IPO registrations (S-1, F-1) · Registrants
APPLE ORTHODONTIX INC
- SEC CIK
- 1031176 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-03-05, last 1997-11-20; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1997-05-23
- Industry (SIC)
- Services-Health Services 8000
- Business address
- 2777 ALLEN PARKWAY, SUITE 700, Houston, TX 77019
- EIN
- 74-2795193
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $8.00–$9.00 per share (S-1/A filed 1997-05-14)
- Final price
- $7.00 per share, below the range (424B4 filed 1997-05-23, an initial public offering)
- Shares sold
- 2,350,000
- Gross proceeds
- $16,450,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol AOI
- Lead underwriters
- Bear Stearns (1,035,000 shares)
- Syndicate
- Equitable Securities Corporation (690,000); Alex. Brown & Sons (50,000); Cowen (50,000); Donaldson, Lufkin & Jenrette (50,000); Prudential Securities (50,000); Robertson Stephens (50,000); Baird (25,000); J.C. Bradford & Co (25,000); Cleary Gull Reiland & McDevitt Inc (25,000); First Southwest Company (25,000); Furman Selz LLC (25,000); GS2 Securities, Inc (25,000); Johnson Rice (25,000); Morgan Keegan (25,000); Piper Sandler (25,000); Rauscher Pierce Refsnes, Inc (25,000); Raymond James (25,000); Truist Securities (25,000); Sanders Morris Mundy (25,000); Southcoast Capital Corp (25,000); Volpe Brown Whelan & Company, LLC (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: APPLE ORTHODONTIX, INC. Fuzzy (name and state)
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-03-05 | S-1 | S-1 (registration) | APPLE ORTHODONTIX INC | 0000890566-97-000349 ↗ |
| 1997-03-21 | S-1/A | S-1/A (amendment) | APPLE ORTHODONTIX INC | 0000890566-97-000496 ↗ |
| 1997-04-28 | S-1/A | S-1/A (amendment) | APPLE ORTHODONTIX INC | 0000890566-97-000940 ↗ |
| 1997-05-12 | S-1/A | S-1/A (amendment) | APPLE ORTHODONTIX INC | 0000890566-97-001067 ↗ |
| 1997-05-14 | S-1/A | S-1/A (amendment) | APPLE ORTHODONTIX INC | 0000890566-97-001106 ↗ |
| 1997-05-23 | 424B4 | 424B4 (final prospectus) | APPLE ORTHODONTIX INC | 0000890566-97-001279 ↗ |
| 1997-10-27 | S-1 | S-1 (registration) | APPLE ORTHODONTIX INC | 0000890566-97-002267 ↗ |
| 1997-11-18 | S-1/A | S-1/A (amendment) | APPLE ORTHODONTIX INC | 0000890566-97-002505 ↗ |
| 1997-11-20 | S-1/A | S-1/A (amendment) | APPLE ORTHODONTIX INC | 0000890566-97-002531 ↗ |
| 1997-11-21 | 424B4 | 424B4 (final prospectus) | APPLE ORTHODONTIX INC | 0000890566-97-002544 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-05-14 | S-1/A | registration statement | $8.00–$9.00 | 2,350,000 | - | NYSE American AOI | 3 | from the submission text; range, shares headline, underwriting table 2, cover names 1 | document ↗ | |
| 1997-05-23 | 424B4 | final prospectus | $7.00 | 2,350,000 | $16,450,000 | NYSE American AOI | 22 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 22, cover names 1 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | APPLE ORTHODONTIX, INC. | TX | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Health Services, TX first:
- MONARCH DENTAL CORP TX
- NEW STAT HEALTHCARE INC TX
- AMERICAN MEDICAL PROVIDERS INC TX
- AMERICAN SURGICAL HOLDINGS INC TX
- WHITEGLOVE HEALTH INC TX
- LifeStance Health Group, Inc. AZ
- PARALLAX HEALTH SCIENCES, INC. CA
- Healthcare of Today, Inc CA
- Omada Health, Inc. CA
- Better Therapeutics, Inc. CA
In other datasets, the same topic (Health) in TX:
- Nonprofit: AARON ALEXANDERS CLUB NICU (Nonprofits (IRS Form 990))
Interests: Services-Health Services · Health