IPO registrations (S-1, F-1) · Registrants
GUARANTY BANCSHARES INC /TX/
- SEC CIK
- 1058867 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-03-31, last 2017-05-04; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1998-05-19; declared effective 2017-05-08
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- TX
- Business address
- 201 SOUTH JEFFERSON AVENUE, Mount Pleasant, TX 75455
- EIN
- 75-1656431
- EDGAR entity type
- operating
- Insiders and CEO pay
- GUARANTY BANCSHARES INC /TX/ on the corporate pages
Offering terms
- Proposed price range
- $13.25–$15.25 per share (S-1/A filed 1998-05-11)
- Final price
- $14.25 per share, within the range (424B1 filed 1998-05-19, an initial public offering)
- Shares sold
- 365,000
- Gross proceeds
- $5,201,250 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GNTY
- Lead underwriters
- Hoefer & Arnett
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: GUARANTY BANCSHARES, INC EXACT (EIN (EXACT))
- Form D issuer: GUARANTY BANCSHARES INC /TX/ EXACT (CIK (EXACT))
- SEC filer: GUARANTY BANCSHARES INC /TX/ EXACT (CIK (EXACT))
- Person page: Lisa S Gallerano Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-03-31 | S-1 | S-1 (registration) | GUARANTY BANCSHARES INC /TX/ | 0000950109-98-002353 ↗ |
| 1998-05-06 | S-1/A | S-1/A (amendment) | GUARANTY BANCSHARES INC /TX/ | 0000899243-98-000831 ↗ |
| 1998-05-11 | S-1/A | S-1/A (amendment) | GUARANTY BANCSHARES INC /TX/ | 0000899243-98-000880 ↗ |
| 1998-05-19 | 424B1 | 424B1 (final prospectus) | GUARANTY BANCSHARES INC /TX/ | 0000899243-98-001028 ↗ |
| 2017-04-06 | S-1 | S-1 (registration) | GUARANTY BANCSHARES INC /TX/ | 0001193125-17-113580 ↗ |
| 2017-05-01 | S-1/A | S-1/A (amendment) | GUARANTY BANCSHARES INC /TX/ | 0001193125-17-150350 ↗ |
| 2017-05-04 | S-1/A | S-1/A (amendment) | GUARANTY BANCSHARES INC /TX/ | 0001193125-17-156478 ↗ |
| 2017-05-08 | EFFECT | EFFECT (declared effective) | GUARANTY BANCSHARES INC /TX/ | 9999999995-17-001221 ↗ |
| 2017-05-09 | 424B4 | 424B4 (final prospectus) | GUARANTY BANCSHARES INC /TX/ | 0001193125-17-163369 ↗ |
| 2018-04-16 | EFFECT | EFFECT (declared effective) | GUARANTY BANCSHARES INC /TX/ | 9999999995-18-000829 ↗ |
| 2018-12-18 | EFFECT | EFFECT (declared effective) | GUARANTY BANCSHARES INC /TX/ | 9999999995-18-003163 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-05-11 | S-1/A | registration statement | $13.25–$15.25 | 350,000 | - | Nasdaq GNTY | 1 | from the submission text; range, shares headline, cover names 1 | document ↗ | |
| 1998-05-19 | 424B1 | final prospectus | $14.25 | 365,000 | $5,201,250 | Nasdaq GNTY | 1 | from the submission text; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ABSTON TYSON T | Director,Officer | Chairman and CEO | 25 | 2017–2025 | |
| Baker Richard W. | Director | 36 | 2017–2025 | ||
| Bunch James S. | Director | 40 | 2017–2025 | ||
| CONROY JOHNNY O | Director | 1 | 2017 | ||
| Drake Bradley K. | Director | 3 | 2017–2025 | ||
| Elliott Christopher B. | Director | 5 | 2017–2025 | ||
| JOHNSON CARL JR | Director | 4 | 2017–2025 | ||
| Kucera Randall R. | Officer | VP and General Counsel | 15 | 2017–2021 | |
| Lee Kirk L. | Director,Officer | President | 15 | 2017–2025 | |
| Miller Weldon C. | Director | 5 | 2017–2020 | ||
| Payne Clifton A. | Director,Officer | Senior EVP and CFO; Senior EVP/CFO | 6 | 2017–2023 | |
| Priefert William D. | Director | 6 | 2017–2022 | ||
| SCHARLACH ARTHUR B JR. | Director | 1 | 2017 | ||
| BELL MARTIN C | Officer | EVP - Guaranty Bank & Trust | 13 | 2017–2022 | |
| Cowell Charles A. | Officer | Chm. & EVP-Guaranty Bank&Trust; Vice Chairman, EVP - GB&T | 5 | 2017–2023 | |
| Lower Harold E. II | Officer | EVP - Guaranty Bank & Trust | 9 | 2017–2025 | |
| Muskrat Daniel J. | Officer | EVP & CIO-Guaranty Bank&Trust; EVP/CIO -Guaranty Bank & Trust | 3 | 2017–2020 | |
| Sharp Robert P. | Officer | EVP - Guaranty Bank & Trust | 12 | 2017–2025 | |
| Curl Molly | Director | 5 | 2017–2022 | ||
| BROWN JEFFREY W | Director | 3 | 2020–2025 | ||
| Nolan James Michael JR | Director | 2 | 2020–2025 | ||
| Jacobson Shalene A. | Officer | EVP & Chief Financial Officer; EVP & Chief Risk Officer; Senior VP & Chief Risk Officer; SEVP & Chief Financial Officer | 16 | 2020–2025 | |
| Roberts A. Craig | Officer | EVP - Guaranty Bank & Trust | 9 | 2020–2025 | |
| Gallerano Lisa S. | Officer | EVP and General Counsel; VP and General Counsel | 9 | 2021–2025 | person page Fuzzy |
| Brown William Travis | Officer | Austin Area Chairman; SEVP - Chief Lending Officer | 11 | 2022–2025 | |
| Cunningham Sondra | Director | 4 | 2022–2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-03-08 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $35,000,000 | $35,000,000 | 1 | 1 |
| 2020-05-04 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $10,000,000 | $10,000,000 | 8 | 1 |
| 2016-03-18 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $9,600,000 | $8,629,248 | 43 | 1 |
| 2016-01-04 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $5,000,000 | $5,000,000 | 7 | 1 |
| 2015-07-08 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $4,000,000 | $4,000,000 | 4 | 1 |
| 2015-04-10 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $12,000,000 | $0 | 0 | 1 |
| 2015-03-26 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $27,895,000 | $0 | 0 | 1 |
| 2015-03-16 | GUARANTY BANCSHARES INC /TX/ | Commercial Banking | $11,500,000 | $7,316,208 | 32 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | GUARANTY BANCSHARES, INC | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | GUARANTY BANCSHARES INC /TX/ | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | GUARANTY BANCSHARES INC /TX/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | GUARANTY BANCSHARES, INC | EIN (EXACT) | ||
| Person page | Lisa S Gallerano | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, TX first:
- AMEGY BANCORPORATION, INC. TX
- BAY BANCSHARES INC TX
- RIVERWAY HOLDINGS INC TX
- ENB BANKSHARES INC TX
- TEXAS UNITED BANCSHARES INC TX
- T Bancshares, Inc. TX
- SNB Bancshares Inc TX
- Woodforest Financial Group,Inc. TX
- Coastal Bancshares Acquisition Corp. TX
- Encore Bancshares Inc TX
In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance