IPO registrations (S-1, F-1) · Registrants
ALLOY INC
- SEC CIK
- 1080359 · filings on EDGAR ↗
- Name on the registration
- ALLOY INC
- Former names
- ALLOY INC (2001–2007); ALLOY ONLINE INC (1999–2001)
- Registration
- Form S-1, first filed 1999-03-10, last 2004-07-15; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1999-05-14; declared effective 2006-06-23
- Industry (SIC)
- Services-Advertising Agencies 7311
- Incorporated in
- DE
- Business address
- 151 WEST 26TH STREET, 11TH FLOOR, New York, NY 10001
- EIN
- 04-3310676
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALLOY INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1999-05-13)
- Final price
- $15.00 per share, above the range (424B1 filed 1999-05-14, an initial public offering)
- Shares sold
- 3,700,000
- Gross proceeds
- $55,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ALOY
- Lead underwriters
- Robertson Stephens (1,620,000 shares)
- Syndicate
- Volpe Brown Whelan & Company, LLC (729,000); RBC Capital Markets (729,000); Ladenburg Thalmann (162,000); William Blair (100,000); Needham & Company (100,000); Tucker Anthony Incorporated (100,000); Ferris, Baker Watts, Inc (80,000); Wit Capital (80,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ALLOY, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: ALLOY, INC. EXACT (EIN (EXACT))
- Federal award recipient: ALLOY, INC. Fuzzy (name and state)
- SEC filer: ALLOY INC EXACT (CIK (EXACT))
- Person page: Matthew A Drapkin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-03-10 | S-1 | S-1 (registration) | ALLOY ONLINE INC | 0000950123-99-001988 ↗ |
| 1999-03-24 | S-1/A | S-1/A (amendment) | ALLOY ONLINE INC | 0000950135-99-001458 ↗ |
| 1999-04-22 | S-1/A | S-1/A (amendment) | ALLOY ONLINE INC | 0000950123-99-003580 ↗ |
| 1999-04-30 | S-1/A | S-1/A (amendment) | ALLOY ONLINE INC | 0000950135-99-002249 ↗ |
| 1999-05-07 | S-1/A | S-1/A (amendment) | ALLOY ONLINE INC | 0000950135-99-002474 ↗ |
| 1999-05-13 | S-1/A | S-1/A (amendment) | ALLOY ONLINE INC | 0000950135-99-002612 ↗ |
| 1999-05-14 | 424B1 | 424B1 (final prospectus) | ALLOY ONLINE INC | 0000950135-99-002676 ↗ |
| 2004-07-01 | S-1 | S-1 (registration) | ALLOY INC | 0000950123-04-008095 ↗ |
| 2004-07-15 | S-1/A | S-1/A (amendment) | ALLOY INC | 0000950123-04-008444 ↗ |
| 2006-06-23 | EFFECT | EFFECT (declared effective) | ALLOY INC | 9999999995-06-000477 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-05-13 | S-1/A | registration statement | $12.00–$14.00 | 3,700,000 | - | Nasdaq ALOY | 0 | from the submission text; range, shares headline | document ↗ | |
| 1999-05-14 | 424B1 | final prospectus | $15.00 | 3,700,000 | $55,500,000 | Nasdaq ALOY | 9 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DIAMOND MATTHEW C | Director,Officer | Chairman and CEO | 16 | 2006–2010 | |
| Fiore Anthony N | Director; Other | 9 | 2006–2010 | ||
| GRAHAM PETER | Director; Other | 8 | 2006–2010 | ||
| HOLLENDER JEFFREY A | Director | 7 | 2006–2010 | ||
| JOHNSON JAMES K JR | Director,Officer | President and COO; President, CFO and COO | 18 | 2006–2010 | |
| MONNIER EDWARD | Director; Other | 8 | 2006–2010 | ||
| FESHBACH MATTHEW L | Director,TenPercentOwner | 3 | 2006 | ||
| YUSKO GARY | Officer | Chief Financial Officer; Former Chief Financial Officer | 6 | 2006–2008 | |
| BELL ROBERT LINN | Officer | Chief Technology Officer | 12 | 2006–2010 | |
| DiGioia Gina R | Officer | CLO/Corp. Secretary; Corporate Secretary | 21 | 2006–2010 | |
| PERLMAN RICHARD E | Director; Other | 8 | 2006–2010 | ||
| MLF CAPITAL MANAGEMENT LP | TenPercentOwner | 1 | 2006 | ||
| MLF CAYMAN GP LTD | TenPercentOwner | 1 | 2006 | ||
| MLF Holdings LLC | TenPercentOwner | 1 | 2006 | ||
| MLF INVESTMENTS LLC | TenPercentOwner | 1 | 2006 | ||
| MLF OFFSHORE PORTFOLIO CO LP | TenPercentOwner | 1 | 2006 | ||
| MLF PARTNERS L P | TenPercentOwner | 1 | 2006 | ||
| Frehe Joseph D. | Officer | Chief Financial Officer | 16 | 2007–2010 | |
| BC Advisors LLC | Other | 8 | 2009–2010 | ||
| BD MEDIA INVESTORS LP | Other | 8 | 2009–2010 | ||
| Becker Steven R | Other | 8 | 2009–2010 | ||
| Drapkin Matthew A | Director; Other | 10 | 2009–2010 | person page Fuzzy | |
| GLOBAL UNDERVALUED SECURITIES FUND LP | Other | 2 | 2009–2010 | ||
| Global Undervalued Securities Fund Ltd | Other | 2 | 2009–2010 | ||
| Global Undervalued Securities Fund QP L P | Other | 2 | 2009–2010 | ||
| GLOBAL UNDERVALUED SECURITIES MASTER FUND LP | Other | 2 | 2009–2010 | ||
| KLEINHEINZ CAPITAL PARTNERS, INC. | Other | 2 | 2009–2010 | ||
| Kleinheinz Capital Partners LDC | Other | 2 | 2009–2010 | ||
| KLEINHEINZ JOHN B | Other | 2 | 2009–2010 | ||
| SRB GREENWAY OPPORTUNITY FUND LP | Other | 3 | 2009–2010 | ||
| SRB GREENWAY OPPORTUNITY FUND (QP) LP | Other | 3 | 2009–2010 | ||
| SRB Management, L.P. | Other | 8 | 2009–2010 | ||
| Jacobowitz Jeffrey | Director; Other | 2 | 2010 | ||
| GRADESS SAMUEL A | Other | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | ALLOY, INC. | NY | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | ALLOY INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | ALLOY, LLC | State business registries | name and state | |
| Form 5500 plan sponsor | ALLOY, INC. | EIN (EXACT) | ||
| Federal award recipient | ALLOY, INC. | Federal spending (USAspending) | name and state | |
| Person page | Matthew A Drapkin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Services-Advertising Agencies · Technology