IPO registrations (S-1, F-1) · Registrants

LIQUIDMETAL TECHNOLOGIES INC

SEC CIK
1141240 · filings on EDGAR ↗
Former names
LIQUIDMETAL TECHNOLOGIES (2001–2003)
Registration
Form S-1, first filed 2001-11-20, last 2024-11-22; 6 initial registrations, 14 amendments
Outcome
Final prospectus filed 2002-05-22; declared effective 2006-08-07
Industry (SIC)
Chemicals & Allied Products 2800
Incorporated in
DE
Business address
20321 VALENCIA CIRCLE, Lake Forest, CA 92630
EIN
33-0264467
Ticker
LQMT (OTC)
EDGAR entity type
operating
Insiders and CEO pay
LIQUIDMETAL TECHNOLOGIES INC on the corporate pages

Offering terms

Proposed price range
$15.00–$17.00 per share (S-1/A filed 2002-05-01)
Final price
$15.00 per share, within the range (424B1 filed 2002-05-22, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$75,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol LQMT
Lead underwriters
Smith Incorporated (2,640,000 shares)
Syndicate
UBS (1,100,000); Baird (660,000); Morgan Stanley (200,000); Prudential Securities (200,000); Loop Capital Markets (100,000); Wedbush Securities (100,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 27

FiledFormWhat it isName as filedEDGAR
2001-11-20S-1S-1 (registration)LIQUIDMETAL TECHNOLOGIES0000950144-01-509465 ↗
2002-04-03S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES0000950144-02-003472 ↗
2002-04-05S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES0000950144-02-003539 ↗
2002-04-29S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES0000950144-02-004412 ↗
2002-05-01S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES0000950144-02-004623 ↗
2002-05-22424B1424B1 (final prospectus)LIQUIDMETAL TECHNOLOGIES0000950144-02-005928 ↗
2005-12-09S-1S-1 (registration)LIQUIDMETAL TECHNOLOGIES INC0001104659-05-060064 ↗
2006-04-20S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001104659-06-026093 ↗
2006-07-20S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001104659-06-048049 ↗
2006-08-04S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001104659-06-051589 ↗
2006-08-07EFFECTEFFECT (declared effective)LIQUIDMETAL TECHNOLOGIES INC9999999995-06-001078 ↗
2007-04-30S-1S-1 (registration)LIQUIDMETAL TECHNOLOGIES INC0001104659-07-032688 ↗
2007-07-02S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001104659-07-051451 ↗
2007-07-03S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001104659-07-052165 ↗
2007-07-16S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001104659-07-054006 ↗
2007-07-17EFFECTEFFECT (declared effective)LIQUIDMETAL TECHNOLOGIES INC9999999995-07-002834 ↗
2012-07-18S-1S-1 (registration)LIQUIDMETAL TECHNOLOGIES INC0001140361-12-033336 ↗
2012-08-03S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001140361-12-034926 ↗
2012-08-23S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001140361-12-038302 ↗
2012-08-30EFFECTEFFECT (declared effective)LIQUIDMETAL TECHNOLOGIES INC9999999995-12-002621 ↗
2013-12-05S-1S-1 (registration)LIQUIDMETAL TECHNOLOGIES INC0001437749-13-015690 ↗
2014-01-29S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001437749-14-001152 ↗
2014-02-10S-1/AS-1/A (amendment)LIQUIDMETAL TECHNOLOGIES INC0001437749-14-001803 ↗
2014-02-11EFFECTEFFECT (declared effective)LIQUIDMETAL TECHNOLOGIES INC9999999995-14-000398 ↗
2014-09-09EFFECTEFFECT (declared effective)LIQUIDMETAL TECHNOLOGIES INC9999999995-14-002712 ↗
2024-11-22S-1S-1 (registration)LIQUIDMETAL TECHNOLOGIES INC0001437749-24-036047 ↗
2024-12-05EFFECTEFFECT (declared effective)LIQUIDMETAL TECHNOLOGIES INC9999999995-24-003678 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2002-05-01S-1/Aregistration statement$15.00–$17.005,000,000-Nasdaq LQMT1primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1document ↗
2002-05-22424B1final prospectus$15.005,000,000$75,000,000Nasdaq LQMT7primary document; price sentence, shares headline, proceeds table, underwriting table 7document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
SALAS RICARDO ADirector,Officer; Director,Officer,TenPercentOwner; OfficerCEO & Pres.; Executive Vice President; Vice President222006–2015
KANG JAMESDirector,Officer,TenPercentOwnerFounder32006
KANG JOHN HDirector,Officer,TenPercentOwner; DirectorOther; Director,TenPercentOwner; OtherPresident and CEO62006–2011
BIEHL ROBERTDirector62006–2010
CHO CKDirector42006–2009
Buffington Larry EOfficer; OtherPresident and CEO; President & CEO52006–2010
Caruana PatrickDirector42006–2009
Ham Young JinOfficer,TenPercentOwnerChief Financial Officer12007
JOHNSON WILLIAM LDirector32007–2009
TANELLA DEAN GDirector32007–2009person page Fuzzy
Chung WonOfficerVP of Finance22007–2008
Morrow Gerald EOfficerChief Financial Officer22008
Chung TonyDirector; Director,Officer; OfficerChief Executive Officer; Chief Financial Officer182008–2025
STEIPP THOMAS WDirector,OfficerPresident and CEO102010–2016
Azarm IrajDirector; Other42010–2011
CHITAYAT JACKOther; TenPercentOwner72010–2013
WEINSTEIN MARTINDirector12010
LLC Carlyle LiquidOther; TenPercentOwner42010–2011
LLC Carlyle Liquid HoldingsOther; TenPercentOwner52010–2011
Mahamedi AbdiDirector; Director,Officer; Director,TenPercentOwnerChairman of the Board142010–2018
Gillis ScottDirector32011–2016
HANSEN MARK SDirector32011–2013
Carlyle Holdings LLCTenPercentOwner22011
Buchanan SooTenPercentOwner12011
Furniture Row, LLCTenPercentOwner82012–2015
VISSER BARNEY DTenPercentOwner82012–2015
Visser Precision Cast, LLCTenPercentOwner82012–2015
ANDERSON ROBERT HOWARDDirector42013–2016
Bromage BruceOfficerChief Operating Officer; EVP-Business Development72013–2018
SEVCIK RICHARD WDirector32013–2016
Norden, LLCTenPercentOwner62014–2015
Weyler Walter EugenDirector42015–2018
HAUCK PAUL AOfficerVP-Worldwide Sales & Marketing22016–2017
Liquidmetal Technology LtdTenPercentOwner32016–2024
Lugee Li Yeung TakDirector,TenPercentOwner52016–2025
Bresnick IsaacDirector; Director,OfficerPresident32016–2025
Carrubba VincentDirector42016–2025
VAN BRYCEOfficerVice President of Finance22017–2018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2016-03-15LIQUIDMETAL TECHNOLOGIES INCOther Technology$63,400,000$63,400,00012

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationLIQUIDMETAL TECHNOLOGIES, INC.CAState business registriesname and state
Plan sponsorLIQUIDMETAL TECHNOLOGIES, INC.CAForm 5500 (employee benefit plans)name and state
Federal award recipientLIQUIDMETAL TECHNOLOGIES, INC.CAFederal spending (USAspending)name and state
Form D issuerLIQUIDMETAL TECHNOLOGIES INCCAForm D private offeringsCIK (EXACT)
Lobbying clientLIQUIDMETAL TECHNOLOGIESCAFederal lobbying (LDA)name and state
Patent assigneeLIQUIDMETAL TECHNOLOGIES, INC.CAPatents (USPTO)name and state
SEC filerLIQUIDMETAL TECHNOLOGIES INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerLiquidmetal Technologies, Inc.CATrademarks (USPTO)name and state
Business registrationLIQUIDMETAL TECHNOLOGIES INC.State business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorLIQUIDMETAL TECHNOLOGIES, INC.EIN (EXACT)
Person pageDean G TanellaPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Chemicals & Allied Products, CA first:

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In other datasets, the same topic (Health) in CA:

Interests: Chemicals & Allied Products · Health