IPO registrations (S-1, F-1) · Registrants
CAPELLA EDUCATION CO
- SEC CIK
- 1104349 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-04-18, last 2007-05-09; 2 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2006-11-13; declared effective 2006-11-09
- Industry (SIC)
- Services-Educational Services 8200
- Business address
- 225 SOUTH 6TH STREET, 9TH FLOOR, Minneapolis, MN 55402
- EDGAR entity type
- operating
- Insiders and CEO pay
- CAPELLA EDUCATION CO on the corporate pages
Offering terms
- Final price
- $20.00 per share (424B1 filed 2006-11-13, an initial public offering)
- Shares sold
- 4,000,000 (3,632,140 by the company, 367,860 by selling holders)
- Gross proceeds
- $80,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CPLA
- Lead underwriters
- Credit Suisse
- Syndicate
- Stifel; BofA Securities; Piper Sandler; As of (2,004)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Capella Education Company Fuzzy (name and state)
- Political committee (FEC): CAPELLA EDUCATION COMPANY PAC (connected to CAPELLA EDUCATION COMPANY) Fuzzy (name and state)
- Federal award recipient: CAPELLA EDUCATION COMPANY Fuzzy (name and state)
- Lobbying client: CAPELLA EDUCATION COMPANY Fuzzy (name and state)
- Lobbying client: CAPELLA EDUCATION COMPANY Fuzzy (name and state)
- SEC filer: CAPELLA EDUCATION CO EXACT (CIK (EXACT))
- Person page: Darrell R Tukua Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kyle M Carpenter Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Lois M Martin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-04-18 | S-1 | S-1 (registration) | CAPELLA EDUCATION CO | 0000950134-05-007574 ↗ |
| 2005-06-06 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950134-05-011351 ↗ |
| 2006-08-29 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950134-06-016942 ↗ |
| 2006-10-10 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950134-06-018798 ↗ |
| 2006-10-20 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950134-06-019344 ↗ |
| 2006-10-27 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950134-06-019788 ↗ |
| 2006-11-09 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950137-06-012158 ↗ |
| 2006-11-09 | EFFECT | EFFECT (declared effective) | CAPELLA EDUCATION CO | 9999999995-06-002259 ↗ |
| 2006-11-13 | 424B1 | 424B1 (final prospectus) | CAPELLA EDUCATION CO | 0000950137-06-012322 ↗ |
| 2007-03-22 | S-1 | S-1 (registration) | CAPELLA EDUCATION CO | 0000950137-07-004202 ↗ |
| 2007-04-09 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950137-07-005275 ↗ |
| 2007-04-13 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950134-07-008164 ↗ |
| 2007-05-09 | S-1/A | S-1/A (amendment) | CAPELLA EDUCATION CO | 0000950137-07-007138 ↗ |
| 2007-05-10 | EFFECT | EFFECT (declared effective) | CAPELLA EDUCATION CO | 9999999995-07-001859 ↗ |
| 2007-05-14 | 424B1 | 424B1 (final prospectus) | CAPELLA EDUCATION CO | 0000950134-07-011304 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-11-09 | S-1/A | registration statement | $11.12 | 1,425,457 | $15,851,081 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2006-11-13 | 424B1 | final prospectus | $20.00 | 4,000,000 | $80,000,000 | Nasdaq CPLA | 5 | primary document; price sentence, shares headline, proceeds computed, underwriting table 1, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cherry Tree Ventures IV, LP | Other; TenPercentOwner | 3 | 2006–2007 | ||
| CHRISTIANSON TONY | Director,TenPercentOwner; TenPercentOwner | 3 | 2006–2007 | ||
| CTV Partners IV | Other; TenPercentOwner | 3 | 2006–2007 | ||
| DREW JOHN | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| Drifka Amy L | Officer | Vice President & Controller; VP and Corporate Controller | 29 | 2006–2011 | |
| FEINBERG HENRY | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| GRIFFITH WILLIAM | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| Henkel Scott M | Officer | SVP & CIO; VP and CIO; VP & CIO | 16 | 2006–2010 | |
| HOAG JAY C | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| HOLMES GORDON A | Director | 1 | 2006 | ||
| Insight-Salmon River LLC | TenPercentOwner | 2 | 2006 | ||
| Insight Venture Partners IV (Cayman), L.P. | TenPercentOwner | 1 | 2006 | ||
| Insight Venture Partners IV (Co-Investors), L.P. | TenPercentOwner | 1 | 2006 | ||
| Insight Venture Partners IV (Fund B), L.P. | TenPercentOwner | 1 | 2006 | ||
| INSIGHT VENTURE PARTNERS IV LP | TenPercentOwner | 1 | 2006 | ||
| KIMBALL RICK | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| Lewis S Joshua | Director; Director,TenPercentOwner | 22 | 2006–2007 | ||
| MARTIN LOIS M | Officer | Sr VP & CFO; Sr VP &Chief Financial Officer | 15 | 2006–2010 | person page Fuzzy |
| Miller Jody | Director | 27 | 2006–2018 | ||
| MITCHELL JAMES A | Director | 14 | 2006–2009 | ||
| Offerman Michael J | Officer | Capella University President; Interim University President; President - Capella University; Senior Vice President; Vice Chairman | 24 | 2006–2010 | |
| Rausch Elizabeth M | Officer | VP, Human Resources | 4 | 2006–2007 | |
| REYNOLDS JON Q JR | DirectorOther; Director,TenPercentOwnerOther | 9 | 2006–2008 | ||
| SALMON RIVER CAPITAL II LP | TenPercentOwner | 5 | 2006 | ||
| SALMON RIVER CAPITAL I, LLC | TenPercentOwner | 2 | 2006 | ||
| SALMON RIVER CIP, LLC | TenPercentOwner | 2 | 2006 | ||
| Schroeder Paul A | Officer | Senior Vice President | 4 | 2006–2007 | |
| SHANK STEPHEN G | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer | Chairman; Chairman and CEO; Chairman & CEO | 89 | 2006–2017 | |
| Smith David W | Director | 23 | 2006–2018 | ||
| SOBASKI KENNETH J | Officer | President & COO | 1 | 2006 | |
| STOFER GORDON | Other; TenPercentOwner | 3 | 2006–2007 | ||
| Taylor Jeffrey W | Director | 25 | 2006–2018 | ||
| TAYLOR SANDRA E | Director | 11 | 2006–2011 | ||
| TCV MEMBER FUND L P | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| TCV V LP | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| TECHNOLOGY CROSSOVER MANAGEMENT V LLC | Other; TenPercentOwnerOther | 4 | 2006–2007 | ||
| Thom Gregory W | Officer | General Counsel; SVP & General Counsel; VP, Gen. Counsel & Sec. | 40 | 2006–2014 | |
| Tukua Darrell R | Director | 29 | 2006–2018 | person page Fuzzy | |
| Watson Reed A | Officer | Sr. VP, Marketing; SVP Markets & Marketing | 3 | 2006–2008 | |
| Chial Sally B | Officer | Senior Vice President of HR; SVP Capella Experience; SVP Human Resources; Vice President of HR | 16 | 2007–2014 | |
| Slavitt Andrew M | Director | 20 | 2007–2014 | ||
| Perkins Valerie S | Officer | Interim University President | 1 | 2007 | |
| Greene Mark N | Director | 11 | 2008–2012 | ||
| Cassirer Christopher | Officer | Acting University President; University President | 4 | 2008–2009 | |
| GILLIGAN J KEVIN | Director,Officer | CEO; Chairman and CEO; Chairman & CEO | 44 | 2009–2018 | |
| Carpenter Kyle M | Officer | SVP Strategy Bus. Development | 3 | 2009–2010 | person page Fuzzy |
| Van de Loo Jason D | Director; Officer | Vice President | 3 | 2009–2011 | |
| Polacek Steven L. | Officer | SVP & CFO | 28 | 2010–2018 | |
| Isaak Larry A. | Officer | University President | 2 | 2010 | |
| LINTON MICHAEL | Director | 13 | 2010–2018 | ||
| LOMAX MICHAEL L | Director | 13 | 2010–2018 | ||
| KINNEY SCOTT | Officer | University President | 6 | 2012–2015 | |
| Pennington Hilary | Director | 4 | 2012–2013 | ||
| BROGLEY RITA D | Director | 6 | 2014–2018 | ||
| Ferguson Matthew Wagner | Director | 5 | 2014–2017 | ||
| Jackson Renee Leone | Officer | SVP and General Counsel; VP and General Counsel; VP & General Counsel | 11 | 2014–2018 | |
| Ramstad Peter M | Officer | SVP & Chief HR Officer | 10 | 2015–2018 | |
| Dallas H James | Director | 7 | 2015–2018 | ||
| Senese Richard P | Officer | President, Capella University | 6 | 2016–2018 | |
| Watt Andrew E | Officer | Senior Vice President | 7 | 2016–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Capella Education Company | MN | State business registries | name and state |
| College | Capella University | MN | Colleges and universities (IPEDS) | same street address and ZIP code, 225 S 6TH ST 9TH FL 55402 (FUZZY: a shared address, not proof of a shared organization) |
| Plan sponsor | CAPELLA EDUCATION COMPANY | MN | Form 5500 (employee benefit plans) | name and state |
| Political committee | CAPELLA EDUCATION COMPANY PAC (connected to CAPELLA EDUCATION COMPANY) | MN | Campaign finance (FEC) | name and state |
| Federal award recipient | CAPELLA EDUCATION COMPANY | MN | Federal spending (USAspending) | name and state |
| Lobbying client | CAPELLA EDUCATION COMPANY | MN | Federal lobbying (LDA) | name and state |
| Lobbying client | CAPELLA EDUCATION COMPANY | MN | Federal lobbying (LDA) | name and state |
| SEC filer | CAPELLA EDUCATION CO | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Capella Education Company | MN | Trademarks (USPTO) | name and state |
| Person page | Darrell R Tukua | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kyle M Carpenter | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Lois M Martin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Educational Services, MN first:
- EDUTREK INT INC GA
- LEARNING TREE INTERNATIONAL, INC. VA
- Strategic Education, Inc. VA
- QUEST EDUCATION CORP GA
- Prosoft Learning CORP AZ
- JONES EDUCATION CO CO
- SCIENTIFIC LEARNING CORP CA
- PERDOCEO EDUCATION Corp IL
- PROVANT INC MA
- CALIBER LEARNING NETWORK INC MD
In other datasets, the same topic (Education) in MN:
- Nonprofit: 1HOUSE2HANDS INC (Nonprofits (IRS Form 990))
Interests: Services-Educational Services · Education