IPO registrations (S-1, F-1) · Registrants
OPTIKA INC
- SEC CIK
- 1014920 · filings on EDGAR ↗
- Name on the registration
- OPTIKA IMAGING SYSTEMS INC
- Former names
- OPTIKA IMAGING SYSTEMS INC (1996–1998)
- Registration
- Form S-1, first filed 1996-05-22, last 1996-07-25; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1996-07-26
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 7450 CAMPUS DR 2ND FLOOR, STE 200, Colorado Springs, CO 80920
- EIN
- 95-4154552
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $6.00–$8.00 per share (S-1/A filed 1996-07-25)
- Final price
- $6.00 per share, within the range (424B1 filed 1996-07-26, an initial public offering)
- Shares sold
- 2,200,000
- Gross proceeds
- $13,200,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OPTK
- Lead underwriters
- Piper Sandler (443,333 shares); Needham & Company (443,333 shares)
- Syndicate
- Bear Stearns (90,000); BT Securities Corporation (90,000); Donaldson, Lufkin & Jenrette (90,000); Hambrecht & Quist (90,000); Lehman Brothers (90,000); Robertson Stephens (90,000); UBS (90,000); Brean Murray, Foster Securities Inc (30,000); Dain Bosworth Incorporated (30,000); First Albany Corporation (30,000); Hanifen, Imhoff Inc (30,000); Parker/Hunter Incorporated (30,000); Punk, Ziegel & Knoell (30,000); Truist Securities (30,000); Wedbush Securities (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-22 | S-1 | S-1 (registration) | OPTIKA IMAGING SYSTEMS INC | 0000927356-96-000377 ↗ |
| 1996-07-03 | S-1/A | S-1/A (amendment) | OPTIKA IMAGING SYSTEMS INC | 0000950109-96-004285 ↗ |
| 1996-07-08 | S-1/A | S-1/A (amendment) | OPTIKA IMAGING SYSTEMS INC | 0000927356-96-000530 ↗ |
| 1996-07-17 | S-1/A | S-1/A (amendment) | OPTIKA IMAGING SYSTEMS INC | 0000927356-96-000565 ↗ |
| 1996-07-25 | S-1/A | S-1/A (amendment) | OPTIKA IMAGING SYSTEMS INC | 0000927356-96-000582 ↗ |
| 1996-07-26 | 424B1 | 424B1 (final prospectus) | OPTIKA IMAGING SYSTEMS INC | 0000927356-96-000595 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-07-25 | S-1/A | registration statement | $6.00–$8.00 | 2,900,000 | - | Nasdaq OPTK | 2 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 2 | document ↗ | |
| 1996-07-26 | 424B1 | final prospectus | $6.00 | 2,200,000 | $13,200,000 | Nasdaq OPTK | 17 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 17, cover names 2 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.