IPO registrations (S-1, F-1) · Registrants
VANGUARD HEALTH SYSTEMS INC
- SEC CIK
- 1045829 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2001-10-19, last 2011-06-21; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2011-06-23; declared effective 2010-04-01
- Industry (SIC)
- Hospital & Medical Service Plans 6324
- Incorporated in
- DE
- Business address
- 20 BURTON HILLS BLVD, Nashville, TN 37215
- EIN
- 62-1698183
- EDGAR entity type
- operating
- Insiders and CEO pay
- VANGUARD HEALTH SYSTEMS INC on the corporate pages
Offering terms
- Proposed price range
- $21.00–$23.00 per share (S-1/A filed 2011-06-21)
- Final price
- $18.00 per share, below the range (424B4 filed 2011-06-23, an initial public offering)
- Shares sold
- 25,000,000
- Gross proceeds
- $450,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Merrill Lynch; Barclays (6,000,000 shares)
- Syndicate
- Citigroup (2,520,000); Deutsche Bank (2,520,000); J.P. Morgan (2,520,000); Lazard (1,960,000); Wells Fargo (960,000); RBC Capital Markets (480,000); Baird (360,000); Keegan; Gleacher &; Ticonderoga Securities (240,000); BofA Securities; Morgan Keegan (360,000); Leerink Partners (240,000); Avondale Partners, LLC (360,000); CRT Capital Group LLC (240,000); Gleacher & Company Securities, Inc (240,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: VANGUARD HEALTH MANAGEMENT, INC. EXACT (EIN (EXACT))
- Lobbying client: VANGUARD HEALTH SYSTEMS Fuzzy (name and state)
- Lobbying client: VANGUARD HEALTH SYSTEMS Fuzzy (name and state)
- Lobbying client: VANGUARD HEALTH SYSTEMS Fuzzy (name and state)
- SEC filer: VANGUARD HEALTH SYSTEMS INC EXACT (CIK (EXACT))
- Person page: Mr Timothy M Petrikin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Neil P Simpkins Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Phillip W Roe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (OfficerOther))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2001-10-19 | S-1 | S-1 (registration) | VANGUARD HEALTH SYSTEMS INC | 0000950103-01-501451 ↗ |
| 2001-12-07 | S-1/A | S-1/A (amendment) | VANGUARD HEALTH SYSTEMS INC | 0000950103-01-501581 ↗ |
| 2002-01-09 | S-1/A | S-1/A (amendment) | VANGUARD HEALTH SYSTEMS INC | 0000950103-02-000019 ↗ |
| 2002-01-16 | S-1/A | S-1/A (amendment) | VANGUARD HEALTH SYSTEMS INC | 0000950103-02-000038 ↗ |
| 2010-04-01 | EFFECT | EFFECT (declared effective) | VANGUARD HEALTH SYSTEMS INC | 9999999995-10-000928 ↗ |
| 2011-04-15 | S-1 | S-1 (registration) | VANGUARD HEALTH SYSTEMS INC | 0000950123-11-036130 ↗ |
| 2011-05-04 | EFFECT | EFFECT (declared effective) | VANGUARD HEALTH SYSTEMS INC | 9999999995-11-001396 ↗ |
| 2011-06-06 | S-1/A | S-1/A (amendment) | VANGUARD HEALTH SYSTEMS INC | 0000950123-11-056627 ↗ |
| 2011-06-21 | S-1/A | S-1/A (amendment) | VANGUARD HEALTH SYSTEMS INC | 0000950123-11-060348 ↗ |
| 2011-06-21 | EFFECT | EFFECT (declared effective) | VANGUARD HEALTH SYSTEMS INC | 9999999995-11-001914 ↗ |
| 2011-06-23 | 424B4 | 424B4 (final prospectus) | VANGUARD HEALTH SYSTEMS INC | 0000950123-11-061115 ↗ |
| 2013-01-25 | EFFECT | EFFECT (declared effective) | VANGUARD HEALTH SYSTEMS INC | 9999999995-13-000286 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-06-21 | S-1/A | registration statement | $21.00–$23.00 | 25,000,000 | - | 16 | primary document; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 16 | document ↗ | ||
| 2011-06-23 | 424B4 | final prospectus | $18.00 | 25,000,000 | $450,000,000 | 18 | primary document; price sentence, shares headline, proceeds table, underwriting table 14, cover names 15 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| 2008 KENT H. WALLACE TRUST, u/a/d October 10, 2008 | Other | 1 | 2011 | ||
| BALLANTYNE REGINALD M III | OfficerOther | SVP-Market Strategy & Gov't | 3 | 2011–2012 | |
| BLACKSTONE CAPITAL PARTNERS IV-A LP | TenPercentOwner | 3 | 2011–2013 | ||
| BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LP | TenPercentOwner | 3 | 2011–2013 | ||
| Blackstone FCH Capital Partners IV-A L.P. | TenPercentOwner | 3 | 2011–2013 | ||
| Blackstone FCH Capital Partners IV-B L.P. | TenPercentOwner | 3 | 2011–2013 | ||
| Blackstone FCH Capital Partners IV L.P. | TenPercentOwner | 3 | 2011–2013 | ||
| Blackstone Health Commitment Partners-A L.P. | TenPercentOwner | 3 | 2011–2013 | ||
| Blackstone Health Commitment Partners L.P. | TenPercentOwner | 3 | 2011–2013 | ||
| BLACKSTONE MANAGEMENT ASSOCIATES IV LLC | TenPercentOwner | 3 | 2011–2013 | ||
| BLANCHETTE SCOTT | Officer | SVP & Chief Information Offcr | 5 | 2011–2012 | |
| CHAFIN BRUCE F. | OfficerOther | SVP-Compliance & Ethics | 4 | 2011–2012 | |
| CHARLES N. MARTIN, JR., 2010 IRREVOCABLE GRANTOR RETAINED ANNUITY TRUST u/a/d February 26, 2010 | Other | 3 | 2011–2013 | ||
| CHARLES N. MARTIN, JR., 2011 IRREVOCABLE GRANTOR RETAINED ANNUITY TRUST u/a/d March 15, 2011 | Other | 3 | 2011–2013 | ||
| Dal Bello Michael A. | Director | 2 | 2011–2013 | ||
| D'ARCY STEPHEN R. | Director | 2 | 2011–2013 | ||
| DORSA PAUL T. | Officer | SVP-Development | 3 | 2011 | |
| Duggan Michael | Officer | SVP-Operations | 2 | 2011–2012 | |
| FULTZ LARRY L. | Officer | SVP-Human Resources | 4 | 2011–2012 | |
| Galvin Robert | Director | 2 | 2011–2013 | ||
| HUSAIN FAZLE M | Director | 2 | 2011–2013 | ||
| JOSEPH D. MOORE, 2009 GRANTOR RETAINED ANNUITY TRUST | Other | 2 | 2011–2012 | ||
| MARTIN CHARLES N JR | Director,OfficerOther; Director,Officer,TenPercentOwner | Chairman & CEO; Chairman, President & CEO | 11 | 2011–2013 | |
| MARTIN CHILDREN'S IRREVOCABLE TRUST u/a/d February 21, 2007 | Other | 3 | 2011–2013 | ||
| Metalmark Capital LLC | TenPercentOwner | 2 | 2011–2013 | ||
| MONTONEY MARK R. | Officer | EVP & Chief Medical Officer | 8 | 2011–2013 | |
| MOORE JOSEPH D. | OfficerOther | Executive Vice President | 3 | 2011–2013 | |
| MORGAN STANLEY CAPITAL INVESTORS L P | TenPercentOwner | 2 | 2011–2013 | ||
| Morgan Stanley Capital Partners III, L.P. | TenPercentOwner | 2 | 2011–2013 | ||
| MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P | TenPercentOwner | 2 | 2011–2013 | ||
| MSCP III 892 INVESTORS LP | TenPercentOwner | 2 | 2011–2013 | ||
| MSCP III LLC | TenPercentOwner | 2 | 2011–2013 | ||
| MSDW CAPITAL PARTNERS IV LLC | TenPercentOwner | 2 | 2011–2013 | ||
| MSDW Capital Partners IV, L P | TenPercentOwner | 2 | 2011–2013 | ||
| MSDW IV 892 INVESTORS L P | TenPercentOwner | 2 | 2011–2013 | ||
| MULLANY JOSEPH J. | Officer | SVP-Operations | 6 | 2011–2012 | |
| PERKINS BRADLEY A. | Officer | EVP-Strategy & Innovation | 5 | 2011–2013 | |
| PILGRIM HAROLD H. III | Officer | SVP & Chief Development Offcr | 4 | 2011–2012 | |
| PITTS KEITH B | OfficerOther | Vice Chairman | 8 | 2011–2013 | |
| QUELLA JAMES | Director | 1 | 2011 | ||
| REEVE GRAHAM D. | Officer | SVP-Operations | 4 | 2011–2012 | |
| ROE PHILLIP W. | OfficerOther | EVP, CFO & Treasurer | 8 | 2011–2013 | person page Fuzzy |
| SCHWARZMAN STEPHEN A | Director,TenPercentOwner; TenPercentOwner | 3 | 2011–2013 | ||
| SIMPKINS NEIL P | Director | 2 | 2011–2013 | person page Fuzzy | |
| SOLTMAN RONALD P. | OfficerOther; Other | EVP, General Counsel & Sec'y | 3 | 2011 | |
| SPALDING JAMES H. | OfficerOther | EVP, General Counsel & Sec'y; SVP, Asst Gen Cnsl & Asst Sec | 6 | 2011–2013 | |
| THOMAS ALAN G. | OfficerOther | EVP-Operations Finance; SVP-Operations Finance | 8 | 2011–2013 | |
| WALLACE KENT | OfficerOther | President & COO | 4 | 2011–2012 | |
| WAYS THOMAS M. | OfficerOther | SVP-Managed Care | 4 | 2011–2012 | |
| WILLIS GARY D | Officer | SVP, Controller & CAO | 11 | 2011–2013 | |
| FOLEY WILLIAM T | Officer | SVP-Operations | 5 | 2011–2012 | |
| BARTLETT JONATHAN L | Officer | SVP-Operations | 5 | 2011–2012 | |
| Burt Carol | Director | 4 | 2011–2013 | ||
| BAILEY CAROL A. | Officer | SVP-Reimbursement | 4 | 2011–2012 | |
| BREDESEN PHILIP N | Director | 5 | 2011–2013 | ||
| PETRIKIN TIMOTHY M. | Officer | EVP-Ambulatory Care Services | 6 | 2012–2013 | person page Fuzzy |
| BCP IV SIDE-BY-SIDE GP L.L.C. | TenPercentOwner | 2 | 2012–2013 | ||
| Blackstone Group L.P. | TenPercentOwner | 2 | 2012–2013 | ||
| Blackstone Group Management L.L.C. | Director,TenPercentOwner; TenPercentOwner | 2 | 2012–2013 | ||
| Blackstone Holdings III GP L.P. | Director,TenPercentOwner; TenPercentOwner | 2 | 2012–2013 | ||
| Blackstone Holdings III GP Management L.L.C. | Director,TenPercentOwner; TenPercentOwner | 2 | 2012–2013 | ||
| Blackstone Holdings III L.P. | Director,TenPercentOwner; TenPercentOwner | 2 | 2012–2013 | ||
| AULT KELVIN M. | Officer | SVP-Tax | 3 | 2012 | |
| SOMANEY SUNIL M | Officer | SVP-Business Office Services | 2 | 2012 | |
| MCCORMICK DEBORAH T | Officer | SVP & Asst General Counsel | 2 | 2012 | |
| CHARLES N. MARTIN, JR. 2012 IRREVOCABLE GRANTOR RETAINED ANNUITY TRUST u/a/d May 24, 2012 | Other | 3 | 2012–2013 | ||
| 2012 MARTIN CHILDREN'S IRREVOCABLE TRUST u/a/d NOVEMBER 7, 2012 | Other | 2 | 2012–2013 | ||
| Charles N. Martin, Jr. 2013 Irrevocable Grantor Retained Annuity Trust u/a/d May 23, 2013 | Other | 2 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | VANGUARD HEALTH MANAGEMENT, INC. | TN | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Lobbying client | VANGUARD HEALTH SYSTEMS | TN | Federal lobbying (LDA) | name and state |
| Lobbying client | VANGUARD HEALTH SYSTEMS | TN | Federal lobbying (LDA) | name and state |
| Lobbying client | VANGUARD HEALTH SYSTEMS | TN | Federal lobbying (LDA) | name and state |
| SEC filer | VANGUARD HEALTH SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | VANGUARD HEALTH MANAGEMENT, INC. | EIN (EXACT) | ||
| Person page | Mr Timothy M Petrikin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Neil P Simpkins | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Phillip W Roe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (OfficerOther) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Hospital & Medical Service Plans, TN first:
- HealthSpring, Inc. TN
- MOLINA HEALTHCARE, INC. CA
- Alignment Healthcare, Inc. CA
- VISION HEALTH CARE INC FL
- WELLCARE HEALTH PLANS, INC. FL
- NeueHealth, Inc. FL
- COMPBENEFITS CORP GA
- Elevance Health, Inc. IN
- AMERICAN PHYSICIANS CAPITAL INC MI
- CENTENE CORP MO
In other datasets, the same topic (Insurance) in TN:
- Form D issuer: Bankers Title of East Tennessee LLC (Form D private offerings)
- Lobbying client: ASURION CORPORATION (Federal lobbying (LDA))
Interests: Hospital & Medical Service Plans · Insurance