IPO registrations (S-1, F-1) · Registrants
FUQI INTERNATIONAL, INC.
- SEC CIK
- 1382696 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-07-02, last 2007-10-18; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2007-10-24; declared effective 2007-10-23
- Industry (SIC)
- Jewelry, Precious Metal 3911
- Incorporated in
- DE
- Business address
- 5/F., BLOCK 1, SHI HUA INDUSTRIAL ZONE, CHU ZHU ROAD NORTH, Shenzhen, F4 518019
- EDGAR entity type
- operating
- Insiders and CEO pay
- FUQI INTERNATIONAL, INC. on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 2007-10-18)
- Final price
- $9.00 per share, within the range (424B4 filed 2007-10-24, an initial public offering)
- Shares sold
- 7,033,816
- Gross proceeds
- $63,304,344 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FUQI
- Lead underwriters
- Merriman Curhan Ford & Co (4,747,827 shares); Brean Murray, Carret & Co (1,582,609 shares)
- Syndicate
- Ladenburg Thalmann (140,676); Chardan (70,338); Capital Growth Financial, LLC (70,338); GunnAllen Financial, Inc (70,338); J.P. Turner & Company, L.L.C (70,338); Jesup & Lamont Securities Corporation (70,338); Newbridge Securities Corporation (70,338); vFinance Investments, Inc (70,338); Dawson James (70,338)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: FUQI INTERNATIONAL, INC. EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-02 | S-1 | S-1 (registration) | FUQI INTERNATIONAL, INC. | 0001144204-07-034881 ↗ |
| 2007-08-28 | S-1/A | S-1/A (amendment) | FUQI INTERNATIONAL, INC. | 0001144204-07-046680 ↗ |
| 2007-10-02 | S-1/A | S-1/A (amendment) | FUQI INTERNATIONAL, INC. | 0001144204-07-052490 ↗ |
| 2007-10-18 | S-1/A | S-1/A (amendment) | FUQI INTERNATIONAL, INC. | 0001144204-07-055057 ↗ |
| 2007-10-23 | S-1MEF | S-1MEF (added securities) | FUQI INTERNATIONAL, INC. | 0001144204-07-055793 ↗ |
| 2007-10-23 | EFFECT | EFFECT (declared effective) | FUQI INTERNATIONAL, INC. | 9999999995-07-004183 ↗ |
| 2007-10-24 | 424B4 | 424B4 (final prospectus) | FUQI INTERNATIONAL, INC. | 0001144204-07-056119 ↗ |
| 2009-07-22 | EFFECT | EFFECT (declared effective) | FUQI INTERNATIONAL, INC. | 9999999995-09-002012 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-10-18 | S-1/A | registration statement | $7.00–$9.00 | 6,425,000 | - | Nasdaq FUQI | 2 | primary document; range, shares headline, cover names 2 | document ↗ | |
| 2007-10-24 | 424B4 | final prospectus | $9.00 | 7,033,816 | $63,304,344 | Nasdaq FUQI | 11 | primary document; price sentence, shares headline, proceeds table, underwriting table 11, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Chong Yu Kwai | Director,Officer,TenPercentOwner | President & CEO | 2 | 2007–2009 | |
| Wong Ching Wan | Director,Officer | Chief Financial Officer | 4 | 2007–2009 | |
| Zhuang Liexi | Director,Officer | Chief Operating Officer | 2 | 2007–2009 | |
| Brody Eileen B | Director | 4 | 2007–2009 | ||
| HOLLANDER VICTOR A. | Director | 4 | 2007–2009 | ||
| LIU JEFF HAIYONG | Director | 4 | 2007–2009 | ||
| ZHUO XI ZHOU | Officer | Marketing Director | 2 | 2007–2009 | |
| CHEN LILY LEE | Director | 4 | 2007–2009 | ||
| HUA CHARLENE | Officer | Executive Vice President; Executive VP of Finance | 3 | 2009–2010 | |
| HUANG CHUJIAN | Officer | Retail Director | 2 | 2009 | |
| Pan Kim K.T. | Director; Director,Officer | President & CEO | 2 | 2010–2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | FUQI INTERNATIONAL, INC. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Jewelry, Precious Metal, F4 first:
- CC Jewelry Co., Ltd. F4
- ZC GOLD Jewelry INC CO
- LJ INTERNATIONAL INC K3
- C&K Group Ltd K3
- 5to1 Holding Corp. MA
- Borderless Holdings, Inc. MD
- VISANT CORP MN
- JOSTENS INC MN
- VISANT HOLDING CORP NY
- Maiden Lane Jewelry, Ltd. NY
Interests: Jewelry, Precious Metal