IPO registrations (S-1, F-1) · Registrants
EFC BANCORP INC
- SEC CIK
- 1047947 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-10-24, last 1998-02-05; 1 initial registration, 2 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Savings Institutions, Not Federally Chartered 6036
- Incorporated in
- DE
- Business address
- 1695 LARKIN AVE, Elgin, IL 60123
- EIN
- 36-4193304
- EDGAR entity type
- operating
- Insiders and CEO pay
- EFC BANCORP INC on the corporate pages
Offering terms
- Shares offered
- 7,491,434
- Listing
- NYSE American under the symbol EFC
- Lead underwriters
- Estimated Underwriting
- Syndicate
- KBW
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: EFC BANCORP INC EXACT (CIK (EXACT))
- Person page: Barrett J O'Connor Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Eric J Fernandez Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: James A Alpeter Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James J Kovac Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Larry M Narum Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Leo M Flanagan Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-24 | S-1 | S-1 (registration) | EFC BANCORP INC | 0001047469-97-001561 ↗ |
| 1998-01-05 | S-1/A | S-1/A (amendment) | EFC BANCORP INC | 0001047469-98-000116 ↗ |
| 1998-02-05 | S-1/A | S-1/A (amendment) | EFC BANCORP INC | 0001047469-98-003783 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-02-05 | S-1/A | registration statement | $10.00 | 7,491,434 | $74,914,340 | NYSE American EFC | 2 | from the submission text; price line, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALPETER JAMES A | Director | 1 | 2006 | person page Fuzzy | |
| ANDERSON THOMAS I | Director | 1 | 2006 | ||
| BLACKBURN RANDY C | Officer | Executive Vice President | 1 | 2006 | |
| BRITTAIN RANDOLPH W | Director | 1 | 2006 | ||
| DUBOIS STEPHEN P | Officer | Senior Vice President | 1 | 2006 | |
| FERNANDEZ ERIC J | DirectorOther | 1 | 2006 | person page Fuzzy | |
| FLANAGAN LEO M JR | Director,Officer | Chairman of the Board | 1 | 2006 | person page Fuzzy |
| GOSSE JERRY L | Officer | VP and Compliance Officer | 1 | 2006 | |
| HELM RALPH W | Director | 1 | 2006 | ||
| KOVAC JAMES J | Director,Officer | Executive Vice President | 1 | 2006 | person page Fuzzy |
| KOZELUH GLENN J | Officer | Executive Vice President | 1 | 2006 | |
| LENART PAT A | Officer | Senior Vice President | 1 | 2006 | |
| LUDWIG ERNEST R | Director | 1 | 2006 | ||
| NARUM LARRY M | Director | 1 | 2006 | person page Fuzzy | |
| NORTON VINCENT C | Other | 1 | 2006 | ||
| OCONNOR BARRETT J | Director,Officer | President and CEO | 1 | 2006 | person page Fuzzy |
| REINING ROGER SCOTT | Officer | Senior Vice President | 1 | 2006 | |
| SOMMERS SANDRA L | Officer | Vice President - Savings | 1 | 2006 | |
| STANCZAK JOSEPH E | Officer | Senior Vice President | 1 | 2006 | |
| TRAEGER PETER A | Director | 1 | 2006 | ||
| WEDEEN ERIC | Officer | SVP & Chief Financial Officer | 1 | 2006 | |
| WILSON URSULA | Officer | Secretary | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | EFC BANCORP INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Barrett J O'Connor | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Eric J Fernandez | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | James A Alpeter | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James J Kovac | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Larry M Narum | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Leo M Flanagan Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institutions, Not Federally Chartered, IL first:
- VERMILION BANCORP INC IL
- PFS Bancorp, Inc. IL
- Security Midwest Bancorp, Inc. IL
- Hoyne Bancorp, Inc. IL
- Cullman Bancorp, Inc. /MD/ AL
- CONNECTICUT BANCSHARES INC/DE CT
- United Financial Bancorp, Inc. CT
- First Connecticut Bancorp, Inc. CT
- AMERICAN FINANCIAL HOLDING CORP INC CT
- HARBOR FLORIDA BANCSHARES INC FL
In other datasets, the same topic (Finance) in IL:
- Form D issuer: Adams Street Associates, L.P. (Form D private offerings)
- Lobbying client: 2020 ADVISOR LLC (Federal lobbying (LDA))
Interests: Savings Institutions, Not Federally Chartered · Finance