IPO registrations (S-1, F-1) · Underwriters
Jeffries & Company
- Deals
- 7 priced offerings as an underwriter; 7 initial public offerings
- Proceeds of those deals
- $623,824,988
- Years
- 1997–2003
- Named as
- Jeffries & Company; Jeffries & Company Inc; Jeffries & Company, Inc
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2003 | 1 | 0 | $134,099,988 |
| 2002 | 1 | 0 | $225,000,000 |
| 1999 | 2 | 0 | $125,000,000 |
| 1998 | 2 | 0 | $123,800,000 |
| 1997 | 1 | 0 | $15,925,000 |
Deals 7
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-12-18 | FRANKLIN BANK CORP TX | Syndicate | $14.50 | 9,248,275 | $134,099,988 | Nasdaq FBTX | IPO | 13 | 424B4 ↗ | |
| 2002-05-16 | ARO Liquidation, Inc. NJ | Syndicate | $18.00 | 12,500,000 | $225,000,000 | NYSE ARO | IPO | 25 | 424B4 ↗ | |
| 1999-08-05 | MISSION CRITICAL SOFTWARE INC TX | Syndicate | $16.00 | 3,750,000 | $60,000,000 | Nasdaq MCSW | IPO | 17 | 424B1 ↗ | |
| 1999-05-06 | DESTIA COMMUNICATIONS INC NJ | Syndicate | $10.00 | 6,500,000 | $65,000,000 | Nasdaq DEST | IPO | 14 | 424B1 ↗ | |
| 1998-06-23 | INTERNATIONAL INTEGRATION INC MA | Syndicate | $12.00 | 2,500,000 | $30,000,000 | Nasdaq ICUB | IPO | 13 | 424B1 ↗ | |
| 1998-05-26 | NEFF CORP FL | Syndicate | $14.00 | 6,700,000 | $93,800,000 | NYSE NFF | IPO | 19 | 424B1 ↗ | |
| 1997-06-06 | CARDIMA INC CA | Syndicate | $7.00 | 2,275,000 | $15,925,000 | Nasdaq CRDM | IPO | 21 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Legg Mason | 4 | 0 |
| Merrill Lynch | 4 | 1 |
| Cowen | 3 | 0 |
| Credit Suisse | 3 | 0 |
| Janney Montgomery Scott | 3 | 0 |
| Morgan Stanley | 3 | 2 |
| Piper Sandler | 3 | 1 |
| RBC Capital Markets | 3 | 0 |
| UBS | 3 | 1 |
| A.G. Edwards | 2 | 0 |
| Bear Stearns | 2 | 2 |
| BofA Securities | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.