BETA

IPO registrations (S-1, F-1) · Registrants

ECOTALITY, INC.

SEC CIK
1301206 · filings on EDGAR ↗
Former names
ALCHEMY ENTERPRISES, LTD. (2004–2006)
Registration
Form S-1, first filed 2010-06-10, last 2011-06-22; 2 initial registrations, 2 amendments
Outcome
Final prospectus filed 2011-06-23; declared effective 2010-06-24
Industry (SIC)
Motors & Generators 3621
Incorporated in
NV
Business address
PO BOX 20336, Phoenix, AZ 85036
EIN
68-0515422
EDGAR entity type
operating
Insiders and CEO pay
ECOTALITY, INC. on the corporate pages

Offering terms

Final price
$2.50 per share (424B4 filed 2011-06-23)
Shares sold
8,500,000
Gross proceeds
$21,250,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol ECTY
Lead underwriters
Roth Capital Partners (4,675,000 shares)
Syndicate
ThinkEquity (2,550,000); Craig-Hallum (1,275,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2010-06-10S-1S-1 (registration)ECOTALITY, INC.0001144204-10-032842 ↗
2010-06-24EFFECTEFFECT (declared effective)ECOTALITY, INC.9999999995-10-001933 ↗
2011-05-10S-1S-1 (registration)ECOTALITY, INC.0001144204-11-027525 ↗
2011-05-11EFFECTEFFECT (declared effective)ECOTALITY, INC.9999999995-11-001476 ↗
2011-05-11EFFECTEFFECT (declared effective)ECOTALITY, INC.9999999995-11-001483 ↗
2011-06-06S-1/AS-1/A (amendment)ECOTALITY, INC.0001144204-11-034029 ↗
2011-06-22S-1/AS-1/A (amendment)ECOTALITY, INC.0001144204-11-036900 ↗
2011-06-22EFFECTEFFECT (declared effective)ECOTALITY, INC.9999999995-11-001933 ↗
2011-06-23424B4424B4 (final prospectus)ECOTALITY, INC.0001144204-11-037081 ↗
2012-06-22EFFECTEFFECT (declared effective)ECOTALITY, INC.9999999995-12-001916 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2011-06-22S-1/Aregistration statement$2.508,500,000$21,250,000Nasdaq ECTY3primary document; price table, shares headline, proceeds computed, cover names 3document ↗
2011-06-23424B4final prospectus$2.508,500,000$21,250,000Nasdaq ECTY3primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Lynn-Cole Capital CORPOther; TenPercentOwner102006
Sciotto HaroldDirector,Officer,TenPercentOwner; OfficerSECRETARY AND TREASURER; Secretary & Treasurer; Secretary Treasurer; Secretary, Treasurer; SECRETARY & TREASURER82006–2010
READ JONATHAN RDirector,Officer; Director,Officer,TenPercentOwner; OfficerCEO & President; CEO / President; CEO/President; CEO/PRESIDENT; PRESIDENT172006–2012
Jerry Lin YSDirector22008–2009
Karner Donald BDirector; Director,Officer; OfficerCEO - ECONA; CEO/President; CEO/President elec52008–2011
Mead Edward SDirector112008–2013
Morrow KevinDirector; OfficerEVP - ECONA; EVP - ECOtality North America; Executive Vice President72008–2012
Edison EnterprisesTenPercentOwner12009
Baer BarryDirector,Officer; OfficerCFO; Chief Financial Officer; Secretary; Secretary/ asst. Treasury52009–2011
ARDSLEY ADVISORY PARTNERSTenPercentOwner22009–2010
MAGANA DARYLDirector42010–2013
XU YUGINGTenPercentOwner12010
Global LearnNet Ltd.TenPercentOwner12010
Valley 2010 Investments LLCTenPercentOwner22010
JOHNSON CARLTON MDirector22010–2011
KUZMA DAVID RDirector32010–2013
SMITH JACK JOSEPHDirector22010–2011
BRAR HIND RAVIDirector,Officer; OfficerChief Financial Officer; President and CEO112011–2012
ABB LTDTenPercentOwner42011–2012
ABB Technology Ventures Ltd.TenPercentOwner42011–2012
Tang Andrew JDirector12011
Santacana EnriqueDirector12011
ABB ASEA BROWN BOVERI LTDTenPercentOwner12011
JONES MURRAY B.OfficerChief Operating Officer22012–2013
Cameron Kevin JDirector22012–2013
HERRMANN SUSIEOfficerChief Financial Officer22012–2013
MARXE AUSTIN W & GREENHOUSE DAVID MTenPercentOwner112013

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationECOTALITY INCAZState business registriesname and state
Plan sponsorECOTALITY, INCAZForm 5500 (employee benefit plans)EIN (EXACT)
Federal award recipientECOTALITY, INCAZFederal spending (USAspending)name and state
SEC filerECOTALITY, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerECOTALITY, INC.AZTrademarks (USPTO)name and state
Form 5500 plan sponsorECOTALITY, INCEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Motors & Generators, AZ first:

More with this interest.

In other datasets, the same topic (Technology) in AZ:

Interests: Motors & Generators · Technology