IPO registrations (S-1, F-1) · Registrants
LIQUIDMETAL TECHNOLOGIES INC
- SEC CIK
- 1141240 · filings on EDGAR ↗
- Former names
- LIQUIDMETAL TECHNOLOGIES (2001–2003)
- Registration
- Form S-1, first filed 2001-11-20, last 2024-11-22; 6 initial registrations, 14 amendments
- Outcome
- Final prospectus filed 2002-05-22; declared effective 2006-08-07
- Industry (SIC)
- Chemicals & Allied Products 2800
- Incorporated in
- DE
- Business address
- 20321 VALENCIA CIRCLE, Lake Forest, CA 92630
- EIN
- 33-0264467
- Ticker
- LQMT (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- LIQUIDMETAL TECHNOLOGIES INC on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2002-05-01)
- Final price
- $15.00 per share, within the range (424B1 filed 2002-05-22, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $75,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LQMT
- Lead underwriters
- Smith Incorporated (2,640,000 shares)
- Syndicate
- UBS (1,100,000); Baird (660,000); Morgan Stanley (200,000); Prudential Securities (200,000); Loop Capital Markets (100,000); Wedbush Securities (100,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LIQUIDMETAL TECHNOLOGIES INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: LIQUIDMETAL TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: LIQUIDMETAL TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- Federal award recipient: LIQUIDMETAL TECHNOLOGIES, INC. Fuzzy (name and state)
- Form D issuer: LIQUIDMETAL TECHNOLOGIES INC EXACT (CIK (EXACT))
- Lobbying client: LIQUIDMETAL TECHNOLOGIES Fuzzy (name and state)
- SEC filer: LIQUIDMETAL TECHNOLOGIES INC EXACT (CIK (EXACT))
- Person page: Dean G Tanella Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 27
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2001-11-20 | S-1 | S-1 (registration) | LIQUIDMETAL TECHNOLOGIES | 0000950144-01-509465 ↗ |
| 2002-04-03 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES | 0000950144-02-003472 ↗ |
| 2002-04-05 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES | 0000950144-02-003539 ↗ |
| 2002-04-29 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES | 0000950144-02-004412 ↗ |
| 2002-05-01 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES | 0000950144-02-004623 ↗ |
| 2002-05-22 | 424B1 | 424B1 (final prospectus) | LIQUIDMETAL TECHNOLOGIES | 0000950144-02-005928 ↗ |
| 2005-12-09 | S-1 | S-1 (registration) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-05-060064 ↗ |
| 2006-04-20 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-06-026093 ↗ |
| 2006-07-20 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-06-048049 ↗ |
| 2006-08-04 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-06-051589 ↗ |
| 2006-08-07 | EFFECT | EFFECT (declared effective) | LIQUIDMETAL TECHNOLOGIES INC | 9999999995-06-001078 ↗ |
| 2007-04-30 | S-1 | S-1 (registration) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-07-032688 ↗ |
| 2007-07-02 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-07-051451 ↗ |
| 2007-07-03 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-07-052165 ↗ |
| 2007-07-16 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001104659-07-054006 ↗ |
| 2007-07-17 | EFFECT | EFFECT (declared effective) | LIQUIDMETAL TECHNOLOGIES INC | 9999999995-07-002834 ↗ |
| 2012-07-18 | S-1 | S-1 (registration) | LIQUIDMETAL TECHNOLOGIES INC | 0001140361-12-033336 ↗ |
| 2012-08-03 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001140361-12-034926 ↗ |
| 2012-08-23 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001140361-12-038302 ↗ |
| 2012-08-30 | EFFECT | EFFECT (declared effective) | LIQUIDMETAL TECHNOLOGIES INC | 9999999995-12-002621 ↗ |
| 2013-12-05 | S-1 | S-1 (registration) | LIQUIDMETAL TECHNOLOGIES INC | 0001437749-13-015690 ↗ |
| 2014-01-29 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001437749-14-001152 ↗ |
| 2014-02-10 | S-1/A | S-1/A (amendment) | LIQUIDMETAL TECHNOLOGIES INC | 0001437749-14-001803 ↗ |
| 2014-02-11 | EFFECT | EFFECT (declared effective) | LIQUIDMETAL TECHNOLOGIES INC | 9999999995-14-000398 ↗ |
| 2014-09-09 | EFFECT | EFFECT (declared effective) | LIQUIDMETAL TECHNOLOGIES INC | 9999999995-14-002712 ↗ |
| 2024-11-22 | S-1 | S-1 (registration) | LIQUIDMETAL TECHNOLOGIES INC | 0001437749-24-036047 ↗ |
| 2024-12-05 | EFFECT | EFFECT (declared effective) | LIQUIDMETAL TECHNOLOGIES INC | 9999999995-24-003678 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-05-01 | S-1/A | registration statement | $15.00–$17.00 | 5,000,000 | - | Nasdaq LQMT | 1 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1 | document ↗ | |
| 2002-05-22 | 424B1 | final prospectus | $15.00 | 5,000,000 | $75,000,000 | Nasdaq LQMT | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SALAS RICARDO A | Director,Officer; Director,Officer,TenPercentOwner; Officer | CEO & Pres.; Executive Vice President; Vice President | 22 | 2006–2015 | |
| KANG JAMES | Director,Officer,TenPercentOwner | Founder | 3 | 2006 | |
| KANG JOHN H | Director,Officer,TenPercentOwner; DirectorOther; Director,TenPercentOwner; Other | President and CEO | 6 | 2006–2011 | |
| BIEHL ROBERT | Director | 6 | 2006–2010 | ||
| CHO CK | Director | 4 | 2006–2009 | ||
| Buffington Larry E | Officer; Other | President and CEO; President & CEO | 5 | 2006–2010 | |
| Caruana Patrick | Director | 4 | 2006–2009 | ||
| Ham Young Jin | Officer,TenPercentOwner | Chief Financial Officer | 1 | 2007 | |
| JOHNSON WILLIAM L | Director | 3 | 2007–2009 | ||
| TANELLA DEAN G | Director | 3 | 2007–2009 | person page Fuzzy | |
| Chung Won | Officer | VP of Finance | 2 | 2007–2008 | |
| Morrow Gerald E | Officer | Chief Financial Officer | 2 | 2008 | |
| Chung Tony | Director; Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer | 18 | 2008–2025 | |
| STEIPP THOMAS W | Director,Officer | President and CEO | 10 | 2010–2016 | |
| Azarm Iraj | Director; Other | 4 | 2010–2011 | ||
| CHITAYAT JACK | Other; TenPercentOwner | 7 | 2010–2013 | ||
| WEINSTEIN MARTIN | Director | 1 | 2010 | ||
| LLC Carlyle Liquid | Other; TenPercentOwner | 4 | 2010–2011 | ||
| LLC Carlyle Liquid Holdings | Other; TenPercentOwner | 5 | 2010–2011 | ||
| Mahamedi Abdi | Director; Director,Officer; Director,TenPercentOwner | Chairman of the Board | 14 | 2010–2018 | |
| Gillis Scott | Director | 3 | 2011–2016 | ||
| HANSEN MARK S | Director | 3 | 2011–2013 | ||
| Carlyle Holdings LLC | TenPercentOwner | 2 | 2011 | ||
| Buchanan Soo | TenPercentOwner | 1 | 2011 | ||
| Furniture Row, LLC | TenPercentOwner | 8 | 2012–2015 | ||
| VISSER BARNEY D | TenPercentOwner | 8 | 2012–2015 | ||
| Visser Precision Cast, LLC | TenPercentOwner | 8 | 2012–2015 | ||
| ANDERSON ROBERT HOWARD | Director | 4 | 2013–2016 | ||
| Bromage Bruce | Officer | Chief Operating Officer; EVP-Business Development | 7 | 2013–2018 | |
| SEVCIK RICHARD W | Director | 3 | 2013–2016 | ||
| Norden, LLC | TenPercentOwner | 6 | 2014–2015 | ||
| Weyler Walter Eugen | Director | 4 | 2015–2018 | ||
| HAUCK PAUL A | Officer | VP-Worldwide Sales & Marketing | 2 | 2016–2017 | |
| Liquidmetal Technology Ltd | TenPercentOwner | 3 | 2016–2024 | ||
| Lugee Li Yeung Tak | Director,TenPercentOwner | 5 | 2016–2025 | ||
| Bresnick Isaac | Director; Director,Officer | President | 3 | 2016–2025 | |
| Carrubba Vincent | Director | 4 | 2016–2025 | ||
| VAN BRYCE | Officer | Vice President of Finance | 2 | 2017–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-03-15 | LIQUIDMETAL TECHNOLOGIES INC | Other Technology | $63,400,000 | $63,400,000 | 1 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LIQUIDMETAL TECHNOLOGIES, INC. | CA | State business registries | name and state |
| Plan sponsor | LIQUIDMETAL TECHNOLOGIES, INC. | CA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | LIQUIDMETAL TECHNOLOGIES, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | LIQUIDMETAL TECHNOLOGIES INC | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | LIQUIDMETAL TECHNOLOGIES | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | LIQUIDMETAL TECHNOLOGIES, INC. | CA | Patents (USPTO) | name and state |
| SEC filer | LIQUIDMETAL TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Liquidmetal Technologies, Inc. | CA | Trademarks (USPTO) | name and state |
| Business registration | LIQUIDMETAL TECHNOLOGIES INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | LIQUIDMETAL TECHNOLOGIES, INC. | EIN (EXACT) | ||
| Person page | Dean G Tanella | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Chemicals & Allied Products, CA first:
- BIOLARGO, INC. CA
- ADURO CLEAN TECHNOLOGIES INC. A6
- Loop Industries, Inc. A8
- CRC CRYSTAL RESEARCH CORP AZ
- CitroTech Inc. CO
- GULF RESOURCES, INC. F4
- Gen3Bio, Inc. IN
- ESP Resources, Inc. LA
- AFS Holdings, Inc. MN
- SOLUTIA INC MO
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Chemicals & Allied Products · Health