IPO registrations (S-1, F-1) · Registrants
GENOPTIX INC
- SEC CIK
- 1138412 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-07-31, last 2008-02-14; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2007-10-30; declared effective 2007-10-29
- Industry (SIC)
- Services-Medical Laboratories 8071
- Business address
- 2110 RUTHERFORD ROAD, Carlsbad, CA 92008
- EIN
- 33-0840570
- EDGAR entity type
- operating
- Insiders and CEO pay
- GENOPTIX INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2007-10-18)
- Final price
- $17.00 per share, above the range (424B4 filed 2007-10-30, an initial public offering)
- Shares sold
- 5,000,000 (4,285,714 by the company, 714,286 by selling holders)
- Gross proceeds
- $85,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GXDX
- Lead underwriters
- Lehman Brothers
- Syndicate
- BofA Securities; Cowen
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: GENOPTIX, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: GENOPTIX, INC. EXACT (EIN (EXACT))
- Federal award recipient: GENOPTIX, INC. Fuzzy (name and state)
- SEC filer: GENOPTIX INC EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-31 | S-1 | S-1 (registration) | GENOPTIX INC | 0001047469-07-005948 ↗ |
| 2007-09-10 | S-1/A | S-1/A (amendment) | GENOPTIX INC | 0001047469-07-006886 ↗ |
| 2007-10-09 | S-1/A | S-1/A (amendment) | GENOPTIX INC | 0001047469-07-007474 ↗ |
| 2007-10-16 | S-1/A | S-1/A (amendment) | GENOPTIX INC | 0001047469-07-007649 ↗ |
| 2007-10-18 | S-1/A | S-1/A (amendment) | GENOPTIX INC | 0001047469-07-007740 ↗ |
| 2007-10-29 | EFFECT | EFFECT (declared effective) | GENOPTIX INC | 9999999995-07-004254 ↗ |
| 2007-10-30 | 424B4 | 424B4 (final prospectus) | GENOPTIX INC | 0001047469-07-008120 ↗ |
| 2008-02-14 | S-1 | S-1 (registration) | GENOPTIX INC | 0001047469-08-001297 ↗ |
| 2008-02-28 | EFFECT | EFFECT (declared effective) | GENOPTIX INC | 9999999995-08-000687 ↗ |
| 2008-02-29 | 424B4 | 424B4 (final prospectus) | GENOPTIX INC | 0001047469-08-001980 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-10-18 | S-1/A | registration statement | $14.00–$16.00 | $15.00 | 5,000,000 | $75,000,000 | Nasdaq GXDX | 3 | primary document; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
| 2007-10-30 | 424B4 | final prospectus | $17.00 | 5,000,000 | $85,000,000 | Nasdaq GXDX | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALLIANCE TECHNOLOGY VENTURES III L P | TenPercentOwner | 5 | 2007–2008 | ||
| ATV III Affiliates LP | TenPercentOwner | 5 | 2007–2008 | ||
| ATV III Partners LLC | TenPercentOwner | 5 | 2007–2008 | ||
| BLAIR WILLIAM CAPITAL PARTNERS VII LP | TenPercentOwner | 2 | 2007 | ||
| BLAIR WILLIAM CAPITAL PARTNERS VII QP LP | TenPercentOwner | 2 | 2007 | ||
| Buono Timothy | Director; Director,TenPercentOwner | 13 | 2007–2010 | ||
| Chicago Growth Management, LLC | TenPercentOwner | 2 | 2007 | ||
| Chicago Growth Management, LP | TenPercentOwner | 2 | 2007 | ||
| Chicago Growth Partners, LP | TenPercentOwner | 2 | 2007 | ||
| CURRY ROBERT E | Director | 11 | 2007–2011 | ||
| ENTERPRISE PARTNERS V L P | TenPercentOwner | 5 | 2007–2008 | ||
| HENOS MICHAEL A | Director; Director,TenPercentOwner | 12 | 2007–2011 | ||
| Kuhlen Christian V | Officer | VP, Gen Counsel & Sec; VP, Gen. Counsel & Sec. | 30 | 2007–2011 | |
| MINOCHERHOMJEE ARDA PHD | Director; Director,TenPercentOwner | 7 | 2007–2008 | ||
| Nova Bennett Tina | Director,Officer | President and CEO; President & CEO | 30 | 2007–2011 | |
| Riccitelli Samuel D | Officer | Ex VP and COO; Ex. VP and COO | 28 | 2007–2011 | |
| Schuling Douglas A | Officer | Ex VP and CFO; Sr. VP and CFO | 31 | 2007–2011 | |
| SENYEI ANDREW E | Director; Director,TenPercentOwner | 13 | 2007–2011 | ||
| Spotts Stephen L | Director | 1 | 2007 | ||
| TD II Regional Partners, Inc. | TenPercentOwner | 2 | 2007 | ||
| TD Javelin Capital Fund II, L.P. | TenPercentOwner | 2 | 2007 | ||
| TD Lighthouse Capital Fund, L.P. | TenPercentOwner | 2 | 2007 | ||
| TULLIS DICKERSON CAPITAL FOCUS II, L.P. | TenPercentOwner | 2 | 2007 | ||
| Tullis-Dickerson Partners II, L.L.C. | TenPercentOwner | 2 | 2007 | ||
| Waltz Thomas A | Director | 6 | 2007–2008 | ||
| William Blair Capital Management VII, LLC | TenPercentOwner | 2 | 2007 | ||
| William Blair Capital Management VII, LP | TenPercentOwner | 2 | 2007 | ||
| EASTHAM KARIN | Director | 11 | 2008–2011 | ||
| McCarthy Laurence | Director | 5 | 2008–2011 | ||
| White Christine Anna | Director | 10 | 2009–2011 | ||
| Parker Geoffrey M. | Director | 5 | 2010–2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | GENOPTIX, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | GENOPTIX, INC. | CA | Federal spending (USAspending) | name and state |
| SEC filer | GENOPTIX INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Genoptix, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | GENOPTIX, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Medical Laboratories, CA first:
- INSIGHT HEALTH SERVICES CORP CA
- CLARIENT, INC CA
- BIOCEPT INC CA
- SPECIALTY LABORATORIES INC CA
- GENOMIC HEALTH INC CA
- PERLEGEN SCIENCES, INC. CA
- INSIGHT HEALTH SERVICES HOLDINGS CORP CA
- CareDx, Inc. CA
- EXAGEN INC. CA
- CARDIODX INC CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Services-Medical Laboratories · Health