IPO registrations (S-1, F-1) · Registrants
LIQUIDITY SERVICES INC
- SEC CIK
- 1235468 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-11-14, last 2007-03-12; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2006-02-23; declared effective 2007-03-13
- Industry (SIC)
- Services-Business Services, NEC 7389
- Incorporated in
- DE
- Business address
- 6931 ARLINGTON ROAD, SUITE 460, Bethesda, MD 20814
- EIN
- 52-2209244
- Ticker
- LQDT (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- LIQUIDITY SERVICES INC on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2006-02-23, an initial public offering)
- Shares sold
- 7,687,362 (all by selling holders)
- Gross proceeds
- $76,873,620 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LQDT
- Lead underwriters
- FBR (2,533,077 shares); RBC Capital Markets (2,533,077 shares)
- Syndicate
- CIBC World Markets (1,447,472); Pacific Crest Securities (723,736); Jefferies (150,000); Stifel (150,000); ThinkEquity (150,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LIQUIDITY SERVICES INC Fuzzy (name and state)
- Business registration: LIQUIDITY SERVICES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LIQUIDITY SERVICES, INC. EXACT (EIN (EXACT))
- Form D issuer: LIQUIDITY SERVICES INC EXACT (CIK (EXACT))
- Lobbying client: LIQUIDITY SERVICES, INC. Fuzzy (name and state)
- SEC filer: LIQUIDITY SERVICES INC EXACT (CIK (EXACT))
- Person page: Donald B Hebb Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Franklin D Kramer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-11-14 | S-1 | S-1 (registration) | LIQUIDITY SERVICES INC | 0001047469-05-026761 ↗ |
| 2005-12-21 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001047469-05-028490 ↗ |
| 2006-01-17 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001047469-06-000468 ↗ |
| 2006-02-01 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001047469-06-001171 ↗ |
| 2006-02-03 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001047469-06-001277 ↗ |
| 2006-02-21 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001047469-06-002217 ↗ |
| 2006-02-23 | 424B4 | 424B4 (final prospectus) | LIQUIDITY SERVICES INC | 0001047469-06-002336 ↗ |
| 2007-02-13 | S-1 | S-1 (registration) | LIQUIDITY SERVICES INC | 0001104659-07-009834 ↗ |
| 2007-02-22 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001104659-07-013206 ↗ |
| 2007-03-12 | S-1/A | S-1/A (amendment) | LIQUIDITY SERVICES INC | 0001104659-07-018034 ↗ |
| 2007-03-13 | EFFECT | EFFECT (declared effective) | LIQUIDITY SERVICES INC | 9999999995-07-000921 ↗ |
| 2007-03-15 | 424B4 | 424B4 (final prospectus) | LIQUIDITY SERVICES INC | 0001104659-07-019240 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-02-21 | S-1/A | registration statement | $6.13 | 517,094 | $3,169,786 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2006-02-23 | 424B4 | final prospectus | $10.00 | 7,687,362 | $76,873,620 | Nasdaq LQDT | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ABS CAPITAL PARTNERS IV A LP | TenPercentOwner | 3 | 2006–2007 | ||
| ABS CAPITAL PARTNERS IV LP | TenPercentOwner | 3 | 2006–2007 | ||
| ABS CAPITAL PARTNERS IV OFFSHORE LP | TenPercentOwner | 3 | 2006–2007 | ||
| ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP | TenPercentOwner | 3 | 2006–2007 | ||
| ABS PARTNERS IV LLC | TenPercentOwner | 4 | 2006–2007 | ||
| Angrick William P III | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman & CEO; Chairman of the Board and CEO; Chairman of the Boardand CEO; Chairman of the Board & CEO | 184 | 2006–2026 | |
| Brown Benjamin Ronald | Officer; Other | Chair,Tech Adv Com;CTO, GL,LLC; Chair,Tech Adv Comm,CTO,GL,LLC; Chair,Tech Adv Comm;CTO,GL,LLC; Chair,Tech.Adv.Comm;CTO,GL,LLC | 14 | 2006–2008 | |
| Burton Thomas B | Officer | EVP, Federal Sector; Pres, COO, Gov't Liquid LLC; Pres, COO, Gov't Liquid. LLC; Pres,COO,Gov't Liquid LLC; President&COO,Gov't Liquid.LLC | 35 | 2006–2014 | |
| CLOUGH PHILLIP A | Director; Director,TenPercentOwner | 45 | 2006–2024 | ||
| EMRY FREDERIS G III | TenPercentOwner | 4 | 2006–2007 | ||
| FOWLER F DAVID | Director; Other | 15 | 2006–2011 | ||
| GROSS PATRICK W | Director | 31 | 2006–2023 | ||
| HEBB DONALD B JR | TenPercentOwner | 4 | 2006–2007 | person page Fuzzy | |
| Kramer Franklin D | Director | 13 | 2006–2013 | person page Fuzzy | |
| Mateus-Tique Jaime | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | President and Chief Op Officer; President and Chief Op.Officer; President & Chief Op Officer; President, COO | 154 | 2006–2026 | |
| Rallo James M | Officer | CFO, Treasure; CFO & Treasurer; CFO, Treasurer; CFO, Treasurer, President RSCG; Former President RSCG and CAG; President RSCG; President RSCG and CAG | 83 | 2006–2019 | |
| STOBO JOHN D JR | TenPercentOwner | 4 | 2006–2007 | ||
| TERKOWITZ RALPH S | TenPercentOwner | 4 | 2006–2007 | ||
| WEGLICKI TIMOTHY T | TenPercentOwner | 4 | 2006–2007 | ||
| Williams James Edwin | Officer | VP, Cen.Counsel & Secretary; VP, Gen. Counsel and Secretary; VP, Gen Counsel & Secretary; VP, Gen. Counsel & Secretary; VP, Gen.Counsel & Secretary; VP,Gen.Counsel & Secretary | 41 | 2006–2016 | |
| WITT LAURA | TenPercentOwner | 4 | 2006–2007 | ||
| GOSWAMI ASHOKE | TenPercentOwner | 3 | 2006–2007 | ||
| Dean Eric C. | Officer | Chief Information Officer | 16 | 2007–2012 | |
| Roy G Cayce | Officer; Other | Exec. VP/Pres. Asset Recovery; Former Exec VP/Pres. Asset Rec | 44 | 2009–2014 | |
| PERDUE DAVID A | Director | 5 | 2010–2014 | ||
| ELLIS GEORGE H | Director | 35 | 2010–2026 | ||
| Casusol Segundo Leoncio | Officer | Chief Information Officer | 16 | 2013–2017 | |
| DOMINO KATHRYN ANN | Officer | Chief Accounting Officer | 7 | 2014–2016 | |
| INFANTE BEATRIZ V | Director | 17 | 2014–2026 | ||
| Dudley Gardner H | Officer | Former President, CAG; Pres, Capital Assets Group | 16 | 2014–2017 | |
| Celaya Jorge | Officer | CFO; Chief Financial Officer; EVP & Chief Financial Officer | 64 | 2015–2026 | |
| KOLODZIESKI EDWARD | Director | 20 | 2016–2026 | ||
| Sweeney Michael E | Officer | Former VP & CAO; VP & Chief Accounting Officer | 9 | 2016–2018 | |
| Shaffer Mark A | Officer | Chief Legal Officer & Corp Sec; CLO & Corp Sec; VP, Gen. Counsel & Secretary | 60 | 2016–2026 | |
| Gravley Roger | Officer | Former Pres., GovDeals & CIO; Operating President, GovDeals; President, GovDeals & CIO | 13 | 2017–2019 | |
| Guzman Sam | Officer | VP & Chief Accounting Officer | 7 | 2018–2020 | |
| Daunt John | Officer | Chief Commercial Officer; EVP & CCO; EVP, Chief Commercial Officer; EVP & COO | 65 | 2019–2026 | |
| Lutz Michael | Officer | VP, Human Resources | 9 | 2019–2020 | |
| Rozdilsky Nicholas | Officer | Chief Marketing Officer; Vice President, Marketing | 17 | 2019–2021 | |
| Weiskircher Steven | Officer | Chief Technology Officer; SVP & Chief Technology Officer; SVP & CTO | 42 | 2019–2026 | |
| Dyer Katharin S | Director | 10 | 2020–2026 | ||
| Murray Novelette | Officer | Chief Human Resources Officer | 35 | 2020–2026 | |
| Fall Thierno Amath | Director | 5 | 2023–2026 | ||
| Hennessy Paul J. | Director | 3 | 2025–2026 | ||
| Fascenda Karen | Officer | Chief Human Resources Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-02-06 | LIQUIDITY SERVICES INC | Other | $1,000,000 | $1,000,000 | 1 | 1 |
| 2021-11-02 | LIQUIDITY SERVICES INC | Other | $2,637,500 | $2,637,500 | 1 | 1 |
| 2018-07-16 | LIQUIDITY SERVICES INC | Other | $4,504,842 | $4,504,842 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LIQUIDITY SERVICES INC | MD | State business registries | name and state |
| Business registration | LIQUIDITY SERVICES, INC. | MD | State business registries | name and state |
| Form D issuer | LIQUIDITY SERVICES INC | MD | Form D private offerings | CIK (EXACT) |
| Lobbying client | LIQUIDITY SERVICES, INC. | MD | Federal lobbying (LDA) | name and state |
| SEC filer | LIQUIDITY SERVICES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Liquidity Services, Inc. | MD | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LIQUIDITY SERVICES, INC. | EIN (EXACT) | ||
| Person page | Donald B Hebb Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Franklin D Kramer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Business Services, NEC, MD first:
- SNYDER COMMUNICATIONS INC MD
- RWD TECHNOLOGIES INC MD
- CREDITRUST CORP MD
- APPNET INC /DE/ MD
- EDGAR ONLINE INC MD
- INVENDA CORP MD
- CIDERA INC MD
- MOMENTUM HEALTHCARE SERVICES, INC. MD
- Edgarizing Solutions, Inc. MD
- Xometry, Inc. MD
In other datasets, the same topic (Technology) in MD:
- Form D issuer: 2U, Inc. (Form D private offerings)
- Lobbying client: 500PLUS (Federal lobbying (LDA))
Interests: Services-Business Services, NEC · Technology