IPO registrations (S-1, F-1) · Registrants
Village Bank & Trust Financial Corp.
- SEC CIK
- 1290476 · filings on EDGAR ↗
- Former names
- Southern Community Financial Corp. (2004–2005)
- Registration
- Form S-1, first filed 2014-11-12, last 2015-01-15; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2015-02-12; declared effective 2015-02-10
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- VA
- Business address
- 13319 MIDLOTHIAN TURNPIKE, Midlothian, VA 23113
- EIN
- 16-1694602
- EDGAR entity type
- operating
- Insiders and CEO pay
- Village Bank & Trust Financial Corp. on the corporate pages
Offering terms
- Final price
- $13.87 per share (424B4 filed 2015-02-12)
- Shares sold
- 350,622
- Gross proceeds
- $4,863,127 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol VBFC
- Lead underwriters
- Compass Point
- Syndicate
- Boenning & Scattergood
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VILLAGE BANK AND TRUST FINANCIAL CORP. Fuzzy (name and state)
- Form 5500 plan sponsor: VILLAGE BANK AND TRUST FINANCIAL EXACT (EIN (EXACT))
- Form D issuer: Village Bank & Trust Financial Corp. EXACT (CIK (EXACT))
- SEC filer: Village Bank & Trust Financial Corp. EXACT (CIK (EXACT))
- Person page: Dennis J Falk Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Frank E Jenkins Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Michael L Toalson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Mr Devon M Henry Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: R Calvert Esleeck Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-11-12 | S-1 | S-1 (registration) | Village Bank & Trust Financial Corp. | 0001144204-14-067231 ↗ |
| 2014-12-19 | S-1/A | S-1/A (amendment) | Village Bank & Trust Financial Corp. | 0001144204-14-075061 ↗ |
| 2015-01-15 | S-1/A | S-1/A (amendment) | Village Bank & Trust Financial Corp. | 0001144204-15-002438 ↗ |
| 2015-02-10 | EFFECT | EFFECT (declared effective) | Village Bank & Trust Financial Corp. | 9999999995-15-000364 ↗ |
| 2015-02-12 | 424B4 | 424B4 (final prospectus) | Village Bank & Trust Financial Corp. | 0001144204-15-008262 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-01-15 | S-1/A | registration statement | 350,622 | - | Nasdaq VBFC | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2015-02-12 | 424B4 | final prospectus | $13.87 | 350,622 | $4,863,127 | Nasdaq VBFC | 2 | primary document; price line, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Patrick Dean | Director | 8 | 2006–2008 | ||
| ROBESON JACK M | Officer | Senior Vice President-Lending | 1 | 2006 | |
| BOTTOMS L ANTHONY III | Officer | SVP | 1 | 2006 | |
| ESLEECK R CALVERT JR | Director | 15 | 2006–2016 | person page Fuzzy | |
| WHITEHURST C HARRIL JR | Officer | EVP-CFO; EVP/CFO; Executive Vice President; Senior Vice President/CFO; SVP/CFO | 15 | 2006–2018 | |
| Avery Raymond Thomas III | Director | 29 | 2006–2022 | ||
| Chandler William B | Director | 15 | 2006–2017 | ||
| SANDERS RAYMOND E | Officer | EVP; EVP/COO; EVP-COO/CRO; Executive Vice President; SVP; SVP/COO; SVP/COO/CRO | 12 | 2006–2016 | |
| WHITTEMORE GEORGE R | Director | 19 | 2006–2022 | ||
| FALK DENNIS J | Officer | EVP; EVP-CAO; Executive Vice President; Senior Vice President; SVP; SVP - Commercial Banking; SVP-Lending and Administration; SVP-Treasurer/Controller | 8 | 2006–2015 | person page Fuzzy |
| TOALSON MICHAEL L | Director | 24 | 2006–2025 | person page Fuzzy | |
| BALZER DONALD JOSEPH JR | Director | 17 | 2007–2013 | ||
| WINFREE THOMAS W | Director; Director,Officer | Chief Executive Officer; President/CEO | 23 | 2007–2018 | |
| BELL CRAIG D | Director | 23 | 2008–2025 | ||
| KYRIAKIDES CHRIS P | Officer | Senior Vice President; Sr. VP-Chief Lending Officer | 3 | 2009–2011 | |
| Kline Rebecca L | Officer | EVP; EVP-Retail; EVP-Retail Banking; Senior Vice President-Retail | 20 | 2009–2022 | |
| KATZEN MICHAEL A | Director | 25 | 2010–2025 | ||
| WALTON CHARLES E | Director | 23 | 2010–2020 | ||
| HOGG OAKLEY WOODLAND JR | Director | 10 | 2010–2018 | ||
| WASH JOHN T SR | Director | 8 | 2010–2018 | ||
| POWELL JAMES T | Officer | Senior Vice President | 3 | 2010–2011 | |
| WAGNER KATHERINE K | Officer | Senior Vice President | 1 | 2012 | |
| FOSTER WILLIAM G | Director,Officer; Officer | President; President/CEO; President/CEO (ret 8/14/20); Senior Vice President | 18 | 2012–2020 | |
| HENDRICKS JAMES E JR | Director,Officer; Officer | EVP; EVP-CCO; EVP/CCO; EVP-Chief Credit Officer; EVP/COO; EVP-COO/CRO; EVP/COO/CRO; Executive Vice President/CCO; President & CEO; President/CEO; President/CEO (VBFC) | 32 | 2014–2025 | |
| MOREHEAD MAX C JR | Officer | EVP; EVP-Commercial Banking; EVP-Commercial Lending; Executive Vice President | 29 | 2014–2025 | |
| LEHMAN KENNETH R | Director,TenPercentOwner; TenPercentOwner | 21 | 2015–2020 | ||
| JENKINS FRANK E. JR. | Director | 17 | 2017–2025 | person page Fuzzy | |
| WINN JAMES CLIFTON | Officer | President, VBMC; President, VB Mortgage Corp; President, VB Mortgage Corp.; President Village Bnk Mortgage; Pres. Village Bank Mortgage; VBMC, President; VBMC - President/CEO; VBMC President & CEO; VBMC President/CEO; VBMC-President/CEO | 14 | 2018–2025 | |
| Henry Devon M. | Director | 10 | 2018–2025 | person page Fuzzy | |
| Kaloski Donald M. Jr. | Officer | EVP-CFO; EVP/CFO; EVP-CFO & Chief Risk Officer; EVP-CFO/CRO; EVP/CFO & CRO; EVP-Chief Financial Officer | 19 | 2018–2025 | |
| Barzel Roy I | Officer; OfficerOther | EVP-CCO; EVP-Chief Credit Officer; Executive Vice President | 15 | 2020–2025 | |
| Quesenbery Christy | Officer | EVP of Operations; EVP-Operations | 13 | 2020–2025 | |
| Kastelberg Mary Margaret | Director | 8 | 2020–2025 | ||
| Church Jennifer J. | Director; Officer | EVP-Retail Banking | 8 | 2022–2025 | |
| Carey Ronald L. | Director | 4 | 2023–2025 | ||
| Sanderson Selena Trudy | Director | 5 | 2023–2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-03-23 | Village Bank & Trust Financial Corp. | Other Banking and Financial Services | $5,700,000 | $5,700,000 | 10 | 1 |
| 2014-11-24 | Village Bank & Trust Financial Corp. | Commercial Banking | $8,000,000 | $0 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | VILLAGE BANK AND TRUST FINANCIAL CORP. | VA | State business registries | name and state |
| Form D issuer | Village Bank & Trust Financial Corp. | VA | Form D private offerings | CIK (EXACT) |
| Nonprofit | VIRGINIA 1ST | VA | Nonprofits (IRS Form 990) | same street address and ZIP code, 13319 MIDLOTHIAN TURNPIKE 23113 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Village Bank & Trust Financial Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Village Bank and Trust Financial Corporation | VA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | VILLAGE BANK AND TRUST FINANCIAL | EIN (EXACT) | ||
| Person page | Dennis J Falk | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Frank E Jenkins Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Michael L Toalson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Mr Devon M Henry | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | R Calvert Esleeck Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, VA first:
- HIGHLANDS BANKSHARES INC /VA/ VA
- EASTERN VIRGINIA BANKSHARES INC VA
- NEW PEOPLES BANKSHARES INC VA
- BANK OF THE JAMES FINANCIAL GROUP INC VA
- Community Bankers Trust Corp VA
- Primis Financial Corp. VA
- Monarch Financial Holdings, Inc. VA
- FIRST CAPITAL BANCORP, INC. VA
- Xenith Bankshares, Inc. VA
- FVCBankcorp, Inc. VA
In other datasets, the same topic (Finance) in VA:
- Lobbying client: 60 PLUS ASSOCIATION (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance