IPO registrations (S-1, F-1) · Registrants
RIVIERA TOOL CO
- SEC CIK
- 1018349 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-10-15, last 2005-07-22; 3 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1997-03-05; declared effective 2006-08-17
- Industry (SIC)
- Metalworkg Machinery & Equipment 3540
- Incorporated in
- MI
- Business address
- 5460 EXECUTIVE PARKWAY, Grand Rapids, MI 49512
- EIN
- 38-2828870
- EDGAR entity type
- operating
- Insiders and CEO pay
- RIVIERA TOOL CO on the corporate pages
Offering terms
- Proposed price range
- $7.00–$8.00 per share (S-1/A filed 1997-02-24)
- Final price
- $7.00 per share, within the range (424B1 filed 1997-03-05, an initial public offering)
- Shares sold
- 1,010,000
- Gross proceeds
- $7,070,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol RTC
- Lead underwriters
- Capital West Securities, Inc (50,000 shares); First Colonial Securities Group Inc (50,000 shares); Kashner Davidson Securities Corp (50,000 shares); Redstone Securities Inc (50,000 shares); Smith Moore & Co (50,000 shares); Suncoast Capital Corp (50,000 shares)
- Syndicate
- National Securities Corporation; Value Investing Partners, Inc (50,000); Westport Resources Investment Services (50,000); Suppes Securities (20,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: RIVIERA TOOL COMPANY EXACT (EIN (EXACT))
- SEC filer: RIVIERA TOOL CO EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-10-15 | S-1 | S-1 (registration) | RIVIERA TOOL CO | 0000950124-96-004391 ↗ |
| 1997-01-08 | S-1/A | S-1/A (amendment) | RIVIERA TOOL CO | 0000950124-97-000099 ↗ |
| 1997-02-24 | S-1/A | S-1/A (amendment) | RIVIERA TOOL CO | 0000950124-97-001155 ↗ |
| 1997-03-05 | 424B1 | 424B1 (final prospectus) | RIVIERA TOOL CO | 0000950124-97-001340 ↗ |
| 1997-12-09 | S-1 | S-1 (registration) | RIVIERA TOOL CO | 0000950124-97-006381 ↗ |
| 1998-01-08 | S-1/A | S-1/A (amendment) | RIVIERA TOOL CO | 0000950124-98-000098 ↗ |
| 2004-05-05 | 424B4 | 424B4 (final prospectus) | RIVIERA TOOL CO | 0000911420-04-000168 ↗ |
| 2005-07-18 | S-1 | S-1 (registration) | RIVIERA TOOL CO | 0000950124-05-004268 ↗ |
| 2005-07-22 | S-1/A | S-1/A (amendment) | RIVIERA TOOL CO | 0000950124-05-004379 ↗ |
| 2006-08-17 | EFFECT | EFFECT (declared effective) | RIVIERA TOOL CO | 9999999995-06-001267 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-02-24 | S-1/A | registration statement | $7.00–$8.00 | $7.50 | 1,100,000 | $8,250,000 | NYSE American RTC | 1 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
| 1997-03-05 | 424B1 | final prospectus | $7.00 | 1,010,000 | $7,070,000 | NYSE American RTC | 10 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 9, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GRIN DAVID | Other; TenPercentOwner | 3 | 2006 | ||
| GRIN EUGENE | Other; TenPercentOwner | 3 | 2006 | ||
| LAURUS CAPITAL MANAGEMENT LLC | Other; TenPercentOwner | 3 | 2006 | ||
| LAURUS MASTER FUND LTD | Other; TenPercentOwner | 3 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | RIVIERA TOOL CO | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RIVIERA TOOL COMPANY | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Metalworkg Machinery & Equipment, MI first:
In other datasets, the same topic (Manufacturing) in MI:
- Form D issuer: ABC Acquisition Company, LLC (Form D private offerings)
- Lobbying client: ALTAIR ENGINEERING (Federal lobbying (LDA))
Interests: Metalworkg Machinery & Equipment · Manufacturing