IPO registrations (S-1, F-1) · Registrants
CARDIMA INC
- SEC CIK
- 1022570 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-03-13, last 1997-06-05; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 1997-06-06
- Industry (SIC)
- Orthopedic, Prosthetic & Surgical Appliances & Supplies 3842
- Incorporated in
- DE
- Business address
- 47266 BENICIA STREET, Fremont, CA 94538
- EIN
- 94-3177883
- EDGAR entity type
- operating
- Insiders and CEO pay
- CARDIMA INC on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 1997-06-05)
- Final price
- $7.00 per share, within the range (424B4 filed 1997-06-06, an initial public offering)
- Shares sold
- 2,275,000
- Gross proceeds
- $15,925,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CRDM
- Lead underwriters
- Bear Stearns (1,054,350 shares)
- Syndicate
- Dain Bosworth Incorporated (507,650); Alex. Brown & Sons (46,000); Cowen (46,000); Credit Suisse (46,000); Donaldson, Lufkin & Jenrette (46,000); Montgomery Securities (46,000); J.P. Morgan (46,000); Robertston, Stephens & Company LLC (46,000); Citigroup (46,000); UBS (46,000); Wasserstein Perella Securities, Inc (46,000); Furman Selz LLC (23,000); Gerard Klauer Mattison & Co., LLC (23,000); Jeffries & Company, Inc (23,000); Josephthal Lyon & Ross Incorporated (23,000); Needham & Company (23,000); Pacific Growth Equities, Inc (23,000); Piper Sandler (23,000); Vector Securities International, Inc (23,000); Wessels, Arnold & Henderson, L.L.C (23,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CARDIMA, INC. EXACT (EIN (EXACT))
- Federal award recipient: CARDIMA, INC. Fuzzy (name and state)
- SEC filer: CARDIMA INC EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-03-13 | S-1 | S-1 (registration) | CARDIMA INC | 0001012870-97-000476 ↗ |
| 1997-04-22 | S-1/A | S-1/A (amendment) | CARDIMA INC | 0000898430-97-001627 ↗ |
| 1997-04-29 | S-1/A | S-1/A (amendment) | CARDIMA INC | 0000898430-97-001753 ↗ |
| 1997-05-09 | S-1/A | S-1/A (amendment) | CARDIMA INC | 0001012870-97-000970 ↗ |
| 1997-05-21 | S-1/A | S-1/A (amendment) | CARDIMA INC | 0001012870-97-001059 ↗ |
| 1997-06-05 | S-1/A | S-1/A (amendment) | CARDIMA INC | 0000950132-97-000486 ↗ |
| 1997-06-06 | 424B4 | 424B4 (final prospectus) | CARDIMA INC | 0001012870-97-001126 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-06-05 | S-1/A | registration statement | $7.00–$9.00 | 2,275,000 | - | Nasdaq CRDM | 1 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 1 | document ↗ | |
| 1997-06-06 | 424B4 | final prospectus | $7.00 | 2,275,000 | $15,925,000 | Nasdaq CRDM | 21 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 21, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Sim Tina | Director | 2 | 2006 | ||
| Cheney Robert | Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO & Interim CFO; Chief Executive Officer | 4 | 2006–2009 | |
| Shum Tony | Director; Director,Officer | Chairman | 4 | 2006–2008 | |
| CHAN ERIC K Y | Director,Officer; Officer | Chief Technical Officer; Officer VP Product Development | 4 | 2006–2010 | |
| Lee Andrew K | Director | 2 | 2006 | ||
| Lee Victor Shui-Kwai | TenPercentOwner | 53 | 2008–2010 | ||
| YUAN PETER L | TenPercentOwner | 15 | 2008–2010 | ||
| RADLICK PHIL | Director,Officer | Chief Technical Officer | 1 | 2008 | |
| CHENG PAUL | Officer | Chief Accounting Officer | 2 | 2009 | |
| Gaston Richard | Director | 1 | 2009 | ||
| Sung Chun | Director,Officer | Chief Medical Officer | 1 | 2010 | |
| Wong Peter K. H. | Director | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | CARDIMA INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CARDIMA, INC. | EIN (EXACT) | ||
| Federal award recipient | CARDIMA, INC. | Federal spending (USAspending) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Orthopedic, Prosthetic & Surgical Appliances & Supplies, CA first:
- INTUITIVE SURGICAL INC CA
- DJ ORTHOPEDICS CAPITAL CORP CA
- DJO, LLC CA
- INAMED CORP CA
- DJO Opco Holdings, Inc. CA
- HANSEN MEDICAL INC CA
- AIRXPANDERS INC CA
- REVA Medical, Inc. CA
- PROJECT SAGE OLDCO, INC. CA
- Eargo, Inc. CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Orthopedic, Prosthetic & Surgical Appliances & Supplies · Technology