IPO registrations (S-1, F-1) · Registrants
Bank of the Carolinas CORP
- SEC CIK
- 1365997 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-08-15, last 2014-12-12; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2014-12-22; declared effective 2014-12-19; withdrawal requested 2015-07-28
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- NC
- Business address
- 135 BOXWOOD VILLAGE DRIVE, Mocksville, NC 27028
- EIN
- 20-4989192
- EDGAR entity type
- operating
- Insiders and CEO pay
- Bank of the Carolinas CORP on the corporate pages
Offering terms
- Final price
- $0.10 per share (424B1 filed 2014-12-22)
- Listing
- OTCQB under the symbol BCAR
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Bank of the Carolinas CORP EXACT (CIK (EXACT))
- SEC filer: Bank of the Carolinas CORP EXACT (CIK (EXACT))
- Person page: Eric E Rhodes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-08-15 | S-1 | S-1 (registration) | Bank of the Carolinas CORP | 0001193125-14-311755 ↗ |
| 2014-10-10 | S-1/A | S-1/A (amendment) | Bank of the Carolinas CORP | 0001193125-14-369182 ↗ |
| 2014-10-30 | S-1/A | S-1/A (amendment) | Bank of the Carolinas CORP | 0001193125-14-389839 ↗ |
| 2014-12-12 | S-1/A | S-1/A (amendment) | Bank of the Carolinas CORP | 0001193125-14-441274 ↗ |
| 2014-12-19 | EFFECT | EFFECT (declared effective) | Bank of the Carolinas CORP | 9999999995-14-003752 ↗ |
| 2014-12-22 | 424B1 | 424B1 (final prospectus) | Bank of the Carolinas CORP | 0001193125-14-450424 ↗ |
| 2015-05-27 | EFFECT | EFFECT (declared effective) | Bank of the Carolinas CORP | 9999999995-15-001457 ↗ |
| 2015-06-01 | 424B1 | 424B1 (final prospectus) | Bank of the Carolinas CORP | 0001193125-15-209316 ↗ |
| 2015-07-28 | RW | RW (withdrawal request) | Bank of the Carolinas CORP | 0001193125-15-266176 ↗ |
| 2015-07-28 | RW | RW (withdrawal request) | Bank of the Carolinas CORP | 0001193125-15-266186 ↗ |
| 2015-08-11 | EFFECT | EFFECT (declared effective) | Bank of the Carolinas CORP | 9999999995-15-002245 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | S-1/A | registration statement | $0.10 | - | - | OTCQB BCAR | 0 | primary document; price sentence | document ↗ | |
| 2014-12-22 | 424B1 | final prospectus | $0.10 | - | - | OTCQB BCAR | 0 | primary document; price sentence | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Jordan George E | Officer | EVP and COO; President and COO | 7 | 2006–2015 | |
| Laymon Steven G | Director | 18 | 2006–2011 | ||
| Marziano Robert E | Director,Officer | Chairman and CEO | 53 | 2006–2010 | |
| Googe John W | Director | 12 | 2006–2014 | ||
| Fleming Thomas G | Director | 18 | 2006–2010 | ||
| Hill Harry E | Officer | Executive Vice President | 10 | 2006–2009 | |
| Slate Francis W | Director | 4 | 2006–2014 | ||
| DRYE JOHN A | Director | 4 | 2006–2014 | ||
| TALBERT STEPHEN R | Director,Officer | President and CEO; Vice Chairman | 4 | 2007–2015 | |
| Larrowe Michael D | Director; Director,Officer | Execuitve Vice President | 9 | 2007–2009 | |
| Bailey Alan M | Director | 4 | 2007–2014 | ||
| McClamrock Grady L Jr | Director | 4 | 2007–2015 | ||
| Burnette William A | Director | 49 | 2008–2010 | ||
| Clodfelter Michelle L | Officer | Controller | 1 | 2008 | |
| Anderson Jerry W | Director | 3 | 2008–2014 | ||
| LAND HENRY H | Director | 3 | 2008–2015 | ||
| SAFRIT LYNNE SCOTT | Director | 3 | 2008–2015 | ||
| Smith Robin H | Officer | Executive Vice President | 1 | 2009 | |
| Rhodes Eric E | Officer | Chief Financial Officer | 2 | 2010 | person page Fuzzy |
| Johnson Robert Wayne | Officer | Chief Lending Officer | 1 | 2010 | |
| Lewandowski Edward E | Officer | Senior Vice President | 1 | 2010 | |
| Patton Megan Weaver | Officer | Senior VP and CFO; SVP & CFO | 5 | 2014–2015 | |
| Glick Harvey | Director | 2 | 2014–2015 | ||
| Ferber Derek | Director | 2 | 2014–2015 | ||
| Norton Sam D | Director | 2 | 2014–2015 | ||
| SCHUTZ ANTON VILLARS | Director | 2 | 2015 | ||
| Russ John D | Director | 2 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-07-29 | Bank of the Carolinas CORP | Commercial Banking | $45,813,299 | $45,813,299 | 90 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | BANK OF THE CAROLINAS | NC | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Bank of the Carolinas CORP | NC | Form D private offerings | CIK (EXACT) |
| SEC filer | Bank of the Carolinas CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Bank of the Carolinas | NC | Trademarks (USPTO) | name and state |
| Person page | Eric E Rhodes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, NC first:
- BNC BANCORP NC
- CommunityOne Bancorp NC
- OCEANFIRST FINANCIAL CORP NJ
- CONSUMERS BANCORP INC /OH/ OH
- SUCCESS BANCSHARES INC IL
- NATIONAL COMMERCE FINANCIAL CORP TN
- CENTRUE FINANCIAL CORP IL
- AMEGY BANCORPORATION, INC. TX
- COBIZ FINANCIAL INC CO
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in NC:
- Form D issuer: 111 Capital Venture Holdings LLC (Form D private offerings)
- Lobbying client: 3P ADVISORS (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance