IPO registrations (S-1, F-1) · Underwriters
Stanford Group Company
- Deals
- 8 priced offerings as an underwriter, 1 as lead manager or representative; 7 initial public offerings
- Proceeds of those deals
- $1,854,660,000 ($6,720,000 as lead)
- Years
- 1999–2008
- Named in
- 11 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as STANFORD GROUP COMPANY · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2008 | 2 | 0 | $1,292,900,000 |
| 2005 | 1 | 0 | $20,000,000 |
| 2004 | 1 | 0 | $360,000,000 |
| 1999 | 4 | 1 | $181,760,000 |
Deals 8
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-06-20 | SYNTHESIS ENERGY SYSTEMS INC TX | Syndicate | $4.59 | 10,000,000 | $45,900,000 | Nasdaq SYMX | Offering | 8 | 424B1 ↗ | |
| 2008-04-24 | American Water Works Company, Inc. NJ | Syndicate | $21.50 | 58,000,000 | $1,247,000,000 | NYSE AWK | IPO | 16 | 424B4 ↗ | |
| 2005-10-28 | STRATA Skin Sciences, Inc. PA | Syndicate | $5.00 | 4,000,000 | $20,000,000 | Nasdaq MELA | IPO | 5 | 424B4 ↗ | |
| 2004-10-29 | Calamos Asset Management, Inc. /DE/ IL | Syndicate | $18.00 | 20,000,000 | $360,000,000 | Nasdaq CLMS | IPO | 10 | 424B4 ↗ | |
| 1999-11-12 | PELICAN FINANCIAL INC MI | Lead | $7.00 | 960,000 | $6,720,000 | NYSE American PFI | IPO | 3 | 424B4 ↗ | |
| 1999-11-05 | PAC-WEST TELECOMM INC CA | Syndicate | $10.00 | 12,600,000 | $91,000,000 | Nasdaq PACW | IPO | 20 | 424B4 ↗ | |
| 1999-10-08 | TRIZETTO GROUP INC CA | Syndicate | $9.00 | 4,200,000 | $37,800,000 | Nasdaq TZIX | IPO | 22 | 424B4 ↗ | |
| 1999-02-11 | PRODIGY COMMUNICATIONS CORP TX | Syndicate | $5.78 | 8,000,000 | $46,240,000 | Nasdaq PRGY | IPO | 30 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2007-10-30 | Merrion Pharmaceuticals LTD | Syndicate | $6.00–$7.00 | 4,000,000 | Nasdaq MERR | Withdrawn 2007-12-28 | F-1/A ↗ |
| 2007-03-29 | GSI TECHNOLOGY INC | Syndicate | 6,131,111 | Nasdaq GSIT | Withdrawn 2005-11-10 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Morgan Stanley | 5 | 0 |
| Goldman Sachs | 4 | 2 |
| Merrill Lynch | 4 | 2 |
| UBS | 4 | 1 |
| Wachovia | 4 | 0 |
| Bear Stearns | 3 | 3 |
| Citigroup | 3 | 2 |
| Donaldson, Lufkin & Jenrette | 3 | 0 |
| Jefferies | 3 | 0 |
| Cowen | 2 | 0 |
| Credit Suisse | 2 | 0 |
| Deutsche Bank | 2 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.