IPO registrations (S-1, F-1) · Registrants
NATROL INC
- SEC CIK
- 1025573 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-05-07, last 1998-07-14; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1998-07-22
- Industry (SIC)
- Medicinal Chemicals & Botanical Products 2833
- Incorporated in
- DE
- Business address
- 21411 PRAIRIE ST, Chatsworth, CA 91311
- EIN
- 95-3560780
- EDGAR entity type
- operating
- Insiders and CEO pay
- NATROL INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1998-07-14)
- Final price
- $5.87 per share, below the range (424B4 filed 1998-07-22, an initial public offering)
- Shares sold
- 3,200,000
- Gross proceeds
- $18,784,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NTOL
- Lead underwriters
- Adams Harkness; Montgomery Securities; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NATROL LLC Fuzzy (name and state)
- Business registration: NATROL LLC Fuzzy (name and state)
- Form 5500 plan sponsor: NATROL, INC. EXACT (EIN (EXACT))
- Federal award recipient: NATROL, INC. Fuzzy (name and state)
- SEC filer: NATROL INC EXACT (CIK (EXACT))
- Person page: Joel A Katz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-05-07 | S-1 | S-1 (registration) | NATROL INC | 0001047469-98-018686 ↗ |
| 1998-06-12 | S-1/A | S-1/A (amendment) | NATROL INC | 0001047469-98-024026 ↗ |
| 1998-07-02 | S-1/A | S-1/A (amendment) | NATROL INC | 0001047469-98-026261 ↗ |
| 1998-07-14 | S-1/A | S-1/A (amendment) | NATROL INC | 0001047469-98-027254 ↗ |
| 1998-07-22 | 424B4 | 424B4 (final prospectus) | NATROL INC | 0001047469-98-027987 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-14 | S-1/A | registration statement | $12.00–$14.00 | 3,940,000 | - | Nasdaq NTOL | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1998-07-22 | 424B4 | final prospectus | $5.87 | 3,200,000 | $18,784,000 | Nasdaq NTOL | 3 | from the submission text; price line, shares general, proceeds computed, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bos Wayne | Director,Officer | CEO & President; President & CEO | 3 | 2006–2007 | |
| Doorley Thomas III | Director | 4 | 2006–2007 | ||
| ADVENT VII L P | Other | 1 | 2006 | ||
| TA ASSOCIATES INC | Other | 1 | 2006 | ||
| TA ASSOCIATES VII LP | Other | 1 | 2006 | ||
| Cameron Craig | Officer | Chief Operating Officer | 5 | 2006–2007 | |
| SURMEIAN MICHAEL | Officer | Vice President, Sales | 4 | 2006–2007 | |
| DECONCINI DENNIS | Director | 2 | 2006–2007 | ||
| Simon Ralph | Director | 2 | 2006–2008 | ||
| BDL Investment Trust | TenPercentOwner | 2 | 2006–2007 | ||
| PRAXIS TRUSTEES LTD | TenPercentOwner | 2 | 2006–2007 | ||
| Peters James R | Director | 3 | 2006–2007 | ||
| Spitz Steven | Officer | VP & General Counsel | 4 | 2006–2007 | |
| Katz Joel A | Director | 3 | 2006–2007 | person page Fuzzy | |
| JOLICOEUR DENNIS | Officer | Chief Financial Officer | 1 | 2007 | |
| The Balbert Family Trust | TenPercentOwner | 1 | 2007 | ||
| BALBERT ELLIOTT | Director,Officer,TenPercentOwner | Executive Chairman | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | NATROL, INC. | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | NATROL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | NATROL LLC | State business registries | name and state | |
| Business registration | NATROL LLC | State business registries | name and state | |
| Form 5500 plan sponsor | NATROL, INC. | EIN (EXACT) | ||
| Federal award recipient | NATROL, INC. | Federal spending (USAspending) | name and state | |
| Person page | Joel A Katz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Medicinal Chemicals & Botanical Products, CA first:
- MAXIM PHARMACEUTICALS INC CA
- CN BIOSCIENCES INC CA
- Marijuana Co of America, Inc. CA
- Huifeng Bio-Pharmaceutical Technology, Inc. CA
- Charlie's Holdings, Inc. CA
- BLOOMIOS, INC. CA
- Niagen Bioscience, Inc. CA
- ImmunoBiotics, Inc. CA
- ALPHA NETWORK ALLIANCE VENTURES INC. CA
- Genufood Energy Enzymes Corp. CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Medicinal Chemicals & Botanical Products · Health