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IPO registrations (S-1, F-1) · Registrants

PLY GEM HOLDINGS INC

SEC CIK
1284807 · filings on EDGAR ↗
Registration
Form S-1, first filed 2010-05-28, last 2013-05-13; 1 initial registration, 5 amendments
Outcome
Final prospectus filed 2013-05-23; declared effective 2011-06-27
Industry (SIC)
Millwood, Veneer, Plywood, & Structural Wood Members 2430
Incorporated in
DE
Business address
5020 WESTON PARKWAY, SUITE 400, Cary, NC 27513
EIN
20-0645710
EDGAR entity type
operating
Insiders and CEO pay
PLY GEM HOLDINGS INC on the corporate pages

Offering terms

Proposed price range
$18.00–$20.00 per share (S-1/A filed 2013-05-13)
Final price
$21.00 per share, above the range (424B4 filed 2013-05-23, an initial public offering)
Shares sold
15,789,474
Gross proceeds
$331,578,954 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol PGEM
Lead underwriters
J.P. Morgan (4,421,053 shares); Credit Suisse (3,157,895 shares); Goldman Sachs (3,157,895 shares)
Syndicate
UBS (2,368,421); Deutsche Bank (1,263,158); Zelman Partners LLC (789,474); BB&T Capital Markets; Stephens (315,789); BB&T Capital Markets, a division of BB&T Securities, LLC (315,789)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
2010-05-28S-1S-1 (registration)PLY GEM HOLDINGS INC0000950123-10-054239 ↗
2010-07-12S-1/AS-1/A (amendment)PLY GEM HOLDINGS INC0000950123-10-064671 ↗
2010-08-05S-1/AS-1/A (amendment)PLY GEM HOLDINGS INC0000950123-10-073397 ↗
2011-06-27EFFECTEFFECT (declared effective)PLY GEM HOLDINGS INC9999999995-11-001971 ↗
2012-12-21EFFECTEFFECT (declared effective)PLY GEM HOLDINGS INC9999999995-12-003622 ↗
2013-04-05S-1/AS-1/A (amendment)PLY GEM HOLDINGS INC0001193125-13-143338 ↗
2013-05-06S-1/AS-1/A (amendment)PLY GEM HOLDINGS INC0001193125-13-200888 ↗
2013-05-13S-1/AS-1/A (amendment)PLY GEM HOLDINGS INC0001193125-13-215370 ↗
2013-05-22EFFECTEFFECT (declared effective)PLY GEM HOLDINGS INC9999999995-13-001596 ↗
2013-05-23424B4424B4 (final prospectus)PLY GEM HOLDINGS INC0001193125-13-232964 ↗
2014-08-01EFFECTEFFECT (declared effective)PLY GEM HOLDINGS INC9999999995-14-002369 ↗
2014-12-18EFFECTEFFECT (declared effective)PLY GEM HOLDINGS INC9999999995-14-003739 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-05-13S-1/Aregistration statement$18.00–$20.0015,789,474-NYSE PGEM8primary document; range, shares headline, cover names 8document ↗
2013-05-23424B4final prospectus$21.0015,789,474$331,578,954NYSE PGEM9primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 8document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Barber Jeffrey TDirector72013–2018
Buckley John LOfficer; Officer,TenPercentOwnerPresident, Siding Group; Pres., Siding, Fencing & Stone82013–2018
Caxton-Iseman (Ply Gem) II, L.P.TenPercentOwner22013–2018
Caxton-Iseman (Ply Gem), L.P.TenPercentOwner22013–2018
FERRIS ROBERT ADirector22013
FJI Gloucester LLCTenPercentOwner22013–2018
HALEY MICHAEL PDirector92013–2018person page Fuzzy
Hall Timothy TDirector22013–2018
ISEMAN FREDERICK JDirector,TenPercentOwner32013–2018
Johnson Timothy DOfficer,TenPercentOwnerGeneral Counsel; General Counsel, VP; SVP and General Counsel72013–2018
LEFKOWITZ STEVEN MDirector; Director,TenPercentOwner32013–2014person page Fuzzy
Morstad LynnOfficer,TenPercentOwnerPres., U.S. Windows and Doors12013
Poe Shawn KOfficer,TenPercentOwnerEVP and CFO; VP and CFO92013–2018
Rajaconda Holdings, Inc.TenPercentOwner22013–2018
ROACH JOHN DDirector42013–2014
Robinette Gary EDirector,Officer,TenPercentOwnerChairman and CEO; President and CEO; President, CEO and Chairman62013–2018
Schmoll David NOfficer,TenPercentOwnerSVP, Human Resources82013–2018
Wayne JohnOfficer,TenPercentOwnerEVP, Chief Operating Officer82013–2018
Steinhafel Arthur W.OfficerPres., U.S. Windows and Doors72014–2018
Rhinehart Mary KDirector72014–2018person page Fuzzy
Stipp Janice EDirector72014–2018
Forbes John G. Jr.Director22016–2018
Thesseling Joost F.Director22016–2018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationPLY GEM HOLDINGS, INC.NCState business registriesname and state
SEC filerPLY GEM HOLDINGS INCSEC filers (EDGAR)CIK (EXACT)
Person pageMary K RhinehartPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageMichael P HaleyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageSteven M LefkowitzPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Millwood, Veneer, Plywood, & Structural Wood Members, NC first:

More with this interest.

Interests: Millwood, Veneer, Plywood, & Structural Wood Members