IPO registrations (S-1, F-1) · Registrants

SYNTHESIS ENERGY SYSTEMS INC

SEC CIK
1375063 · filings on EDGAR ↗
Registration
Form S-1, first filed 2008-05-20, last 2020-03-31; 2 initial registrations, 2 amendments
Outcome
Final prospectus filed 2008-06-20; declared effective 2008-06-19
Industry (SIC)
Miscellaneous Products of Petroleum & Coal 2990
Incorporated in
DE
Business address
ONE RIVERWAY, SUITE #1700, Houston, TX 77056
EIN
20-2110031
EDGAR entity type
operating
Insiders and CEO pay
SYNTHESIS ENERGY SYSTEMS INC on the corporate pages

Offering terms

Final price
$4.59 per share (424B1 filed 2008-06-20)
Shares sold
10,000,000
Gross proceeds
$45,900,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SYMX
Lead underwriters
J.P. Morgan (4,000,000 shares)
Syndicate
Deutsche Bank (3,000,000); Rice & Company L.L.C; Simmons & Company (850,000); Curhan Ford & Co; Johnson Rice (850,000); Stanford Group Company (850,000); Merriman Curhan Ford & Co (450,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2008-05-20S-1S-1 (registration)SYNTHESIS ENERGY SYSTEMS INC0000950129-08-003122 ↗
2008-06-06S-1/AS-1/A (amendment)SYNTHESIS ENERGY SYSTEMS INC0000950129-08-003394 ↗
2008-06-19EFFECTEFFECT (declared effective)SYNTHESIS ENERGY SYSTEMS INC9999999995-08-001962 ↗
2008-06-20424B1424B1 (final prospectus)SYNTHESIS ENERGY SYSTEMS INC0000950129-08-003588 ↗
2008-07-02EFFECTEFFECT (declared effective)SYNTHESIS ENERGY SYSTEMS INC9999999995-08-002092 ↗
2013-05-09EFFECTEFFECT (declared effective)SYNTHESIS ENERGY SYSTEMS INC9999999995-13-001467 ↗
2016-04-21EFFECTEFFECT (declared effective)SYNTHESIS ENERGY SYSTEMS INC9999999995-16-004297 ↗
2018-06-01EFFECTEFFECT (declared effective)SYNTHESIS ENERGY SYSTEMS INC9999999995-18-001399 ↗
2020-01-29S-1S-1 (registration)SYNTHESIS ENERGY SYSTEMS INC0001140361-20-001664 ↗
2020-03-31S-1/AS-1/A (amendment)SYNTHESIS ENERGY SYSTEMS INC0001140361-20-007547 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2008-06-06S-1/Aregistration statement$4.5910,000,000$45,900,000Nasdaq SYMX7primary document; price line, shares headline, proceeds computed, underwriting table 1, cover names 6document ↗
2008-06-20424B1final prospectus$4.5910,000,000$45,900,000Nasdaq SYMX8primary document; price line, shares headline, proceeds computed, underwriting table 6, cover names 6document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Bunnell DonaldDirector; Director,Officer; Director,Officer,TenPercentOwnerChief Commercial Officer; Pres., CEO-Asia Pac., Director222007–2014
Eichinger DavidOfficerCFO & SVP of Corp. Dvpt.; SVP and CFO22007–2009
Golden Gregory BruceTenPercentOwner22007
Lamadrid Lorenzo CesarDirector; Director,OfficerChairman182007–2018
Pearson Betty CarolOther12007
RUBIN HARRY MDirector142007–2018
Slavich DenisDirector152007–2018
Storey MichaelDirector52007–2011
Vail TimothyDirector; Director,OfficerCEO & President; Pres., CEO and Director; President and CEO; President & CEO72007–2009
SCHWEDEL DAVID ATenPercentOwner42007–2008
C.N. LTDTenPercentOwner12008
Collison LTDTenPercentOwner12008
Derard LTDTenPercentOwner22008
EQ Nominees (Jersey) LTDTenPercentOwner12008
Equity Trust (Jersey) LTDTenPercentOwner22008
Hilamar LTDTenPercentOwner22008
Karinga LTDTenPercentOwner12008
Kelly KevinOfficerCAO and Controller; CAO & Controller; Chief Accounting Officer; Controller & CAO52008–2012
RIGDON ROBERT WAYNEDirector; Director,Officer; OfficerPresident and CEO; President & CEO; SVP & Chief Operations Officer; SVP & COO162008–2018
XU ZIWANGDirector112010–2018
Feng GaoDirector32012–2014
Yang GuangDirector32012–2014
Costenbader CharlesOfficerChief Financial Officer12013
Ondreko Roger L.OfficerChief Accounting Officer22014
BROWN CHARLES MDirector62014–2018
PAULSON & CO. INC.TenPercentOwner42015–2019
Fair DeLomeDirector,OfficerChief Executive Officer32016–2018
Davis Scott JacksonOfficerChief Accounting Officer12016
Raczkowski ChrisOfficerPresident - Asia22016–2017
Hiscocks DavidOfficerController22017–2018
Anderson Robert FordDirector22018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2020-02-25SYNTHESIS ENERGY SYSTEMS INCOther Energy$2,450,000$2,450,000101
2017-11-14SYNTHESIS ENERGY SYSTEMS INCOther Energy$8,000,000$8,000,000162

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationSYNTHESIS ENERGY SYSTEMS, INC.TXState business registriesname and state
Form D issuerSYNTHESIS ENERGY SYSTEMS INCTXForm D private offeringsCIK (EXACT)
Patent assigneeSYNTHESIS ENERGY SYSTEMS, INC.TXPatents (USPTO)name and state
SEC filerSYNTHESIS ENERGY SYSTEMS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerSynthesis Energy Systems, Inc.TXTrademarks (USPTO)name and state
Form 5500 plan sponsorSYNTHESIS ENERGY SYSTEMS INCEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Miscellaneous Products of Petroleum & Coal, TX first:

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Interests: Miscellaneous Products of Petroleum & Coal