IPO registrations (S-1, F-1) · Registrants

SMART Modular Technologies (WWH), Inc.

SEC CIK

1326973 · filings on EDGAR ↗

Registration

Form S-1, first filed 2005-10-19, last 2006-01-30; 1 initial registration, 5 amendments

Outcome

Final prospectus filed 2006-02-03; declared effective 2007-01-17

Industry (SIC)

Semiconductors & Related Devices 3674

Incorporated in

E9

Business address

39870 EUREKA DRIVE, Newark, CA 94560

EIN

20-2509518

EDGAR entity type

operating

Insiders and CEO pay

SMART Modular Technologies (WWH), Inc. on the corporate pages

Offering terms

Proposed price range

$10.00–$12.00 per share (S-1/A filed 2006-01-30)

Final price

$1.26 per share, below the range (424B1 filed 2006-02-03, an initial public offering)

Shares sold

18,181,818 (9,090,909 by the company, 9,090,909 by selling holders)

Gross proceeds

$22,909,090 before underwriting discounts and any over-allotment option

Listing

Nasdaq under the symbol SMOD

Lead underwriters

Citigroup; J.P. Morgan (4,075,636 shares); Lehman Brothers (4,075,636 shares); Bear Stearns (1,415,152 shares); Needham & Company (1,415,152 shares); Thomas Weisel Partners (1,415,152 shares)

Syndicate

Chatsworth Securities LLC (200,000); Ladenburg Thalmann (200,000); Montgomery & Co., LLC (200,000); Oppenheimer (200,000); Stifel (200,000); Susquehanna Financial Group, LLLP (200,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Federal award recipient: SMART MODULAR TECHNOLOGIES (WWH) INC. Fuzzy (name and state)
• SEC filer: SMART Modular Technologies (WWH), Inc. EXACT (CIK (EXACT))
• Person page: Ajay B Shah Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
• Person page: John W Marren Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 9

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.