-10-10 | RW | RW (withdrawal request) | Symetra Financial CORP | 0000950157-08-000799 ↗ |
| 2009-10-05 | S-1 | S-1 (registration) | Symetra Financial CORP | 0000950123-09-048385 ↗ |
| 2009-10-26 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950123-09-052880 ↗ |
| 2009-11-10 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950123-09-060407 ↗ |
| 2009-12-29 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950123-09-073686 ↗ |
| 2010-01-06 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950123-10-000512 ↗ |
| 2010-01-07 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950123-10-000887 ↗ |
| 2010-01-15 | S-1/A | S-1/A (amendment) | Symetra Financial CORP | 0000950123-10-003041 ↗ |
| 2010-01-21 | S-1MEF | S-1MEF (added securities) | Symetra Financial CORP | 0000950123-10-004220 ↗ |
| 2010-01-21 | EFFECT | EFFECT (declared effective) | Symetra Financial CORP | 9999999995-10-000270 ↗ |
| 2010-01-22 | 424B4 | 424B4 (final prospectus) | Symetra Financial CORP | 0000950123-10-004243 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-01-15 | S-1/A | registration statement | $12.00–$14.00 | 27,000,000 | - | NYSE SYA | 0 | primary document; range, shares headline | document ↗ | |
| 2010-01-22 | 424B4 | final prospectus | $12.00 | 30,400,000 | $364,800,000 | NYSE SYA | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC | TenPercentOwner | 3 | 2010–2016 | ||
| Brooks Tommie D. | Director,Officer; Officer | SVP, Chief Actuary; VP, Chief Actuary | 14 | 2010–2016 | |
| BUFFETT WARREN E | TenPercentOwner | 3 | 2010–2016 | ||
| Davies Jennifer V. | Officer; Other | SVP - Enterpise Development; SVP - Enterprise Development | 4 | 2010–2011 | |
| FOY DAVID THOMAS | Director | 4 | 2010–2015 | ||
| Fry Michael W. | Officer | EVP - Benefits Division; EVP-Benefits Division; EVP-Group Division; SVP; SVP-Group Division | 17 | 2010–2016 | |
| GENERAL RE CORP | TenPercentOwner | 3 | 2010–2016 | ||
| GENERAL REINSURANCE CORP | TenPercentOwner | 3 | 2010–2016 | ||
| Grady Lois W | Director | 3 | 2010–2016 | ||
| Katzmar Holmes Christine Ann | Officer | SVP - HR; SVP - Human Resources; VP - Human Resources | 14 | 2010–2016 | |
| Levy Sander M. | Director | 5 | 2010–2016 | ||
| Lindsay Richard J | Officer; Officer,TenPercentOwner | SVP - Life & Annuites; SVP - Life & Annuities | 5 | 2010 | |
| LUSARDI ROBERT R | Director | 6 | 2010–2016 | ||
| McCormick Patrick B. | Officer | SVP - Distribution; SVP - National Accounts | 4 | 2010 | |
| Meister Margaret A. | Officer | EVP and CFO; EVP, CFO | 17 | 2010–2016 | |
| Olson-Blair Troy J. | Officer; Other | VP -IT | 4 | 2010–2011 | |
| Pagos George C. | Officer; Other | SVP - General Counsel | 5 | 2010–2011 | |
| Schamis David Ira | Director; Other | 2 | 2010–2011 | ||
| SMITH LOWNDES ANDREW | Director | 3 | 2010–2016 | ||
| TALBOT RANDALL H | Director,Officer; Other | President, CEO | 4 | 2010 | |
| White Mountains Holdings (NL) B.V. | TenPercentOwner | 3 | 2010 | ||
| WHITE MOUNTAINS INSURANCE GROUP LTD | TenPercentOwner | 5 | 2010–2016 | ||
| MARRA THOMAS M | Director,Officer; Officer | President and CEO; President, CEO | 22 | 2010–2016 | |
| BURGESS PETER S | Director | 5 | 2010–2016 | ||
| LaVoice Richard G | Officer | EVP - Sales & Distribution | 3 | 2010–2011 | |
| Sirius International Holdings (NL) B.V. | TenPercentOwner | 2 | 2010–2012 | ||
| Curley Jonathan E. | Officer | EVP - Life Division | 4 | 2010–2012 | |
| Guilbert Daniel R | Officer | EVP - Retirement Division; EVP- Retirement Division | 15 | 2010–2016 | |
| Murphy Colleen | Officer | SVP - Corporate Controller | 1 | 2010 | |
| McKinnon George N. | Officer | SVP - CIO; SVP-CIO | 11 | 2011–2014 | |
| Goldstein David S | Officer | SVP - General Counsel | 9 | 2011–2016 | |
| Raymond Craig R | Officer | SVP - Chief Strategy Officer; SVP-Chief Strategy Officer | 4 | 2012–2013 | |
| Hunt Mark E | Officer | EVP, Chief Investment Officer | 4 | 2015–2016 | |
| SUMITOMO LIFE INSURANCE CO | TenPercentOwner | 1 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SYMETRA FINANCIAL CORPORATION | WA | State business registries | name and state |
| Business registration | SYMETRA FINANCIAL CORPORATION | WA | State business registries | name and state |
| SEC filer | Symetra Financial CORP | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Life Insurance, WA first:
- Symetra Life Insurance Co WA
- WESTERN UNITED LIFE ASSURANCE CO WA
- Crown Alliance Capital Ltd A6
- PROTECTIVE LIFE & ANNUITY INSURANCE CO AL
- PROTECTIVE LIFE INSURANCE CO AL
- TRANSAMERICA ADVISORS LIFE INSURANCE Co AR
- PACIFIC LIFE INSURANCE CO CA
- REGAN HOLDING CORP CA
- Empower Annuity Insurance Co of America CO
- PHL VARIABLE INSURANCE CO /CT/ CT
In other datasets, the same topic (Insurance) in WA:
- Form D issuer: Assureful, Inc. (Form D private offerings)
- Lobbying client: DISABILITY BENEFITS DEADLINE INITIATIVE (Federal lobbying (LDA))
Interests: Life Insurance · Insurance