IPO registrations (S-1, F-1) · Registrants
SYNTHESIS ENERGY SYSTEMS INC
- SEC CIK
- 1375063 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-05-20, last 2020-03-31; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2008-06-20; declared effective 2008-06-19
- Industry (SIC)
- Miscellaneous Products of Petroleum & Coal 2990
- Incorporated in
- DE
- Business address
- ONE RIVERWAY, SUITE #1700, Houston, TX 77056
- EIN
- 20-2110031
- EDGAR entity type
- operating
- Insiders and CEO pay
- SYNTHESIS ENERGY SYSTEMS INC on the corporate pages
Offering terms
- Final price
- $4.59 per share (424B1 filed 2008-06-20)
- Shares sold
- 10,000,000
- Gross proceeds
- $45,900,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SYMX
- Lead underwriters
- J.P. Morgan (4,000,000 shares)
- Syndicate
- Deutsche Bank (3,000,000); Rice & Company L.L.C; Simmons & Company (850,000); Curhan Ford & Co; Johnson Rice (850,000); Stanford Group Company (850,000); Merriman Curhan Ford & Co (450,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SYNTHESIS ENERGY SYSTEMS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: SYNTHESIS ENERGY SYSTEMS INC EXACT (EIN (EXACT))
- Form D issuer: SYNTHESIS ENERGY SYSTEMS INC EXACT (CIK (EXACT))
- SEC filer: SYNTHESIS ENERGY SYSTEMS INC EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-05-20 | S-1 | S-1 (registration) | SYNTHESIS ENERGY SYSTEMS INC | 0000950129-08-003122 ↗ |
| 2008-06-06 | S-1/A | S-1/A (amendment) | SYNTHESIS ENERGY SYSTEMS INC | 0000950129-08-003394 ↗ |
| 2008-06-19 | EFFECT | EFFECT (declared effective) | SYNTHESIS ENERGY SYSTEMS INC | 9999999995-08-001962 ↗ |
| 2008-06-20 | 424B1 | 424B1 (final prospectus) | SYNTHESIS ENERGY SYSTEMS INC | 0000950129-08-003588 ↗ |
| 2008-07-02 | EFFECT | EFFECT (declared effective) | SYNTHESIS ENERGY SYSTEMS INC | 9999999995-08-002092 ↗ |
| 2013-05-09 | EFFECT | EFFECT (declared effective) | SYNTHESIS ENERGY SYSTEMS INC | 9999999995-13-001467 ↗ |
| 2016-04-21 | EFFECT | EFFECT (declared effective) | SYNTHESIS ENERGY SYSTEMS INC | 9999999995-16-004297 ↗ |
| 2018-06-01 | EFFECT | EFFECT (declared effective) | SYNTHESIS ENERGY SYSTEMS INC | 9999999995-18-001399 ↗ |
| 2020-01-29 | S-1 | S-1 (registration) | SYNTHESIS ENERGY SYSTEMS INC | 0001140361-20-001664 ↗ |
| 2020-03-31 | S-1/A | S-1/A (amendment) | SYNTHESIS ENERGY SYSTEMS INC | 0001140361-20-007547 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-06-06 | S-1/A | registration statement | $4.59 | 10,000,000 | $45,900,000 | Nasdaq SYMX | 7 | primary document; price line, shares headline, proceeds computed, underwriting table 1, cover names 6 | document ↗ | |
| 2008-06-20 | 424B1 | final prospectus | $4.59 | 10,000,000 | $45,900,000 | Nasdaq SYMX | 8 | primary document; price line, shares headline, proceeds computed, underwriting table 6, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bunnell Donald | Director; Director,Officer; Director,Officer,TenPercentOwner | Chief Commercial Officer; Pres., CEO-Asia Pac., Director | 22 | 2007–2014 | |
| Eichinger David | Officer | CFO & SVP of Corp. Dvpt.; SVP and CFO | 2 | 2007–2009 | |
| Golden Gregory Bruce | TenPercentOwner | 2 | 2007 | ||
| Lamadrid Lorenzo Cesar | Director; Director,Officer | Chairman | 18 | 2007–2018 | |
| Pearson Betty Carol | Other | 1 | 2007 | ||
| RUBIN HARRY M | Director | 14 | 2007–2018 | ||
| Slavich Denis | Director | 15 | 2007–2018 | ||
| Storey Michael | Director | 5 | 2007–2011 | ||
| Vail Timothy | Director; Director,Officer | CEO & President; Pres., CEO and Director; President and CEO; President & CEO | 7 | 2007–2009 | |
| SCHWEDEL DAVID A | TenPercentOwner | 4 | 2007–2008 | ||
| C.N. LTD | TenPercentOwner | 1 | 2008 | ||
| Collison LTD | TenPercentOwner | 1 | 2008 | ||
| Derard LTD | TenPercentOwner | 2 | 2008 | ||
| EQ Nominees (Jersey) LTD | TenPercentOwner | 1 | 2008 | ||
| Equity Trust (Jersey) LTD | TenPercentOwner | 2 | 2008 | ||
| Hilamar LTD | TenPercentOwner | 2 | 2008 | ||
| Karinga LTD | TenPercentOwner | 1 | 2008 | ||
| Kelly Kevin | Officer | CAO and Controller; CAO & Controller; Chief Accounting Officer; Controller & CAO | 5 | 2008–2012 | |
| RIGDON ROBERT WAYNE | Director; Director,Officer; Officer | President and CEO; President & CEO; SVP & Chief Operations Officer; SVP & COO | 16 | 2008–2018 | |
| XU ZIWANG | Director | 11 | 2010–2018 | ||
| Feng Gao | Director | 3 | 2012–2014 | ||
| Yang Guang | Director | 3 | 2012–2014 | ||
| Costenbader Charles | Officer | Chief Financial Officer | 1 | 2013 | |
| Ondreko Roger L. | Officer | Chief Accounting Officer | 2 | 2014 | |
| BROWN CHARLES M | Director | 6 | 2014–2018 | ||
| PAULSON & CO. INC. | TenPercentOwner | 4 | 2015–2019 | ||
| Fair DeLome | Director,Officer | Chief Executive Officer | 3 | 2016–2018 | |
| Davis Scott Jackson | Officer | Chief Accounting Officer | 1 | 2016 | |
| Raczkowski Chris | Officer | President - Asia | 2 | 2016–2017 | |
| Hiscocks David | Officer | Controller | 2 | 2017–2018 | |
| Anderson Robert Ford | Director | 2 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-02-25 | SYNTHESIS ENERGY SYSTEMS INC | Other Energy | $2,450,000 | $2,450,000 | 10 | 1 |
| 2017-11-14 | SYNTHESIS ENERGY SYSTEMS INC | Other Energy | $8,000,000 | $8,000,000 | 16 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SYNTHESIS ENERGY SYSTEMS, INC. | TX | State business registries | name and state |
| Form D issuer | SYNTHESIS ENERGY SYSTEMS INC | TX | Form D private offerings | CIK (EXACT) |
| Patent assignee | SYNTHESIS ENERGY SYSTEMS, INC. | TX | Patents (USPTO) | name and state |
| SEC filer | SYNTHESIS ENERGY SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Synthesis Energy Systems, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SYNTHESIS ENERGY SYSTEMS INC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Products of Petroleum & Coal, TX first:
Interests: Miscellaneous Products of Petroleum & Coal