IPO registrations (S-1, F-1) · Registrants
PALM INC
- SEC CIK
- 1100389 · filings on EDGAR ↗
- Former names
- PALMONE INC (2003–2005)
- Registration
- Form S-1, first filed 1999-12-13, last 2000-03-01; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2000-03-02; withdrawal requested 2001-05-24
- Industry (SIC)
- Computer Terminals 3575
- Incorporated in
- DE
- Business address
- 950 W. MAUDE AVENUE, Sunnyvale, CA 94085
- EIN
- 94-3150688
- EDGAR entity type
- operating
- Insiders and CEO pay
- PALM INC on the corporate pages
Offering terms
- Proposed price range
- $30.00–$32.00 per share (S-1/A filed 2000-03-01)
- Final price
- $38.00 per share, above the range (424B4 filed 2000-03-02, an initial public offering)
- Shares sold
- 23,000,000
- Gross proceeds
- $874,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PALM
- Lead underwriters
- Goldman Sachs; Morgan Stanley (7,245,000 shares); Merrill Lynch (4,140,000 shares); Robertson Stephens (2,070,000 shares)
- Syndicate
- BofA Securities (240,000); Sanford C. Bernstein & Co., Inc (155,000); J.P. Morgan (240,000); Credit Lyonnais Securities (USA) Inc (240,000); Deutsche Bank (240,000); HSBC (155,000); Cowen (240,000); Citigroup (240,000); SoundView (240,000); Piper Sandler (155,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PALM Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: PALM, INC. EXACT (EIN (EXACT))
- Federal award recipient: PALM, INC. Fuzzy (name and state)
- Lobbying client: PALM INC Fuzzy (name and state)
- SEC filer: PALM INC EXACT (CIK (EXACT))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-12-13 | S-1 | S-1 (registration) | PALM INC | 0001012870-99-004620 ↗ |
| 2000-01-06 | S-1/A | S-1/A (amendment) | PALM INC | 0001012870-00-000043 ↗ |
| 2000-01-28 | S-1/A | S-1/A (amendment) | PALM INC | 0001012870-00-000266 ↗ |
| 2000-02-08 | S-1/A | S-1/A (amendment) | PALM INC | 0001012870-00-000452 ↗ |
| 2000-02-25 | S-1/A | S-1/A (amendment) | PALM INC | 0001012870-00-000970 ↗ |
| 2000-02-28 | S-1/A | S-1/A (amendment) | PALM INC | 0001012870-00-000996 ↗ |
| 2000-02-29 | S-1/A | S-1/A (amendment) | PALM INC | 0001012870-00-001029 ↗ |
| 2000-03-01 | S-1/A | S-1/A (amendment) | PALM INC | 0000928385-00-000517 ↗ |
| 2000-03-02 | 424B4 | 424B4 (final prospectus) | PALM INC | 0001012870-00-001121 ↗ |
| 2001-05-24 | RW | RW (withdrawal request) | PALM INC | 0001012870-01-501002 ↗ |
| 2002-01-09 | 424B1 | 424B1 (final prospectus) | PALM INC | 0000950109-02-000161 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-03-01 | S-1/A | registration statement | $30.00–$32.00 | 23,000,000 | - | Nasdaq PALM | 4 | from the submission text; range, shares headline, cover names 4 | document ↗ | |
| 2000-03-02 | 424B4 | final prospectus | $38.00 | 23,000,000 | $874,000,000 | Nasdaq PALM | 14 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 13, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HAWKINS JEFFREY C | Officer; OfficerOther; Other | Chief Technology Officer; Founder and Member of the Exec | 136 | 2006–2008 | |
| DUBINSKY DONNA L | Director | 72 | 2006–2008 | ||
| HARTNETT CHARLES J | Officer; OfficerOther | SVP Worldwide Sales; SVP Worldwide Sales and Cus; SVP Worldwide Sales & Cus | 21 | 2006–2008 | |
| Rhodes Ronald R | Officer | SVP Global Operations | 2 | 2006 | |
| WIRT KENNETH R | Officer | SVP Marketing & Product M | 3 | 2006 | |
| DOYLE MARY E | Officer; OfficerOther | Sr. VP, General Counsel, Sec.; SVP, Gen. Counsel & Secretary; SVP, Gen.Counsel & Secretary; SVP, General Counsel & Sec | 11 | 2006–2010 | |
| COLLIGAN EDWARD T | Director,Officer; Director,OfficerOther; Other | Chief Executive Officer; President & CEO | 61 | 2006–2009 | |
| BROWN ANDREW J | Officer | SVP & Chief Financial Off; SVP & Chief Financial Officer | 9 | 2006–2008 | |
| CAMPBELL GORDON | Director | 8 | 2006–2010 | ||
| Murray Page | Officer | Vice President, Marketing | 4 | 2006 | |
| COLEMAN WILLIAM T III | Director | 7 | 2006–2008 | ||
| BENHAMOU ERIC | Director | 2 | 2006–2007 | ||
| DUNLEVIE BRUCE | Director | 2 | 2006–2007 | ||
| HAGERTY ROBERT C | Director | 8 | 2006–2010 | ||
| MERCER D SCOTT | Director | 6 | 2006–2010 | ||
| KEAST BRODIE | Officer | Sr. Vice President Marketing; SVP Marketing | 7 | 2006–2009 | |
| Bercow Mark S | Officer | SVP Business Development | 5 | 2006–2008 | |
| FARESE MICHAEL | Officer | Sr. Vice President of Eng; SVP Engineering | 2 | 2006–2007 | |
| Lane Renata A | Officer | Sr. VP Human Resources; SVP Human Resources | 6 | 2006–2009 | |
| ANDERSON FRED D | Director; Director,TenPercentOwner; Director,TenPercentOwnerOther | 6 | 2007–2010 | ||
| Bodnick Marc | Director; TenPercentOwner; TenPercentOwnerOther | 6 | 2007–2010 | ||
| RUBINSTEIN JONATHAN | Director,Officer | CEO; Chairman, CEO & President; Exec Chairman of the Board; Exec. Chairman of the Board; Executive Chairman | 9 | 2007–2010 | |
| Elevation Associates, LLC | TenPercentOwner | 5 | 2007–2010 | ||
| Elevation Associates, L.P. | TenPercentOwner | 5 | 2007–2010 | ||
| Elevation Employee Side Fund, LLC | Director,TenPercentOwner; TenPercentOwner | 5 | 2007–2010 | ||
| Elevation Management, LLC | TenPercentOwner | 5 | 2007–2010 | ||
| Elevation Partners, L.P. | Director,TenPercentOwner; TenPercentOwner | 5 | 2007–2010 | ||
| Hewson Paul | TenPercentOwner | 5 | 2007–2010 | ||
| McNamee Roger | Director,TenPercentOwner | 5 | 2007–2010 | ||
| PEARLMAN BRET D | TenPercentOwner | 5 | 2007–2010 | ||
| Bell Michael | Officer | SVP Product Development; SVP, Product Development | 7 | 2007–2010 | |
| Abbott Michael Robert | Officer | SVP Application Soft & Serv; SVP Applications Software | 4 | 2008–2009 | |
| Ting Dennis W | Officer | SVP System Software; SVP Systems Software | 3 | 2008–2009 | |
| Devine Jeffrey P | Officer | Sr. VP, Operations; SVP Global Operations; SVP Operations | 8 | 2008–2010 | |
| Jeffries Douglas C | Officer | SVP; SVP and Chief Financial Office; SVP & Chief Financial Off | 5 | 2009–2010 | |
| Whalen Dave P | Officer | SVP Worldwide Sales; SVP, Worldwide Sales; SVP World Wide Sales | 5 | 2009–2010 | |
| DUTTA RAJIV | Director | 5 | 2009–2010 | ||
| Kathleen C. Mitic | Officer; OfficerOther | SVP Product Marketing; SVP, Product Marketing | 4 | 2009–2010 | |
| ZWERNER JEFFREY S | Officer | SVP Brand Design; SVP, Brand Design | 4 | 2009–2010 | |
| Mountford Paul S | Director | 3 | 2009–2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | PALM, INC. | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | PALM INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | PALM Inc. | State business registries | name and state | |
| Form 5500 plan sponsor | PALM, INC. | EIN (EXACT) | ||
| Federal award recipient | PALM, INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | PALM INC | Federal lobbying (LDA) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Terminals, CA first:
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Terminals · Manufacturing