IPO registrations (S-1, F-1) · Registrants
Nuance Communications, Inc.
- SEC CIK
- 1002517 · filings on EDGAR ↗
- Name on the registration
- SCANSOFT INC
- Former names
- SCANSOFT INC (1999–2005); VISIONEER INC (1996–1999)
- Registration
- Form S-1, first filed 2002-10-21, last 2003-02-10; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2003-02-11
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 1 WAYSIDE ROAD, Burlington, MA 01803
- EIN
- 94-3156479
- EDGAR entity type
- operating
- Insiders and CEO pay
- Nuance Communications, Inc. on the corporate pages
Offering terms
- Final price
- $3.80 per share (424B1 filed 2003-02-11)
- Shares sold
- 7,184,406 (1,000,000 by the company, 6,184,406 by selling holders)
- Gross proceeds
- $27,300,742 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SSFT
- Lead underwriters
- Thomas Weisel Partners
- Syndicate
- Adams Harkness (1,796,102); Investec Inc (718,440)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NUANCE COMMUNICATIONS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: NUANCE COMMUNICATIONS INC Fuzzy (name and state)
- Form 5500 plan sponsor: NUANCE COMMUNICATIONS, INC. EXACT (EIN (EXACT))
- Federal award recipient: NUANCE COMMUNICATIONS, INC. Fuzzy (name and state)
- Form D issuer: Nuance Communications, Inc. EXACT (CIK (EXACT))
- Lobbying client: NUANCE COMMUNICATIONS Fuzzy (name and state)
- Lobbying client: NUANCE COMMUNICATIONS, INC. Fuzzy (name and state)
- SEC filer: Nuance Communications, Inc. EXACT (CIK (EXACT))
- Person page: L Wesley Hayden Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mark D Benjamin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-10-21 | S-1 | S-1 (registration) | SCANSOFT INC | 0000950135-02-004544 ↗ |
| 2002-10-21 | S-1 | S-1 (registration) | SCANSOFT INC | 0000950135-02-004545 ↗ |
| 2002-12-06 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-02-005418 ↗ |
| 2002-12-06 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-02-005419 ↗ |
| 2003-01-06 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-03-000067 ↗ |
| 2003-01-06 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-03-000068 ↗ |
| 2003-01-27 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-03-000397 ↗ |
| 2003-01-27 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-03-000398 ↗ |
| 2003-02-07 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-03-000761 ↗ |
| 2003-02-10 | S-1/A | S-1/A (amendment) | SCANSOFT INC | 0000950135-03-000777 ↗ |
| 2003-02-11 | 424B1 | 424B1 (final prospectus) | SCANSOFT INC | 0000950135-03-000866 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-02-10 | S-1/A | registration statement | 9,000,000 | - | Nasdaq SSFT | 0 | primary document; shares headline | document ↗ | ||
| 2003-02-11 | 424B1 | final prospectus | $3.80 | 7,184,406 | $27,300,742 | Nasdaq SSFT | 3 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Arnold James Robert Jr. | Officer | Sr. Vice President & CFO | 15 | 2006–2008 | |
| MCCANN JEANNE | Officer | Co-President Healthcare & Imag; CoPresident Healthcare/Imaging; EVP; EVP Corporate Operations & Co-; Executive VP; Sr Vice President | 31 | 2006–2010 | |
| RICCI PAUL | Director,Officer | CEO & Chairman of the Board; Chief Executive Officer | 130 | 2006–2017 | |
| CHAMBERS STEVEN G | Officer | EVP Worldwide Sales & Chief Ma; EVP Worldwide Sales & CMO; Executive VP Worldwide Sales &; President; President Global Sales & Marke; President Mobile-Enterprise; President Mobility Division; President-SpeechWorks BU | 68 | 2006–2013 | |
| FINCH ROBERT | Director | 2 | 2006–2007 | ||
| FRANKENBERG ROBERT J | Director | 26 | 2006–2018 | ||
| FREKER JACK | Director | 2 | 2006–2007 | ||
| JANEWAY WILLIAM H | Director | 30 | 2006–2018 | ||
| John Shagoury | Officer | Co-President Healthcare & Imag; CoPresident Healthcare/Imaging; President - Productivity Apps | 37 | 2006–2010 | |
| MARTIN KATHERINE A | Director | 37 | 2006–2018 | ||
| MYERS MARK | Director | 23 | 2006–2016 | ||
| TERESI ROBERT | Director | 21 | 2006–2014 | ||
| Hauser Peter | Officer | Sr. VP and General Manager | 7 | 2006–2007 | |
| HEBERT STEVEN E | Officer; Other | VP Corporate Controller | 10 | 2006–2008 | |
| BERGER CHARLES | Director | 6 | 2006–2008 | ||
| HARRIS JEFFREY | Director | 9 | 2006–2009 | ||
| WARBURG PINCUS & CO | Director,TenPercentOwner; TenPercentOwner | 13 | 2006–2013 | ||
| WARBURG PINCUS LLC | TenPercentOwner | 13 | 2006–2013 | ||
| Warburg Pincus Private Equity VIII, L.P. | Director,TenPercentOwner; TenPercentOwner | 13 | 2006–2013 | ||
| Hunt Donald W | Officer | President Global Sales; Sr. VP - Global Sales | 7 | 2006–2009 | |
| QUIGLEY PHILIP | Director | 17 | 2007–2018 | ||
| WISE ROBERT N | Officer | SVP - Professional Services | 9 | 2007–2008 | |
| Hayden L. Wesley | Officer | President Enterprise Division; President, Enterprise Division | 3 | 2007–2008 | person page Fuzzy |
| Tempesta Daniel David | Officer | Cheif Accounting Officer & Cor; Chief Accounting Officer & Cor; EVP & Chief Financial Officer; Executive Vice President and C; Executive VP & Chief Financial; Principal Accounting Officer; SVP Chief Accounting Officer & | 133 | 2008–2022 | |
| Warburg Pincus Partners LLC | Director,TenPercentOwner | 10 | 2008–2013 | ||
| BEAUDOIN THOMAS L | Officer | Chief Financial Officer; EVP Business Transformation; EVP, Business Transformation; EVP Finance & CFO; Executive VP Finance; Executive VP Finance & Chief F | 111 | 2008–2020 | |
| Warburg Pincus Private Equity X, L.P. | Director,TenPercentOwner | 8 | 2009–2013 | ||
| Warburg Pincus X LLC | Director,TenPercentOwner | 8 | 2009–2013 | ||
| Warburg Pincus X, L.P. | Director,TenPercentOwner | 8 | 2009–2013 | ||
| Warburg Pincus X Partners, L.P. | Director,TenPercentOwner | 8 | 2009–2013 | ||
| HACKETT PATRICK T | Director | 16 | 2009–2014 | ||
| Green Richard L | Officer | EVP & General Manager | 1 | 2009 | |
| Dillione Janet | Officer | EVP and GM Healthcare Division; EVP & GM Healthcare Division; Executive VP and GM Healthcare | 25 | 2010–2013 | |
| LARET MARK R | Director | 26 | 2010–2022 | ||
| Bowden Adam Bruce | Officer | Executive VP Coporate Strategy; Executive VP Corporate Strateg; Sr VP Corp Strategy & Develop | 93 | 2010–2017 | |
| NELSON WILLIAM KENNETH | Officer | EVP, Worldwide Sales; Executive VP Worldwide Sales | 12 | 2011–2013 | |
| KAYE CHARLES R | TenPercentOwner | 4 | 2012–2013 | ||
| Landy Joseph P. | TenPercentOwner | 4 | 2012–2013 | ||
| ICAHN CARL C | TenPercentOwner | 20 | 2013–2016 | ||
| ICAHN BRETT | Director | 4 | 2013–2016 | ||
| Schechter David S. | Director | 4 | 2013–2016 | ||
| Robbins William T | Officer | EVP Worldwide Sales; Executive Vice President World | 12 | 2014–2016 | |
| DEVANNY EARL H III | Officer | EVP & GM, Healthcare; President Healthcare Division | 10 | 2014–2016 | |
| FINOCCHIO ROBERT J | Director | 11 | 2015–2022 | ||
| SCHASSLER ROBERT C | Officer | EVP and General Manager; EVP & GM, Mobile Division; Executive Vice President & Gen | 14 | 2016–2018 | |
| Siegel Kenneth M | Officer | EVP & Chief Legal Officer | 18 | 2016–2018 | |
| MARIPURI SATISH | Officer | EVP & GM Healthcare | 5 | 2017–2018 | |
| WEIDEMAN ROBERT | Officer | EVP & GM, Enterprise Division; Executive Vice President & Gen | 47 | 2017–2022 | |
| Kaiser Laura S. | Director | 7 | 2017–2022 | ||
| VASWANI SANJAY | Director | 9 | 2018–2022 | ||
| Benjamin Mark D | Director,Officer | Chief Executive Officer | 28 | 2018–2022 | person page Fuzzy |
| Monserrat Alvaro | Officer | Executive Vice President & Gen | 6 | 2018–2019 | |
| Brennan Daniel J. | Director | 6 | 2018–2022 | ||
| CARNEY LLOYD | Director | 9 | 2018–2022 | ||
| Ebling Thomas D | Director | 6 | 2018–2022 | ||
| Katz Michal | Director | 6 | 2018–2022 | ||
| Cassity Wendy | Officer | EVP & Chief Legal Officer | 16 | 2018–2022 | |
| Giterman Arthur G. | Officer | Chief Accounting Officer; Senior Vice President and Chie; SVP & Chief Accounting Officer | 33 | 2018–2022 | |
| Ortmanns Stefan | Officer | EVP & GM Automotive Division | 10 | 2018–2019 | |
| Dahdah Robert | Officer | EVP and Chief Revenue Officer; EVP & Chief Revenue Officer; Executive Vice President and C | 22 | 2019–2022 | |
| Petro Joseph Carl | Officer | EVP & Chief Technology Officer; EVP & CTO; Executive Vice President & Chi | 20 | 2019–2022 | |
| Nole Diana L | Officer | EVP & GM, Healthcare Division; Executive Vice President & Gen | 13 | 2020–2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-08-25 | Nuance Communications, Inc. | Other Technology | $84,999,972 | $84,999,972 | 40 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NUANCE COMMUNICATIONS INC | MA | State business registries | name and state |
| Business registration | NUANCE COMMUNICATIONS, INC. | WA | State business registries | EIN (EXACT, as the state registration reports it) |
| Contractor | DICTAPHONE | MA | Nonprofit contractors (Form 990) | same street address and ZIP code, 1 WAYSIDE RD 01803 (FUZZY: a shared address, not proof of a shared organization) |
| Contractor | NUANCE COMMUNICATIONS | MA | Nonprofit contractors (Form 990) | name and state |
| Federal award recipient | NUANCE COMMUNICATIONS, INC. | MA | Federal spending (USAspending) | name and state |
| Form D issuer | Nuance Communications, Inc. | MA | Form D private offerings | CIK (EXACT) |
| Lobbying client | NUANCE COMMUNICATIONS | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | NUANCE COMMUNICATIONS, INC. | MA | Federal lobbying (LDA) | name and state |
| Patent assignee | Nuance Communications, Inc. | MA | Patents (USPTO) | name and state |
| SEC filer | Nuance Communications, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Nuance Communications, Inc. | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NUANCE COMMUNICATIONS, INC. | EIN (EXACT) | ||
| Person page | L Wesley Hayden | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mark D Benjamin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology