IPO registrations (S-1, F-1) · Registrants
SCIENTIFIC LEARNING CORP
- SEC CIK
- 1042173 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-06-10, last 2007-08-07; 3 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 1999-07-22; declared effective 2007-08-09; withdrawal requested 1998-10-14
- Industry (SIC)
- Services-Educational Services 8200
- Incorporated in
- DE
- Business address
- 1956 WEBSTER STREET, STE 200, Oakland, CA 94612-2040
- EIN
- 94-3234458
- EDGAR entity type
- operating
- Insiders and CEO pay
- SCIENTIFIC LEARNING CORP on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1999-07-21)
- Final price
- $16.00 per share, within the range (424B4 filed 1999-07-22, an initial public offering)
- Shares sold
- 2,300,000
- Gross proceeds
- $36,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SCIL
- Lead underwriters
- Merrill Lynch
- Syndicate
- Thomas Weisel Partners; Pacific Growth Equities, Inc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SCIENTIFIC LEARNING CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: SCIENTIFIC LEARNING CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: SCIENTIFIC LEARNING CORPORATION Fuzzy (name and state)
- Form D issuer: SCIENTIFIC LEARNING CORP EXACT (CIK (EXACT))
- Lobbying client: SCIENTIFIC LEARNING Fuzzy (name and state)
- Lobbying client: SCIENTIFIC LEARNING CORPORATION Fuzzy (name and state)
- SEC filer: SCIENTIFIC LEARNING CORP EXACT (CIK (EXACT))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-06-10 | S-1 | S-1 (registration) | SCIENTIFIC LEARNING CORP | 0001047469-98-023696 ↗ |
| 1998-07-17 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-98-027592 ↗ |
| 1998-07-22 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-98-027971 ↗ |
| 1998-08-03 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-98-029029 ↗ |
| 1998-10-14 | RW | RW (withdrawal request) | SCIENTIFIC LEARNING CORP | 0001047469-98-037216 ↗ |
| 1998-10-14 | RW | RW (withdrawal request) | SCIENTIFIC LEARNING CORP | 0001047469-98-037219 ↗ |
| 1999-04-27 | S-1 | S-1 (registration) | SCIENTIFIC LEARNING CORP | 0001047469-99-016583 ↗ |
| 1999-05-28 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-99-022656 ↗ |
| 1999-06-15 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-99-024253 ↗ |
| 1999-07-02 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-99-026395 ↗ |
| 1999-07-16 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-99-027819 ↗ |
| 1999-07-21 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-99-028151 ↗ |
| 1999-07-22 | 424B4 | 424B4 (final prospectus) | SCIENTIFIC LEARNING CORP | 0001047469-99-028331 ↗ |
| 2007-05-18 | S-1 | S-1 (registration) | SCIENTIFIC LEARNING CORP | 0001047469-07-004459 ↗ |
| 2007-07-16 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-07-005611 ↗ |
| 2007-07-27 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-07-005871 ↗ |
| 2007-08-07 | S-1/A | S-1/A (amendment) | SCIENTIFIC LEARNING CORP | 0001047469-07-006136 ↗ |
| 2007-08-09 | EFFECT | EFFECT (declared effective) | SCIENTIFIC LEARNING CORP | 9999999995-07-003225 ↗ |
| 2007-08-10 | 424B4 | 424B4 (final prospectus) | SCIENTIFIC LEARNING CORP | 0001047469-07-006284 ↗ |
| 2008-02-28 | EFFECT | EFFECT (declared effective) | SCIENTIFIC LEARNING CORP | 9999999995-08-000682 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-07-21 | S-1/A | registration statement | $14.00–$16.00 | 2,300,000 | - | Nasdaq SCIL | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1999-07-22 | 424B4 | final prospectus | $16.00 | 2,300,000 | $36,800,000 | Nasdaq SCIL | 3 | from the submission text; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARLONI LINDA L | Officer | SVP, General Counsel; VP, General Counsel | 22 | 2006–2012 | |
| CHAPIN GLENN | Officer | VP, Education Sales | 6 | 2006–2008 | |
| FREEMAN JANE A | Officer | Chief Financial Officer | 15 | 2006–2013 | |
| JENKINS WILLIAM M | Officer | Chief Scientific Officer; Chief Technology Officer; SVP, Development | 25 | 2006–2012 | |
| MCCORMACK JILL A | Officer | VP, Operations | 7 | 2006–2008 | |
| MERZENICH MICHAEL M DR | Director | 10 | 2006–2008 | ||
| Trigran Investments, Inc. | TenPercentOwner | 12 | 2006–2014 | ||
| GRANAT DOUGLAS | TenPercentOwner | 11 | 2006–2014 | ||
| Oberman Lawrence A | TenPercentOwner | 11 | 2006–2014 | ||
| TRIGRAN INVESTMENTS LP | TenPercentOwner | 11 | 2006–2014 | ||
| TRIGRAN INVESTMENTS LP II | TenPercentOwner | 11 | 2006–2014 | ||
| DALVI AJIT M | Director | 8 | 2006–2008 | ||
| HOLSTROM CARLETON A | Director | 9 | 2006–2008 | ||
| MARTIN JOSEPH B | Director | 10 | 2006–2008 | ||
| BLANCHARD EDWARD V JR | Director | 31 | 2006–2014 | ||
| Smith David W | Director | 11 | 2006–2009 | ||
| TALLAL PAULA A DR | Director | 31 | 2006–2014 | ||
| Moses Michael A | Director | 25 | 2007–2014 | ||
| ODDEN LANCE R | Director | 16 | 2007–2011 | ||
| Lindl Jessica | Officer | SVP, Marketing & Inside Sales; SVP, Marketing & Product Mngmt; Vice President, Marketing | 19 | 2007–2012 | |
| KAYE CHARLES R | TenPercentOwner | 1 | 2007 | ||
| LANDY JOSEPH | TenPercentOwner | 1 | 2007 | ||
| WARBURG PINCUS & CO | TenPercentOwner | 1 | 2007 | ||
| WARBURG PINCUS LLC | TenPercentOwner | 1 | 2007 | ||
| Warburg Pincus Partners LLC | TenPercentOwner | 1 | 2007 | ||
| WARBURG PINCUS VENTURES LP | TenPercentOwner | 1 | 2007 | ||
| Simon Steven G. | TenPercentOwner | 10 | 2007–2014 | ||
| MOORHEAD RODMAN | Director | 36 | 2007–2014 | ||
| Myers David Andrew | Director,Officer; Officer | Chief Executive Officer; President and COO | 21 | 2008–2012 | |
| BOWEN ROBERT C | Director; Director,Officer; Other | Chairman and CEO; Chairman & CEO; Chief Executive Officer; Executive Chairman | 23 | 2008–2014 | |
| THOMAS JEFFREY D | Director | 27 | 2008–2014 | ||
| Feller Robert E. | Officer | Chief Financial Officer | 10 | 2008–2012 | |
| MYERS DAVID CHARLES | Officer | SVP, Sales & Services | 4 | 2009–2011 | |
| Park Ronald | Officer | Chief Technical Officer; Chief Technology Officer; SVP, Prod. Dev. & Support Ops.; VP, Product Development | 10 | 2009–2012 | |
| ROSSI DINO A | Director | 10 | 2010–2012 | ||
| CROWELL GAYLE A | Director | 9 | 2010–2012 | ||
| SIMON SHARI | Director | 11 | 2010–2012 | ||
| Brookhart Christopher John | Officer | SVP, General Counsel | 3 | 2012–2013 | |
| Lewis John Hartnett | TenPercentOwner | 1 | 2013 | ||
| Osmium Capital II, LP | TenPercentOwner | 1 | 2013 | ||
| OSMIUM CAPITAL LP | TenPercentOwner | 1 | 2013 | ||
| Osmium Partners, LLC | TenPercentOwner | 1 | 2013 | ||
| OSMIUM SPARTAN L P | TenPercentOwner | 1 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-04-21 | SCIENTIFIC LEARNING CORP | Other | $5,000,000 | $5,000,000 | 10 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SCIENTIFIC LEARNING CORPORATION | PA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | SCIENTIFIC LEARNING CORPORATION | CA | Federal spending (USAspending) | name and state |
| Form D issuer | SCIENTIFIC LEARNING CORP | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | SCIENTIFIC LEARNING | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | SCIENTIFIC LEARNING CORPORATION | CA | Federal lobbying (LDA) | name and state |
| SEC filer | SCIENTIFIC LEARNING CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Scientific Learning Corporation | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SCIENTIFIC LEARNING CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Educational Services, CA first:
- CORINTHIAN COLLEGES INC CA
- CHEGG, INC CA
- Chineseinvestors.com, Inc. CA
- Ambow Education Holding Ltd. CA
- AWARENESS FOR TEENS, INC. CA
- Udemy, Inc. CA
- Emaginos, Inc. \VA\ CA
- NP Life Sciences Health Industry Group Inc. CA
- Legacy Education Inc. CA
- Redox International Group, Corp. CA
In other datasets, the same topic (Education) in CA:
- Nonprofit: AAUW DEL MAR-LEUCADIA CALIFORNIA BRANCH (Nonprofits (IRS Form 990))
Interests: Services-Educational Services · Education