IPO registrations (S-1, F-1) · Registrants
Anthera Pharmaceuticals Inc
- SEC CIK
- 1316175 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2009-09-15, last 2010-11-17; 3 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2010-03-02; declared effective 2010-02-23
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 25801 INDUSTRIAL BOULEVARD, SUITE B, Hayward, CA 94545
- EIN
- 20-1852016
- EDGAR entity type
- operating
- Insiders and CEO pay
- Anthera Pharmaceuticals Inc on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2010-02-23)
- Final price
- $7.00 per share, below the range (424B1 filed 2010-03-02, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $42,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ANTH
- Lead underwriters
- Cowen
- Syndicate
- Curhan Ford; Table of; Deutsche Bank; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: ANTHERA PHARMACEUTICALS, INC. EXACT (EIN (EXACT))
- Form D issuer: Anthera Pharmaceuticals Inc EXACT (CIK (EXACT))
- Lobbying client: ANTHERA PHARMACEUTICALS, INC. Fuzzy (name and state)
- SEC filer: Anthera Pharmaceuticals Inc EXACT (CIK (EXACT))
- Person page: Steven B Engle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 19
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-09-15 | S-1 | S-1 (registration) | Anthera Pharmaceuticals Inc | 0000950123-09-043360 ↗ |
| 2009-10-19 | S-1/A | S-1/A (amendment) | Anthera Pharmaceuticals Inc | 0000950123-09-051089 ↗ |
| 2009-11-16 | S-1/A | S-1/A (amendment) | Anthera Pharmaceuticals Inc | 0000950123-09-063187 ↗ |
| 2010-01-29 | S-1/A | S-1/A (amendment) | Anthera Pharmaceuticals Inc | 0000950123-10-006282 ↗ |
| 2010-02-03 | S-1/A | S-1/A (amendment) | Anthera Pharmaceuticals Inc | 0000950123-10-007929 ↗ |
| 2010-02-23 | S-1/A | S-1/A (amendment) | Anthera Pharmaceuticals Inc | 0000950123-10-015539 ↗ |
| 2010-02-23 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-10-000575 ↗ |
| 2010-02-26 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-10-000616 ↗ |
| 2010-03-02 | 424B1 | 424B1 (final prospectus) | Anthera Pharmaceuticals Inc | 0000950123-10-020101 ↗ |
| 2010-10-22 | S-1 | S-1 (registration) | Anthera Pharmaceuticals Inc | 0000950123-10-095295 ↗ |
| 2010-11-03 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-10-003138 ↗ |
| 2010-11-08 | S-1 | S-1 (registration) | Anthera Pharmaceuticals Inc | 0000950123-10-101961 ↗ |
| 2010-11-17 | S-1/A | S-1/A (amendment) | Anthera Pharmaceuticals Inc | 0000950123-10-106390 ↗ |
| 2010-11-18 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-10-003306 ↗ |
| 2011-03-11 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-11-000660 ↗ |
| 2011-03-11 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-11-000661 ↗ |
| 2011-03-11 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-11-000664 ↗ |
| 2011-07-05 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-11-002046 ↗ |
| 2012-01-24 | EFFECT | EFFECT (declared effective) | Anthera Pharmaceuticals Inc | 9999999995-12-000291 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-02-23 | S-1/A | registration statement | $13.00–$15.00 | 4,607,142 | - | Nasdaq ANTH | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2010-03-02 | 424B1 | final prospectus | $7.00 | 6,000,000 | $42,000,000 | Nasdaq ANTH | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bianchi Annette | Director | 3 | 2010–2011 | ||
| Fritsch Ursula | Officer | VP, Glob. Reg. and Compliance; VP, Glob. Reg. & Compliance | 3 | 2010 | |
| HEALY JAMES | Director; Director,TenPercentOwner | 11 | 2010–2013 | ||
| HENNEY CHRISTOPHER S | Director | 14 | 2010–2018 | ||
| Hislop Colin | Officer | Chief Medical Officer; Sr. VP, Cardiovasc. Prod. | 22 | 2010–2016 | |
| Lau Stephen | Officer | VP, Corp. & Business Dev. | 2 | 2010 | |
| Leheny A. Rachel | Director | 4 | 2010 | ||
| LOWE CHRISTOPHER P. | Officer | C.F.O. and C.B.O.; CFO and Chief Business Officer; CFO & VP of Administration; Chief Financial Officer & CBO; VP of Administration and CBO | 21 | 2010–2013 | |
| ODINK DEBRA | Director,Officer; Officer | Chief Technology Officer; VP, Pharmaceutical R&D | 23 | 2010–2015 | |
| PENNINGTON JAMES E | Officer | Chief Medical Officer & Ex. VP | 1 | 2010 | |
| SALZMAN ALAN E | TenPercentOwner | 10 | 2010–2011 | ||
| Santel Donald J | Director | 3 | 2010–2011 | ||
| Sofinnova Management VI, L.L.C. | TenPercentOwner | 6 | 2010–2012 | ||
| SOFINNOVA VENTURE PARTNERS VI L P | TenPercentOwner | 6 | 2010–2012 | ||
| SPIEGELMAN DANIEL K | Director | 7 | 2010–2014 | ||
| Thompson David E. | Director | 15 | 2010–2018 | ||
| Trias Joaquim | Officer | Sr. VP, Preclinical Developmen; SR VP, Preclinical Development | 4 | 2010 | |
| TRUEX PAUL F | Director; Director,Officer; Officer | Chief Executive Officer; Executive Chaiman; Executive Chairman; President and C.E.O.; President and CEO; President and Chief Executive | 41 | 2010–2018 | |
| VANTAGEPOINT VENTURE ASSOCIATES IV LLC | TenPercentOwner | 10 | 2010–2011 | ||
| VANTAGEPOINT VENTURE PARTNERS IV LP | TenPercentOwner | 10 | 2010–2011 | ||
| VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP | TenPercentOwner | 10 | 2010–2011 | ||
| VANTAGEPOINT VENTURE PARTNERS IV Q LP | TenPercentOwner | 10 | 2010–2011 | ||
| KILFOIL GEORGINA | Officer | SVP, Prod. Dev. & Project Mngm; SVP,Product Dev.& Project Mgmt | 9 | 2010–2013 | |
| ISALY SAMUEL D | Director; Director,TenPercentOwner; TenPercentOwner | 13 | 2010–2013 | ||
| ORBIMED ADVISORS LLC | Director; Director,TenPercentOwner; TenPercentOwner | 13 | 2010–2013 | ||
| OrbiMed Capital GP IV LLC | Director; Director,TenPercentOwner; TenPercentOwner | 13 | 2010–2013 | ||
| Thompson Peter A. | Director | 3 | 2011–2012 | ||
| Azan Alain | TenPercentOwner | 4 | 2011–2012 | ||
| Buatois Eric | TenPercentOwner | 4 | 2011–2012 | ||
| POWELL MICHAEL | TenPercentOwner | 4 | 2011–2012 | ||
| Sofinnova Venture Affiliates VI LP | TenPercentOwner | 4 | 2011–2012 | ||
| Sofinnova Venture Partners VI GmbH & Co. KG | TenPercentOwner | 4 | 2011–2012 | ||
| DZIURZYNSKI BOGDAN | Director | 5 | 2012–2013 | ||
| ZWEIFACH SANFORD S | Director | 5 | 2013–2015 | ||
| LIU MAY | Officer | Chief Accounting Officer; Principal Accounting Officer; SVP, Finance & Administration | 12 | 2013–2018 | |
| ENGLE STEVEN B | Director | 5 | 2014–2016 | person page Fuzzy | |
| Sager Philip | Director | 6 | 2014–2018 | ||
| Mueller Brian | Director | 7 | 2014–2018 | ||
| Zenyaku Kogyo Co., Ltd. | TenPercentOwner | 1 | 2015 | ||
| Dickinson Klara | Officer | Chief Regulatory Officer; SVP & Chief Regulatory Office; SVP & Chief Regulatory Officer | 6 | 2015–2017 | |
| THOMPSON JOHN CRAIG | Director,Officer; Officer | Chief Executive Officer; President & CEO; President & COO | 11 | 2016–2018 | |
| Olson Charles V | Officer | Chief Technology Officer; CHIEF TECHNOLOGY OFFICER | 5 | 2016–2017 | |
| Pennington James | Officer | Interim Chief Medical Officer | 1 | 2016 | |
| Furse Brent | Director | 2 | 2016–2018 | ||
| SHANAHAN WILLIAM R JR | Director,Officer; Officer | Chief Medical Officer | 3 | 2016–2018 | |
| McManigle Mark Drew | Director,Officer | Chief Liquidating Officer | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-11-09 | Anthera Pharmaceuticals Inc | Biotechnology | $15,000,000 | $15,000,000 | 21 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | ANTHERA PHARMACEUTICALS | CA | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | ANTHERA PHARMACEUTICALS, INC. | CA | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Anthera Pharmaceuticals Inc | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | ANTHERA PHARMACEUTICALS, INC. | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | Anthera Pharmaceuticals, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | Anthera Pharmaceuticals Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Anthera Pharmaceuticals, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ANTHERA PHARMACEUTICALS, INC. | EIN (EXACT) | ||
| Person page | Steven B Engle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, CA first:
- CONNETICS CORP CA
- SIBIA NEUROSCIENCES INC CA
- MEDIVATION, INC. CA
- IMMUSOL INC CA
- DYNAVAX TECHNOLOGIES CORP CA
- RIGEL PHARMACEUTICALS INC CA
- Diadexus, Inc. CA
- CymaBay Therapeutics, Inc. CA
- CRESCENDO PHARMACEUTICALS CORP CA
- SPIROS DEVELOPMENT CORP II INC CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health