IPO registrations (S-1, F-1) · Registrants
CareDx, Inc.
- SEC CIK
- 1217234 · filings on EDGAR ↗
- Former names
- XDx, Inc. (2007–2011); EXPRESSION DIAGNOSTICS INC (2003–2005)
- Registration
- Form S-1, first filed 2007-10-23, last 2017-12-01; 5 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2014-07-18; declared effective 2014-07-16; withdrawal requested 2008-09-08
- Industry (SIC)
- Services-Medical Laboratories 8071
- Incorporated in
- DE
- Business address
- 8000 MARINA BLVD, 4TH FLOOR, Brisbane, CA 94005
- EIN
- 94-3316839
- Ticker
- CDNA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CareDx, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2014-07-15)
- Final price
- $10.00 per share, below the range (424B4 filed 2014-07-18, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $40,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Piper Sandler; Leerink Partners
- Syndicate
- Raymond James; Mizuho; Accounts receivable 952 (2,270)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CAREDX, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: XDX, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: CAREDX, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: CAREDX, INC. EXACT (EIN (EXACT))
- Federal award recipient: CAREDX, INC. Fuzzy (name and state)
- Form D issuer: CareDx, Inc. EXACT (CIK (EXACT))
- Lobbying client: CAREDX Fuzzy (name and state)
- Lobbying client: CAREDX Fuzzy (name and state)
- Lobbying client: CAREDX, INC. Fuzzy (name and state)
- Lobbying client: CAREDX, INC. Fuzzy (name and state)
- Lobbying client: CAREDX, INC. Fuzzy (name and state)
- Lobbying client: CAREDX, INC. Fuzzy (name and state)
- Lobbying client: CAREDX, INC. Fuzzy (name and state)
- Lobbying registrant: CAREDX, INC. Fuzzy (name and state)
- SEC filer: CareDx, Inc. EXACT (CIK (EXACT))
- Person page: Brook H Byers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-10-23 | S-1 | S-1 (registration) | XDx, Inc. | 0001047469-07-007848 ↗ |
| 2007-12-10 | S-1/A | S-1/A (amendment) | XDx, Inc. | 0001047469-07-009871 ↗ |
| 2008-09-08 | RW | RW (withdrawal request) | XDx, Inc. | 0001047469-08-009903 ↗ |
| 2014-06-03 | S-1 | S-1 (registration) | CareDx, Inc. | 0001193125-14-224148 ↗ |
| 2014-06-25 | S-1/A | S-1/A (amendment) | CareDx, Inc. | 0001193125-14-249278 ↗ |
| 2014-07-07 | S-1/A | S-1/A (amendment) | CareDx, Inc. | 0001193125-14-261231 ↗ |
| 2014-07-15 | S-1/A | S-1/A (amendment) | CareDx, Inc. | 0001193125-14-268944 ↗ |
| 2014-07-16 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-14-002150 ↗ |
| 2014-07-18 | 424B4 | 424B4 (final prospectus) | CareDx, Inc. | 0001193125-14-272185 ↗ |
| 2015-12-04 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-15-003190 ↗ |
| 2016-07-12 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-16-005128 ↗ |
| 2017-04-26 | S-1 | S-1 (registration) | CareDx, Inc. | 0001193125-17-137372 ↗ |
| 2017-05-11 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-17-001267 ↗ |
| 2017-08-25 | S-1 | S-1 (registration) | CareDx, Inc. | 0001193125-17-268848 ↗ |
| 2017-09-01 | S-1 | S-1 (registration) | CareDx, Inc. | 0001193125-17-275695 ↗ |
| 2017-09-08 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-17-002306 ↗ |
| 2017-09-29 | S-1/A | S-1/A (amendment) | CareDx, Inc. | 0001193125-17-299753 ↗ |
| 2017-10-02 | S-1/A | S-1/A (amendment) | CareDx, Inc. | 0001193125-17-300971 ↗ |
| 2017-10-04 | S-1MEF | S-1MEF (added securities) | CareDx, Inc. | 0001193125-17-303681 ↗ |
| 2017-10-04 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-17-002565 ↗ |
| 2017-10-05 | 424B4 | 424B4 (final prospectus) | CareDx, Inc. | 0001193125-17-304718 ↗ |
| 2017-12-01 | S-1/A | S-1/A (amendment) | CareDx, Inc. | 0001193125-17-357577 ↗ |
| 2017-12-08 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-17-003179 ↗ |
| 2018-10-11 | EFFECT | EFFECT (declared effective) | CareDx, Inc. | 9999999995-18-002596 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-07-15 | S-1/A | registration statement | $15.00–$17.00 | 3,125,000 | - | 5 | primary document; range, shares headline, underwriting table 1, cover names 4 | document ↗ | ||
| 2014-07-18 | 424B4 | final prospectus | $10.00 | 4,000,000 | $40,000,000 | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bickerstaff George | Director | 67 | 2014–2026 | ||
| BONDERMAN DAVID | TenPercentOwner | 2 | 2014 | ||
| BYERS BROOK H | Director; Director,TenPercentOwner; Other | 11 | 2014–2016 | person page Fuzzy | |
| Cohen Fred E | Director | 36 | 2014–2026 | ||
| COULTER JAMES G | TenPercentOwner | 2 | 2014 | ||
| Goldberg Michael | Director | 80 | 2014–2026 | ||
| KLEINER PERKINS CAUFIELD & BYERS X A LP | TenPercentOwner | 2 | 2014 | ||
| KLEINER PERKINS CAUFIELD & BYERS X B LP | TenPercentOwner | 2 | 2014 | ||
| KPCB X ASSOCIATES LLC | TenPercentOwner | 2 | 2014 | ||
| LUDLUM KEN | Officer | Chief Financial officer; Chief Financial Officer | 4 | 2014–2016 | |
| Maag Peter | Director; Director,Officer | Chief Executive Officer; Executive Chair; President and CEO; See Remaks; See Remarks | 111 | 2014–2025 | |
| Meyer Matthew J. | Officer | Chief Business Officer | 3 | 2014–2016 | |
| Nelles Mitchell J | Officer | Chief Operating Officer | 14 | 2014–2018 | |
| SNYDERMAN RALPH | Director | 46 | 2014–2022 | ||
| TPG Group Holdings (SBS) Advisors, Inc. | TenPercentOwner | 2 | 2014 | ||
| Yee James P | Officer | Chief Medical Officer | 22 | 2014–2019 | |
| Gagnon Neil | TenPercentOwner | 41 | 2014–2018 | ||
| Sninsky John Joseph | Officer | Chief Scientific Officer | 7 | 2015–2018 | |
| HAGSTROM WILLIAM A | Director | 36 | 2015–2025 | ||
| DeFonzo Joshua | Officer | Chief Commercial Officer | 3 | 2015–2016 | |
| Constanti Charles | Officer | Chief Financial Officer | 3 | 2016–2017 | |
| Karlsson Anders | Officer | Chief Commercial Officer; See Remarks | 4 | 2016–2018 | |
| Whitson Todd | Officer | Chief Commercial Officer | 4 | 2016–2017 | |
| MILLER DOUGLAS S | Director | 5 | 2016–2017 | ||
| Bell Michael Brian | Officer | Chief Financial Officer | 30 | 2017–2020 | |
| Midroc Invest AB | TenPercentOwner | 1 | 2017 | ||
| King Sasha | Officer | Chief Commercial Officer; Chief Marketing Officer | 44 | 2017–2022 | |
| Abernethy Amy | Director | 5 | 2018–2019 | ||
| Seeto Reginald | Director,Officer; Officer | See Remarks; SEE REMARKS | 54 | 2018–2023 | |
| Colon Grace | Director | 11 | 2019–2023 | ||
| COURNOYER CHRISTINE | Director | 28 | 2019–2026 | ||
| Konrad Marcel | Officer | See Remarks | 1 | 2021 | |
| Dhingra Ankur | Officer | Chief Financial Officer | 5 | 2021–2022 | |
| Valantine Hannah | Director | 14 | 2021–2026 | ||
| Johnson Alexander L | Officer | Chief Business Officer; See Remarks | 26 | 2021–2024 | |
| TORRES ARTHUR A | Director | 9 | 2021–2026 | ||
| Jain Abhishek | Officer | Chief Financial Officer; See Remarks | 27 | 2022–2025 | |
| Ronai Abraham | Officer | See Remarks | 9 | 2022–2023 | |
| Hanna John Walter JR | Director,Officer | President and CEO; President & CEO | 15 | 2024–2026 | |
| Novack Jeffrey Adam | Officer | Secretary and General Counsel | 31 | 2024–2026 | |
| Riggsbee Richard Bryan | Director | 5 | 2024–2026 | ||
| Kennedy Keith | Officer | CFO & COO; Chief Operating Officer | 9 | 2024–2026 | |
| Meng Jessica | Officer | Chief Commercial Officer | 8 | 2024–2026 | |
| SMITH NATHAN | Officer | Chief Financial Officer | 3 | 2025–2026 | |
| Gunasekaran Suresh | Director | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-04-28 | CareDx, Inc. | Biotechnology | $36,802,008 | $22,169,135 | 42 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CAREDX, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | XDX, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | CareDx, Inc. | CA | Form D private offerings | CIK (EXACT) |
| IPO registrant | IGN ENTERTAINMENT INC | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 8000 MARINA BLVD 4TH FL 94005 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | CareDx, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | CAREDX, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | CAREDX, INC. | EIN (EXACT) | ||
| Federal award recipient | CAREDX, INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | CAREDX | Federal lobbying (LDA) | name and state | |
| Lobbying client | CAREDX | Federal lobbying (LDA) | name and state | |
| Lobbying client | CAREDX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | CAREDX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | CAREDX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | CAREDX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | CAREDX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying registrant | CAREDX, INC. | Federal lobbying (LDA) | name and state | |
| Person page | Brook H Byers | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Medical Laboratories, CA first:
- INSIGHT HEALTH SERVICES CORP CA
- CLARIENT, INC CA
- BIOCEPT INC CA
- SPECIALTY LABORATORIES INC CA
- GENOMIC HEALTH INC CA
- PERLEGEN SCIENCES, INC. CA
- GENOPTIX INC CA
- INSIGHT HEALTH SERVICES HOLDINGS CORP CA
- EXAGEN INC. CA
- CARDIODX INC CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Services-Medical Laboratories · Health