IPO registrations (S-1, F-1) · Registrants

Encore Bancshares Inc

SEC CIK: 1319327 · filings on EDGAR ↗
Registration: Form S-1, first filed 2007-05-08, last 2007-07-17; 1 initial registration, 3 amendments
Outcome: Final prospectus filed 2007-07-18; declared effective 2007-07-17
Industry (SIC): National Commercial Banks 6021
Incorporated in: TX
Business address: NINE GREENWAY PLAZA SUITE 1000, Houston, TX 77046
EIN: 76-0655696
EDGAR entity type: operating
Insiders and CEO pay: Encore Bancshares Inc on the corporate pages

Offering terms

Final price: $21.00 per share (424B4 filed 2007-07-18, an initial public offering)
Shares sold: 1,979,761
Gross proceeds: $41,574,981 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol EBTX
Lead underwriters: KBW (1,286,844 shares)
Syndicate: Piper Sandler; SMH Capital (148,482); Sandler O’Neill & Partners, L.P (544,435)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

SEC filer: Encore Bancshares Inc EXACT (CIK (EXACT))
Person page: Eugene H Vaughan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Person page: G Walter Christopherson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Person page: John Bryan King Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Person page: Robert D Mrlik Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))

Filings 7

Filed	Form	What it is	Name as filed	EDGAR
2007-05-08	S-1	S-1 (registration)	Encore Bancshares Inc	0001193125-07-106272 ↗
2007-06-18	S-1/A	S-1/A (amendment)	Encore Bancshares Inc	0001193125-07-137728 ↗
2007-07-03	S-1/A	S-1/A (amendment)	Encore Bancshares Inc	0001193125-07-148709 ↗
2007-07-17	S-1/A	S-1/A (amendment)	Encore Bancshares Inc	0001193125-07-156588 ↗
2007-07-17	EFFECT	EFFECT (declared effective)	Encore Bancshares Inc	9999999995-07-002837 ↗
2007-07-18	424B4	424B4 (final prospectus)	Encore Bancshares Inc	0001193125-07-157199 ↗
2009-01-22	EFFECT	EFFECT (declared effective)	Encore Bancshares Inc	9999999995-09-000161 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
2007-07-17	S-1/A	registration statement		$17.33	450,000	$7,798,500		0	primary document; price sentence, shares headline, proceeds computed	document ↗
2007-07-18	424B4	final prospectus		$21.00	1,979,761	$41,574,981	Nasdaq EBTX	4	primary document; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 3	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years	On this site
Christopherson G. Walter	Director		11	2007–2010	person page Fuzzy
Creel L. Anderson	Officer; Other	Chief Financial Officer	9	2007–2012
DAgostino James Samuel Jr	Director,Officer	Chairman and CEO	14	2007–2012
Jenness Charles W.	Director		16	2007–2012
King John Bryan	Director		41	2007–2012	person page Fuzzy
Mischer Walter M. Jr.	Director		9	2007–2012
Mrlik Robert D.	Officer	Executive Vice President	5	2007–2009	person page Fuzzy
Ray Thomas N.	Officer	Executive Vice President	4	2007–2010
Smith Edwin E.	Director		9	2007–2012
Vaughan Eugene H.	Director		9	2007–2012	person page Fuzzy
Warden David E.	Director		10	2007–2012
WEBSTER STEVEN A	Director		7	2007–2009
Williams J. Harold	Director,Officer; Officer; TenPercentOwner	Executive Vice President	20	2007–2012
WILLIAMS RANDA DUNCAN	Director		6	2007–2012
Moore Preston	Director,Officer	President	10	2009–2012
BARTH CARIN MARCY	Director		5	2009–2012
Jordan Carmen	Officer	Executive Vice President	7	2010–2012
Oakes Patrick Timothy	Officer	EVP and CFO	4	2012
Pollock Stephanie R	Officer	SVP and CAO	4	2012

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Dataset	Matched by
SEC filer	Encore Bancshares Inc	SEC filers (EDGAR)	CIK (EXACT)
Person page	Eugene H Vaughan	People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person page	G Walter Christopherson	People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person page	John Bryan King	People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person page	Robert D Mrlik	People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry National Commercial Banks, TX first:

More with this interest.

In other datasets, the same topic (Finance) in TX:

Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))

Interests: National Commercial Banks · Finance