FURP.ORG / PUBLIC DATA EXPLORER

FINCA INTERNATIONAL INC: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
FINCA INTERNATIONAL INC (EIN 13-3240109)
Tax period
2011-01-01 to 2011-12-31
Filed
2012-09-28
IRS object ID
201232729349301008
Schema version
2011v1.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2012-09-28T14:22:08-05:00Timestamp
Tax Period End Date2011-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN135381590EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1BDO USA LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line17101 WISCONSIN AVE SUITE 800AddressLine1
CityBETHESDACity
StateMDState
ZIP Code208144827ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2011-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN133240109EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1FINCA INTERNATIONAL INCBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlFINCNameControl
Phone2026821510Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line11101 14TH STREET NW 11TH FLOORAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code20005ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameDANE STEVEN MCGUIREName
TitleCHIEF FINANCIAL OFFICERTitle
Phone2026821510Phone
Date Signed2012-09-28DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameMICHAEL SORRELLS CPAName
PTINP00001737PTIN
Phone3016544900Phone
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonRUPERT W SCOFIELDNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line11101 14TH STREET NW 11TH FLOORAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code20005ZIPCode
FieldValueIRS element (for citing)
Gross Receipts61918230GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.FINCA.ORGWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1984YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionFINANCIAL SERVICES TO THE WORLD'S LOWEST INCOME ENTREPRENEURS. FOR A FULL PICTURE, SEE SCHED OActivityOrMissionDescription
Nbr Voting Members Governing Body16NbrVotingMembersGoverningBody
Nbr Independent Voting Members14NbrIndependentVotingMembers
Total Nbr Employees120TotalNbrEmployees
Total Nbr Volunteers80TotalNbrVolunteers
Total Gross UBI77803TotalGrossUBI
Net Unrelated Business Txbl Income38275NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year19228973ContributionsGrantsPriorYear
Contributions Grants Current Year25743712ContributionsGrantsCurrentYear
Program Service Revenue Prior Year17584072ProgramServiceRevenuePriorYear
Program Service Revenue CY27544456ProgramServiceRevenueCY
Investment Income Prior Year-31439InvestmentIncomePriorYear
Investment Income Current Year5494178InvestmentIncomeCurrentYear
Other Revenue Prior Year60514OtherRevenuePriorYear
Other Revenue Current Year3095260OtherRevenueCurrentYear
Total Revenue Prior Year36842120TotalRevenuePriorYear
Total Revenue Current Year61877606TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year0GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY0GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year14555653SalariesEtcPriorYear
Salaries Etc Current Year16347889SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year32971TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY78599TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year3080611TotalFundrsngExpCurrentYear
Other Expense Prior Year24240061OtherExpensePriorYear
Other Expenses Current Year27713815OtherExpensesCurrentYear
Total Expenses Prior Year38828685TotalExpensesPriorYear
Total Expenses Current Year44140303TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-1986565RevenuesLessExpensesPriorYear
Revenues Less Expenses CY17737303RevenuesLessExpensesCY
Total Assets BOY130949321TotalAssetsBOY
Total Assets EOY130491826TotalAssetsEOY
Total Liabilities BOY74053263TotalLiabilitiesBOY
Total Liabilities EOY57871504TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY56896058NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY72620322NetAssetsOrFundBalancesEOY
Mission DescriptionFINCA'S INTERNATIONAL INC. MISSION IS TO PROVIDE FINANCIAL SERVICES TO THE WORLD'S LOWEST-INCOME ENTREPRENEURS SO THEY CAN CREATE JOBS, BUILD ASSETS AND IMPROVE THEIR STANDARD OF LIVING.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense34378304Expense
Revenue28126653Revenue
DescriptionMICROFINANCE LENDING: AS OF DECEMBER 31, 2011, FINCA PROVIDED MORE THAN 910,000 INDIVIDUALS ACROSS 21 COUNTRIES IN AFRICA, EURASIA, LATIN AMERICA AND THE GREATER MIDDLE EAST WITH LOANS, SAVINGS, INSURANCE AND OTHER FINANCIAL SERVICES DESIGNED TO HELP THEM BUILD THEIR SMALL BUSINESSES AND IMPROVE THEIR OWN PROSPECTS AND THE LIVES OF THREE MILLION DEPENDENTS. SEE SCHEDULE O FOR MORE DETAILED INFORMATION.Description
Total Program Service Expense34378304TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities0LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities0ReportInvestOthSecurities
Report Prog Rel Invest1ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt1IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School0School
Foreign Office1ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising1ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations0GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds0TaxExemptBonds
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp0OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions1DeductibleNonCashContributions
Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation1PartialLiquidation
Disregarded Entity1DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity1RelatedOrgControlledEntity
Transaction Related Entity0TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org1TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Info In Schedule O Part VXInfoInScheduleOPartV
Number Forms Transmitted With109634NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup Witholding1ComplianceWithBackupWitholding
Number Of Employees120NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account1ForeignFinancialAccount
Name Of Foreign CountryAFNameOfForeignCountry
Name Of Foreign CountryGGNameOfForeignCountry
Name Of Foreign CountryTINameOfForeignCountry
Name Of Foreign CountryJONameOfForeignCountry
Name Of Foreign CountryCANameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Name Of Foreign CountryCJNameOfForeignCountry
Name Of Foreign CountryGTNameOfForeignCountry
Name Of Foreign CountryHANameOfForeignCountry
Name Of Foreign CountryNUNameOfForeignCountry
Name Of Foreign CountryUGNameOfForeignCountry
Name Of Foreign CountryMINameOfForeignCountry
Name Of Foreign CountryCGNameOfForeignCountry
Name Of Foreign CountryECNameOfForeignCountry
Name Of Foreign CountryKGNameOfForeignCountry
Name Of Foreign CountryTZNameOfForeignCountry
Name Of Foreign CountryMXNameOfForeignCountry
Name Of Foreign CountryZANameOfForeignCountry
Name Of Foreign CountryAMNameOfForeignCountry
Name Of Foreign CountryHONameOfForeignCountry
Name Of Foreign CountryESNameOfForeignCountry
Name Of Foreign CountryGGNameOfForeignCountry
Name Of Foreign CountryRSNameOfForeignCountry
Name Of Foreign CountryAJNameOfForeignCountry
Name Of Foreign CountryRINameOfForeignCountry
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions0QuidProQuoContributions
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members16NbrVotingGoverningBodyMembers
Number Independent Voting Members14NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval1DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters1LocalChapters
Policies Reference Chapters1PoliciesReferenceChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledAKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledALStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledARStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCOStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledCTStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledDCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledDEStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledFLStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledGAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledHIStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledIAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledIDStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledILStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledINStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledKSStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledKYStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledLAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMDStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMEStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMIStatesWhereCopyOfReturnIsFiled
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States Where Copy Of Return Is FiledMNStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMOStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMTStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNDStatesWhereCopyOfReturnIsFiled
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States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
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States Where Copy Of Return Is FiledOKStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledORStatesWhereCopyOfReturnIsFiled
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States Where Copy Of Return Is FiledSCStatesWhereCopyOfReturnIsFiled
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States Where Copy Of Return Is FiledVAStatesWhereCopyOfReturnIsFiled
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States Where Copy Of Return Is FiledWVStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledWYStatesWhereCopyOfReturnIsFiled
Own WebsiteXOwnWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1THE CFO - FINCA INTERNATIONAL INCBusinessNameLine1
FieldValueIRS element (for citing)
Telephone Number2026821510TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line11101 14TH STREET NW 11TH FLOORAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code20005ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (35 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
ROBERT W HATCH
CHAIRMAN10.00X000
JOHN K HATCH
SECRETARY & HISTORIAN10.00X3906400
RICHARD M WILLIAMSON
ASSISTANT TREASURER5.00X000
AGRINA MUSSA
DIRECTOR5.00X000
CARLOS CAMACHO SR
DIRECTOR5.00X000
JOHN ELKINS
DIRECTOR5.00X000
JO ANN FIELD
DIRECTOR5.00X000
SHAWN HASSEL
DIRECTOR5.00X000
SOLEDAD DELEON HURST
DIRECTOR5.00X000
JAMES SEMAKADDE
DIRECTOR5.00X000
DAVID E WEISMAN
DIRECTOR5.00X000
RITA E SPILLMAN
DIRECTOR5.00X000
HAROLD D JASTRAM
DIRECTOR5.00X000
PAUL LEFORT
DIRECTOR5.00X000
MICHAEL GREEN
DIRECTOR5.00X000
RUPERT W SCOFIELD
PRESIDENT AND CEO50.00X450301025209X
VOLKER RENNER
VP AND CHIEF OPERATIONS OFFICER50.00314149030982X
DANE S MCGUIRE
VP & CHIEF FINANCIAL OFFICER50.00273504018726X
BRAULIO OLIVEIRA
VP & CHIEF INFORMATION OFFICER50.00216576014546X
DONALD CRANE
VP & GENERAL COUNSEL50.00260549019007X
SOLEDAD GOMPF
VP NEW BUSINESS DEVELOPMENT50.00179467025817X
GWEN ANDREOTTI
VP & DIR OF HUMAN/BUSINESS RESOURCES50.00166380022737X
JEFFREY A FLOWERS
VP & REGIONAL DIRECTOR-EURASIA50.00218489025928X
YURIY SHULHAN
VP & REGIONAL DIRECTOR-LATIN AMERICA50.00299139033242X
MIKE GAMA-LOBO
VP & REGIONAL DIRECTOR FOR AFRICA50.00220453025049X
CHIKAKO KUNO
DIRECTOR OF CAPITAL MARKETS50.00244223017022X
LEONARDO POLIT
DIRECTOR OF GLOBAL RISK MANAGEMENT50.00179488016863X
TIMOTHY CHILDRESS
DIRECTOR AND GLOBAL CONTROLLER50.00187936016702X
SCOTT TINDALL
TREASURER50.00168265015906X
ZARLASHT WARDAK
COUNTRY DIRECTOR1.0002414515407X
JULIO HERBAS
COUNTRY DIRECTOR1.00019375215732X
JANA D CHMELNIZKI
REG'L DIR DEPUTY-OP., LATIN AMERCA50.00198285020620X
KLAUS HESSE
COUNTRY DIRECTOR1.00016050015519X
SONAL GANDHI
DEPUTY TO THE PRESIDENT & CEO50.00141837017844X
ANTHONY SINGLETON
VP & REGIONAL DIRECTOR-FORMER0.003632220704X
FieldValueIRS element (for citing)
Total Reportable Comp From Org4121327TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs595703TotalReportableCompFrmRltdOrgs
Total Other Compensation383562TotalOtherCompensation
Number Individuals GT100 K35NumberIndividualsGT100K
Formers Listed1FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensationAddress Line1AddressOfContractor/AddressForeign/AddressLine1CityAddressOfContractor/AddressForeign/CityCountryAddressOfContractor/AddressForeign/Country
THE PRODUCTION ADVANTAGE
14120 SULLYFIELD CIR STE CCHANTILLYVA20151PRINTING & MAILING3035645
BDO USA LLP
7101 WISCONSIN AVENUE - SUITE 800BETHESDAMD20814ACCOUNTING988257
MELING & ASSOCIATES
561/2 MERCHANTS ROW STE 211RYTLANDVT05701CONSULTING479112
COVINGTON & BURLINGTON
1201 PENNSYLVANIA AVENUE NWWASHINGTONDC20004LEGAL426265
NECTAR GROUP LTD
COMMODITY BROKER386532NO 1 ASHTON GATE ASHTON RDROMFORD ESSEXUK
FieldValueIRS element (for citing)
Number Of Contractors GT100 K13NumberOfContractorsGT100K
Government Grants8154643GovernmentGrants
All Other Contributions17589069AllOtherContributions
Noncash Contributions240149NoncashContributions
Total Contributions25743712TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncome
AFFIL LOAN PORT. REV.9000991319611713196117
INTEREST REV-BRANCHES90009976082187608218
AFFILIATE FEES90009944633894463389
INTEREST REV-FCF90009913454721345472
PROG. INC. FMH LLC K-1900099931260931260
FieldValueIRS element (for citing)
Total Program Service Revenue27544456TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column5534802TotalRevenueColumn
Exclusion$5,534,802ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column582197TotalRevenueColumn
Related Or Exempt Function Income582197RelatedOrExemptFunctionIncome

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities40624Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities-40624Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column-40624TotalRevenueColumn
Exclusion-$40,624ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnExclusionExclusionAmountUnrelated Business RevenueUnrelatedBusinessRevenue
MANAGEMENT FEE9000991939346$1,939,346
REIMBURSED EXPENSES900099477445$477,445
MEXICO INSURANCE - UBI9000997780377803

Miscellaneous Revenue MiscellaneousRevenue

FieldValueIRS element (for citing)
Total Revenue Column18469TotalRevenueColumn
Exclusion$18,469ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue2513063TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column61877606TotalRevenueColumn
Related Or Exempt Function Income28126653RelatedOrExemptFunctionIncome
Unrelated Business Revenue77803UnrelatedBusinessRevenue
Exclusion$7,929,438ExclusionAmount

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total3784901Total
Program Services2194407ProgramServices
Management And General1441456ManagementAndGeneral
Fundraising149038Fundraising

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total10755292Total
Program Services7405565ProgramServices
Management And General3130322ManagementAndGeneral
Fundraising219405Fundraising

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total71068Total
Program Services38975ProgramServices
Management And General29462ManagementAndGeneral
Fundraising2631Fundraising

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total1052768Total
Program Services558864ProgramServices
Management And General467232ManagementAndGeneral
Fundraising26672Fundraising

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total683860Total
Program Services443673ProgramServices
Management And General222070ManagementAndGeneral
Fundraising18117Fundraising

Fees For Services Management FeesForServicesManagement

FieldValueIRS element (for citing)
Total716448Total
Program Services716448ProgramServices

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total317349Total
Program Services302630ProgramServices
Management And General14719ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total280894Total
Program Services29000ProgramServices
Management And General251894ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total78599Total
Fundraising78599Fundraising

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total3572280Total
Program Services2942040ProgramServices
Management And General630240ManagementAndGeneral

Advertising Advertising

FieldValueIRS element (for citing)
Total49086Total
Program Services49086ProgramServices

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total4371477Total
Program Services1511545ProgramServices
Management And General392102ManagementAndGeneral
Fundraising2467830Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total338473Total
Program Services203082ProgramServices
Management And General135378ManagementAndGeneral
Fundraising13Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total1216578Total
Program Services843231ProgramServices
Management And General373347ManagementAndGeneral

Travel Travel

FieldValueIRS element (for citing)
Total2444791Total
Program Services1930479ProgramServices
Management And General401242ManagementAndGeneral
Fundraising113070Fundraising

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total333338Total
Program Services177131ProgramServices
Management And General150971ManagementAndGeneral
Fundraising5236Fundraising

Interest Interest

FieldValueIRS element (for citing)
Total3435826Total
Program Services2763428ProgramServices
Management And General672398ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total232616Total
Program Services179955ProgramServices
Management And General52661ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total62091Total
Program Services16011ProgramServices
Management And General46080ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneral
LOAN CAPITAL70361697036169
BAD DEBT EXP & ALLOWANC13555001355500
EQUIPMENT MAINT/VEHICLE11684951051180117315
EXPENSES FROM LLC K-1782404782404

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Program Services1847501ProgramServices
Management And General-1847501ManagementAndGeneral

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total44140303Total
Program Services34378304ProgramServices
Management And General6681388ManagementAndGeneral
Fundraising3080611Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY4996677BOY
EOY8319420EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY18287189BOY
EOY14957683EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY35035BOY
EOY1537412EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY3739364BOY
EOY23295384EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY57566473BOY
EOY18235183EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY338112BOY
EOY236242EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis2718299LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec2544884LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY264973BOY
EOY173415EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY9308BOY
EOY9013EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY2421213BOY
EOY1250445EOY

Investments Program Related InvestmentsProgramRelated

FieldValueIRS element (for citing)
BOY43053820BOY
EOY62257867EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY237157BOY
EOY219762EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY130949321BOY
EOY130491826EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY8040657BOY
EOY3704607EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY11169160BOY
EOY9819310EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY49919443BOY
EOY36403638EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY4924003BOY
EOY7943949EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY74053263BOY
EOY57871504EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY54384971BOY
EOY70249501EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY2511087BOY
EOY2370821EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY56896058BOY
EOY72620322EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY130949321BOY
EOY130491826EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses17737303ReconcilationRevenueExpenses
Reconcilation Other Changes-2013039ReconcilationOtherChanges
Info In Schedule O Part XIIXInfoInScheduleOPartXII
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited
Audit Committee1AuditCommittee
Financial Statement BothXFinancialStatementBoth
Federal Grant Audit Required1FederalGrantAuditRequired
Federal Grant Audit Performed1FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org170b1 AviXPubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years49226429CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years27994081CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years25535820CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year19228973CurrentTaxYearMinus1Year
Current Tax Year25743712CurrentTaxYear
Total147729015Total

Total170 Total170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years49226429CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years27994081CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years25535820CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year19228973CurrentTaxYearMinus1Year
Current Tax Year25743712CurrentTaxYear
Total147729015Total
FieldValueIRS element (for citing)
Public Support Total170147729015PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years8098324CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years8236267CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years5153466CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year1389351CurrentTaxYearMinus1Year
Current Tax Year5517243CurrentTaxYear
Total28394651Total

Net UBI NetUBI

FieldValueIRS element (for citing)
Current Tax Year Minus1 Year26128CurrentTaxYearMinus1Year
Current Tax Year38275CurrentTaxYear
Total64403Total

Other Income170 OtherIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus1 Year506342CurrentTaxYearMinus1Year
Current Tax Year2456260CurrentTaxYear
Total2962602Total
FieldValueIRS element (for citing)
Total Support179150671TotalSupport
Public Support Pertcentage1700.82460PublicSupportPertcentage170
Public Support Pertcent Prior Year0.82500PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170XThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Other Cost Or Other Basis173429OtherCostOrOtherBasis
Depreciation173309Depreciation
Book Value120BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis2544870OtherCostOrOtherBasis
Depreciation2371575Depreciation
Book Value173295BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings173415TotalOfBookValueLandBuildings

Investments Program Related InvestmentsProgramRelated

FieldValueIRS element (for citing)
DescriptionINVESTMENT IN SUBSIDIARIESDescription
Book Value62257867BookValue
Method Of ValuationCMethodOfValuation
FieldValueIRS element (for citing)
Total Of Book Value Program Related62257867TotalOfBookValueProgramRelated

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescriptionAmountAmount
DEFERRED DEFINED PENSION OBLIGATION$4,129,109
OTHER LIABILITIES$3,814,840
FieldValueIRS element (for citing)
Total Of Amounts7943949TotalOfAmounts
Total Revenue61877606TotalRevenue
Total Expenses44140303TotalExpenses
Excess Or Deficit For Year17737303ExcessOrDeficitForYear
Net Unrealized GL On Investments-543726NetUnrealizedGLOnInvestments
Other-$1,469,313OtherAmount
Total Adjustments-2013039TotalAdjustments
Excess Or Deficit Per FS15724264ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt61290950TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments-543726NetUnrealizedGainsInvestments
Donated Srvc And Use Of Facilities2102066DonatedSrvcAndUseOfFacilities
Other Revenues-634980OtherRevenues
Revenue Not Rptd F990923360RevenueNotRptdF990
Revenue Subtotal60367590RevenueSubtotal
Other Revenues Not Included1510016OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt1510016RevenueNotRptdOnFinStmt
Total Revenue Per Form99061877606TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt43357899TotExpensesEtcAuditedFinclStmt
Expenses Not Rptd F9900ExpensesNotRptdF990
Expenses Subtotal43357899ExpensesSubtotal
Other Expenses Not Included782404OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt782404ExpensesNotRptdOnFinStmt
Total Expenses Per Form99044140303TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (5 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:PART X:FINCA ADOPTED THE PROVISIONS OF ASC 740-10, INCOME TAXES, (WHICH INCLUDES FIN 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES) ON JANUARY 1, 2009. UNDER ASC 740-10, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE-LIKELY-THAN-NOT THAT THE POSITION WILL BE SUSTAINED. THE IMPLEMENTATION OF ASC 740-10 HAD NO IMPACT ON FINCA'S FINANCIAL STATEMENTS. FINCA DOES NOT BELIEVE THERE ARE ANY UNRECOGNIZED TAX BENEFITS THAT SHOULD BE RECORDED. NO INTEREST OR PENALTIES WERE ACCRUED AS OF JULY 1, 2007 AS A RESULT OF THE ADOPTION OF ASC 740-10. FOR THE YEARS ENDED DECEMBER 31, 2011 AND 2010, THERE WERE NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE STATEMENTS OF ACTIVITIES. FINCA IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2008.
PART XI, LINE 8 - OTHER ADJUSTMENTS:PENSION SERVICE COSTS -67,971. FOREIGN CURRENCY TRANSLATION -106,721. LLC INCOME FROM K-1 -1,510,016. IMPAIRMENT LOSS -567,009. EXPENSES FROM LLC K-1 782,404. TOTAL TO SCHEDULE D, PART XI, LINE 8: -1,469,313.
PART XII, LINE 2D - OTHER ADJUSTMENTS:PENSION SERVICE COSTS -67,971. IMPAIRMENT LOSS -567,009.
PART XII, LINE 4B - OTHER ADJUSTMENTS:LLC INCOME REPORTED ON K-1 1,510,016.
PART XIII, LINE 4B - OTHER ADJUSTMENTS:LLC EXPENSES REPORTED ON K-1 782,404.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained1GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (12 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
RUSSIA & THE NEWLY INDEPENDENT STATES -125PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR2849188
EUROPE (INCLUDING ICELAND & GREENLAND)1265PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR8207914
MIDDLE EAST AND NORTH AFRICA -13PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR191513
SOUTH ASIA - AFGHANISTAN, BANGLADESH,16PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR394170
SUB-SAHARAN AFRICA - ANGOLA,110PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR9817361
0321000
CENTRAL AMERICA AND THE CARIBBEAN -123PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR10421627
CENTRAL AMERICA AND THE CARIBBEAN -123INVESTMENTINVESTMENT321000
SOUTH AMERICA - ARGENTINA, BOLIVIA,12PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR1316698
00
NORTH AMERICA - CANADA AND MEXICO, BUT12PROGRAM SERVICESFINANCIAL SERVICES TO THE POOR397429
0
FieldValueIRS element (for citing)
Subtotal Number Of Offices7SubtotalNumberOfOffices
Subtotal Number Of Employees355SubtotalNumberOfEmployees
Cont Number Of Offices2ContNumberOfOffices
Cont Number Of Employees4ContNumberOfEmployees
Total Number Of Offices9TotalNumberOfOffices
Total Number Of Employees359TotalNumberOfEmployees
Subtotal Amount Spent32202773SubtotalAmountSpent
Cont Amount Spent1714127ContAmountSpent
Total Amount Spent33916900TotalAmountSpent
Transfer To Foreign Corp1TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsXMailSolicitations
Email SolicitationsXEmailSolicitations
Phone SolicitationsXPhoneSolicitations
In Person SolicitationsXInPersonSolicitations
Solicitation Of Non Govt GrantsXSolicitationOfNonGovtGrants
Solicitation Of Govt GrantsXSolicitationOfGovtGrants
Special Fundraising EventsXSpecialFundraisingEvents
Agreement Ref Fundraising1AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (2 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeActivityActivityFundraiser Control Of FundsFundraiserControlOfFundsGross ReceiptsGrossReceiptsAmount Retained By ContractorAmountRetainedByContractorNet To OrganizationNetToOrganization
LAMB CONSULTING INC
C/O CRAIG LAMB 117 1/2 MARTINEZ STSANTA FENM87501FUNDRAISING CONSULTING0057599-57599
KOSOVO ADDIS
1205 CARDINAL LANECHERRY HILLNJ08003FUNDRAISING CONSULTING0021000-21000
FieldValueIRS element (for citing)
Total Retained By Contractors78599TotalRetainedByContractors
Total Net To Organization-78599TotalNetToOrganization
Licensed StatesKSLicensedStates
Licensed StatesWILicensedStates
Licensed StatesHILicensedStates
Licensed StatesCALicensedStates
Licensed StatesCOLicensedStates
Licensed StatesMALicensedStates
Licensed StatesNYLicensedStates
Licensed StatesORLicensedStates
Licensed StatesARLicensedStates
Licensed StatesKYLicensedStates
Licensed StatesNCLicensedStates
Licensed StatesOHLicensedStates
Licensed StatesSCLicensedStates
Licensed StatesMDLicensedStates
Licensed StatesOKLicensedStates
Licensed StatesLALicensedStates
Licensed StatesRILicensedStates
Licensed StatesILLicensedStates
Licensed StatesMOLicensedStates
Licensed StatesNDLicensedStates
Licensed StatesAKLicensedStates
Licensed StatesFLLicensedStates
Licensed StatesTNLicensedStates
Licensed StatesALLicensedStates
Licensed StatesMELicensedStates
Licensed StatesAZLicensedStates
Licensed StatesMILicensedStates
Licensed StatesUTLicensedStates
Licensed StatesPALicensedStates
Licensed StatesVALicensedStates
Licensed StatesNHLicensedStates
Licensed StatesMNLicensedStates
Licensed StatesCTLicensedStates
Licensed StatesMSLicensedStates
Licensed StatesWALicensedStates
Licensed StatesNMLicensedStates
Licensed StatesWVLicensedStates
Licensed StatesNJLicensedStates
Licensed StatesDCLicensedStates
Licensed StatesINLicensedStates
Licensed StatesGALicensedStates
Licensed StatesTXLicensedStates

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1GALANameOfEvent1

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Housing Allowance Or ResidenceXHousingAllowanceOrResidence
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan1SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org1CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs1CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments0AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (20 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
RUPERT W SCOFIELD
3449610105340000150520101570475510000
VOLKER RENNER
245459068690000150530159290345131000
DANE S MCGUIRE
25100402250000000187260292230000
BRAULIO OLIVEIRA
20657601000000017770127690231122000
DONALD CRANE
2305490300000009197098100279556000
SOLEDAD GOMPF
143033036434000105060153110205284000
GWEN ANDREOTTI
16138005000000123160104210189117000
JEFFREY A FLOWERS
193489025000000102150157130244417000
YURIY SHULHAN
264333034806000131890200530332381000
MIKE GAMA-LOBO
18045304000000096000154490245502000
CHIKAKO KUNO
19222305200000017500152720261245000
LEONARDO POLIT
16578801370000011970156660196351000
TIMOTHY CHILDRESS
17093601700000010690156330204638000
SCOTT TINDALL
15526501300000000159060184171000
ZARLASHT WARDAK
024145100000005407024685800
JULIO HERBAS
01637520300000000015732020948400
JANA D CHMELNIZKI
17575702252800010090196110218905000
KLAUS HESSE
01300000305000000015519017601900
SONAL GANDHI
11683702500000030830147610159681000
ANTHONY SINGLETON
00003632220704000363926000

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

Return ReferenceReturnReferenceExplanationExplanation
PART I, LINE 1AAIR TRAVEL ON A SERVICE OTHER THAN COACH IS PERMITTED AND REIMBURSED ONLY WHEN AUTHORIZED BY FINCA'S BOARD OF DIRECTORS. FINCA ALSO MAINTAINS A DEFERRED COMPENSATION AGREEMENT FOR CERTAIN OFFICERS AND DIRECTORS, WHICH PROVIDES BENEFITS PAYABLE UPON RETIREMENT FROM FINCA. FOR 2011, FINCA PROVIDED A TAX GROSS-UP PAYMENT TO A PLAN PARTICIPANT TO ASSIST WITH TAX PAYMENTS WITH RESPECT TO THE INCLUSION OF THE PRESENT VALUE OF THE BENEFIT DUE FOR PAST SERVICES. HOUSING ALLOWANCE IS FOR HOUSING ALLOWANCE PAID TO OUR EXPATRIATES LIVING IN THE COUNTRIES OUTSIDE THE UNITED STATES FOR WORK AT OUR AFFILIATE OFFICES. THE ABOVE BENEFITS ARE TREATED AS TAXABLE COMPENSATION.
PART I, LINE 4BSUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN: JOHN HATCH - $49,792 TONY SINGLETON - $136,897
PART I, LINE 6FINCA INTERNATIONAL HAS AN ESTABLISHED INCENTIVE PLAN PROGRAM THAT PAYS AN ANNUAL BONUS THAT USES BOTH FINANCIAL AND NON-FINANCIAL CRITERIA. ONE OF THE FINANCIAL CRITERIA IS BASED UPON NET OPERATING MARGIN OF THE SUBSIDIARY WHICH IS CALCULATED AS TOTAL INCOME FROM OPERATIONS LESS TOTAL EXPENSES FROM OPERATIONS FOR THE PERIOD. THE FOLLOWING PARTICIPATE IN THE PROGRAM: JEFFREY FLOWERS, YURIY SHULHAN, VOLKER RENNER, AND MIKE GAMA-LOBO.

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV

Name Of Interested Person NameOfInterestedPerson

FieldValueIRS element (for citing)
Name PersonJULIE R HOUSERNamePerson
FieldValueIRS element (for citing)
RelationshipFAMILY MEMBER OF CEO, RUPERT SCOFIELDRelationship
Amount Of Transaction72400AmountOfTransaction
Description Of TransactionCOMPENSATIONDescriptionOfTransaction
Sharing Of Revenues0SharingOfRevenues

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions56NumberOfContributions
Noncash Contribs Rptd F990205653NoncashContribsRptdF990
Method Of Determining RevenuesNYSE PRICEMethodOfDeterminingRevenues

Collectibles Collectibles

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions22NumberOfContributions
Noncash Contribs Rptd F99034496NoncashContribsRptdF990
Method Of Determining RevenuesFMVMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Any Property That Must Be Held0AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts0ReviewProcessUnusualNCGifts
Third Parties Used1ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierTHIRD PARTY USE:Identifier
Return ReferencePART I, LINE 32B:ReturnReference
ExplanationFINCA USES CHARLES SCHWAB BROKER SERVICES TO SELL DONATED SECURITIES.Explanation

Schedule N IRS990ScheduleN

FieldValueIRS element (for citing)
Director Of Successor0DirectorOfSuccessor
Employee Of Successor0EmployeeOfSuccessor
Owner Of Successor0OwnerOfSuccessor
Receive Compensation0ReceiveCompensation
Assets Distributed1AssetsDistributed
Required To Notify AG0RequiredToNotifyAG
AG Notified0AGNotified
Liabilities Paid0LiabilitiesPaid
Bonds Outstanding0BondsOutstanding
Bond Liabilities Discharged0BondLiabilitiesDischarged

Disposition Table DispositionTable (18 entries)

Description Of AssetDescriptionOfAssetDate Of DistributionDateOfDistributionFMV Of AssetFMVOfAssetMethod Of FMV DeterminationMethodOfFMVDeterminationEINEINAddress Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeIRC SectionIRCSection
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA UNIVERSAL CREDIT ORGANIZATION (ARMENIA)2011-10-308423348ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA AZERBAIJAN LLC2011-10-0531550134ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -JSC MFO FINCA (GEORGIA)2011-10-1212194114ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA CLOSED JOINT STOCK COMPANY (KYRGYZSTAN)2011-09-0818508442ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA MICRO-CREDIT COMPANY (RUSSIA)2011-08-198998369ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA MICRO-CREDIT DEPOSIT ORGANIZATION (TAJIKISTAN)2011-09-133120319ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA DR CONGO SARL2011-11-119028333ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA MALAWI - LIMITED2011-10-193754902ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA (UGANDA) LIMITED2011-11-1810093417ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA TANZANIA - LIMITED2011-06-108717309ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA-ZAMBIA LIMITED2011-11-072695168ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -BANCO PARA LA ASISTENCIA COMUNITARIA,FINCA S.A. (ECUADOR)2011-10-1314825669ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -SOCIEDAD FINANCIERA FINCA, S.A. (HONDURAS)2011-09-283010337ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA S.A. DE C.V. - EL SALVADOR2011-06-251800000ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA AFGHANISTAN JOINT STOCK COMPANY2011-08-266726227ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINCA JORDAN SPECIALIZED MICRO LOANS COMPANY2011-09-212925082ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
EQUITY OR NET ASSETS -FINANCIERA FINCA NICARAGUA, S.A.2011-09-263779818ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FINCA MICROFINANCE HOLDING COMPANY LLC
CASH2011-11-151200000ARMS LENGTH TRANSACTION4507936021101 14TH STREET NWWASHINGTONDC20005LIMITED LIABILITY COMPANY
FieldValueIRS element (for citing)
Director Of Successor20DirectorOfSuccessor2
Employee Of Successor20EmployeeOfSuccessor2
Owner Of Successor20OwnerOfSuccessor2
Receive Compensation20ReceiveCompensation2

Form990 Schedule N Part III Form990ScheduleNPartIII

FieldValueIRS element (for citing)
ExplanationIN 2011, IN ORDER TO GAIN ACCESS TO THE CAPITAL NEEDED TO EXPAND ITS OFFERINGS FOR CURRENT CLIENTS AND REACH MILLIONS MORE PEOPLE WITH LIFE-CHANGING FINANCIAL SERVICES, FINCA LAUNCHED A SOCIALLY RESPONSIBLE INVESTMENT PARTNERSHIP FOR MICROFINANCE. THE FIRST OF ITS KIND, FINCA MICROFINANCE HOLDINGS (FMH) ALLOWED FINCA TO BRING IN EQUITY PARTNERS FROM AMONG A SMALL NUMBER OF CAREFULLY SELECTED, SOCIALLY RESPONSIBLE INVESTORS WHO SHARE FINCA'S POVERTY ALLEVIATION MISSION. THE PARTNERS ARE INVESTING UP TO $75 MILLION OVER A THREE YEAR PERIOD. THE PARTNERS INCLUDE THE INTERNATIONAL FINANCE CORPORATION (AN ARM OF THE WORLD BANK), KFW BANKENGRUPPE (THE GERMAN DEVELOPMENT BANK), FMO (THE NETHERLANDS DEVELOPMENT BANK), RESPONSABILITY (A ZURICH BASED SOCIAL INVESTMENT FIRM) AND TRIPLE JUMP (A NETHERLANDS BASED MICROFINANCE INVESTMENT MANAGER). THE MAIN BENEFACTORS OF THE CREATION OF FMH WILL BE FINCA CLIENTS. FMH WILL PROVIDE THE CAPITAL TO EXPAND AND PROVIDE NEW FINANCIAL AND LIFE-ENHANCEMENT SERVICES, LIKE SAVINGS ACCOUNTS, THAT CLIENTS CAN USE TO BUILD SAFER, MORE SECURE LIVELIHOODS. FMH WILL HELP FINCA SUBSTANTIALLY INCREASE THE NUMBER OF PEOPLE IT CAN REACH WITH THESE SERVICES. AND FMH WILL CREATE EFFICIENCIES IN THE FINCA NETWORK THAT WILL DRIVE DOWN THE COST OF DOING BUSINESS. FINCA TOOK ENORMOUS CARE TO PROTECT ITS POVERTY ALLEVIATION MISSION DURING THE CREATION OF FMH. NO EMPLOYEE OR BOARD MEMBER WAS ALLOWED TO INVEST, HAVE AN EQUITY INTEREST IN OR BENEFIT FINANCIALLY FROM FMH. FINCA WILL HOLD THE MAJORITY POSITION IN FMH AND MAINTAIN VETO POWER OVER ANY CHANGES IN MISSION. FINCA CURRENT LEADERSHIP WILL MANAGE THE NON-PROFIT, THE HOLDING COMPANY AND THE NETWORK OF FINANCIAL SERVICE PROVIDERS TO ENSURE MISSION COMPLIANCE. PRIVATE DONORS WILL REMAIN CRITICAL TO FINCA'S FUTURE SUCCESS. FINCA WILL STILL EXIST AS A NON-PROFIT, AND DONOR SUPPORT WILL CONTINUE TO MAKE IT POSSIBLE FOR FINCA TO SIGNIFICANTLY EXPAND ITS LOAN PORTFOLIO AS WELL AS LEVERAGE THAT PORTFOLIO BY ATTRACTING ADDITIONAL EQUITY INVESTMENTS. INDIVIDUAL DONATIONS ALSO WILL BE THE KEY TO EXPANDING EFFORTS IN RESEARCH AND PRODUCT DEVELOPMENT ACTIVITIES TO ENHANCE MICROFINANCE SERVICES FOR FINCA CLIENTS.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (12 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 2THE CHAIRMAN OF THE BOARD, ROBERT W. HATCH, IS THE BROTHER OF THE FOUNDER, JOHN HATCH, WHO IS ALSO A DIRECTOR AND A RETIRED EMPLOYEE. ROBERT HATCH, GIVEN SIGNIFICANT MANAGEMENT EXPERIENCE, ASSISTED IN FOUNDING THE ORGANIZATION AND IN PROVIDING LEADERSHIP AS BOARD CHAIRMAN THROUGHOUT FINCA'S HISTORY. JOHN HATCH, RICHARD WILLIAMSON, HAROLD JASTRAM AND RUPERT SCOFIELD ALL ARE MEMBERS OF THE BOARD OF DIRECTORS AND MINOR SHAREHOLDERS FOR CEREAL INGREDIENTS, INC. WHICH IS OWNED BY ROBERT HATCH, THE CHAIRMAN OF FINCA INTERNATIONAL'S BOARD OF DIRECTORS. RICHARD WILLIAMSON HAS A FINANCIAL TRANSACTION WITH CEREAL INGREDIENTS, INC. RICHARD WILLIAMSON AND ROBERT HATCH ARE ALSO BOTH DIRECTORS OF THE HEALTHY BACK STORE.
FORM 990, PART VI, SECTION A, LINE 6UNDER FINCA'S CONSTITUENT DOCUMENTS, MEMBERS ARE THE FUNCTIONAL EQUIVALENT OF SHAREHOLDERS BUT HOLD NO ECONOMIC INTEREST. THEY FUNCTION AS STEWARDS OF THE CHARITABLE MISSION AND SERVE AS THE ULTIMATE GOVERNANCE AUTHORITY FOR THE ORGANIZATION. FINCA HAS FOUR (4) MEMBERS, EACH OF WHOM HAVE EQUAL VOTING RIGHTS, AND DEVOTE CONSIDERABLE TIME AND ATTENTION TO ITS ACTIVITIES. MEMBERSHIPS IN FINCA ARE NOT SOLD AS FUNDRAISING MECHANISMS.
FORM 990, PART VI, SECTION A, LINE 7ATHE MEMBERS, AS DESCRIBED ABOVE, ELECT THE GOVERNING BODY OF FINCA, WHICH IS THE FINCA BOARD OF DIRECTORS.
FORM 990, PART VI, SECTION A, LINE 7BANY DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY THE MEMBERS OF THE ORGANIZATION.
FORM 990, PART VI, SECTION B, LINE 11THE 990 IS PRESENTED TO THE 990 REVIEW TEAM WHICH COMPRISES THE MANAGEMENT TEAM,THE GLOBAL CONTROLLER AND THE HEADQUARTERS CONTROLLER. THERE IS ALSO A REPRESENTATIVE OF THE COMPENSATION COMMITTEE PRESENT IN THE MANAGEMENT TEAM. THE MANAGEMENT TEAM REVIEWS THE DOCUMENT AND A MEETING IS SCHEDULED TO DISCUSS PENDING QUESTIONS WITH THE TAX PREPARERS. THIS PROCESS INCLUDES REVIEWING AND A FINAL APPROVAL OF ALL SECTIONS, SCHEDULES, CHECKLISTS AND ALL DISCLOSURES ON THE RETURN. A FINAL SIGNOFF OF THE FINAL DOCUMENT IS APPROVED BY ALL AT THE CLOSING REVIEW MEETING.
FORM 990, PART VI, SECTION B, LINE 12COFFICERS, DIRECTORS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST ON AN ONGOING BASIS. CONFLICTS OF INTEREST ARE PROHIBITED BY THE FINCA CODE OF CONDUCT, AND PERSONNEL MANUAL, SUBJECT TO ANY EXCEPTIONS BASED ON A STANDARD OF FAIRNESS AND BEST INTERESTS OF THE COMPANY BY AN INDEPENDENT AUDIT COMMITTEE. CONFLICTS, INCLUDING RELATED PARTY TRANSACTIONS ARE STRONGLY DISCOURAGED AND APPROVED, IF AT ALL, ON AN EXCEPTIONAL BASIS. THE PROCESS IS MONITORED THROUGH ACKNOWLEDGEMENT OF THE POLICY PROHIBITING AND REQUIRING REPORTING OF ANY CONFLICTS, ALONG WITH INTERNAL AUDITS AND OTHER CONTROLS (INCLUDING THE CONTRACT REVIEW PROCESS). THE FINCA CODE OF CONDUCT, APPLICABLE TO ALL FINCA PERSONS GLOBALLY, PROVIDES A CONFIDENTIAL REPORTING MECHANISM ("HOTLINE") FOR REPORTING VIOLATIONS OF THE CODE, INCLUDING CONFLICTS OF INTEREST. THE ORGANIZATION UTILIZES ITS ANNUAL 990 QUESTIONNAIRES FOR ITS DIRECTORS AND OFFICERS (AS DETAILED WITHIN FROM 990) TO OBTAIN INFORMATION FOR FILING THE 990 AND TO REVIEW THE ORGANIZATION'S CODE OF CONDUCT.
FORM 990, PART VI, SECTION B, LINE 15THE FINCA COMPENSATION COMMITTEE REVIEWS KEY PERSONAL COMPENSATION. AN INDEPENDENT CONSULTANT ADVISES THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE ALSO MAKES USE OF COMPENSATION SURVEYS AND DATA IN REVIEW AND APPROVAL. COMPENSATION DECISIONS ARE DOCUMENTED IN THE COMMITTEE'S MINUTES.
FORM 990, PART VI, SECTION C, LINE 19THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND ON ITS OWN WEBSITE.
FORM 990, PART XI, LINE 5:NET UNREALIZED LOSSES ON INVESTMENTS: -543,726. PENSION SERVICE COSTS -67,971. FOREIGN CURRENCY TRANSLATION -106,721. LLC INCOME FROM K-1 -1,510,016. IMPAIRMENT LOSS -567,009. EXPENSES FROM LLC K-1 782,404. TOTAL TO FORM 990, PART XI, LINE 5: -2,013,039.CHANGES IN NET ASSETS OR FUND BALANCES:
FORM 990, PART XII, LINE 2CTHERE HAVE BEEN NO CHANGES DURING THE YEAR IN THE PROCESS FOR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS.OVERSIGHT OF AUDIT:
FORM 990, PART VI, LINE 13THE FINCA GLOBAL CODE OF CONDUCT CONTAINS A FORMAL CONFIDENTIAL REPORTING MECHANISM, OR "WHISTLEBLOWER" PROCESS, FOR REPORTING SUSPECTED VIOLATIONS OF THE CODE OR OF LAW. THE CODE OF CONDUCT PROVIDES A SET OF STANDARDS FOR ETHICAL BUSINESS CONDUCT FOR ALL FINCA PERSONS WORLDWIDE. EMPLOYEES HAVE BEEN TRAINED ON THE CODE, AND ON THE REPORTING MECHANISM, INCLUDING REINFORCEMENT BY THE CHIEF EXECUTIVE OFFICER THAT THE CODE REPRESENTS FINCA STANDARDS. REPORTS MAY BE MADE TO LOCAL MANAGEMENT OR DIRECTLY THROUGH A CONFIDENTIAL REPORTING LINE TO THE GLOBAL VICE PRESIDENT AND GENERAL COUNSEL OR THE GLOBAL VICE PRESIDENT HUMAN AND BUSINESS RESOURCES.WHISTLEBLOWER POLICY EXPLANATION:
FORM 990, PART III, LINE 4AOVER THE COURSE OF 2011, FINCA'S NEARLY 8,000 EMPLOYEES DISBURSED OVER $1 BILLION IN LOANS AVERAGING $700 TO ITS CLIENTS, ALMOST TWO-THIRDS OF WHOM ARE WOMEN. IN AFRICA, AVERAGE VILLAGE BANKING LOAN SIZES WERE JUST $220 AND IN LATIN AMERICA, 83% OF FINCA CLIENTS WERE WOMEN. 228,000 CLIENTS VOLUNTARILY SAVE ON A REGULAR BASIS, BRINGING TOTAL SAVINGS TO $17 MILLION, EQUATING TO AN AVERAGE SAVINGS AMOUNT OF $75 PER CLIENT. FINCA MICROINSURANCE POLICIES PROTECTED 1.3 MILLION CLIENTS AND FAMILY MEMBERS AROUND THE WORLD IN 2010. AS OF DECEMBER 31, 2011, FINCA'S COUNTRIES OF OPERATION AND NUMBER OF MICRO LOAN RECIPIENTS ARE: AFRICA *DEMOCRATIC REPUBLIC OF CONGO: 77,419 BENEFICIARIES *MALAWI: 22,395 BENEFICIARIES *TANZANIA: 71,832 BENEFICIARIES *UGANDA: 56,443 BENEFICIARIES *ZAMBIA: 19,169 BENEFICIARIES LATIN AMERICA & CARIBBEAN *ECUADOR: 52,722 BENEFICIARIES *EL SALVADOR: 5,557 BENEFICIARIES *GUATEMALA: 40,995 BENEFICIARIES *HAITI: 3,332 BENEFICIARIES *HONDURAS: 10,231 BENEFICIARIES *MEXICO: 142,511 BENEFICIARIES *NICARAGUA: 15,483 BENEFICIARIES GREATER MIDDLE EAST *AFGHANISTAN: 11,291 BENEFICIARIES *JORDAN: 13,584 BENEFICIARIES EURASIA *ARMENIA: 44,989 BENEFICIARIES *AZERBAIJAN: 119,867 BENEFICIARIES *GEORGIA: 35,074 BENEFICIARIES *KOSOVO: 13,281 BENEFICIARIES *KYRGYZSTAN: 122,263 BENEFICIARIES *RUSSIA: 11,281 BENEFICIARIES *TAJIKISTAN: 19,991 BENEFICIARIES FINCA HAS EMBARKED ON A COMPREHENSIVE INITIATIVE TO MONITOR AND MANAGE SOCIAL PERFORMANCE THAT INCLUDES IDENTIFYING AND TRACKING SOCIAL PERFORMANCE INDICATORS ON AN ONGOING BASIS TO ENSURE THAT FINCA REMAINS FOCUSED ON CLIENT WELFARE AND PROTECTION, INCREASES TRANSPARENCY WITH PARTNERS, AND DEVELOPS NEW PRODUCTS THAT ARE TAILORED TO ENHANCE CLIENT WELL-BEING. THE ESTABLISHMENT OF A BOARD LEVEL SOCIAL PERFORMANCE AUDIT COMMITTEE SIGNIFIES THE ORGANIZATION'S UNWAVERING COMMITMENT TO IMPROVE THE LIVELIHOODS OF CLIENTS THROUGH THE PROVISION OF PRODUCTS AND SERVICES THAT CLIENTS SAY THEY NEED. BUILDING ON ITS FINCA'S PIONEERING CLIENT ASSESSMENT TOOL THAT IS USED TO MEASURE THE IMPACT THAT OUR PRODUCTS AND SERVICES HAVE IN THE DAY-TO-DAY LIVES OF OUR CLIENTS AND THEIR FAMILIES, THE SOCIAL PERFORMANCE AUDIT COMMITTEE AUTHORED A SPECIFIC, COMPREHENSIVE AND MEASURABLE DEFINITION OF FINCA'S SOCIAL PERFORMANCE. TO BE SUCCESSFUL IN ITS COMMITMENT TO SOCIAL PERFORMANCE, FINCA NEEDS TO SHOW THAT IT HAS: *EXPANDED ACCESS TO FINANCIAL SERVICES, PRIMARILY AMONG UNDERSERVED, LOW-INCOME PEOPLE AND COMMUNITIES; *INCREASED EMPLOYMENT AND INCOMES; *IMPROVED LIVING STANDARDS; *EMPOWERED OUR CLIENTS AND HELPED THEM ACHIEVE THEIR PERSONAL ASPIRATIONS AND THOSE THEY HOLD FOR THEIR FAMILIES; AND, *ACTED RESPONSIBLY AND EQUITABLY TOWARDS ALL STAKEHOLDERS, AND THE COMMUNITIES OF WHICH WE ARE A PART. AS TESTAMENT, IN 2011, FINCA'S PROGRAMS IN AZERBAIJAN, EL SALVADOR, GUATEMALA, JORDAN, RUSSIA, AND TAJIKISTAN WERE HONORED WITH THE CONSULTATIVE GROUP TO ASSIST THE POOR'S SOCIAL PERFORMANCE REPORTING AWARDS FOR THEIR COMMITMENT TO TRANSPARENCY AND ACCOUNTABILITY IN REPORTING ABOUT THE DIRECT IMPACT OF THEIR WORK IN THE LIVES OF POOR CLIENTS. FINCA'S PROGRAMS IN ECUADOR AND MEXICO WERE RANKED IN THE TOP 100 BY MICROFINANCE AMERICAS, A PUBLICATION OF THE MULTILATERAL INVESTMENT FUND OF THE INTER-AMERICAN DEVELOPMENT BANK AND THE MICROFINANCE INFORMATION EXCHANGE (MIX), FOR THEIR OUTSTANDING OUTREACH, TRANSPARENCY, AND EFFICIENCY.ADDITIONAL INFORMATION ON PROGRAMS

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (3 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateTotal IncomeTotalIncomeEOY AssetsEOYAssetsDirect Controlling Entity NADirectControllingEntityNA
FINCA INTERNATIONAL LLC
1101 14TH ST NW 11TH FLOORWASHINGTONDC20005522325252MICROFINANCE OPERATIONSDC-300160290N/A
FINCA CAPITAL FUND LLC
1101 14TH ST NW 11TH FLOORWASHINGTONDC20005260648736MICROFINANCE OPERATIONSDC11991668323478N/A
FINCA LICENSING & SUPPORT LLC
1101 14TH ST NW 11TH FLOORWASHINGTONDC20005MICROFINANCE OPERATIONSDE00N/A

Form990 Schedule R Part II Form990ScheduleRPartII (9 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodePrimary ActivitiesPrimaryActivitiesLegal Domicile Foreign CountryLegalDomicileForeignCountryDirect Controlling Entity NADirectControllingEntityNAControlled OrgControlledOrgBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Province Or StateAddressForeign/ProvinceOrState
FINCA CHARITY FOUNDATION
AGATANGEGHOS STREET 2AYEREVANAM0023MICROFINANCE OPERATIONSAMN/A0
FUNDACION INTERNACIONAL PARA LA ASISTENCIA COMUNITARIA DE HONDURAS
COLONIA RUBEN DARIO 3A CALLE CASATEGUCIGALPAHOMICROFINANCE OPERATIONSHO0FINCA MICROFINANCE HOLDING COMPANY LLC
FINCA HAITI
ANGLE RUE REBECCA ET LAMBERTPORT AU PRINCEHAHE6110MICROFINANCE OPERATIONSHA0FINCA MICROFINANCE HOLDING COMPANY LLC
ASOCIACION DE FOMENTO INTEGRAL COMUNITARIA DE EL SALVADOR
ALAMEDA ROOSEVELT 1807SAN SALVADORESMICROFINANCE OPERATIONSES0FINCA MICROFINANCE HOLDING COMPANY LLC
FUNDACION INTEGRAL COMUNITARIA AC
CALLE DIAZ ORDAZ NO 12 COL CANTACUERNAVACAMX62448MICROFINANCE OPERATIONSMX0FINCA MICROFINANCE HOLDING COMPANY LLCMORELOS
FUNDACION INTERNACIONAL PARA LA ASISTENCIA COMUNITARIA DE GUATEMALA
3A CALLE 3-03 ZONA 10GUATEMALA CITYGTMICROFINANCE OPERATIONSGT0FINCA MICROFINANCE HOLDING COMPANY LLC
FUNDACION INTERNACIONAL PARA LA ASISTENCIA COMUNITARIA DE NICARAGUA
DE LA ROTONDA DEL GUEGUENSE 3 CUADMANAGUANUMICROFINANCE OPERATIONSNU0FINCA MICROFINANCE HOLDING COMPANY LLC
FINCA CANADA
1S7 ADELAIDE STREET WEST SUITE 408TORONTOCA1 5 H4E7MICROFINANCE OPERATIONSCAN/A0ONTARIO
FINCA UK
191 SPARROWS HERNE BUSHEY HEATHHERTFORDSHIREUKWDZ3 1A]MICROFINANCE OPERATIONSUKN/A0

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1FINCA MICROFINANCE HOLDING COMPANY LLCBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line11101 14TH ST NW 11TH FLOORAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code20005ZIPCode
FieldValueIRS element (for citing)
EIN450793602EIN
Primary ActivityHOLDING COMPANYPrimaryActivity
Legal Domicile StateDELegalDomicileState
Direct Controlling Entity NAN/ADirectControllingEntityNA
Predominant Income TypeRELATEDPredominantIncomeType
Share Of Total Income392824ShareOfTotalIncome
Share Of EOY Assets1300225ShareOfEOYAssets
Disproportionate Allocations1DisproportionateAllocations
General Or Managing Partner1GeneralOrManagingPartner
Percentage Ownership0.66000PercentageOwnership

Form990 Schedule R Part IV Form990ScheduleRPartIV (26 entries)

Address Line1AddressForeign/AddressLine1CityAddressForeign/CityCountryAddressForeign/CountryPostal CodeAddressForeign/PostalCodePrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipDirect Controlling Entity NADirectControllingEntityNA
FINCA UNIVERSAL CREDIT ORGANIZATION (ARMENIA)
AGATANGEGHOS STREET 2AYEREVANAM0023MICROFINANCE OPERATIONSAMFINCA MICROFINANCE COOPERATIEF UAC7732065262097820.66330
FINCA AZERBAIJAN LLC
JAFAR JABBARLI STREET 44 CASPIAN PBAKUAJ1065MICROFINANCE OPERATIONSAJFINCA MICROFINANCE COOPERATIEF UAC23326963845570710.66330
JSC MFO FINCA (GEORGIA)
71 VAZHA-PSHAVELA AVENUE 3RD FLOORTBILISIGG0186MICROFINANCE OPERATIONSGGFINCA MICROFINANCE COOPERATIEF UAC7435623310841560.66330
FINCA MICRO-CREDIT COMPANY (KYRGYZSTAN)
SHOPOKOVA STREET 93/2BISHKEKKG720021MICROFINANCE OPERATIONSKGFINCA MICROFINANCE HOLDING COMPANY LLCC15855043533647760.66330
FINCA CLOSED JOINT STOCK COMPANY (RUSSIA)
111 REVOLUTSIONNAYA STREETSAMARARS443079MICROFINANCE OPERATIONSRSFINCA MICROFINANCE HOLDING COMPANY LLCC7733975267617550.66330
FINCA MICRO-CREDIT DEPOSIT ORGANIZATION (TAJIKISTAN)
MUHAMMAD STR 37DUSHANBETI734013MICROFINANCE OPERATIONSTIFINCA MICROFINANCE HOLDING COMPANY LLCC287093284726800.66330
FINCA DR CONGO SARL
1286 AVE TOMBALBAYE ENTREE AU COIKINSHASACGBP 13447MICROFINANCE OPERATIONSCGFINCA MICROFINANCE HOLDING COMPANY LLCC9370881208980620.66330
FINCA LIMITED
NAMIWAWA AREA PRIVATE BAG 382 CHIBLANTYREMIMICROFINANCE OPERATIONSMIFINCA MICROFINANCE COOPERATIEF UAC819893544112480.66330
FOUNDATION FOR INTERNATIONAL COMMUNITY ASSISTANCE (UGANDA)
PLOT 22 BEN KIWANUKA STREETKAMPALAUGMICROFINANCE OPERATIONSUGFINCA MICROFINANCE COOPERATIEF UAC6141216180077280.66330
FINCA TANZANIA - LIMITED
PO BOX 78783DAR ES SALAMTZMICROFINANCE OPERATIONSTZFINCA MICROFINANCE HOLDING COMPANY LLCC7616900160124670.66330
FOUNDATION FOR INTERNATIONAL COMMUNITY ASSISTANCE-ZAMBIA LIMITED
PO BOX 50061 RIDGEWAY PLOT NO 1LUSAKAZAMICROFINANCE OPERATIONSZAFINCA MICROFINANCE HOLDING COMPANY LLCC268344346355010.66330
BANCO PARA LA ASISTENCIA COMUNITARIAFINCA SA (ECUADOR)
AVDA AMAZONAS N39-123 Y JOSE ARIZAQUITOECMICROFINANCE OPERATIONSECFINCA MICROFINANCE HOLDING COMPANY LLCC7409618303614750.66330
SOCIEDAD FINANCIERA FINCA SA (HONDURAS)
COLONIA RUBEN DARIO 3A CALLE CASATEGUCIGALPAHOMICROFINANCE OPERATIONSHOFINCA MICROFINANCE HOLDING COMPANY LLCC264520657725530.66330
FINCA SA DE CV - EL SALVADOR
ALAMEDA ROOSEVELT 1807SAN SALVADORESMICROFINANCE OPERATIONSESFINCA MICROFINANCE HOLDING COMPANY LLCC149756555113270.66330
FINCA AFGHANISTAN JOINT STOCK COMPANY
HOUSE NO 1132 STREET NO 4 SHIRPKABULAFMICROFINANCE OPERATIONSAFFINCA MICROFINANCE COOPERATIEF UAC49377738123150.66330
FINCA JORDAN SPECIALIZED MICRO LOANS COMPANY
AL FARID BUILDING 3RD FLOORAMMANJOMICROFINANCE OPERATIONSJOFINCA MICROFINANCE HOLDING COMPANY LLCC163122148957580.66330
FINANCIERA FINCA NICARAGUA SA
DE LA ROTONDA DEL GUEGUENSE 3 CUADMANAGUANUMICROFINANCE OPERATIONSNUFINCA MICROFINANCE HOLDING COMPANY LLCC140752251087930.66330
FINCA AFRICA IT SERVICE CENTER
ADAM HOUSE PORTAL AVENUE PLOT 11KAMPALAUGMICROFINANCE OPERATIONSUGC1532202352001.00000N/A
FINCA MICROFINANCE RESOURCE
MAPLES CALDER UGLAND HOUSE PO BGEORGE TOWNCJMICROFINANCE OPERATIONSCJCN/A
MICRO-FINANCE SOLUTIONS INC
MC CORP SRVS LTDPO BOX 309 GTUGLGEORGE TOWNCJMICROFINANCE OPERATIONSCJC91509113319071.00000N/A
MFSI GUATEMALA SA
CALLE 3-03 ZONA 10GUATEMALA CITYGTMICROFINANCE OPERATIONSGTCN/A
FINCA MICROFINANCE COOPERATIEF UA
DE ENTREE 990197 1101HEAMSTERDAMNLMICROFINANCE OPERATIONSNLC537085403231170.66330N/A
TENEDORA FINCA SAPI DE CV
CALLE DIAZ ORDAZ NO 12MEXICO CITYMXMICROFINANCE OPERATIONSMXC439418101663870.66330N/A
FINANCIERA FINCA SA DE C V SOFOM ENR
CALLE DIAZ ORDAZ NO 12MEXICO CITYMXMICROFINANCE OPERATIONSMXC5678249373390320.66330N/A
FINCA ZAMBIA HOLDING COMPANY LIMITED
PO BOX 50061 RIDGEWAY STAND NO4LUSAKAZAMICROFINANCE OPERATIONSZAC0.66330N/A
FINCA MICROFINANZAS SA (GUATEMALA)
3AVE 10-35 ZONA 09GUATEMALA CITYGTMICROFINANCE OPERATIONSGTC0.66330N/A
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties1ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org1GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org0GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org1LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org1LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets1ExchangeOfAssets
Rental Of Facilities To Other Orgs0RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs0RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs1PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs0PerformOfServicesByOtherOrgs
Sharing Of Facilities0SharingOfFacilities
Sharing Of Paid Employees0SharingOfPaidEmployees
Reimbursement Paid To Other Org0ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org1ReimbursementPaidByOtherOrg
Other Transfer To Other Org0OtherTransferToOtherOrg
Other Transfer From Other Org1OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (73 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
FINCA DR CONGO SARL
P77915FMV
FINCA DR CONGO SARL
R307509FMV
FINCA MALAWI - LIMITED
P33987FMV
FINCA MALAWI - LIMITED
A49836FMV
FINCA MALAWI - LIMITED
B1293447FMV
FINCA TANZANIA - LIMITED
A58944FMV
FINCA TANZANIA - LIMITED
P127148FMV
FINCA TANZANIA - LIMITED
R147791FMV
FINCA TANZANIA - LIMITED
B2401875FMV
FINCA (UGANDA) LIMITED
A77632FMV
FINCA (UGANDA) LIMITED
B478918FMV
FINCA (UGANDA) LIMITED
D500000FMV
FINCA (UGANDA) LIMITED
P48360FMV
FINCA (UGANDA) LIMITED
R104525FMV
FINCA-ZAMBIA LIMITED
A20778FMV
FINCA-ZAMBIA LIMITED
B745275FMV
FINCA-ZAMBIA LIMITED
P131486FMV
FINCA-ZAMBIA LIMITED
R29825FMV
BANCO PARA LA ASISTENCIA COMUNITARIAFINCA SA (ECUADOR)
A129384FMV
BANCO PARA LA ASISTENCIA COMUNITARIAFINCA SA (ECUADOR)
D1200000FMV
BANCO PARA LA ASISTENCIA COMUNITARIAFINCA SA (ECUADOR)
P246625FMV
BANCO PARA LA ASISTENCIA COMUNITARIAFINCA SA (ECUADOR)
R435113FMV
FINCA SA DE CV - EL SALVADOR
A142203FMV
FINCA SA DE CV - EL SALVADOR
D3250000FMV
FINCA SA DE CV - EL SALVADOR
B1500000FMV
FINCA SA DE CV - EL SALVADOR
P178192FMV
FINCA SA DE CV - EL SALVADOR
R47559FMV
FUNDACION INTERNACIONAL PARA LA ASISTENCIA COMUNITARIA DE GUATEMALA
A27603FMV
FUNDACION INTERNACIONAL PARA LA ASISTENCIA COMUNITARIA DE GUATEMALA
P248305FMV
FUNDACION INTERNACIONAL PARA LA ASISTENCIA COMUNITARIA DE GUATEMALA
R187411FMV
FINCA HAITI
A119548FMV
FINCA HAITI
P248879FMV
FINCA HAITI
R32396FMV
FINCA HAITI
D837500FMV
SOCIEDAD FINANCIERA FINCA SA (HONDURAS)
A64602FMV
SOCIEDAD FINANCIERA FINCA SA (HONDURAS)
P280024FMV
SOCIEDAD FINANCIERA FINCA SA (HONDURAS)
R100658FMV
FUNDACION INTEGRAL COMUNITARIA AC (MEXICO)
E1000000FMV
FUNDACION INTEGRAL COMUNITARIA AC (MEXICO)
P674189FMV
FUNDACION INTEGRAL COMUNITARIA AC (MEXICO)
R684242FMV
FINANCIERA FINCA NICARAGUA SA
A73171FMV
FINANCIERA FINCA NICARAGUA SA
D900000FMV
FINANCIERA FINCA NICARAGUA SA
P188955FMV
FINANCIERA FINCA NICARAGUA SA
R114436FMV
FINANCIERA FINCA NICARAGUA SA
B2785264FMV
FINCA AZERBAIJAN LLC
A249170FMV
FINCA AZERBAIJAN LLC
P341115FMV
FINCA AZERBAIJAN LLC
R1282547FMV
FINCA UNIVERSAL CREDIT ORGANIZATION (ARMENIA)
A32811FMV
FINCA UNIVERSAL CREDIT ORGANIZATION (ARMENIA)
P112023FMV
FINCA UNIVERSAL CREDIT ORGANIZATION (ARMENIA)
R370700FMV
JSC MFO FINCA (GEORGIA)
A102426FMV
JSC MFO FINCA (GEORGIA)
P248204FMV
JSC MFO FINCA (GEORGIA)
R25254FMV
FINCA CLOSED JOINT STOCK COMPANY (KYRGYZSTAN)
A178279FMV
FINCA CLOSED JOINT STOCK COMPANY (KYRGYZSTAN)
D800000FMV
FINCA CLOSED JOINT STOCK COMPANY (KYRGYZSTAN)
P436063FMV
FINCA CLOSED JOINT STOCK COMPANY (KYRGYZSTAN)
R761507FMV
FINKA KOSOVO
P376112FMV
FINCA MICRO-CREDIT COMPANY (RUSSIA)
A116504FMV
FINCA MICRO-CREDIT COMPANY (RUSSIA)
P248623FMV
FINCA MICRO-CREDIT COMPANY (RUSSIA)
R374705FMV
FINCA MICRO-CREDIT DEPOSIT ORGANIZATION (TAJIKISTAN)
A45049FMV
FINCA MICRO-CREDIT DEPOSIT ORGANIZATION (TAJIKISTAN)
D700000FMV
FINCA MICRO-CREDIT DEPOSIT ORGANIZATION (TAJIKISTAN)
P69331FMV
FINCA MICRO-CREDIT DEPOSIT ORGANIZATION (TAJIKISTAN)
R124946FMV
FINCA AFGHANISTAN JOINT STOCK COMPANY
P562674FMV
FINCA AFGHANISTAN JOINT STOCK COMPANY
R102124FMV
FINCA JORDAN SPECIALIZED MICRO LOANS COMPANY
P102279FMV
FINCA JORDAN SPECIALIZED MICRO LOANS COMPANY
R90500FMV
FINCA MICROFINANCE HOLDING COMPANY LLC
B69897927FMV
FINCA MICROFINANCE HOLDING COMPANY LLC
K1939346FMV
FINCA MICROFINANCE COOPERATIEF UA
B60618453N/A