IPO registrations (S-1, F-1) · Registrants
SMARTFINANCIAL INC.
- SEC CIK
- 1038773 · filings on EDGAR ↗
- Name on the registration
- CORNERSTONE BANCSHARES INC
- Former names
- CORNERSTONE BANCSHARES INC (1998–2015); EAST RIDGE BANCSHARES INC (1997–1997)
- Registration
- Form S-1, first filed 2000-02-04, last 2010-06-17; 2 initial registrations, 1 amendment
- Outcome
- Declared effective 2010-06-23
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- TN
- Business address
- 5401 KINGSTON PIKE, SUITE 600, Knoxville, TN 37919
- EIN
- 62-1173944
- Ticker
- SMBK (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SMARTFINANCIAL INC. on the corporate pages
Offering terms
- Shares offered
- 600,000
- Listing
- OTC under the symbol CSBQ
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SMARTFINANCIAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: CORNERSTONE BANCSHARES, INC. EXACT (EIN (EXACT))
- Form D issuer: SMARTFINANCIAL INC. EXACT (CIK (EXACT))
- SEC filer: CORNERSTONE BANCSHARES INC EXACT (CIK (EXACT))
- Person page: Cathy G Ackermann Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Frank S Mcdonald Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William L Yoder Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-02-04 | S-1 | S-1 (registration) | CORNERSTONE BANCSHARES INC | 0000950144-00-001495 ↗ |
| 2010-05-07 | S-1 | S-1 (registration) | CORNERSTONE BANCSHARES INC | 0001144204-10-025312 ↗ |
| 2010-06-17 | S-1/A | S-1/A (amendment) | CORNERSTONE BANCSHARES INC | 0001144204-10-033889 ↗ |
| 2010-06-23 | EFFECT | EFFECT (declared effective) | CORNERSTONE BANCSHARES INC | 9999999995-10-001910 ↗ |
| 2011-05-11 | EFFECT | EFFECT (declared effective) | CORNERSTONE BANCSHARES INC | 9999999995-11-001474 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-06-17 | S-1/A | registration statement | $25.00 | 600,000 | $15,000,000 | OTC CSBQ | 0 | primary document; price sentence, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| YESSICK MARSHA | Director | 10 | 2006–2015 | ||
| PAYNE DOYCE G MD | Director | 19 | 2006–2018 | ||
| LEVINE LAWRENCE D | Director | 34 | 2006–2013 | ||
| JONES GREGORY B | Director,Officer | CEO; CEO & Chairman of the Board; Chairman & CEO; Chairman of the Board & CEO | 8 | 2006–2009 | |
| HUGHES NATHANIEL F | Director,Officer; Officer | EVP & Investment Officer; President; President & CEO; President & COO; President & Interim CEO; President & Treasurer | 24 | 2006–2016 | |
| LEE JERRY D | Director,Officer | EVP Relationship Management; EVP & Senior Loan Admin.; EVP/Senior Loan Administrator; Executive Vice President; Executive Vice Pres. & SLA; Senior Loan Administrator | 6 | 2006–2009 | |
| WIGGINS BILLY O | Director | 13 | 2006–2015 | ||
| McDonald Frank S | Director | 13 | 2006–2018 | person page Fuzzy | |
| FILLAUER KARL | Director | 9 | 2006–2015 | ||
| DRIVER B KENNETH | Director | 9 | 2006–2015 | ||
| MARLER EARL A JR | Director | 1 | 2006 | ||
| Welborn Wesley Miller | Director; Director,Officer; DirectorOther | Chairman; CHAIRMAN OF THE BOARD | 55 | 2006–2026 | |
| SMITH TURNER | Director | 2 | 2006–2007 | ||
| Watson Robert B | Officer | EVP; EVP & SLA; Executive; Executive Vice President; SVP & SLA | 9 | 2008–2015 | |
| Fussell David | Director | 6 | 2009–2014 | ||
| White Kimberly | Director | 5 | 2009 | ||
| Petty Gary Wayne Jr | Officer; Other | Chief Financial Officer; Chief Risk Officer; Chief Risk Officer & EVP; EVP; EVP & CFO; EVP & CHIEF RISK OFFICER; SVP & CFO | 20 | 2011–2025 | |
| Smith Carolyn Jo | Officer | SVP & CDO | 1 | 2011 | |
| Ray Anthony | Officer | SVP & Chief Risk Officer | 1 | 2012 | |
| Vercoe James Robert Jr. | Officer | EVP; EVP & CCO; Officer; SVP & Chief Credit Officer | 4 | 2012–2015 | |
| Coxwell John H Sr | Officer | EVP; EVP & COO; EVP & Senior Executive Officer; Executive Officer; Senior Executive Officer | 7 | 2012–2016 | |
| Barrett Victor Lynn | Director | 14 | 2015–2026 | ||
| Berke Monique | Director | 14 | 2015–2022 | ||
| Carroll William Young Jr. | Director; Director,Officer | President and CEO; PRESIDENT AND CEO | 21 | 2015–2026 | |
| Carroll William Young Sr. | Director; Director,Officer | Vice-Chairman | 6 | 2015–2020 | |
| Johnson C Bryan | Director; Officer | Chief Financial Officer | 10 | 2015–2019 | |
| Miller Ted Charles | Director | 18 | 2015–2025 | ||
| Ogle David Austin | Director | 19 | 2015–2026 | ||
| Whaley Keith Edward | Director | 13 | 2015–2026 | ||
| Wolpert Geoffrey Alan | Director | 17 | 2015–2026 | ||
| Barbee Felicia F. | Officer; Other | CFO-Cornerstone Community Bank | 2 | 2015 | |
| Davis Gregory L. | Officer | Chief Lending Officer and EVP; Chief Lending Officer & EVP; EVP & CHIEF LENDING OFFICER | 11 | 2015–2023 | |
| Jordan Rhett D. | Officer | Chief Credit Officer and EVP; Chief Credit Officer & EVP; EVP & CHIEF CREDIT OFFICER | 38 | 2015–2026 | |
| Kuhn Robert Wade Jr. | Officer | Regional President - SmartBank | 4 | 2017–2018 | |
| Tucker Steven B. | Director | 17 | 2017–2026 | ||
| Wicks James Beaumont | Director | 8 | 2017–2020 | ||
| Yoder William L | Officer | Chief Banking&DepOfficer&EVP; Chief Banking&Deposit Officer | 3 | 2018–2020 | person page Fuzzy |
| Miller Clifton N | Director | 7 | 2018–2020 | ||
| Gorczynski Ronald J | Officer | Chief Administrative Officer; Chief Financial Officer & EVP; EVP & CHIEF FINANCIAL OFFICER | 11 | 2019–2026 | |
| Phillips Ottis H | Director | 8 | 2020–2023 | ||
| PRESLEY JOHN M | Director | 17 | 2021–2024 | ||
| Ackermann Cathy G | Director | 9 | 2022–2026 | person page Fuzzy | |
| Boyd Rebecca C | Officer | CPO - Chief People Officer; CPO - CHIEF PEOPLE OFFICER | 5 | 2024–2026 | |
| Cain Cynthia A | Officer | CAO - CHIEF ACCOUNTING OFFICER | 6 | 2024–2026 | |
| Schrodt Martin E | Officer | EVP, Chief Banking Officer | 3 | 2024–2026 | |
| Shomaker Kelli D | Director | 5 | 2025–2026 | ||
| Trumpp Jarrod M | Officer | Chief Risk Officer | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-09-02 | SMARTFINANCIAL INC. | Commercial Banking | $100,000,000 | $100,000,000 | 44 | 1 |
| 2018-10-10 | SMARTFINANCIAL INC. | Commercial Banking | $40,000,000 | $40,000,000 | 16 | 1 |
| 2015-09-14 | SMARTFINANCIAL INC. | Commercial Banking | $14,600,000 | $11,170,535 | 39 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SMARTFINANCIAL, INC. | TN | State business registries | name and state |
| Plan sponsor | CORNERSTONE BANCSHARES, INC. | TN | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | SMARTFINANCIAL INC. | TN | Form D private offerings | CIK (EXACT) |
| SEC filer | SMARTFINANCIAL INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SMARTFINANCIAL, INC. | TN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CORNERSTONE BANCSHARES, INC. | EIN (EXACT) | ||
| Person page | Cathy G Ackermann | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Frank S Mcdonald | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William L Yoder | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, TN first:
- NATIONAL COMMERCE FINANCIAL CORP TN
- FIRST SECURITY GROUP INC/TN TN
- MOUNTAIN NATIONAL BANCSHARES INC TN
- BANKFIRST CORP TN
- OCEANFIRST FINANCIAL CORP NJ
- CONSUMERS BANCORP INC /OH/ OH
- SUCCESS BANCSHARES INC IL
- CENTRUE FINANCIAL CORP IL
- AMEGY BANCORPORATION, INC. TX
- COBIZ FINANCIAL INC CO
In other datasets, the same topic (Finance) in TN:
- Form D issuer: 3203 Long Blvd Holdings LLC (Form D private offerings)
- Lobbying client: ADVANCE FINANCIAL ADMINISTRATION, LLC (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance