IPO registrations (S-1, F-1) · Registrants
IndiePub Entertainment, Inc.
- SEC CIK
- 1326652 · filings on EDGAR ↗
- Name on the registration
- Zoo Entertainment, Inc
- Former names
- Zoo Entertainment, Inc (2008–2012); Driftwood Ventures, Inc. (2005–2008)
- Registration
- Form S-1, first filed 2009-12-22, last 2010-06-25; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2010-07-07; declared effective 2010-06-30
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 3805 EDWARDS ROAD,, SUITE 400, Cincinnati,, OH 45209
- EDGAR entity type
- operating
- Insiders and CEO pay
- IndiePub Entertainment, Inc. on the corporate pages
Offering terms
- Final price
- $6.00 per share (424B4 filed 2010-07-07)
- Shares sold
- 1,600,000
- Gross proceeds
- $9,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ZOO
- Lead underwriters
- Roth Capital Partners (1,200,000 shares)
- Syndicate
- ThinkEquity (400,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Zoo Entertainment, Inc EXACT (CIK (EXACT))
- SEC filer: Driftwood Ventures, Inc. EXACT (CIK (EXACT))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-12-22 | S-1 | S-1 (registration) | Zoo Entertainment, Inc | 0001144204-09-065893 ↗ |
| 2010-02-02 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-004967 ↗ |
| 2010-04-15 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-020430 ↗ |
| 2010-05-20 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-029330 ↗ |
| 2010-06-03 | S-1 | S-1 (registration) | Zoo Entertainment, Inc | 0001144204-10-031711 ↗ |
| 2010-06-10 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-032916 ↗ |
| 2010-06-15 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-033428 ↗ |
| 2010-06-17 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-034016 ↗ |
| 2010-06-25 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-035211 ↗ |
| 2010-06-25 | S-1/A | S-1/A (amendment) | Zoo Entertainment, Inc | 0001144204-10-035212 ↗ |
| 2010-06-30 | EFFECT | EFFECT (declared effective) | Zoo Entertainment, Inc | 9999999995-10-001995 ↗ |
| 2010-06-30 | EFFECT | EFFECT (declared effective) | Zoo Entertainment, Inc | 9999999995-10-002003 ↗ |
| 2010-07-07 | 424B4 | 424B4 (final prospectus) | Zoo Entertainment, Inc | 0001144204-10-036964 ↗ |
| 2010-07-07 | EFFECT | EFFECT (declared effective) | Zoo Entertainment, Inc | 9999999995-10-002072 ↗ |
| 2010-08-11 | EFFECT | EFFECT (declared effective) | Zoo Entertainment, Inc | 9999999995-10-002422 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-06-25 | S-1/A | registration statement | 1,569,204 | - | OTC DFTW.OB | 0 | primary document; shares headline | document ↗ | ||
| 2010-07-07 | 424B4 | final prospectus | $6.00 | 1,600,000 | $9,600,000 | Nasdaq ZOO | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ELLIN ROBERT S | Director,Officer,TenPercentOwner; TenPercentOwner | CEO and President; Chief Executive Officer | 6 | 2007–2010 | |
| Regenstein Barry | Director | 3 | 2007–2010 | ||
| Trinad Capital Master Fund Ltd. | TenPercentOwner | 5 | 2007–2010 | ||
| Bentz Charles | Officer | CFO and Treasurer; Chief Financial Officer | 2 | 2007–2008 | |
| Kim Daniel | Officer | Controller | 1 | 2007 | |
| Wolf Jay | Director,Officer; Director,Officer,TenPercentOwner | Secretary | 7 | 2007–2011 | |
| BENDHEIM JOHN M | Director | 3 | 2008–2010 | ||
| Trinad Management, LLC | TenPercentOwner | 2 | 2008–2010 | ||
| FREMED DAVID J | Officer | Chief Financial Officer | 2 | 2008–2010 | |
| Kain-Jurgensen Susan J. | Officer | President | 1 | 2008 | |
| Larner Drew | Director | 2 | 2008–2010 | ||
| Seremet Mark E | Director,Officer | CEO and President; Chief Strategy Officer; President and CEO; President and CEO of Zoo Games; President and Director | 5 | 2008–2013 | |
| Seidel Moritz | Director | 2 | 2009–2010 | ||
| Rosenbaum David W. | Director,Officer; Officer | President of Zoo Publishing; Pres. of Zoo Publishing, Inc. | 2 | 2009–2010 | |
| Smith David E | Director; Director,TenPercentOwner; TenPercentOwner | 34 | 2009–2013 | ||
| Trinad Advisors II, LLC | TenPercentOwner | 1 | 2010 | ||
| Trinad Capital L.P. | TenPercentOwner | 1 | 2010 | ||
| Buchanan Steve | Officer | COO of Zoo Publishing Inc.; COO of Zoo Publishing, Inc. | 2 | 2010 | |
| Lake Union Capital Fund L P | TenPercentOwner | 7 | 2011 | ||
| LAKE UNION CAPITAL MANAGEMENT, LLC | TenPercentOwner | 7 | 2011 | ||
| SELF MICHAEL R. | TenPercentOwner | 7 | 2011 | ||
| Krys Alex | Director | 2 | 2011 | ||
| MMB HOLDINGS LLC | TenPercentOwner | 23 | 2012–2013 | ||
| Mojobear Capital LLC | TenPercentOwner | 23 | 2012–2013 | ||
| Schrock Jeffrey | Director | 1 | 2012 | ||
| Coast Fund, LP | TenPercentOwner | 1 | 2012 | ||
| Coast Medina, LLC | TenPercentOwner | 1 | 2012 | ||
| SHAMUS, LLC | TenPercentOwner | 2 | 2012 | ||
| Schaaf Ray | Director,Officer | President & CEO | 2 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-03-15 | Zoo Entertainment, Inc | Other Technology | Indefinite | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Zoo Entertainment, Inc | OH | Form D private offerings | CIK (EXACT) |
| SEC filer | IndiePub Entertainment, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, OH first:
- HYLAND SOFTWARE INC OH
- INTELLINETICS, INC. OH
- Pine Technology Acquisition Corp. OH
- PAYCOR HCM, INC. OH
- FRONTSTEP INC OH
- DATATRAK INTERNATIONAL INC OH
- ME Renewable Power Corp 1R
- ILoadApp 1S
- SAP SE 2M
- SavDen Group Corp. 2M
In other datasets, the same topic (Technology) in OH:
- Form D issuer: 10XTS INC (Form D private offerings)
- Lobbying client: ADS ALLIANCE DATA SYSTEMS (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology