IPO registrations (S-1, F-1) · Registrants

VANGUARD HEALTH SYSTEMS INC

SEC CIK
1045829 · filings on EDGAR ↗
Registration
Form S-1, first filed 2001-10-19, last 2011-06-21; 2 initial registrations, 5 amendments
Outcome
Final prospectus filed 2011-06-23; declared effective 2010-04-01
Industry (SIC)
Hospital & Medical Service Plans 6324
Incorporated in
DE
Business address
20 BURTON HILLS BLVD, Nashville, TN 37215
EIN
62-1698183
EDGAR entity type
operating
Insiders and CEO pay
VANGUARD HEALTH SYSTEMS INC on the corporate pages

Offering terms

Proposed price range
$21.00–$23.00 per share (S-1/A filed 2011-06-21)
Final price
$18.00 per share, below the range (424B4 filed 2011-06-23, an initial public offering)
Shares sold
25,000,000
Gross proceeds
$450,000,000 before underwriting discounts and any over-allotment option
Lead underwriters
Merrill Lynch; Barclays (6,000,000 shares)
Syndicate
Citigroup (2,520,000); Deutsche Bank (2,520,000); J.P. Morgan (2,520,000); Lazard (1,960,000); Wells Fargo (960,000); RBC Capital Markets (480,000); Baird (360,000); Keegan; Gleacher &; Ticonderoga Securities (240,000); BofA Securities; Morgan Keegan (360,000); Leerink Partners (240,000); Avondale Partners, LLC (360,000); CRT Capital Group LLC (240,000); Gleacher & Company Securities, Inc (240,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
2001-10-19S-1S-1 (registration)VANGUARD HEALTH SYSTEMS INC0000950103-01-501451 ↗
2001-12-07S-1/AS-1/A (amendment)VANGUARD HEALTH SYSTEMS INC0000950103-01-501581 ↗
2002-01-09S-1/AS-1/A (amendment)VANGUARD HEALTH SYSTEMS INC0000950103-02-000019 ↗
2002-01-16S-1/AS-1/A (amendment)VANGUARD HEALTH SYSTEMS INC0000950103-02-000038 ↗
2010-04-01EFFECTEFFECT (declared effective)VANGUARD HEALTH SYSTEMS INC9999999995-10-000928 ↗
2011-04-15S-1S-1 (registration)VANGUARD HEALTH SYSTEMS INC0000950123-11-036130 ↗
2011-05-04EFFECTEFFECT (declared effective)VANGUARD HEALTH SYSTEMS INC9999999995-11-001396 ↗
2011-06-06S-1/AS-1/A (amendment)VANGUARD HEALTH SYSTEMS INC0000950123-11-056627 ↗
2011-06-21S-1/AS-1/A (amendment)VANGUARD HEALTH SYSTEMS INC0000950123-11-060348 ↗
2011-06-21EFFECTEFFECT (declared effective)VANGUARD HEALTH SYSTEMS INC9999999995-11-001914 ↗
2011-06-23424B4424B4 (final prospectus)VANGUARD HEALTH SYSTEMS INC0000950123-11-061115 ↗
2013-01-25EFFECTEFFECT (declared effective)VANGUARD HEALTH SYSTEMS INC9999999995-13-000286 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2011-06-21S-1/Aregistration statement$21.00–$23.0025,000,000-16primary document; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 16document ↗
2011-06-23424B4final prospectus$18.0025,000,000$450,000,00018primary document; price sentence, shares headline, proceeds table, underwriting table 14, cover names 15document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
2008 KENT H. WALLACE TRUST, u/a/d October 10, 2008Other12011
BALLANTYNE REGINALD M IIIOfficerOtherSVP-Market Strategy & Gov't32011–2012
BLACKSTONE CAPITAL PARTNERS IV-A LPTenPercentOwner32011–2013
BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LPTenPercentOwner32011–2013
Blackstone FCH Capital Partners IV-A L.P.TenPercentOwner32011–2013
Blackstone FCH Capital Partners IV-B L.P.TenPercentOwner32011–2013
Blackstone FCH Capital Partners IV L.P.TenPercentOwner32011–2013
Blackstone Health Commitment Partners-A L.P.TenPercentOwner32011–2013
Blackstone Health Commitment Partners L.P.TenPercentOwner32011–2013
BLACKSTONE MANAGEMENT ASSOCIATES IV LLCTenPercentOwner32011–2013
BLANCHETTE SCOTTOfficerSVP & Chief Information Offcr52011–2012
CHAFIN BRUCE F.OfficerOtherSVP-Compliance & Ethics42011–2012
CHARLES N. MARTIN, JR., 2010 IRREVOCABLE GRANTOR RETAINED ANNUITY TRUST u/a/d February 26, 2010Other32011–2013
CHARLES N. MARTIN, JR., 2011 IRREVOCABLE GRANTOR RETAINED ANNUITY TRUST u/a/d March 15, 2011Other32011–2013
Dal Bello Michael A.Director22011–2013
D'ARCY STEPHEN R.Director22011–2013
DORSA PAUL T.OfficerSVP-Development32011
Duggan MichaelOfficerSVP-Operations22011–2012
FULTZ LARRY L.OfficerSVP-Human Resources42011–2012
Galvin RobertDirector22011–2013
HUSAIN FAZLE MDirector22011–2013
JOSEPH D. MOORE, 2009 GRANTOR RETAINED ANNUITY TRUSTOther22011–2012
MARTIN CHARLES N JRDirector,OfficerOther; Director,Officer,TenPercentOwnerChairman & CEO; Chairman, President & CEO112011–2013
MARTIN CHILDREN'S IRREVOCABLE TRUST u/a/d February 21, 2007Other32011–2013
Metalmark Capital LLCTenPercentOwner22011–2013
MONTONEY MARK R.OfficerEVP & Chief Medical Officer82011–2013
MOORE JOSEPH D.OfficerOtherExecutive Vice President32011–2013
MORGAN STANLEY CAPITAL INVESTORS L PTenPercentOwner22011–2013
Morgan Stanley Capital Partners III, L.P.TenPercentOwner22011–2013
MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L PTenPercentOwner22011–2013
MSCP III 892 INVESTORS LPTenPercentOwner22011–2013
MSCP III LLCTenPercentOwner22011–2013
MSDW CAPITAL PARTNERS IV LLCTenPercentOwner22011–2013
MSDW Capital Partners IV, L PTenPercentOwner22011–2013
MSDW IV 892 INVESTORS L PTenPercentOwner22011–2013
MULLANY JOSEPH J.OfficerSVP-Operations62011–2012
PERKINS BRADLEY A.OfficerEVP-Strategy & Innovation52011–2013
PILGRIM HAROLD H. IIIOfficerSVP & Chief Development Offcr42011–2012
PITTS KEITH BOfficerOtherVice Chairman82011–2013
QUELLA JAMESDirector12011
REEVE GRAHAM D.OfficerSVP-Operations42011–2012
ROE PHILLIP W.OfficerOtherEVP, CFO & Treasurer82011–2013person page Fuzzy
SCHWARZMAN STEPHEN ADirector,TenPercentOwner; TenPercentOwner32011–2013
SIMPKINS NEIL PDirector22011–2013person page Fuzzy
SOLTMAN RONALD P.OfficerOther; OtherEVP, General Counsel & Sec'y32011
SPALDING JAMES H.OfficerOtherEVP, General Counsel & Sec'y; SVP, Asst Gen Cnsl & Asst Sec62011–2013
THOMAS ALAN G.OfficerOtherEVP-Operations Finance; SVP-Operations Finance82011–2013
WALLACE KENTOfficerOtherPresident & COO42011–2012
WAYS THOMAS M.OfficerOtherSVP-Managed Care42011–2012
WILLIS GARY DOfficerSVP, Controller & CAO112011–2013
FOLEY WILLIAM TOfficerSVP-Operations52011–2012
BARTLETT JONATHAN LOfficerSVP-Operations52011–2012
Burt CarolDirector42011–2013
BAILEY CAROL A.OfficerSVP-Reimbursement42011–2012
BREDESEN PHILIP NDirector52011–2013
PETRIKIN TIMOTHY M.OfficerEVP-Ambulatory Care Services62012–2013person page Fuzzy
BCP IV SIDE-BY-SIDE GP L.L.C.TenPercentOwner22012–2013
Blackstone Group L.P.TenPercentOwner22012–2013
Blackstone Group Management L.L.C.Director,TenPercentOwner; TenPercentOwner22012–2013
Blackstone Holdings III GP L.P.Director,TenPercentOwner; TenPercentOwner22012–2013
Blackstone Holdings III GP Management L.L.C.Director,TenPercentOwner; TenPercentOwner22012–2013
Blackstone Holdings III L.P.Director,TenPercentOwner; TenPercentOwner22012–2013
AULT KELVIN M.OfficerSVP-Tax32012
SOMANEY SUNIL MOfficerSVP-Business Office Services22012
MCCORMICK DEBORAH TOfficerSVP & Asst General Counsel22012
CHARLES N. MARTIN, JR. 2012 IRREVOCABLE GRANTOR RETAINED ANNUITY TRUST u/a/d May 24, 2012Other32012–2013
2012 MARTIN CHILDREN'S IRREVOCABLE TRUST u/a/d NOVEMBER 7, 2012Other22012–2013
Charles N. Martin, Jr. 2013 Irrevocable Grantor Retained Annuity Trust u/a/d May 23, 2013Other22013

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorVANGUARD HEALTH MANAGEMENT, INC.TNForm 5500 (employee benefit plans)EIN (EXACT)
Lobbying clientVANGUARD HEALTH SYSTEMSTNFederal lobbying (LDA)name and state
Lobbying clientVANGUARD HEALTH SYSTEMSTNFederal lobbying (LDA)name and state
Lobbying clientVANGUARD HEALTH SYSTEMSTNFederal lobbying (LDA)name and state
SEC filerVANGUARD HEALTH SYSTEMS INCSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorVANGUARD HEALTH MANAGEMENT, INC.EIN (EXACT)
Person pageMr Timothy M PetrikinPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageNeil P SimpkinsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pagePhillip W RoePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (OfficerOther)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Hospital & Medical Service Plans · Insurance