IPO registrations (S-1, F-1) · Registrants
ASTROTECH Corp
- SEC CIK
- 1001907 · filings on EDGAR ↗
- Former names
- ASTROTECH Corp \WA\ (2009–2015); SPACEHAB INC \WA\ (1996–2009)
- Registration
- Form S-1, first filed 2020-07-06, last 2020-09-30; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2020-10-22; declared effective 2020-10-21
- Industry (SIC)
- Laboratory Analytical Instruments 3826
- Incorporated in
- DE
- Business address
- 2105 DONLEY DR. SUITE 100, Austin, TX 78758
- EIN
- 91-1273737
- Ticker
- ASTC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ASTROTECH Corp on the corporate pages
Offering terms
- Final price
- $2.30 per share (424B4 filed 2020-10-22)
- Shares sold
- 7,826,086
- Gross proceeds
- $18,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ASTC
- Lead underwriters
- H.C. Wainwright
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SPACEHAB, INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ASTROTECH CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: ASTROTECH CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: ASTROTECH CORPORATION Fuzzy (name and state)
- Form D issuer: ASTROTECH Corp EXACT (CIK (EXACT))
- Lobbying client: ASTROTECH CORPORATION Fuzzy (name and state)
- Lobbying client: ASTROTECH CORPORATION Fuzzy (name and state)
- SEC filer: ASTROTECH Corp EXACT (CIK (EXACT))
- Person page: Barry A Williamson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-07-06 | S-1 | S-1 (registration) | ASTROTECH Corp | 0001564590-20-031844 ↗ |
| 2020-09-09 | S-1/A | S-1/A (amendment) | ASTROTECH Corp | 0001564590-20-042961 ↗ |
| 2020-09-30 | S-1/A | S-1/A (amendment) | ASTROTECH Corp | 0001564590-20-045151 ↗ |
| 2020-10-21 | S-1MEF | S-1MEF (added securities) | ASTROTECH Corp | 0001564590-20-047056 ↗ |
| 2020-10-21 | EFFECT | EFFECT (declared effective) | ASTROTECH Corp | 9999999995-20-002928 ↗ |
| 2020-10-22 | 424B4 | 424B4 (final prospectus) | ASTROTECH Corp | 0001564590-20-047251 ↗ |
| 2021-03-15 | EFFECT | EFFECT (declared effective) | ASTROTECH Corp | 9999999995-21-000949 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-09-30 | S-1/A | registration statement | 9,493,671 | - | Nasdaq ASTC | 1 | primary document; shares general, cover names 1 | document ↗ | ||
| 2020-10-22 | 424B4 | final prospectus | $2.30 | 7,826,086 | $18,000,000 | Nasdaq ASTC | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 2 | 2006–2007 | ||
| Royston James D | Officer; Other | President; President of SPACEHAB, Inc.; Senior VP and General Manager | 4 | 2006–2009 | |
| DAVID EDWARD E JR | Director | 2 | 2006 | ||
| BAIN MICHAEL E | Officer | Senior Vice President and COO | 2 | 2006 | |
| CHEWNING E MICHAEL | Other | 1 | 2006 | ||
| HARRINGTON BRIAN K | Officer | Senior Vice President and CFO | 2 | 2006–2008 | |
| KEARNEY MICHAEL E | Director,Officer | Director, CEO & President | 1 | 2006 | |
| MORGAN NICHOLAS | Officer | Vice President & Controller | 1 | 2006 | |
| Goins Myron J | Director | 1 | 2006 | ||
| Moore Roscoe Michael III | Director | 1 | 2006 | ||
| Pickens Thomas Boone III | Director; Director,Officer; Director,Officer,TenPercentOwner; Officer,TenPercentOwner | CEO; Chief Executive Officer | 19 | 2006–2025 | |
| WILLIAMSON BARRY A | Director | 3 | 2006–2008 | person page Fuzzy | |
| Adams Mark | Director | 14 | 2007–2018 | ||
| NEIBOER SCOTT | Director; Director,TenPercentOwner; Other | 11 | 2008–2009 | ||
| Oliva John A | Director | 7 | 2008–2015 | ||
| Readdy William F | Director | 14 | 2008–2016 | ||
| Lord Lance W | Director; Director,Officer | CEO of Astrotech; Chief Executive Officer | 3 | 2008–2009 | |
| Manning Sha-Chelle | Director | 7 | 2009–2017 | ||
| Porter John | Director,Officer; Officer | Chief Financial Officer | 5 | 2009–2011 | |
| White Jr. Don Murphree | Director,Officer; Officer | See General Remarks; See Remarks; Sr. VP, General Manager; Sr VP, GM Astrotech Space Ops.; Sr. VP, GM Astrotech Space Ops; Sr.V.P.GM Astrotech Space Ops. | 7 | 2009–2014 | |
| Russler Daniel T Jr | Director | 20 | 2011–2024 | ||
| Stober Eric | Director; Officer; Other | CFO; Chief Financial Officer | 13 | 2013–2026 | |
| Kibler Bob | Officer | CEO of 1st Detect Corp. | 1 | 2014 | |
| Mellacheruvu Rajesh K | Officer | Chief Operating Officer; Vice President & COO | 11 | 2015–2021 | |
| CANTWELL RONALD W | Director | 12 | 2015–2022 | ||
| Humphrey Michael R. | Director | 4 | 2015–2017 | ||
| Winn Interests, Ltd. | TenPercentOwner | 1 | 2018 | ||
| Wilkinson Thomas Wiley | Director | 19 | 2018–2025 | ||
| Hinojosa Jaime | Officer | CFO | 7 | 2022–2024 | |
| Becker James Frank | Director | 14 | 2022–2024 | ||
| Leonard Braden Michael | TenPercentOwner | 9 | 2022–2025 | ||
| MCFARLAND ROBERT N | Director | 10 | 2023–2026 | ||
| Halinski John William | Director | 7 | 2024–2026 | ||
| Winn Charles Arch | Director | 6 | 2024–2026 | ||
| Polk Ryan | Officer | Chief Financial Officer | 1 | 2025 | |
| Canas Jennifer | Officer | Chief Financial Officer | 3 | 2025 | |
| Badugu Nihanth | Officer | Chief Operating Officer | 3 | 2025–2026 | |
| Bartley Scott | Officer | Interim CFO, Treasurer and Sec | 1 | 2025 | |
| Wilkinson Tom | Director | 2 | 2026 | ||
| Kreps Matthew | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-04-22 | ASTROTECH Corp | Other Technology | $1,999,994 | $1,999,994 | 2 | 1 |
| 2018-10-24 | ASTROTECH Corp | Other Technology | $2,999,998 | $2,999,998 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ASTROTECH CORPORATION | TX | State business registries | name and state |
| Business registration | SPACEHAB, INCORPORATED | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | ASTROTECH CORPORATION | TX | Federal spending (USAspending) | name and state |
| Form D issuer | ASTROTECH Corp | TX | Form D private offerings | CIK (EXACT) |
| Lobbying client | ASTROTECH CORPORATION | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | ASTROTECH CORPORATION | TX | Federal lobbying (LDA) | name and state |
| SEC filer | ASTROTECH Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ASTROTECH CORPORATION | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ASTROTECH CORPORATION | EIN (EXACT) | ||
| Person page | Barry A Williamson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Laboratory Analytical Instruments, TX first:
- THERMOQUEST CORP \DE\ TX
- HTG MOLECULAR DIAGNOSTICS, INC AZ
- Accelerate Diagnostics, Inc AZ
- NGEN, INC. CA
- CEPHEID CA
- LJL BIOSYSTEMS INC CA
- AGILENT TECHNOLOGIES, INC. CA
- ILLUMINA, INC. CA
- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. CA
- QPC Lasers CA
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Laboratory Analytical Instruments · Technology