IPO registrations (S-1, F-1) · Registrants
Charlie's Holdings, Inc.
- SEC CIK
- 1134765 · filings on EDGAR ↗
- Former names
- True Drinks Holdings, Inc. (2013–2019); BAZI INTERNATIONAL, INC. (2010–2013); XELR8 HOLDINGS, INC. (2006–2010); VITACUBE SYSTEMS HOLDINGS INC (2004–2007); INSTANET INC (2001–2004)
- Registration
- Form S-1, first filed 2010-08-31, last 2020-02-13; 5 initial registrations, 11 amendments
- Outcome
- Declared effective 2010-12-23
- Industry (SIC)
- Medicinal Chemicals & Botanical Products 2833
- Incorporated in
- NV
- Business address
- 1007 BRIOSO DR., Costa Mesa, CA 92627
- EIN
- 84-1575085
- Ticker
- CHUC (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Charlie's Holdings, Inc. on the corporate pages
Offering terms
- Shares offered
- 26,317,060,072
- Listing
- OTC under the symbol CHUC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Charlie's Holdings, Inc. Fuzzy (name and state)
- Form D issuer: Charlie's Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: BAZI INTERNATIONAL, INC. EXACT (CIK (EXACT))
- Person page: Anthony Low-Beer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Ramona L Cappello Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Warren P Cohen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 22
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-08-31 | S-1 | S-1 (registration) | BAZI INTERNATIONAL, INC. | 0001415889-10-000357 ↗ |
| 2010-12-06 | S-1/A | S-1/A (amendment) | BAZI INTERNATIONAL, INC. | 0001415889-10-000461 ↗ |
| 2010-12-22 | S-1/A | S-1/A (amendment) | BAZI INTERNATIONAL, INC. | 0001415889-10-000497 ↗ |
| 2010-12-23 | EFFECT | EFFECT (declared effective) | BAZI INTERNATIONAL, INC. | 9999999995-10-003697 ↗ |
| 2014-01-09 | S-1 | S-1 (registration) | True Drinks Holdings, Inc. | 0001415889-14-000081 ↗ |
| 2014-02-07 | S-1/A | S-1/A (amendment) | True Drinks Holdings, Inc. | 0001415889-14-000434 ↗ |
| 2014-02-11 | EFFECT | EFFECT (declared effective) | True Drinks Holdings, Inc. | 9999999995-14-000408 ↗ |
| 2014-07-29 | S-1MEF | S-1MEF (added securities) | True Drinks Holdings, Inc. | 0001415889-14-002263 ↗ |
| 2015-07-09 | S-1 | S-1 (registration) | True Drinks Holdings, Inc. | 0001415889-15-002357 ↗ |
| 2015-07-23 | S-1/A | S-1/A (amendment) | True Drinks Holdings, Inc. | 0001415889-15-002446 ↗ |
| 2015-07-24 | EFFECT | EFFECT (declared effective) | True Drinks Holdings, Inc. | 9999999995-15-002052 ↗ |
| 2016-02-17 | S-1 | S-1 (registration) | True Drinks Holdings, Inc. | 0001415889-16-004794 ↗ |
| 2016-04-22 | S-1/A | S-1/A (amendment) | True Drinks Holdings, Inc. | 0001415889-16-005618 ↗ |
| 2016-05-09 | S-1/A | S-1/A (amendment) | True Drinks Holdings, Inc. | 0001415889-16-005768 ↗ |
| 2016-05-10 | EFFECT | EFFECT (declared effective) | True Drinks Holdings, Inc. | 9999999995-16-004599 ↗ |
| 2019-07-11 | S-1 | S-1 (registration) | Charlie's Holdings, Inc. | 0001654954-19-008119 ↗ |
| 2019-09-30 | S-1/A | S-1/A (amendment) | Charlie's Holdings, Inc. | 0001654954-19-011190 ↗ |
| 2019-10-28 | S-1/A | S-1/A (amendment) | Charlie's Holdings, Inc. | 0001654954-19-012020 ↗ |
| 2020-01-22 | S-1/A | S-1/A (amendment) | Charlie's Holdings, Inc. | 0001654954-20-000645 ↗ |
| 2020-02-10 | S-1/A | S-1/A (amendment) | Charlie's Holdings, Inc. | 0001654954-20-001288 ↗ |
| 2020-02-13 | S-1/A | S-1/A (amendment) | Charlie's Holdings, Inc. | 0001654954-20-001465 ↗ |
| 2020-02-14 | EFFECT | EFFECT (declared effective) | Charlie's Holdings, Inc. | 9999999995-20-000363 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | S-1/A | registration statement | 26,317,060,072 | - | OTC CHUC | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Pougnet John Desbarrieres | Officer | CEO & CFO; Chief Financial Officer; CHIEF FINANCIAL OFFICER | 9 | 2006–2011 | |
| GREENBERG SANFORD D | Director,TenPercentOwner; TenPercentOwner; TenPercentOwnerOther | 13 | 2006–2010 | ||
| MATHIS EARNEST JR | Director,Officer | Chief Executive Officer | 1 | 2006 | |
| DIGIANDOMENICO ANTHONY | Director | 6 | 2006–2012 | ||
| MCCANDLESS JOHN B | Director | 4 | 2006–2008 | ||
| Robbins Allan Jeffrie | Director | 8 | 2006–2012 | ||
| Javia Sanjeevkumar Ratanshi | Officer | Vice President Product | 5 | 2007–2008 | |
| RIDLEY DOUG | Director,Officer | President | 3 | 2007–2008 | |
| TRANSTRUM TIM | Officer | Vice President | 4 | 2007–2008 | |
| Hutchinson John Gary | Officer | VP IT | 4 | 2007–2008 | |
| Mathis Family Partners Ltd. | Other | 3 | 2007 | ||
| Petrelli Anthony Benedict | Director | 2 | 2007–2008 | ||
| RUMSEY DANIEL | Director; Director,Officer | Interim CEO | 10 | 2007–2012 | |
| EARNCO M.P.P.P. | Other | 1 | 2007 | ||
| COHEN WARREN P | TenPercentOwner | 1 | 2008 | person page Fuzzy | |
| Sherman Kevin Charles | Director; Director,Officer; Officer | CHIEF MARKETING OFFICER; Executive Vice President; PRESIDENT; PRESIDENT, CEO | 12 | 2010–2018 | |
| Makris Milton | Director | 6 | 2010–2012 | ||
| Belesis Anastasios | TenPercentOwner | 1 | 2010 | ||
| John Thomas Financial, Inc. | TenPercentOwner | 1 | 2010 | ||
| Wildrick Deborah Kern | Director,Officer | CHIEF EXECUTIVE OFFICER | 4 | 2011–2012 | |
| Marcheschi David Peter | Director | 3 | 2012 | ||
| Kerker Daniel R. | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 7 | 2012–2015 | |
| Lance Leonard | Director,Officer; Other | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 9 | 2012–2016 | |
| Wistreich Carl G | Director | 4 | 2012–2014 | ||
| Imbrogno Louis | Director | 5 | 2012–2014 | ||
| Lane Timothy | Director | 4 | 2012–2014 | ||
| Kasatkin Maxim A. | TenPercentOwner | 1 | 2013 | ||
| Red Square Fund One SPC | Other | 1 | 2013 | ||
| MKM OPPORTUNITY MASTER FUND LTD | Other | 1 | 2013 | ||
| Skriloff David | TenPercentOwner | 1 | 2013 | ||
| Low-Beer Anthony | TenPercentOwner | 2 | 2014 | person page Fuzzy | |
| Cohen Scot | Director | 12 | 2015–2026 | ||
| LB 2, LLC | TenPercentOwner | 1 | 2015 | ||
| Smith Vincent C | TenPercentOwner | 12 | 2015–2016 | ||
| CAPPELLO RAMONA L | Director | 1 | 2015 | person page Fuzzy | |
| VAN BOERUM ROBERT | Officer | CEO AND CFO; CHIEF OPERATIONS OFFICER | 3 | 2015–2018 | |
| Greco James J | Director | 3 | 2017–2019 | ||
| Allen David R | Officer | CFO and Secretary; CFO AND SECRETARY | 3 | 2019–2021 | |
| Stump Brandon | Director,Officer; Officer | CHIEF EXECUTIVE OFFICER | 3 | 2019–2021 | |
| Stump Ryan | Director,Officer; Officer | Chief Operating Officer; CHIEF OPERATING OFFICER | 9 | 2019–2026 | |
| Brantley Mitchell III | Officer | Chief Marketing Officer; CHIEF MARKETING OFFICER | 2 | 2019 | |
| Mirkovich Adam | Officer | Chief Information Officer; CHIEF INFORMATION OFFICER | 4 | 2019–2022 | |
| Fox Jeffrey G | Director | 8 | 2019–2026 | ||
| Stump Keith | Director | 2 | 2021 | ||
| SICIGNANO HENRY III | Officer | President; PRESIDENT | 10 | 2021–2026 | |
| Montesano Matthew P | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 8 | 2021–2026 | |
| Carmines Edward | Director | 12 | 2022–2026 | ||
| King Michael D | Director | 6 | 2023–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-04-01 | Charlie's Holdings, Inc. | Other | $3,000,000 | $3,000,000 | 2 | 1 |
| 2019-05-10 | True Drinks Holdings, Inc. | Other | $27,499,928 | $27,499,928 | 119 | 1 |
| 2017-03-03 | True Drinks Holdings, Inc. | Other | $5,000,000 | $3,600,000 | 24 | 1 |
| 2015-03-13 | True Drinks Holdings, Inc. | Other | $4,300,000 | $1,800,000 | 2 | 1 |
| 2014-02-20 | True Drinks Holdings, Inc. | Other | $8,000,000 | $8,000,000 | 28 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Charlie's Holdings, Inc. | CA | State business registries | name and state |
| Form D issuer | Charlie's Holdings, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Nonprofit | SPACE TO ACHIEVE READINESS AND SUCCESS | CA | Nonprofits (IRS Form 990) | same street address and ZIP code, 1007 BRIOSO DR 92627 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Charlie's Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Charlie's Holdings, Inc. | CA | Trademarks (USPTO) | name and state |
| Person page | Anthony Low-Beer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Ramona L Cappello | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Warren P Cohen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Medicinal Chemicals & Botanical Products · Health