IPO registrations (S-1, F-1) · Registrants
BANK OF THE JAMES FINANCIAL GROUP INC
- SEC CIK
- 1275101 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-12-15; 1 initial registration, 0 amendments
- Outcome
- Declared effective 2015-12-22
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- VA
- Business address
- P O BOX 1200, Lynchburg, VA 24505
- EIN
- 20-0500300
- Ticker
- BOTJ (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BANK OF THE JAMES FINANCIAL GROUP INC on the corporate pages
Offering terms
- Shares offered
- 1,000,000
- Listing
- Nasdaq under the symbol BOTJ
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BANK OF THE JAMES FINANCIAL GROUP, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: BANK OF THE JAMES FINANCIAL GROUP, INC. EXACT (EIN (EXACT))
- Form D issuer: BANK OF THE JAMES FINANCIAL GROUP INC EXACT (CIK (EXACT))
- SEC filer: BANK OF THE JAMES FINANCIAL GROUP INC EXACT (CIK (EXACT))
- Person page: Julie P Doyle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Mr Michael A Syrek Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Phillip C Jamerson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas W Pettyjohn Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Other))
- Person page: Watt R Foster Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 2
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-12-15 | S-1 | S-1 (registration) | BANK OF THE JAMES FINANCIAL GROUP INC | 0001193125-15-403832 ↗ |
| 2015-12-22 | EFFECT | EFFECT (declared effective) | BANK OF THE JAMES FINANCIAL GROUP INC | 9999999995-15-003371 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-12-15 | S-1 | registration statement | $11.52 | 1,000,000 | $11,520,000 | Nasdaq BOTJ | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ZECHINI RICHARD R | Director | 6 | 2006–2010 | ||
| ADDISON LEWIS C | Director | 35 | 2006–2026 | ||
| CHAPMAN ROBERT R | Director,Officer | President | 76 | 2006–2026 | |
| SCRUGGS J TODD | Director,Officer; Officer | Secretary-Treasurer | 12 | 2006–2025 | |
| WALTEMEYER MARTIN E | Other | 1 | 2006 | ||
| BRYANT WILLIAM C III | Director | 69 | 2006–2026 | ||
| CLARK DONNA S | Director | 1 | 2007 | ||
| FOSTER WATT R JR | Director | 40 | 2007–2026 | person page Fuzzy | |
| GILES DONALD M | Director | 3 | 2007–2010 | ||
| PETTICOLAS AUGUSTUS A JR | Director | 2 | 2007–2023 | ||
| WHITE KENNETH S | Director | 1 | 2007 | ||
| DALY JAMES F | Director | 2 | 2007–2016 | ||
| ALFORD JOHN R JR | Director | 33 | 2009–2024 | ||
| JOHNSON ANGELIA R | Officer | EVP - RETAIL | 1 | 2010 | |
| PETTYJOHN THOMAS W JR | Director; Director,Other; DirectorOther | 11 | 2010–2023 | person page Fuzzy | |
| DOYLE JULIE P | Director | 18 | 2011–2024 | person page Fuzzy | |
| SYREK MICHAEL A | Officer | EVP - Senior Lending Officer; President - Bank of the James | 18 | 2012–2026 | person page Fuzzy |
| LANGLEY LYDIA K | Director | 23 | 2015–2021 | ||
| UMBERGER HARRY P JR | Officer | EVP - Chief Credit Officer | 5 | 2016–2025 | |
| DALTON AUBREY DOUGLAS III | Director | 2 | 2016–2023 | ||
| JAMERSON PHILLIP C | Director | 8 | 2016–2026 | person page Fuzzy | |
| SORENSON ERIC JOHN JR | Officer | EVP | 7 | 2022–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-05-08 | BANK OF THE JAMES FINANCIAL GROUP INC | Commercial Banking | $12,000,000 | $0 | 0 | 1 |
| 2017-02-02 | BANK OF THE JAMES FINANCIAL GROUP INC | Commercial Banking | $5,000,000 | $5,000,000 | 24 | 1 |
| 2015-12-17 | BANK OF THE JAMES FINANCIAL GROUP INC | Commercial Banking | $11,520,000 | $11,520,000 | 21 | 1 |
| 2012-02-27 | BANK OF THE JAMES FINANCIAL GROUP INC | Commercial Banking | $12,000,000 | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BANK OF THE JAMES FINANCIAL GROUP, INC. | VA | State business registries | name and state |
| Form D issuer | BANK OF THE JAMES FINANCIAL GROUP INC | VA | Form D private offerings | CIK (EXACT) |
| SEC filer | BANK OF THE JAMES FINANCIAL GROUP INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | BANK OF THE JAMES FINANCIAL GROUP, INC. | EIN (EXACT) | ||
| Person page | Julie P Doyle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Mr Michael A Syrek | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Phillip C Jamerson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Thomas W Pettyjohn Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Other) | |
| Person page | Watt R Foster Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, VA first:
- HIGHLANDS BANKSHARES INC /VA/ VA
- EASTERN VIRGINIA BANKSHARES INC VA
- NEW PEOPLES BANKSHARES INC VA
- Village Bank & Trust Financial Corp. VA
- Community Bankers Trust Corp VA
- Primis Financial Corp. VA
- Monarch Financial Holdings, Inc. VA
- FIRST CAPITAL BANCORP, INC. VA
- Xenith Bankshares, Inc. VA
- FVCBankcorp, Inc. VA
In other datasets, the same topic (Finance) in VA:
- Lobbying client: 60 PLUS ASSOCIATION (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance