IPO registrations (S-1, F-1) · Registrants
UNIVERSAL TECHNICAL INSTITUTE INC
- SEC CIK
- 1261654 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2003-10-03, last 2004-04-16; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2003-12-17
- Industry (SIC)
- Services-Educational Services 8200
- Incorporated in
- DE
- Business address
- 4225 EAST WINDROSE DRIVE, SUITE 200, Phoenix, AZ 85032
- EIN
- 86-0226984
- Ticker
- UTI (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- UNIVERSAL TECHNICAL INSTITUTE INC on the corporate pages
Offering terms
- Final price
- $20.50 per share (424B1 filed 2003-12-17, an initial public offering)
- Shares sold
- 7,500,000 (3,250,000 by the company, 4,250,000 by selling holders)
- Gross proceeds
- $153,750,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol UTI
- Lead underwriters
- Credit Suisse
- Syndicate
- BofA Securities; Jefferies; Thomas Weisel Partners; Truist Securities; Receivables, net (12,527)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LINCOLN TECHNICAL INSTITUTE OF ARIZONA, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: UNIVERSAL TECHNICAL INSTITUTE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Universal Technical Institute, Inc. Fuzzy (name and state)
- Business registration: UNIVERSAL TECHNICAL INSTITUTE, INC. Fuzzy (name and state)
- Business registration: UNIVERSAL TECHNICAL INSTITUTE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: UNIVERSAL TECHNICAL INSTITUTE, INC. EXACT (EIN (EXACT))
- Federal award recipient: UNIVERSAL TECHNICAL INSTITUTE, INC. Fuzzy (name and state)
- Lobbying client: UNIVERSAL TECHNICAL INSTITUTE Fuzzy (name and state)
- Lobbying client: UNIVERSAL TECHNICAL INSTITUTE Fuzzy (name and state)
- Lobbying client: UNIVERSAL TECHNICAL INSTITUTE Fuzzy (name and state)
- Lobbying client: UNIVERSAL TECHNICAL INSTITUTE INC Fuzzy (name and state)
- Lobbying client: UNIVERSAL TECHNICAL INSTITUTE, INC. Fuzzy (name and state)
- Lobbying client: UNIVERSAL TECHNICAL INSTITUTE, INC. Fuzzy (name and state)
- Lobbying registrant: UNIVERSAL TECHNICAL INSTITUTE, INC. Fuzzy (name and state)
- SEC filer: UNIVERSAL TECHNICAL INSTITUTE INC EXACT (CIK (EXACT))
- Person page: Allan D Gilmour Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kimberly J McWaters Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Michael R Eisenson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Rhonda R Turner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2003-10-03 | S-1 | S-1 (registration) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-03-001910 ↗ |
| 2003-11-12 | S-1/A | S-1/A (amendment) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-03-002288 ↗ |
| 2003-12-01 | S-1/A | S-1/A (amendment) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-03-002419 ↗ |
| 2003-12-15 | S-1/A | S-1/A (amendment) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-03-002490 ↗ |
| 2003-12-17 | 424B1 | 424B1 (final prospectus) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950123-03-013861 ↗ |
| 2003-12-17 | 424B1 | 424B1 (final prospectus) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-03-002509 ↗ |
| 2004-04-05 | S-1 | S-1 (registration) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950124-04-001450 ↗ |
| 2004-04-16 | S-1/A | S-1/A (amendment) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-04-000868 ↗ |
| 2004-04-27 | 424B4 | 424B4 (final prospectus) | UNIVERSAL TECHNICAL INSTITUTE INC | 0000950153-04-000960 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-12-15 | S-1/A | registration statement | $21.00 | 7,500,000 | $157,500,000 | NYSE UTI | 6 | primary document; price sentence, shares headline, proceeds computed, underwriting table 1, cover names 5 | document ↗ | |
| 2003-12-17 | 424B1 | final prospectus | $20.50 | 7,500,000 | $153,750,000 | NYSE UTI | 6 | primary document; price sentence, shares headline, proceeds computed, underwriting table 1, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HARTMAN ROBERT D | Director | 24 | 2006–2009 | ||
| MILLER DAVID K | Officer | Sr VP of Sales | 9 | 2006–2007 | |
| HASLIP JENNIFER | Officer | Sr. VP, Chief Fin Officer | 7 | 2006–2008 | |
| SPEER ROGER L | Officer | Sr. VP, Custom Training Group; Sr. VP of Operations | 14 | 2006–2009 | |
| CONRAD A CONRAD | Director | 14 | 2006–2019 | ||
| PENSKE ROGER S | Director | 16 | 2006–2020 | ||
| CAPUTO A RICHARD JR | Director | 8 | 2006–2013 | ||
| KNIGHT KEVIN P | Director | 3 | 2006–2008 | ||
| SRERE LINDA J | Director | 25 | 2006–2026 | ||
| MCWATERS KIMBERLY J | Director; Director,Officer | Chairman and CEO; Chief Executive Officer; President and CEO; President, Chief Exec Officer | 97 | 2006–2020 | person page Fuzzy |
| WHITE JOHN C | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman of the Board | 37 | 2006–2020 | |
| EISENSON MICHAEL R | Director; Other | 2 | 2006 | person page Fuzzy | |
| Freed Chad Allen | Officer | EVP, Gen Counsel & Corp Dev; General Counsel, SVP Bus Dev; Sr. VP, General Counsel | 67 | 2006–2019 | |
| Wolff Larry H | Officer | Sr. VP, Chief Info Officer | 6 | 2006–2008 | |
| GILMOUR ALLAN D | Director | 7 | 2006–2010 | person page Fuzzy | |
| Smith Sherrell | Officer | Chief Operating Officer; EVP, Admissions and Operations; EVP, Campus Ops & Services; EVP, Chief Academic Officer; Executive VP of Operations; Sr. VP of Operations; SVP Operations | 88 | 2006–2026 | |
| Crain Richard | Officer | Sr. VP of Marketing; SVP, Marketing and Strategy; SVP, Strategy and Marketing | 31 | 2007–2012 | |
| Adler Robert K | Officer | SVP of Admissions; SVP of Campus Admissions; VP of Campus Admissions; VP of Campus Sales | 24 | 2007–2010 | |
| Cutler Joseph | Officer | SVP-Field Admissions | 6 | 2007–2009 | |
| Cabito Alan | Director | 11 | 2008–2016 | ||
| PUTNAM EUGENE S JR | Officer | EVP- Chief Financial Officer; President and CFO | 45 | 2008–2016 | |
| Pinkus David B | Officer | SVP Information Technology | 5 | 2009–2010 | |
| Riggs Thomas E | Officer | SVP Campus Operations; SVP Marketing; SVP Operations | 29 | 2009–2012 | |
| Turner Rhonda R | Officer | SVP Industry & People Solution; SVP People Services | 58 | 2010–2018 | person page Fuzzy |
| Cranston Kenneth J | Officer | SVP Admissions | 24 | 2010–2014 | |
| Paige Roderick R | Director | 12 | 2010–2020 | ||
| TRAMMELL KENNETH R | Director | 20 | 2011–2026 | ||
| Blaszkiewicz David | Director | 17 | 2011–2024 | ||
| Peterson Bryce H | Officer | EVP & CFO; SVP Information Technology; VP Information Technology | 41 | 2011–2017 | |
| STADIUM CAPITAL PARTNERS L P | TenPercentOwner | 17 | 2012–2017 | ||
| LENNOX WILLIAM J JR | Director | 18 | 2014–2026 | ||
| May Jeffry B | Officer | SVP Marketing; SVP Marketing & Strategy | 12 | 2014–2016 | |
| BARRESI CHARLES | Officer | SVP Customer Solutions | 11 | 2015–2016 | |
| Coliseum Capital, LLC | Director; Director,TenPercentOwner; TenPercentOwner | 30 | 2015–2026 | ||
| Coliseum Capital Management, LLC | Director; Director,TenPercentOwner; TenPercentOwner | 30 | 2015–2026 | ||
| Coliseum Capital Partners II, L.P. | Director,TenPercentOwner; TenPercentOwner | 12 | 2015–2020 | ||
| COLISEUM CAPITAL PARTNERS, L.P. | Director; Director,TenPercentOwner; TenPercentOwner | 30 | 2015–2026 | ||
| Gray Adam | Director; Director,TenPercentOwner; TenPercentOwner | 30 | 2015–2026 | ||
| Shackelton Christopher S | Director; Director,TenPercentOwner; TenPercentOwner | 30 | 2015–2026 | ||
| Coliseum Capital Co-Invest, L.P. | Director,TenPercentOwner; TenPercentOwner | 4 | 2016–2020 | ||
| Coliseum Holdings I, LLC | Director,TenPercentOwner; TenPercentOwner | 4 | 2016–2020 | ||
| Jameson Piper P | Officer | EVP & Chief Marketing Officer | 11 | 2017–2019 | |
| DEVINCENZI ROBERT THOMAS | Director | 22 | 2017–2026 | ||
| Grant Jerome Alan | Director,Officer; Officer | Chief Executive Officer; EVP & Chief Operating Officer | 33 | 2017–2026 | |
| Yessner Scott | Officer | Interim CFO | 1 | 2018 | |
| Severson Eric | Officer | SVP Admissions | 21 | 2018–2023 | |
| Anderson Troy R | Officer | EVP and CFO | 17 | 2019–2023 | |
| Hitchcock Todd A | Officer | EVP Chief Strategy & Transform; EVP/COO; SVP Chief Strategy & Transform | 23 | 2020–2026 | |
| Smith Lori B | Officer | SVP Chief Information Officer | 20 | 2020–2024 | |
| Kevane Christopher E. | Officer | EVP and Chief Legal Officer; SVP Chief Legal Officer | 23 | 2020–2026 | |
| Brochick George W. | Director | 13 | 2020–2026 | ||
| Fesperman Bart | Officer | Chief Commercial Officer; SVP Chief Commercial Officer | 14 | 2020–2023 | |
| Mason Sonia Claire | Officer | Chief Human Resources Officer | 12 | 2020–2022 | |
| Sanchez Loretta Lydia | Director | 11 | 2021–2026 | ||
| Okinaka Shannon Lei | Director | 8 | 2022–2026 | ||
| Frazier Jami J. | Officer | Division President | 2 | 2022 | |
| Slubowski Michael A. | Director | 6 | 2023–2026 | ||
| Lorenz Tracy Kay | Officer | SVP and UTI Division President; UTI Division President | 9 | 2023–2026 | |
| Kline Christine | Officer | Chief Accounting Officer; Interim CFO and CAO; Senior Vice President and CAO | 10 | 2023–2026 | |
| Prehn Kevin | Officer | Concorde Division President | 8 | 2023–2026 | |
| Frank Carolyn Ann | Officer | Chief Human Resources Officer; See Remarks; SVP/Chief HR Officer | 8 | 2024–2026 | |
| Schuman Bruce | Officer | Chief Financial Officer | 4 | 2025 | |
| DeTray Adrienne Dawn | Officer | SVP and CIO | 4 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LINCOLN TECHNICAL INSTITUTE OF ARIZONA, INC. | AZ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | Universal Technical Institute, Inc. | AZ | State business registries | name and state |
| Business registration | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | State business registries | name and state |
| Business registration | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | State business registries | name and state |
| Business registration | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | State business registries | EIN (EXACT, as the state registration reports it) |
| College | Universal Technical Institute-Dallas Fort Worth | TX | Colleges and universities (IPEDS) | EIN (EXACT) |
| College | Universal Technical Institute of Texas Inc. | TX | Colleges and universities (IPEDS) | EIN (EXACT) |
| College | Universal Technical Institute-Orlando | FL | Colleges and universities (IPEDS) | EIN (EXACT) |
| Federal award recipient | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | Federal spending (USAspending) | name and state |
| Lobbying client | UNIVERSAL TECHNICAL INSTITUTE | AZ | Federal lobbying (LDA) | name and state |
| Lobbying client | UNIVERSAL TECHNICAL INSTITUTE | AZ | Federal lobbying (LDA) | name and state |
| Lobbying client | UNIVERSAL TECHNICAL INSTITUTE | AZ | Federal lobbying (LDA) | name and state |
| Lobbying client | UNIVERSAL TECHNICAL INSTITUTE INC | AZ | Federal lobbying (LDA) | name and state |
| Lobbying client | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | Federal lobbying (LDA) | name and state |
| Lobbying client | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | Federal lobbying (LDA) | name and state |
| Lobbying registrant | UNIVERSAL TECHNICAL INSTITUTE, INC. | AZ | Federal lobbying (LDA) | name and state |
| SEC filer | UNIVERSAL TECHNICAL INSTITUTE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Universal Technical Institute, Inc. | AZ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | UNIVERSAL TECHNICAL INSTITUTE, INC. | EIN (EXACT) | ||
| Person page | Allan D Gilmour | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kimberly J McWaters | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Michael R Eisenson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Rhonda R Turner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Educational Services, AZ first:
- Prosoft Learning CORP AZ
- Zovio Inc AZ
- Grand Canyon Education, Inc. AZ
- WONDER INTERNATIONAL EDUCATION & INVESTMENT GROUP Corp AZ
- Phoenix Education Partners, Inc. AZ
- CIBT Education Group Inc. A1
- Coronus Solar Inc. A1
- FLINT INT'L SERVICES, INC. A6
- Visionary Holdings Inc. A6
- SCIENTIFIC LEARNING CORP CA
In other datasets, the same topic (Education) in AZ:
- Nonprofit: 3D SCHOOL SUPPORT SYSTEMS INC (Nonprofits (IRS Form 990))
Interests: Services-Educational Services · Education