IPO registrations (S-1, F-1) · Registrants
VITRIA TECHNOLOGY INC
- SEC CIK
- 1050808 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-06-22, last 2000-02-08; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 1999-09-17
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 945 STEWART DR, Sunnyvale, CA 94086
- EIN
- 77-0386311
- EDGAR entity type
- operating
- Insiders and CEO pay
- VITRIA TECHNOLOGY INC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 1999-09-16)
- Final price
- $16.00 per share, above the range (424B4 filed 1999-09-17, an initial public offering)
- Shares sold
- 3,000,000
- Gross proceeds
- $48,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol VITR
- Lead underwriters
- Credit Suisse (1,147,500 shares); Merrill Lynch (599,250 shares); Robertson Stephens (599,250 shares); SoundView (204,000 shares)
- Syndicate
- Dain Rauscher Wessels a division of Dain Rauscher Incorporated (50,000); Invemed Associates LLC (50,000); Legg Mason (50,000); Citigroup (50,000); Charles Schwab & Co., Inc (50,000); Cowen (50,000); TD Securities (50,000); Piper Sandler (50,000); Thomas Weisel Partners (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- Business registration: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- Business registration: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- Business registration: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- Business registration: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- Business registration: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: VITRIA TECHNOLOGY, INC. EXACT (EIN (EXACT))
- Federal award recipient: VITRIA TECHNOLOGY, INC. Fuzzy (name and state)
- SEC filer: VITRIA TECHNOLOGY INC EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-06-22 | S-1 | S-1 (registration) | VITRIA TECHNOLOGY INC | 0001012870-99-002032 ↗ |
| 1999-08-03 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-99-002612 ↗ |
| 1999-08-17 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-99-002911 ↗ |
| 1999-08-31 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-99-003043 ↗ |
| 1999-09-10 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-99-003142 ↗ |
| 1999-09-16 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-99-003197 ↗ |
| 1999-09-17 | 424B4 | 424B4 (final prospectus) | VITRIA TECHNOLOGY INC | 0001012870-99-003233 ↗ |
| 2000-01-25 | S-1 | S-1 (registration) | VITRIA TECHNOLOGY INC | 0001012870-00-000211 ↗ |
| 2000-02-01 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-00-000310 ↗ |
| 2000-02-08 | S-1/A | S-1/A (amendment) | VITRIA TECHNOLOGY INC | 0001012870-00-000450 ↗ |
| 2000-02-11 | S-1MEF | S-1MEF (added securities) | VITRIA TECHNOLOGY INC | 0001012870-00-000512 ↗ |
| 2000-02-11 | 424B4 | 424B4 (final prospectus) | VITRIA TECHNOLOGY INC | 0001012870-00-000542 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-09-16 | S-1/A | registration statement | $13.00–$15.00 | 3,000,000 | - | Nasdaq VITR | 5 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 1999-09-17 | 424B4 | final prospectus | $16.00 | 3,000,000 | $48,000,000 | Nasdaq VITR | 13 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 13, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DEEPHAVEN CAPITAL MANAGEMENT LLC | TenPercentOwner | 8 | 2006 | ||
| Chin Allen | Officer | VP, Human Resources | 4 | 2006–2007 | |
| Xu Ling Elizabeth | Officer | SVP, Product Development; VP, Engineering | 8 | 2006–2007 | |
| Ounjian John N | Officer | EVP, Healthcare & Financial In; EVP, Healthcare Insurance | 2 | 2006–2007 | |
| Boduch Eric Stanley | Officer | VP, Marketing | 2 | 2006 | |
| Parillo John | Officer | SVP, Worldwide Sales | 2 | 2006–2007 | |
| Perry Michael D | Officer | SVP & Chief Financial Officer | 3 | 2006–2007 | |
| VAN WICKLE HARRY GEORGE | Director | 1 | 2007 | ||
| WOLF DENNIS P | Director | 1 | 2007 | ||
| Yepez Juan Alberto | Director | 1 | 2007 | ||
| CHANG JOMEI | Director,TenPercentOwner | 1 | 2007 | ||
| SKEEN M DALE | Director,Officer,TenPercentOwner | Chief Executive Officer | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | VITRIA TECHNOLOGY, INC. | CA | State business registries | name and state |
| Business registration | VITRIA TECHNOLOGY, INC. | CA | State business registries | name and state |
| Business registration | VITRIA TECHNOLOGY, INC. | CA | State business registries | name and state |
| Business registration | VITRIA TECHNOLOGY, INC. | CA | State business registries | name and state |
| Business registration | VITRIA TECHNOLOGY, INC. | CA | State business registries | name and state |
| Business registration | VITRIA TECHNOLOGY, INC. | CA | State business registries | name and state |
| Plan sponsor | VITRIA TECHNOLOGY, INC. | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | VITRIA TECHNOLOGY, INC. | CA | Federal spending (USAspending) | name and state |
| SEC filer | VITRIA TECHNOLOGY INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Vitria Technology, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | VITRIA TECHNOLOGY, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology