IPO registrations (S-1, F-1) · Registrants
99 CENTS ONLY STORES LLC
- SEC CIK
- 1011290 · filings on EDGAR ↗
- Name on the registration
- 99 CENTS ONLY STORE
- Former names
- 99 CENTS ONLY STORES (2002–2013); 99 CENTS ONLY STORE (1996–2002)
- Registration
- Form S-1, first filed 1996-05-21; 0 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 1996-05-24
- Industry (SIC)
- Retail-Variety Stores 5331
- Incorporated in
- CA
- Business address
- 4000 EAST UNION PACIFIC AVENUE, City Of Commerce, CA 90023
- EIN
- 95-2411605
- EDGAR entity type
- operating
- Insiders and CEO pay
- 99 CENTS ONLY STORES LLC on the corporate pages
Offering terms
- Proposed price range
- $10.99–$12.99 per share (S-1/A filed 1996-05-21)
- Final price
- $14.50 per share, above the range (424B4 filed 1996-05-24, an initial public offering)
- Shares sold
- 4,250,000
- Gross proceeds
- $61,625,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NDN
- Lead underwriters
- Everen Securities, Inc (965,000 shares); Natwest Securities Limited (960,000 shares); Crowell, Weedon & Co (960,000 shares)
- Syndicate
- Bear Stearns (75,000); Alex. Brown & Sons (75,000); Goldman Sachs (75,000); Lehman Brothers (75,000); Morgan Stanley (75,000); Robertson Stephens (75,000); Citigroup (75,000); Adams Harkness (40,000); Advest, Inc (40,000); William Blair (40,000); J.C. Bradford & Co (40,000); The Chicago Corporation (40,000); Cowen (40,000); Dain Bosworth Incorporated (40,000); A.G. Edwards (40,000); Furman Selz Incorporated (40,000); Janney Montgomery Scott (40,000); Jefferies (40,000); KeyBanc Capital Markets (40,000); Mesirow Financial, Inc (40,000); Morgan Keegan (40,000); Needham & Company (40,000); Piper Sandler (40,000); Truist Securities (40,000); Sutro & Co. Incorporated (40,000); Van Kasper & Company (40,000); Vector Securities International, Inc (40,000); Wedbush Securities (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: 99 CENTS ONLY STORES LLC EXACT (EIN (EXACT))
- Federal award recipient: 99 CENTS ONLY STORES LLC Fuzzy (name and state)
- Form D issuer: 99 CENTS ONLY STORES LLC EXACT (CIK (EXACT))
- SEC filer: 99 CENTS ONLY STORES EXACT (CIK (EXACT))
- Person page: Marvin L Holen Esq Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-21 | S-1/A | S-1/A (amendment) | 99 CENTS ONLY STORE | 0000912057-96-010452 ↗ |
| 1996-05-24 | 424B4 | 424B4 (final prospectus) | 99 CENTS ONLY STORE | 0000912057-96-010780 ↗ |
| 1998-05-01 | 424B4 | 424B4 (final prospectus) | 99 CENTS ONLY STORE | 0001047469-98-017596 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-05-21 | S-1/A | registration statement | $10.99–$12.99 | $12.00 | 4,250,000 | $51,000,000 | NYSE NDN | 3 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
| 1996-05-24 | 424B4 | final prospectus | $14.50 | 4,250,000 | $61,625,000 | NYSE NDN | 31 | from the submission text; price sentence, shares general, proceeds computed, underwriting table 31, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Flamholtz Eric George | Director | 11 | 2006–2012 | ||
| GLASCOTT LAWRENCE | Director | 10 | 2006–2012 | ||
| GOLD HOWARD | Director,Officer,TenPercentOwner; Officer,TenPercentOwner | Executive VP, Special Projects; Exec. VP of Special Projects | 3 | 2006–2012 | |
| GOLD JEFF | Director,Officer,TenPercentOwner | President, COO | 3 | 2006–2012 | |
| HOLEN MARVIN L | Director | 9 | 2006–2012 | person page Fuzzy | |
| SCHIFFER ERIC | Director,Officer,TenPercentOwner | Chief Executive Officer | 3 | 2006–2012 | |
| SCHIFFER KAREN | TenPercentOwner | 3 | 2006–2012 | ||
| Unterman Thomas | Director | 1 | 2006 | ||
| Zelkind Michael | Officer | EVP Supply Chain and Merch. | 2 | 2006 | |
| Woo Peter | Director | 10 | 2007–2012 | ||
| DUNBAR JENNIFER HOLDEN | Director | 4 | 2007–2008 | ||
| AKRE CAPITAL MANAGEMENT LLC | TenPercentOwner | 50 | 2008–2009 | ||
| Akre Charles T Jr | TenPercentOwner | 50 | 2008–2009 | ||
| Kautz Robert F | Officer | Executive Vice President & CFO; Exec VP & CFO; Exec VP & CFO | 18 | 2008–2012 | |
| AU ZONE INVESTMENTS NO 2 L P | TenPercentOwner | 1 | 2008 | ||
| AU ZONE INVESTMENTS NO 3 LLC | TenPercentOwner | 1 | 2008 | ||
| GOLD DAVID | Director,Officer,TenPercentOwner | Chairman of the Board | 5 | 2008–2012 | |
| GOLD SHERRY | TenPercentOwner | 5 | 2008–2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-12-14 | 99 CENTS ONLY STORES LLC | Retailing | $147,882,000 | $140,110,000 | 31 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | 99 CENTS ONLY STORES LLC | CA | Federal spending (USAspending) | name and state |
| Form D issuer | 99 CENTS ONLY STORES LLC | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | 99 CENTS ONLY STORES | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | 99 CENTS ONLY STORES LLC | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | 99 CENTS ONLY STORES LLC | EIN (EXACT) | ||
| Person page | Marvin L Holen Esq | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Variety Stores, CA first:
- PRICESMART INC CA
- Sunstock, Inc. CA
- Cencosud S.A. F3
- 99 CENT STUFF INC FL
- ASIAMART, INC. K3
- BJS WHOLESALE CLUB INC MA
- BJ's Wholesale Club Holdings, Inc. MA
- BRADLEES INC MA
- ODD JOB STORES INC OH
- FIVE BELOW, INC PA
In other datasets, the same topic (Retail) in CA:
- Form D issuer: 4505 Meats Inc (Form D private offerings)
Interests: Retail-Variety Stores · Retail