IPO registrations (S-1, F-1) · Registrants
Great Lakes Dredge & Dock CORP
- SEC CIK
- 1372020 · filings on EDGAR ↗
- Former names
- Great Lakes Dredge & Dock Holdings Corp. (2006–2006)
- Registration
- Form S-1, first filed 2007-06-19, last 2007-07-20; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2007-08-02; declared effective 2007-08-01
- Industry (SIC)
- Heavy Construction Other Than Bldg Const - Contractors 1600
- Incorporated in
- DE
- Business address
- 9811 KATY FREEWAY, SUITE 1200, Houston, TX 77024
- EIN
- 20-5336063
- EDGAR entity type
- operating
- Insiders and CEO pay
- Great Lakes Dredge & Dock CORP on the corporate pages
Offering terms
- Final price
- $7.50 per share (424B4 filed 2007-08-02)
- Shares sold
- 11,600,000 (all by selling holders)
- Gross proceeds
- $87,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GLDD
- Lead underwriters
- BofA Securities; Lehman Brothers
- Syndicate
- Credit Suisse; Cantor Fitzgerald; Lazard; Morgan Joseph; ABN AMRO
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Great Lakes Dredge & Dock Company, LLC Fuzzy (name and state)
- Business registration: Great Lakes Dredge & Dock Company, LLC Fuzzy (name and state)
- Business registration: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Business registration: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Business registration: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Business registration: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Business registration: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Business registration: GREAT LAKES DREDGE & DOCK CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: GREAT LAKES DREDGE & DOCK CORPORATION EXACT (EIN (EXACT))
- Form D issuer: Great Lakes Dredge & Dock CORP EXACT (CIK (EXACT))
- Lobbying client: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Lobbying client: GREAT LAKES DREDGE & DOCK COMPANY, LLC Fuzzy (name and state)
- Lobbying client: GREAT LAKES DREDGE & DOCK CORPORATION Fuzzy (name and state)
- SEC filer: Great Lakes Dredge & Dock CORP EXACT (CIK (EXACT))
- Person page: Carl A Albert Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Deborah A Wensel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Lawrence R Dickerson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas S Souleles Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-06-19 | S-1 | S-1 (registration) | Great Lakes Dredge & Dock CORP | 0001047469-07-005075 ↗ |
| 2007-07-20 | S-1/A | S-1/A (amendment) | Great Lakes Dredge & Dock CORP | 0001047469-07-005766 ↗ |
| 2007-08-01 | EFFECT | EFFECT (declared effective) | Great Lakes Dredge & Dock CORP | 9999999995-07-003080 ↗ |
| 2007-08-02 | 424B4 | 424B4 (final prospectus) | Great Lakes Dredge & Dock CORP | 0001047469-07-006023 ↗ |
| 2008-09-12 | EFFECT | EFFECT (declared effective) | Great Lakes Dredge & Dock CORP | 9999999995-08-002807 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-07-20 | S-1/A | registration statement | 11,600,000 | - | Nasdaq GLDD | 7 | primary document; shares headline, cover names 7 | document ↗ | ||
| 2007-08-02 | 424B4 | final prospectus | $7.50 | 11,600,000 | $87,000,000 | Nasdaq GLDD | 7 | primary document; price table, shares headline, proceeds table, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Becker Steven W | Officer | Plant Equip Mgr and CME; Plant Equp Manager & CME; VP - Plant Equipment Mgr & CME | 5 | 2006–2009 | |
| Berger Jonathan W | Director; Director,Officer | CEO | 28 | 2006–2016 | |
| Biemeck Bruce J | Director; Director,Officer | President & CFO | 19 | 2006–2012 | |
| Deutsch Peter | Director | 43 | 2006–2017 | ||
| Gillespie Christopher J | Officer | V.P. - International Operation; V.P. International Operation; V. P. International Operations; V.P.-International Operations; VP - International Operations; VP - Int'l & Special Projects; VP-Int'l & Special Projects | 9 | 2006–2009 | |
| GRISSOM DOUGLAS C | Director | 5 | 2006–2009 | ||
| Hansen Bradley T.J. | Officer | Vice President - Division Mgr; V. P. - Division Manager; V.P. - Division Manager; VP - Division Manager; VP- Division Manager | 8 | 2006–2009 | |
| Johnson Kyle D | Officer | Executive VP & COO; Senior Vice President; SVP - Chief Contract Manager; VP - Chief Contract Manager; VP-Spec. Proj. & Prod. Enginee; V.P. Spec Proj & Prod Engineer | 20 | 2006–2017 | |
| Karas John F | Officer | Senior Vice President; SVP - Chief Estimator; Vice Pres. - Chief Estimator; Vice President-Chief Estimator; V.P & Chief Estimator; VP - Chief Estimator; VP- Chief Estimator | 9 | 2006–2012 | |
| Leight Nathan | Director | 67 | 2006–2015 | ||
| Lowry Richard M | Officer | Executive VP and COO; Exec. V.P. and COO; Exec VP & COO | 5 | 2006–2009 | |
| Mackie Douglas B | Director; Director,Officer; Officer | President and CEO; President & CEO | 53 | 2006–2014 | |
| MADISON DEARBORN CAPITAL PARTNERS IV LP | TenPercentOwner | 5 | 2006–2009 | ||
| MADISON DEARBORN PARTNERS IV LP | TenPercentOwner | 5 | 2006–2009 | ||
| MADISON DEARBORN PARTNERS LLC | TenPercentOwner | 5 | 2006–2009 | ||
| O'Hara Steven F. | Officer | V.P. - Division Manager; VP - Division Manager | 5 | 2006–2009 | |
| Pagendarm William F | Officer | V.P. - Division Manager; VP - Division Manager; VP- Division Manager; VP-Division Manager | 6 | 2006–2009 | |
| Simonelli David E | Officer | Chief Operating Officer; President - Dredging Division; President, Dredging Division; President, Dredging Operations; VP - Chief Site Manager; VP- Chief Site Manager; VP - Manager of Technical Ops; V.P.-Mgr. of Tech. Operations | 78 | 2006–2022 | |
| SOULELES THOMAS S | Director | 10 | 2006–2011 | person page Fuzzy | |
| Weiss Jason | Director | 55 | 2006–2018 | ||
| Wensel Deborah A | Officer | Senior VP and CFO; Senior VP & CFO; Sr. V.P. and CFO | 13 | 2006–2010 | person page Fuzzy |
| AUERBACH JONATHAN A G | TenPercentOwner | 2 | 2007 | ||
| Hound Partners, LLC | TenPercentOwner | 2 | 2007 | ||
| Hound Performance, LLC | TenPercentOwner | 2 | 2007 | ||
| William Hanson H. | Officer | VP - U.S. Business Development; VP - US Business Development; VP-U.S. Business Development | 4 | 2007–2009 | |
| ALBERT CARL A | Director | 38 | 2010–2019 | person page Fuzzy | |
| Bittel Stephen | Director | 28 | 2011–2015 | ||
| Pegg Stephen Elra | Officer | Senior Vice President | 4 | 2012–2013 | |
| Steckel William | Officer | SVP & Chief Financial Officer | 2 | 2012–2013 | |
| Waryjas Maryann | Officer | SVP & Chief Legal Officer | 5 | 2012–2015 | |
| Dickins Denise | Director | 10 | 2013–2015 | ||
| Hayes Katherine M | Officer | Interim CFO | 2 | 2014 | |
| Marinko Mark W. | Officer | Chief Financial Officer; Interim CEO, SVP & CFO; SVP & Chief Financial Officer | 14 | 2014–2021 | |
| Walsh Michael Joseph | Director | 25 | 2014–2020 | ||
| Uhler Robert B | Director | 18 | 2015–2018 | ||
| LaVoy Kathleen Mackie | Officer | Chief Legal Officer & Corp Sec; Interim CLO & Interim Corp Sec; SVP & Chief Legal Officer | 12 | 2015–2020 | |
| Shea Christopher P | Officer | President - E&I Division; President, E&I Division; President - E&R | 5 | 2015–2018 | |
| Levenson Ryan | Director | 49 | 2017–2024 | ||
| Petterson Lasse | Director; Director,Officer | CEO; CEO & President | 53 | 2017–2026 | |
| DICKERSON LAWRENCE R | Director | 45 | 2017–2026 | person page Fuzzy | |
| STEUERT D MICHAEL | Director | 35 | 2017–2025 | ||
| Shanahan Kathleen M | Director | 38 | 2018–2026 | ||
| Steger Ronald | Director | 37 | 2018–2026 | ||
| Dorward-King Elaine J | Director | 15 | 2020–2023 | ||
| CYR ANNETTE W | Officer | Chief HR & Admin Officer | 1 | 2020 | |
| HANSON WILLIAM H | Officer | SVP, Gov't Relations & Bus Dev; SVP, Market Development | 28 | 2020–2026 | |
| Tastard James | Officer | SVP & CHRAO | 11 | 2020–2023 | |
| Schiffer Vivienne | Officer | SVP, CLO, CCO & Corp Secretary | 18 | 2020–2026 | |
| Shipp Earl L | Director | 23 | 2021–2026 | ||
| Kornblau Scott Lee | Officer | Chief Financial Officer; SVP & CFO; SVP, CFO & Treasurer | 20 | 2021–2026 | |
| Lightfoot Todd M | Officer | Chief Accounting Officer | 8 | 2022–2023 | |
| BEYKO ELENI | Officer | SVP - Offshore Energy; SVP - Offshore Wind | 24 | 2022–2026 | |
| GUNSTEN CHRISTOPHER | Officer | SVP-Proj Svcs & Fleet Engineer | 18 | 2022–2026 | |
| JOHANSON DAVID | Officer | SVP-Project Acquisition & Ops | 20 | 2022–2026 | |
| BAYER RYAN | Officer | VP & CAO | 8 | 2023–2026 | |
| Armstrong Dana A | Director | 7 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-11-18 | Great Lakes Dredge & Dock CORP | Other | $36,245,000 | $36,245,000 | 13 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Great Lakes Dredge & Dock Company, LLC | TX | State business registries | name and state |
| Business registration | Great Lakes Dredge & Dock Company, LLC | TX | State business registries | name and state |
| Business registration | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | State business registries | name and state |
| Business registration | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | State business registries | name and state |
| Business registration | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | State business registries | name and state |
| Business registration | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | State business registries | name and state |
| Business registration | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | State business registries | name and state |
| Business registration | GREAT LAKES DREDGE & DOCK CORPORATION | TX | State business registries | name and state |
| Plan sponsor | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | GREAT LAKES DREDGE & DOCK CORPORATION | IL | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Great Lakes Dredge & Dock CORP | IL | Form D private offerings | CIK (EXACT) |
| Lobbying client | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | GREAT LAKES DREDGE & DOCK COMPANY, LLC | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | GREAT LAKES DREDGE & DOCK CORPORATION | TX | Federal lobbying (LDA) | name and state |
| SEC filer | Great Lakes Dredge & Dock CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Great Lakes Dredge & Dock Corporation | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | GREAT LAKES DREDGE & DOCK CORPORATION | EIN (EXACT) | ||
| Person page | Carl A Albert | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Deborah A Wensel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Lawrence R Dickerson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Thomas S Souleles | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Heavy Construction Other Than Bldg Const - Contractors, TX first:
- KBR, INC. TX
- Orion Group Holdings Inc TX
- Southland Holdings, Inc. TX
- STERLING INFRASTRUCTURE, INC. TX
- NOS4-1, Inc. DE
- Aldabra Acquisition CORP NY
- Hellenic Solutions Corp J3
- SUNVALLEY SOLAR, INC. CA
- RANGE IMPACT, INC. OH
- China Dredging Group Co., Ltd. NY
In other datasets, the same topic (Construction) in TX:
- Form D issuer: 1001 CORDELL LLC (Form D private offerings)
- Lobbying client: ABS CONSULTING (Federal lobbying (LDA))
Interests: Heavy Construction Other Than Bldg Const - Contractors · Construction