IPO registrations (S-1, F-1) · Registrants
Alignment Healthcare, Inc.
- SEC CIK
- 1832466 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2021-03-03, last 2021-11-16; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2021-03-29; declared effective 2021-03-25
- Industry (SIC)
- Hospital & Medical Service Plans 6324
- Incorporated in
- DE
- Business address
- 1100 W. TOWN AND COUNTRY ROAD, SUITE 1600, Orange, CA 92868
- EIN
- 46-5596242
- Ticker
- ALHC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Alignment Healthcare, Inc. on the corporate pages
Offering terms
- Proposed price range
- $17.00–$19.00 per share (S-1/A filed 2021-03-23)
- Final price
- $18.00 per share, within the range (424B4 filed 2021-03-29, an initial public offering)
- Shares sold
- 27,200,000 (21,700,000 by the company, 5,500,000 by selling holders)
- Gross proceeds
- $489,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ALHC
- Lead underwriters
- Goldman Sachs (5,902,400 shares); Morgan Stanley (5,902,400 shares)
- Syndicate
- J.P. Morgan (4,542,400); BofA Securities (4,542,400); William Blair (2,366,400); UBS (1,564,000); Piper Sandler (1,564,000); Raymond James (816,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ALIGNMENT HEALTH ADVISORS, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ALIGNMENT HEALTHCARE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ALIGNMENT HEALTHCARE USA, LLC EXACT (EIN (EXACT))
- Lobbying client: ALIGNMENT HEALTHCARE, INC Fuzzy (name and state)
- Lobbying client: ALIGNMENT HEALTHCARE, INC. Fuzzy (name and state)
- SEC filer: Alignment Healthcare, Inc. EXACT (CIK (EXACT))
- Person page: Joseph S Konowiecki Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-03-03 | S-1 | S-1 (registration) | Alignment Healthcare, Inc. | 0001193125-21-067513 ↗ |
| 2021-03-18 | S-1/A | S-1/A (amendment) | Alignment Healthcare, Inc. | 0001193125-21-084780 ↗ |
| 2021-03-23 | S-1/A | S-1/A (amendment) | Alignment Healthcare, Inc. | 0001193125-21-090721 ↗ |
| 2021-03-25 | EFFECT | EFFECT (declared effective) | Alignment Healthcare, Inc. | 9999999995-21-001135 ↗ |
| 2021-03-29 | 424B4 | 424B4 (final prospectus) | Alignment Healthcare, Inc. | 0001193125-21-098136 ↗ |
| 2021-11-16 | S-1 | S-1 (registration) | Alignment Healthcare, Inc. | 0001193125-21-331203 ↗ |
| 2021-11-18 | EFFECT | EFFECT (declared effective) | Alignment Healthcare, Inc. | 9999999995-21-004409 ↗ |
| 2021-11-19 | 424B4 | 424B4 (final prospectus) | Alignment Healthcare, Inc. | 0001193125-21-335384 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-03-23 | S-1/A | registration statement | $17.00–$19.00 | 27,200,000 | - | Nasdaq ALHC | 8 | primary document; range, shares headline, cover names 8 | document ↗ | |
| 2021-03-29 | 424B4 | final prospectus | $18.00 | 27,200,000 | $489,600,000 | Nasdaq ALHC | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARELLA THOMAS J. | Director | 4 | 2021–2024 | ||
| Foster Michael Curtis | Officer | Chief Legal Officer | 2 | 2021 | |
| Freeman Robert Thomas | Officer | Chief Financial Officer | 38 | 2021–2025 | |
| Furman Donald Steven | Officer | Chief Clinical Officer | 4 | 2021–2023 | |
| GAPCO GMBH & CO KG | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GAP Coinvestments CDA, L.P. | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GAP COINVESTMENTS III, LLC | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GAP COINVESTMENTS IV, LLC | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GAP Coinvestments V, LLC | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GAPCO MANAGEMENT GMBH | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| General Atlantic (ALN HLTH), L.P. | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GENERAL ATLANTIC GENPAR, L.P. | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| GENERAL ATLANTIC LLC | Director,TenPercentOwner; TenPercentOwner | 15 | 2021–2025 | ||
| General Atlantic Partners 95, L.P. | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| General Atlantic (SPV) GP, LLC | Director,TenPercentOwner; TenPercentOwner | 12 | 2021–2025 | ||
| HODGSON DAVID C | Director | 7 | 2021–2026 | ||
| KAO JOHN E | Director,Officer | Chief Executive Officer | 61 | 2021–2026 | |
| KONOWIECKI JOSEPH S | Director; Director,Officer | Chairman of the Board; EVP, Corporate Affairs | 28 | 2021–2026 | person page Fuzzy |
| KOSECOFF JACQUELINE B | Director | 8 | 2021–2026 | ||
| Kumar Dinesh M. | Officer | Chief Health Officer; Chief Medical Officer; Chief Med & Operating Officer | 26 | 2021–2023 | |
| MARGOLIS JEFFREY H | Director | 16 | 2021–2024 | ||
| Maroney Dawn Christine | Officer | President; President, Markets | 66 | 2021–2026 | |
| McCarthy Margaret M | Director | 9 | 2021–2026 | ||
| McClellan Mark B. | Director | 8 | 2021–2026 | ||
| Vorhoff Nicholas Robbert | Director | 7 | 2021–2026 | ||
| WARBURG PINCUS & CO. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| WARBURG PINCUS LLC | Director,TenPercentOwner | 10 | 2021–2022 | ||
| Warburg Pincus Partners GP LLC | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Warburg Pincus Partners II, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Warburg Pincus Private Equity XII-B, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Warburg Pincus Private Equity XII-D, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Warburg Pincus Private Equity XII-E, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Warburg Pincus Private Equity XII, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| WARBURG PINCUS XII, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Warburg Pincus XII Partners, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| WP Global LLC | Director,TenPercentOwner | 7 | 2021–2022 | ||
| WP XII Partners, L.P. | Director,TenPercentOwner | 7 | 2021–2022 | ||
| Cross Richard A. | Officer | SVP, General Counsel | 6 | 2021–2023 | |
| Shrestha Rajesh | Officer | Pres., New Markets & CBO | 2 | 2021–2022 | |
| Warburg Pincus Partners II Holdings, L.P. | Director,TenPercentOwner | 4 | 2021–2022 | ||
| BILNEY JODY L | Director | 8 | 2022–2026 | ||
| JORDEN YON | Director | 8 | 2022–2026 | ||
| Kardes Hakan | Officer | Chief Experience Officer; Chief Technology Officer | 15 | 2023–2025 | |
| Scavo Robert L. | Officer | Chief Information Officer | 14 | 2023–2026 | |
| Kimbro Melinda Michele | Officer | Chief People Officer | 2 | 2023 | |
| JOYCE CHRISTOPHER J | Officer | Chief Legal and Admin. Officer | 25 | 2023–2026 | |
| Kim Hyong | Officer | Chief Medical Officer | 20 | 2023–2026 | |
| Burzacchi Sebastian | Officer | COO - Mgmt Services Org | 9 | 2023–2026 | |
| Wagner Andreas P. | Officer | Chief Human Resources Officer; Chief People & Culture Officer; Chief People Officer | 12 | 2024–2026 | |
| Head James M | Officer | Chief Financial Officer | 4 | 2025–2026 | |
| Mansour Adnan R. | Officer | Chief Digital Officer | 3 | 2026 | |
| Kent Mark D. | Officer | President - MSO | 3 | 2026 | |
| Hochradel Shane J. | Officer | Chief Operations Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ALIGNMENT HEALTHCARE, INC. | CA | State business registries | name and state |
| Plan sponsor | ALIGNMENT HEALTHCARE USA, LLC | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Lobbying client | ALIGNMENT HEALTHCARE, INC | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | ALIGNMENT HEALTHCARE, INC. | CA | Federal lobbying (LDA) | name and state |
| SEC filer | Alignment Healthcare, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Alignment Healthcare, LLC | CA | Trademarks (USPTO) | name and state |
| Business registration | ALIGNMENT HEALTH ADVISORS, LLC | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | ALIGNMENT HEALTHCARE USA, LLC | EIN (EXACT) | ||
| Person page | Joseph S Konowiecki | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Hospital & Medical Service Plans, CA first:
- MOLINA HEALTHCARE, INC. CA
- VISION HEALTH CARE INC FL
- WELLCARE HEALTH PLANS, INC. FL
- NeueHealth, Inc. FL
- COMPBENEFITS CORP GA
- Elevance Health, Inc. IN
- AMERICAN PHYSICIANS CAPITAL INC MI
- CENTENE CORP MO
- RIGHTCHOICE MANAGED CARE INC /DE MO
- CLOVER HEALTH INVESTMENTS, CORP. /DE NJ
In other datasets, the same topic (Insurance) in CA:
- Form D issuer: 21ST CENTURY LIFE & HEALTH COMPANY INC (Form D private offerings)
- Lobbying client: ACTELION PHARMACEUTICALS US INC (Federal lobbying (LDA))
Interests: Hospital & Medical Service Plans · Insurance