IPO registrations (S-1, F-1) · Registrants
AWARE INC /MA/
- SEC CIK
- 1015739 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-06-25, last 1996-08-07; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1996-08-09
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- MA
- Business address
- 76 BLANCHARD ROAD, Burlington, MA 01803
- EIN
- 04-2911026
- Ticker
- AWRE (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AWARE INC /MA/ on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 1996-07-30)
- Final price
- $10.00 per share, within the range (424B1 filed 1996-08-09, an initial public offering)
- Shares sold
- 3,400,000
- Gross proceeds
- $34,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Robertson Stephens
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: AWARE, INC. EXACT (EIN (EXACT))
- SEC filer: AWARE INC /MA/ EXACT (CIK (EXACT))
- Person page: Michael A Tzannes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-06-25 | S-1 | S-1 (registration) | AWARE INC /MA/ | 0000950135-96-002784 ↗ |
| 1996-07-30 | S-1/A | S-1/A (amendment) | AWARE INC /MA/ | 0000950135-96-003261 ↗ |
| 1996-08-07 | S-1/A | S-1/A (amendment) | AWARE INC /MA/ | 0000950135-96-003379 ↗ |
| 1996-08-09 | 424B1 | 424B1 (final prospectus) | AWARE INC /MA/ | 0000950135-96-003432 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-07-30 | S-1/A | registration statement | $10.00–$12.00 | 3,400,000 | - | 1 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 1 | document ↗ | ||
| 1996-08-07 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1996-08-09 | 424B1 | final prospectus | $10.00 | 3,400,000 | $34,000,000 | 1 | from the submission text; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DALESSIO FREDERICK D | Director | 3 | 2006–2008 | ||
| EHRETH DAVID | Director | 2 | 2006 | ||
| FORNEY G DAVID JR | Director | 8 | 2006–2011 | ||
| GROSS RICHARD W | Officer | Senior VP - Engineering; Sr. VP - Engineering; VP Engineering | 5 | 2006–2009 | |
| KERR JOHN K | Director | 11 | 2006–2011 | ||
| KRUSE ADRIAN F | Director | 30 | 2006–2020 | ||
| Weiskopf Robert J | Officer | CFO | 2 | 2006 | |
| FARRIS KEITH E | Officer | CFO; Chief Financial Officer | 2 | 2006–2007 | |
| McGrath Mark G | Director | 14 | 2006–2012 | ||
| STAFFORD JOHN S JR | Director; TenPercentOwner | 141 | 2007–2019 | ||
| MOBERG RICHARD P | Director; Director,Officer; Officer | co-CEO& co-President, CFO; Int. co-CEO& co-Pres, CFO; Int co-CEO& co-President, CFO; Interim co-CEO& co-President,; Intrm co-CEO& co-Pres, CFO; VP, CFO and Treasurer | 32 | 2008–2020 | |
| REITER EDMUND C | Director,Officer | President; President and CEO | 5 | 2008–2011 | |
| TZANNES MICHAEL A | Director,Officer | Chief Executive Officer; Executive Chairman | 9 | 2008–2011 | person page Fuzzy |
| STEWART CHARLES K | Director | 5 | 2008–2011 | ||
| STAFFORD JOHN S III | Director; Director,TenPercentOwner; TenPercentOwner | 67 | 2009–2026 | ||
| Stafford Susan Yang | TenPercentOwner | 5 | 2010–2016 | ||
| Kimborama, LLC | TenPercentOwner | 2 | 2010–2012 | ||
| Russell Kevin Thomas | Director,Officer; Officer | CEO & President, GC; CEO& President, GC; Chief Legal and Admin Officer; Chief Legal and Admin. Officer; co-CEO& co-Pres, GC; co-CEO & co-President, GC; co-CEO& co-President, GC; Int co-CEO & co-Pres, Gen Co; Int co-CEO& co-Pres, Gen Cou; Interim co-CE0 and co-Pres.; Interim co-CEO & co-Pres, GC; Intrm co-CEO& co-Pre, Gen Cl | 28 | 2011–2020 | |
| Ronin Capital, LLC | Director; Director,TenPercentOwner; TenPercentOwner | 34 | 2011–2020 | ||
| Connolly Brian D | Director | 44 | 2012–2026 | ||
| Susan Yang Stafford 2010 Kimborama Trust | TenPercentOwner | 1 | 2012 | ||
| Johnstone Brent P | Director | 44 | 2012–2026 | ||
| MARTIN DAVID J | Officer | Chief Financial Officer | 9 | 2017–2020 | |
| Eckel Robert A | Director,Officer | CEO and President; CEO & President; See Remarks | 28 | 2019–2024 | |
| Mungovan Robert M | Officer | Chief Commercial Officer | 10 | 2019–2021 | |
| Lazzouni Mohamed | Officer | Chief Technical Officer; Chief Technology Officer | 14 | 2019–2024 | |
| Faubert Peter R. | Director | 22 | 2020–2026 | ||
| Barcelo David Brian | Officer | Chief Financial Officer | 9 | 2020–2022 | |
| Ronin Trading, LLC | TenPercentOwner | 2 | 2020–2022 | ||
| Evee Gary | Director | 20 | 2021–2026 | ||
| Herman Craig A | Officer | Chief Revenue Officer | 5 | 2022–2024 | |
| Traverse David K | Officer | Chief Financial Officer; Principal Financial Officer | 11 | 2023–2026 | |
| AJ Nadell | Officer | Chief Product Officer | 2 | 2024 | |
| Hunter Heidi A | Officer | Chief Product Officer | 3 | 2024 | |
| Amlani Ajay K | Director,Officer | President & CEO | 18 | 2025–2026 | |
| Krause Brian J | Officer | Chief Revenue Officer | 5 | 2025 | |
| Therrien Lona F | Officer | Chief Marketing Officer | 2 | 2025 | |
| Beecham James Dougles | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AWARE, INC. | MA | State business registries | EIN (EXACT, as the state registration reports it) |
| Nonprofit | NEW ENGLAND ASSOCIATION OF | MA | Nonprofits (IRS Form 990) | same street address and ZIP code, 76 BLANCHARD RD 01803 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | AWARE INC /MA/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | AWARE, INC. | EIN (EXACT) | ||
| Person page | Michael A Tzannes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, MA first:
- Nuance Communications, Inc. MA
- NET GENESIS CORP MA
- CONNECTED CORP MA
- PRIMIX MA
- SYNCHRONICITY INC MA
- EXCELON CORP MA
- ALLAIRE CORP MA
- SEACHANGE INTERNATIONAL INC MA
- OMTOOL LTD MA
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In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology