IPO registrations (S-1, F-1) · Registrants
Omni Financial Services, Inc.
- SEC CIK
- 1362599 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-06-14, last 2006-09-01; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2006-10-02; declared effective 2006-09-28; withdrawal requested 2006-09-11
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- GA
- Business address
- SIX CONCOURSE PARKWAY, SUITE 2300, Atlanta, GA 30328
- EIN
- 58-1990666
- EDGAR entity type
- operating
- Insiders and CEO pay
- Omni Financial Services, Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2006-09-01)
- Final price
- $5.74 per share, below the range (424B4 filed 2006-10-02, an initial public offering)
- Shares sold
- 3,350,000
- Gross proceeds
- $19,229,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OFSI
- Lead underwriters
- Sandler O’Neill & Partners, L.P (2,345,000 shares)
- Syndicate
- KBW (1,005,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: OMNI FINANCIAL SERVICES, INC. EXACT (EIN (EXACT))
- SEC filer: Omni Financial Services, Inc. EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-06-14 | S-1 | S-1 (registration) | Omni Financial Services, Inc. | 0001193125-06-129303 ↗ |
| 2006-08-04 | S-1/A | S-1/A (amendment) | Omni Financial Services, Inc. | 0001193125-06-162527 ↗ |
| 2006-08-23 | S-1/A | S-1/A (amendment) | Omni Financial Services, Inc. | 0001193125-06-177874 ↗ |
| 2006-09-01 | S-1/A | S-1/A (amendment) | Omni Financial Services, Inc. | 0001193125-06-183828 ↗ |
| 2006-09-11 | RW | RW (withdrawal request) | Omni Financial Services, Inc. | 0001193125-06-188534 ↗ |
| 2006-09-28 | EFFECT | EFFECT (declared effective) | Omni Financial Services, Inc. | 9999999995-06-001686 ↗ |
| 2006-09-29 | S-1MEF | S-1MEF (added securities) | Omni Financial Services, Inc. | 0001140361-06-013763 ↗ |
| 2006-10-02 | 424B4 | 424B4 (final prospectus) | Omni Financial Services, Inc. | 0001193125-06-200412 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-09-01 | S-1/A | registration statement | $10.00–$12.00 | 3,000,000 | - | Nasdaq OFSI | 0 | primary document; range, shares headline | document ↗ | |
| 2006-10-02 | 424B4 | final prospectus | $5.74 | 3,350,000 | $19,229,000 | Nasdaq OFSI | 2 | primary document; price line, shares headline, proceeds computed, underwriting table 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Arnovitz Eliot M | Director | 6 | 2006–2007 | ||
| BARNWELL CHARLES M | Officer | EVP and Chief Lending Officer | 6 | 2006–2007 | |
| Berman Irwin M | Director,Officer | President and COO; President & COO | 6 | 2006–2007 | |
| Fuller-Andrews Leesha Lynette | Director | 3 | 2006–2007 | ||
| Goodstein Peter E | Director | 5 | 2006–2008 | ||
| KAUFMAN BARBARA B | Director | 6 | 2006–2007 | ||
| Klein Stephen M | Director,Officer,TenPercentOwner | Chairman and CEO | 12 | 2006–2008 | |
| LAWSON EUGENE F III | Officer | EVP and Chief Credit Officer | 5 | 2006–2007 | |
| Levine Jeffrey L | Director,Officer,TenPercentOwner | EVP & Chf Redevelop Lending; EVP & Chf Redevlop Lending | 2 | 2006 | |
| Perrine Constance E | Officer | EVP and CFO | 6 | 2006–2007 | |
| Taylor Ulysses | Director | 3 | 2006–2007 | ||
| VAN DE GRIFT GARRETT | Director | 2 | 2007 | ||
| Williams Shaun P | Officer | EVP and CFO | 1 | 2008 | |
| Flournoy Thomas J | Officer | EVP and CFO | 2 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | OMNI FINANCIAL SERVICES, INC. | GA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | Omni Financial Services, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | OMNI FINANCIAL SERVICES, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, GA first:
- CITIZENS EFFINGHAM BANCSHARES INC GA
- UNITY HOLDINGS INC GA
- WGNB CORP GA
- GEORGIAN BANCORPORATION GA
- COMMUNITY BANCSHARES OF WEST GEORGIA INC GA
- Hometown Community Bancshares, Inc. GA
- Home Federal Holdings CORP GA
- CERTUSHOLDINGS, INC. GA
- MAIN STREET BANKS INC GA
- National Commerce Corp AL
In other datasets, the same topic (Finance) in GA:
- Form D issuer: 11-11 Adcuratio 2, LLC (Form D private offerings)
- Lobbying client: 5TH STREET STATION, LLC (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance