FURP.ORG / PUBLIC DATA EXPLORER

RESEARCH TRIANGLE INSTITUTE: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization
RESEARCH TRIANGLE INSTITUTE (EIN 56-0686338)
Tax period
2010-10-01 to 2011-09-30
Filed
2012-07-09
IRS object ID
201221939349300147
Schema version
2010v3.4
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2012-07-09T15:13:03-07:00Timestamp
Tax Period End Date2011-09-30TaxPeriodEndDate
Return Type990ReturnType
Tax Period Begin Date2010-10-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN560686338EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1RESEARCH TRIANGLE INSTITUTEBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlRESENameControl
Phone9195416000Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code277092194ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJames GibsonName
TitleChief Financial OfficerTitle
Phone9195416000Phone
Date Signed2012-07-10DateSigned
FieldValueIRS element (for citing)
Tax Year2010TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

Doing Business As DoingBusinessAs

FieldValueIRS element (for citing)
Business Name Line1RTI InternationalBusinessNameLine1
FieldValueIRS element (for citing)
Name Of Principal Officer PersonVictoria F HaynesNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
Gross Receipts796806610GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web Sitewww.rti.orgWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1958YearFormation
State Legal DomicileNCStateLegalDomicile
Activity Or Mission DescriptionResearch Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 2,800 provides research and technical expertise to governments and businesses in more than 40 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment, and laboratory and chemistry services.ActivityOrMissionDescription
Nbr Voting Members Governing Body14NbrVotingMembersGoverningBody
Nbr Independent Voting Members6NbrIndependentVotingMembers
Total Nbr Employees3190TotalNbrEmployees
Total Nbr Volunteers0TotalNbrVolunteers
Total Gross UBI4393184TotalGrossUBI
Net Unrelated Business Txbl Income438514NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year0ContributionsGrantsPriorYear
Contributions Grants Current Year0ContributionsGrantsCurrentYear
Program Service Revenue Prior Year756080154ProgramServiceRevenuePriorYear
Program Service Revenue CY777100035ProgramServiceRevenueCY
Investment Income Prior Year2378876InvestmentIncomePriorYear
Investment Income Current Year13961751InvestmentIncomeCurrentYear
Other Revenue Prior Year-1141723OtherRevenuePriorYear
Other Revenue Current Year-610251OtherRevenueCurrentYear
Total Revenue Prior Year757317307TotalRevenuePriorYear
Total Revenue Current Year790451535TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year655338GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY676586GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year350732506SalariesEtcPriorYear
Salaries Etc Current Year364240346SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year382750462OtherExpensePriorYear
Other Expenses Current Year399455515OtherExpensesCurrentYear
Total Expenses Prior Year734138306TotalExpensesPriorYear
Total Expenses Current Year764372447TotalExpensesCurrentYear
Revenues Less Expenses Prior Year23179001RevenuesLessExpensesPriorYear
Revenues Less Expenses CY26079088RevenuesLessExpensesCY
Total Assets BOY441855940TotalAssetsBOY
Total Assets EOY455854566TotalAssetsEOY
Total Liabilities BOY210021021TotalLiabilitiesBOY
Total Liabilities EOY199552920TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY231834919NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY256301646NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionResearch Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 2,800 provides research and technical expertise to governments and businesses in more than 40 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment, and laboratory and chemistry services.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense431482735Expense
Grants618233Grants
Revenue495683394Revenue
DescriptionRESEARCH: Multidisciplinary research & development and the application of science & technology in the areas of Health Research; Drug Discovery & Development; Education & Training Research; Survey Research Services; Statistics Research; Economic & Social Research; Advanced Technology Research & Development; Energy Research; Environmental Research Services; and Laboratory & Chemistry Services. See Schedule O for expanded description of these program services.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense252244268Expense
Grants58353Grants
Revenue280806390Revenue
DescriptionINTERNATIONAL DEVELOPMENT: Our experts in international development are dedicated to improving the human condition in developing countries. With more than 200 international development staff members based around the world, we deliver advisory and training services at the national, sub-national, and local government levels, providing institutional development through the transfer of analytical tools and methods. We often work in multidisciplinary teams that cut across traditional sector boundaries. Our clients include the United States Agency for International Development, Asian Development Bank, World Bank, Inter-American Development Bank, and several agencies of the United Nations, as well as foundations and other regional and international organizations. Our International Development service areas include Stabilization, Governance & Economic Growth; International Education; International Environmental Services; Global Health; Information & Communication Technology; and Monitoring & Evaluation.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp0TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt0TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev0TotalOfOtherProgramServiceRev
Total Program Service Expense683727003TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required0ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities1LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities0ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt0IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School0School
Foreign Office1ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations1MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising0ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations1GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds1TaxExemptBonds
Invest Tax Exempt Bonds0InvestTaxExemptBonds
Escrow Account0EscrowAccount
On Behalf Of Issuer0OnBehalfOfIssuer
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp1OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions0DeductibleNonCashContributions
Deductible Contributions Of Art1DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity1DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity1RelatedOrgControlledEntity
Transaction Related Entity1TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org1TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With10961450NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup Witholding0ComplianceWithBackupWitholding
Number Of Employees3190NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account1ForeignFinancialAccount
Name Of Foreign CountryAENameOfForeignCountry
Name Of Foreign CountryAMNameOfForeignCountry
Name Of Foreign CountryBCNameOfForeignCountry
Name Of Foreign CountryBGNameOfForeignCountry
Name Of Foreign CountryBNNameOfForeignCountry
Name Of Foreign CountryCGNameOfForeignCountry
Name Of Foreign CountryCHNameOfForeignCountry
Name Of Foreign CountryEGNameOfForeignCountry
Name Of Foreign CountryESNameOfForeignCountry
Name Of Foreign CountryETNameOfForeignCountry
Name Of Foreign CountryGGNameOfForeignCountry
Name Of Foreign CountryGHNameOfForeignCountry
Name Of Foreign CountryGTNameOfForeignCountry
Name Of Foreign CountryGVNameOfForeignCountry
Name Of Foreign CountryIDNameOfForeignCountry
Name Of Foreign CountryIZNameOfForeignCountry
Name Of Foreign CountryJONameOfForeignCountry
Name Of Foreign CountryKENameOfForeignCountry
Name Of Foreign CountryLINameOfForeignCountry
Name Of Foreign CountryMANameOfForeignCountry
Name Of Foreign CountryMINameOfForeignCountry
Name Of Foreign CountryMLNameOfForeignCountry
Name Of Foreign CountryMONameOfForeignCountry
Name Of Foreign CountryMZNameOfForeignCountry
Name Of Foreign CountryNINameOfForeignCountry
Name Of Foreign CountryNPNameOfForeignCountry
Name Of Foreign CountryOCNameOfForeignCountry
Name Of Foreign CountryPKNameOfForeignCountry
Name Of Foreign CountryPLNameOfForeignCountry
Name Of Foreign CountryRPNameOfForeignCountry
Name Of Foreign CountryRWNameOfForeignCountry
Name Of Foreign CountrySFNameOfForeignCountry
Name Of Foreign CountrySGNameOfForeignCountry
Name Of Foreign CountrySPNameOfForeignCountry
Name Of Foreign CountrySWNameOfForeignCountry
Name Of Foreign CountryTHNameOfForeignCountry
Name Of Foreign CountryTZNameOfForeignCountry
Name Of Foreign CountryUGNameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Name Of Foreign CountryUPNameOfForeignCountry
Name Of Foreign CountryUVNameOfForeignCountry
Name Of Foreign CountryYMNameOfForeignCountry
Name Of Foreign CountryZANameOfForeignCountry
Name Of Foreign CountryZINameOfForeignCountry
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions0QuidProQuoContributions
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members14NbrVotingGoverningBodyMembers
Number Independent Voting Members6NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval1DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledGAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonJ Gibson - Chief Financial OfficerNamePerson
Telephone Number9195416000TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line13040 Cornwallis RoadAddressLine1
Address Line2PO Box 12194AddressLine2
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (36 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
T Darden
Board Member2X2449900
B Entwisle
Board Member2X03000000
R Ingram
Board Member2X000
E Johnson Jr
Chairman2X3300000
P Lange
Board Member2X2622250461937590
T Lomax
Board Member2X282452098330
H Martin
Board Member2X241542620080
J Moellering
Board Member2X000
W Moore Jr
Chairman2X36000110000
T Nagle
Board Member2X24000849370
H Pinnix-Ragland
Board Member2X2400000
P Rizzo
Board Member2X2400000
P Scott III
Board Member2X3100000
J Siedow
Board Member2X2800024828036508
P Wynn Jr
Board Member2X3200024844134926
V Haynes
President40X7730820498633X
J Gibson
Vice President & CFO40449186062285X
E Holden
Vice President40448469056757X
L Maggart
Vice President40415001044956X
J Hunter-Cevera
Vice President40411001083788X
S Sethi
Vice President40402524040131X
A Mangel
Vice President40382368054859X
J Trainham
Vice President4030546908043X
E Story
Secretary40296671052644X
S Snyder
Vice President40258384041160X
E Sax
Treasurer40237871039482X
M Roberts
Vice President40222433028377X
C Buchholtz
Assistant Secretary40181411039497X
L Cravens
Chief of Party40421539033358X
R Zerbonia
Divisional Director40346300032401X
J Herstein
Divisional Director40329277027780X
M Kattan
Divisional Director40311742032565X
L Gilliland
Divisional Vice President40302674038583X
T Waldrop
Former Board Member0120002417520X
L Clark
Former Vice President01009360109764X
R Johnson
Senior Policy Advisor & Former VP40295513043029X
FieldValueIRS element (for citing)
Total Reportable Comp From Org7238971TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs2110870TotalReportableCompFrmRltdOrgs
Total Other Compensation1477116TotalOtherCompensation
Number Individuals GT100 K736NumberIndividualsGT100K
Formers Listed1FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1Address Line2AddressOfContractor/AddressUS/AddressLine2CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensationBusiness Name Line2NameOfContractor/NameBusiness/BusinessNameLine2Address Line1AddressOfContractor/AddressForeign/AddressLine1Address Line2AddressOfContractor/AddressForeign/AddressLine2CityAddressOfContractor/AddressForeign/CityCountryAddressOfContractor/AddressForeign/CountryPostal CodeAddressOfContractor/AddressForeign/PostalCode
Headway Corporate Resources
421 Fayetteville StreetSuite 1020RaleighNC27601Contract Labor31016118
G4S Risk Management
Security Services16097715ArmourGroup ServicesEgginton House25-28 Buckhingham GateLondonUKSW1E 6LD
HR Directions
805 Spring Forest RoadRaleighNC27609Contract Labor14357298Int'l Research Partners/Greene Resources
DEI Services Corporation
7213 Sandscove CourtSuite 1Winter ParkFL32792Training Simulation Services9430328
Crown Agents Consultancy
818 Connecticut Avenue NWSuite 840WashingtonDC20006Procurement Logistics7159734
FieldValueIRS element (for citing)
Number Of Contractors GT100 K350NumberOfContractorsGT100K
Total Contributions0TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
Research5417004960729574916797734393184$0
International Development5419002810270782810270780$0

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Total Program Service Revenue777100035TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column2804599TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$2,804,599ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real0Real
Personal0Personal

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities0Securities
Other17512227Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities0Securities
Other6355075Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities0Securities
Other11157152Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column11157152TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$11,157,152ExclusionAmount

Other Revenue Misc OtherRevenueMisc

FieldValueIRS element (for citing)
DescriptionForeign Currency Gain/LossDescription
Business Code900099BusinessCode
Total Revenue Column-610251TotalRevenueColumn
Related Or Exempt Function Income-610251RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount

Miscellaneous Revenue MiscellaneousRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue-610251TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column790451535TotalRevenueColumn
Related Or Exempt Function Income772096600RelatedOrExemptFunctionIncome
Unrelated Business Revenue4393184UnrelatedBusinessRevenue
Exclusion$13,961,751ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total618233Total
Program Services618233ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total58353Total
Program Services58353ProgramServices

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total0Total
Program Services0ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total6224148Total
Management And General6224148ManagementAndGeneral

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total386228Total
Management And General386228ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total246370273Total
Program Services215750991ProgramServices
Management And General30619282ManagementAndGeneral

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total22086253Total
Program Services18938057ProgramServices
Management And General3148196ManagementAndGeneral

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total70989432Total
Program Services58872013ProgramServices
Management And General12117419ManagementAndGeneral

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total18184012Total
Program Services15425497ProgramServices
Management And General2758515ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total3128145Total
Program Services636637ProgramServices
Management And General2491508ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total522759Total
Management And General522759ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total384203Total
Management And General384203ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total263255112Total
Program Services254995444ProgramServices
Management And General8259668ManagementAndGeneral

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total18934880Total
Program Services15496773ProgramServices
Management And General3438107ManagementAndGeneral

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total37456596Total
Program Services35514642ProgramServices
Management And General1941954ManagementAndGeneral

Royalties Royalties

FieldValueIRS element (for citing)
Total280640Total
Program Services280640ProgramServices

Occupancy Occupancy

FieldValueIRS element (for citing)
Total16218263Total
Program Services15721984ProgramServices
Management And General496279ManagementAndGeneral

Travel Travel

FieldValueIRS element (for citing)
Total18713018Total
Program Services16864666ProgramServices
Management And General1848352ManagementAndGeneral

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total11777602Total
Program Services11083681ProgramServices
Management And General693921ManagementAndGeneral

Interest Interest

FieldValueIRS element (for citing)
Total2085939Total
Management And General2085939ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total16223642Total
Program Services15276506ProgramServices
Management And General947136ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total2247558Total
Program Services761549ProgramServices
Management And General1486009ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneral
Taxes1158934944269214665
Memberships666987267523399464
Miscellaneous5798394574751350881
Business Meals602843472032130811

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total764372447Total
Program Services683727003ProgramServices
Management And General80645444ManagementAndGeneral
Fundraising0Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY26731507BOY
EOY48970274EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY177533266BOY
EOY149768700EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY20084170BOY
EOY16906211EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis263499279LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec109537624LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY138551035BOY
EOY153961655EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY73426809BOY
EOY77274638EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY1846325BOY
EOY5752670EOY

Intangible Assets IntangibleAssets

FieldValueIRS element (for citing)
BOY463610BOY
EOY0EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY3219218BOY
EOY3220418EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY441855940BOY
EOY455854566EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY83129678BOY
EOY88372461EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY39448513BOY
EOY31778003EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY63307601BOY
EOY61152592EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY8290948BOY
EOY0EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY15844281BOY
EOY18249864EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY210021021BOY
EOY199552920EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY229891002BOY
EOY254421015EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY345302BOY
EOY370761EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY1598615BOY
EOY1509870EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY231834919BOY
EOY256301646EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY441855940BOY
EOY455854566EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses26079088ReconcilationRevenueExpenses
Reconcilation Other Changes-1612361ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited
Audit Committee1AuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit Required1FederalGrantAuditRequired
Federal Grant Audit Performed1FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Supporting Organization509a3XSupportingOrganization509a3
Supporting Org509a3 Type1XSupportingOrg509a3Type1
Certification CheckboxXCertificationCheckbox
Contrib By Controlling Individual0ContribByControllingIndividual
Contribution By Related Party0ContributionByRelatedParty
Contrib By35 Controlled Entity0ContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation (2 entries)

EINEINType Of OrganizationTypeOfOrganizationListed In Governing DocListedInGoverningDocSupported Organization NotifiedSupportedOrganizationNotifiedOrganized In USOrganizedInUSAmountAmountBusiness Name Line2Name/BusinessNameLine2
DUKE UNIVERSITY
5605321292111$0
THE UNIVERSITY OF NORTH CAROLINA
566001393IRC 115111$0(UNC SYSTEM)
FieldValueIRS element (for citing)
Total Number Of Supported Orgs2TotalNumberOfSupportedOrgs
Sum Of Amounts0SumOfAmounts
General ExplanationSchedule A, Part I, Line 11h - Three North Carolina universities -- Duke University in Durham, the University of North Carolina at Chapel Hill, and North Carolina State University in Raleigh -- incorporated RTI in 1958. We are a separately operated affiliate of these schools and maintain our own staff and offices. We work with their scientists on research programs and projects and maintain such relationships as adjunct faculty appointments, cooperative research programs, and other professional contacts. We also participate with universities and businesses in the Microelectronics Center of North Carolina and the North Carolina Biotechnology Center.GeneralExplanation

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers0Volunteers
Paid Staff Or Management1PaidStaffOrManagement
Media Advertisements0MediaAdvertisements
Mailings Members0MailingsMembers
Publications Or Broadcast0PublicationsOrBroadcast
Grants Other Organizations0GrantsOtherOrganizations
Direct Contact Legislators1DirectContactLegislators
Direct Contact Legislators$384,203DirectContactLegislatorsAmount
Rallies Demonstrations0RalliesDemonstrations
Other Activities0OtherActivities
Total Lobbying Expenditures IIB384203TotalLobbyingExpendituresIIB
Not Described In501c30NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierSchC_P2B_S00_L01Identifier
Return ReferenceSchedule C, Part II-B, Line 1ReturnReference
ExplanationResearch Triangle Institute communicates the results of its independent objective research to government officials; protects its reputation for independence, objectivity and quality; and seeks sufficient federal budgets for certain fields of research and development.Explanation

Schedule D IRS990ScheduleD

Land Land

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis2674413OtherCostOrOtherBasis
Book Value2674413BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis176984269OtherCostOrOtherBasis
Depreciation64842716Depreciation
Book Value112141553BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis0OtherCostOrOtherBasis
Depreciation0Depreciation
Book Value0BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis69300420OtherCostOrOtherBasis
Depreciation44694908Depreciation
Book Value24605512BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis14540177OtherCostOrOtherBasis
Depreciation0Depreciation
Book Value14540177BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings153961655TotalOfBookValueLandBuildings

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionOther Accrued ExpensesDescription
Amount$18,249,864Amount
FieldValueIRS element (for citing)
Total Of Amounts18249864TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

FieldValueIRS element (for citing)
IdentifierSchD_P10_S00_L02Identifier
Return ReferenceSchedule D, Part X, Line 2ReturnReference
ExplanationAs provided by Section 501(c)(3) of the Internal Revenue Code and the Internal Revenue Service's determination that the Institute's charitable, scientific and educational operations are income tax exempt, no provision for corporate income taxes is required. However, this tax exemption does not pertain to activities unrelated to the Institute's exempt purposes. The Institute's presence in the United Kingdom, Spain, and Sweden results in income taxation in these countries. All not-for-profit organizations, including the Institute, are subject to the provisions of FASB ASC Topic 740 Income Taxes. The Institute's activities that most likely could create taxable income are contracts with commercial enterprises for services performed in non-domestic jurisdictions. There are no uncertain tax positions that result in material liabilities.Explanation

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained1GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (16 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
Central America and the Caribbean556Program ServicesEducation, Environmental Research, Governance & Economic Growth, Health, Information & Communication Technology, Statistics Research19865112
East Asia and the Pacific15181Program ServicesEducation, Environmental Research, Governance & Economic Growth, Health, Information & Communication Technology17582048
Europe (including Iceland and Greenland)546Program ServicesGovernance & Economic Growth, Health8222671
Middle East and North Africa994Program ServicesEducation, Environmental Research, Governance & Economic Growth, Information & Communication Technology90308596
Russia and the newly independent States310Program ServicesEducation, Governance & Economic Growth, Health2372194
South America119Program ServicesEducation, Governance & Economic Growth, Statistics Research2323706
South Asia39Program ServicesEconomic & Social Research, Education, Health, Monitoring & Evaluation, Statistics Research2189993
Sub-Saharan Africa51620Program ServicesEducation, Environmental Research, Governance & Economic Growth, Health, Information & Communication Technology, Statistics Research, Survey Research151044266
North America (including Canada and Mexico, but not the United States)00Program ServicesEducation & Research15782
East Asia and the PacificInvestments125000
Europe (including Iceland and Greenland)Investments0
Sub-Saharan AfricaInvestments0
Central America and the CaribbeanGrantmaking2000
East Asia and the PacificGrantmaking40000
Sub-Saharan AfricaGrantmaking12420
Middle East and North AfricaGrantmaking3933
FieldValueIRS element (for citing)
Total Number Of Offices92TotalNumberOfOffices
Total Number Of Employees1035TotalNumberOfEmployees
Total Amount Spent294107721TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (3 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursementMethod Of ValuationMethodOfValuation
East Asia and the PacificCharitable contribution to Japanese Red Cross in support of earthquake relief efforts in Japan.25000Wire transferCash
East Asia and the PacificCharitable contribution to International Federation of Red Cross & Red Crescent Societies including $10,000 in support of flood relief efforts in Australia and $5,000 in support of the Mt Merapi volcano and Mentawi Islands earthquake and tsunami relief efforts in Indonesia.15000Wire transferCash
Sub-Saharan AfricaCharitable contribution to the Nkaikela Youth Group to paint and furnish a youth center in support of HIV/AIDS education and prevention in Botswana.10420Check paymentCash
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs3TotalNumberOf501c3Orgs
Total Number Of Other Orgs0TotalNumberOfOtherOrgs
Transfer To Foreign Corp1TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SchF_P01_S00_L01Schedule F, Part I, Line 1RTI's international development program services are not in the nature of grant making. See Part III, Line 4(b) of the Form 990.
SchF_P01_S00_L02Schedule F, Part I, Line 2RTI is committed to improving the human condition and helping people by giving back to communities where we are located. As described in Schedule I, RTI seeks staff recommendations for worthy charitable causes. During FY11, RTI supported relief efforts for recovery from natural disasters in Indonesia, Japan and Australia. These contributions were directed to the International Federation of Red Cross and Red Crescent Societies and the Japanese Red Cross. These organizations have comprehensive expertise and capabilities in disaster situations, and allow donors to direct contributions to a specific disaster event. RTI also supported HIV/AIDS education and prevention in Botswana during FY11.

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained1RecordsMaintained

Recipient Table RecipientTable (8 entries)

Address Line1AddressUS/AddressLine1Address Line2AddressUS/AddressLine2CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantAmount Of Non Cash AssistanceAmountOfNonCashAssistanceMethod Of ValuationMethodOfValuationDescription Of Non Cash AssistanceDescriptionOfNonCashAssistancePurpose Of GrantPurposeOfGrantBusiness Name Line2RecipientNameBusiness/BusinessNameLine2
United Way of the Greater Triangle
2400 Perimeter Park DriveSuite 150MorrisvilleNC27560561949103501(c)(3)1650000CashDiscarded Office Supplies & Equipment (see Sch I, Part IV)Charitable Contribution
Duke University NC Community AIDS Fund
2812 Erwin RoadSuite 403 Campus Box 90392DurhamNC27705560532129501(c)(3)100000CashCharitable Contribution
RTI PCCO Parents Child Care Organization
PO Box 12574RTPNC27709561593799501(c)(3)95323CashCharitable Contribution
UNC Solar Energy Research Center
Campus Box 3290Chapel HillNC2759956600139311535000CashCharitable Contribution
National Merit Scholarship Corporation
1560 Sherman AvenueSuite 200EvanstonIL60201362307745501(c)(3)19220CashScholarship Funding
UNC Center for Public Television
PO Box 12231RTPNC27709581720178501(c)(3)10000CashCharitable Contribution
Peace Corps
1111 20th Street NWWashingtonDC2052656026152217010000CashCharitable Contribution50th Anniversary Fund
Food Bank of Central & Eastern NC
3808 Tarheel DriveRaleighNC27609561283426501(c)(3)8000CashCharitable Contribution
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants8TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SchI_P01_S00_L02Schedule I, Part I, Line 2Consistent with our mission, RTI is committed to helping people by giving back to the communities where we are located, when possible. RTI has a process for making annual contributions at the corporate level to charitable causes. The process, governed by an annual budget and consistent giving criteria, seeks staff recommendations for worthy recipient organizations. The Community Partnerships Board reviews the contributions proposed by the staff and makes a recommendation to the CEO and CFO who make the final decisions. The decisions are reported to the staff, thereby setting the program for the fiscal year. In the fourth quarter of the fiscal year, the CEO and CFO, in consultation with Corporate Affairs, review the program, lessons learned, and prospects for its evolution. RTI also supports the United Way's mission to improve people's lives by mobilizing the caring power of communities. As part of this effort, RTI holds an annual United Way campaign in the fall, grants an annual corporate contribution to Triangle United Way as well as a regional office United Way, provides year round donor education and communication, and participates in local United Way volunteer efforts when possible. In addition, RTI supports educational initiatives related to our exempt purpose through the corporate sponsorships program.
SchI_P02_S00_L01Schedule I, Part II, Line 1RTI organized an effort to reduce, reuse and recycle office supplies, materials and equipment associated with the move of staff members to a newly constructed LEED office building during FY11. This "Spread the Love Campaign" diverted more than 42 tons of materials from landfills and more importantly allowed more than 8 tons of these materials to be reused by local schools, nonprofit organizations and United Way agencies. With the assistance of United Way, more than 140 schools and charitable organizations received much needed office supplies and equipment, including binders, file folders, labels, paper clips, pens, pencils, highlighters, adding machines and monitors. These items had been used and discarded by staff, with no remaining fair market value.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Club Dues Or FeesXClubDuesOrFees
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan1SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments1AnyNonFixedPayments
Initial Contract Exception1InitialContractException
Rebuttable Presumption Procedure0RebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (27 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgs
B Entwisle
0300000000000000300000
P Lange
26222488119000165000300290878626222543434
T Lomax
282452098330000000028245209833
H Martin
241542620080000000024154262008
J Siedow
28000165880082400000300290687028000285179
P Wynn Jr
3200024844100000300290550132000283971
V Haynes
58910201454280385520483046015588012717160
J Gibson
34491109000001427503931202297305114710
E Holden
34207509500001139403901401774305052260
L Maggart
3204830800000145180379620699404599570
J Hunter-Cevera
3437370620000526507349501029304947900
S Sethi
3312200600000113040383570177404426550
A Mangel
2855350900000683303668601817304372270
J Trainham
215731045333044405023900565303135120
E Story
235899060000077203428101836303493150
S Snyder
221658036000072602265801850202995440
E Sax
200717036500065402064901883302773530
M Roberts
187333035100000209500742702508100
C Buchholtz
161510019550035101710802238902209080
L Cravens
196599047000017794001996601339204548970
R Zerbonia
168003018840015945801725701514303787010
J Herstein
12372400020555301283001495003570570
M Kattan
15655600015518601611301645203443070
L Gilliland
2621970370000347702450001408303412570
T Waldrop
120002417520000000012000241752
L Clark
659870003494906782010298202107000
R Johnson
24104902500002946402450001852903385420

Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SchJ_P01_S00_L01aSchedule J, Part I, Line 1aSenior executives utilized domestic charter and first class air travel on a limited basis during FY11. In some instances, a spouse accompanied the senior executives on their RTI business as dictated by local tradition and protocol. The officers reimbursed RTI for non-business spousal travel expenses, and therefore, no income was imputed for spousal travel costs. A tax gross up payment was made to a newly hired senior executive to assist with the executive's relocation. Two highly compensated employees received tax gross up payments related to their international assignments. Two business club memberships, where leaders in industry and business gather, are maintained for RTI business purposes. No taxable compensation has been imputed to the senior executives who use these club memberships exclusively for RTI business purposes.
SchJ_P01_S00_L04Schedule J, Part I, Line 4In recognition of Dr. Haynes' long service to the institution, her compensation and retirement benefits relative to the market, and retaining Dr. Haynes through 2011, the Board provided Dr. Haynes a supplemental retirement benefit. The amount accrued for this benefit during calendar year 2010 was $433,615. The Institute implemented a long-term incentive plan designed to reward executives for ensuring the organization's finances are strong, and to retain executives. This plan recognizes that the executives' total compensation is below market. Rather than increasing salaries, annual incentives, or supplemental retirement benefits, the Board implemented a cash based retention plan which is dependent on the institution's continued strong performance. Amounts accrued during calendar year 2010 are as follows: V Haynes $24,931; J Gibson $14,811; E Holden $14,514; J Hunter-Cevera $14,477; L Maggart $13,462; S Sethi $13,857; A Mangel $12,186; E Story $10,183; J Trainham $2,390; and M Roberts $1,925.
SchJ_P01_S00_L07Schedule J, Part I, Line 7RTI maintains variable compensation plans which are reviewed and approved annually by the Compensation Committee of the Board as well as the full Board to establish appropriate measurable targets and objectives along with incentive amounts. Actual performance under the plans is reviewed after the performance period and approved by the Compensation Committee and full Board as well. Amounts paid under these plans during calendar year 2010 are as follows: V Haynes $145,428; J Gibson $90,000; E Holden $95,000; J Hunter-Cevera $62,000; L Maggart $80,000; S Sethi $60,000; A Mangel $90,000; E Story $60,000; J Trainham $22,000; S Snyder $36,000; E Sax $33,500; M Roberts $35,000; C Buchholz $18,500; R Johnson $25,000; L Cravens $17,000; R Zerbonia $13,840; and L Gilliland $37,000. These amounts are included in Schedule J, Part II, column (B)(ii). J Trainham received a non fixed payment of $30,000 in connection with his relocation upon employment with RTI during calendar year 2010. This payment was reported as taxable income and is included in Schedule J, Part II, column (B)(iii).
SchJ_P01_S00_L08Schedule J, Part I, Line 8RTI recruits its executive leadership from the national labor market, and this practice can introduce additional variability into each executive's initial compensation package. Accordingly, amounts were paid and accrued during the 2010 calendar year that emanated from RTI's offer of employment to certain executives and these items were included in the executive's employment agreement with RTI. Amounts paid were reported as taxable income and are included in the 2010 bonus categorization for each executive that received such payment. Any unpaid accruals are included in the 2010 deferred compensation categorization.
SchJ_P02_S00_L00Schedule J, Part IIRTI was established in 1958 by Duke University and The University of North Carolina system as the founding tenant of the Research Triangle Park in NC. It has grown into one of the world's leading independent nonprofit research organizations and is dedicated to conducting research and development that improves the human condition by turning knowledge into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e. Duke and the UNC System) is reported on rows (ii) and was obtained from the 990 information request questionnaire that was distributed to these listed persons and from Duke University. These amounts were paid by either Duke University or The University of North Carolina (UNC System). Given the supporting relationship with these universities, RTI is required to report these amounts; however, RTI has no influence over this compensation. The reportable compensation of four of the top five highest compensated employees reported in Schedule J, Part II, column (B)(iii) includes additional compensation (i.e. danger pay, housing & other allowances) related to an international assignment. In connection with his employment with RTI, J Trainham participated in various scientific research collaborations with the UNC System, including an appointment as adjunct professor during FY11. RTI received reimbursements from the UNC System for costs related to these research services.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)

Business Name Line2IssuerName/BusinessNameLine2Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
Durham County Industrial Facilities & Pollution Control
Financing Authority561379535266711AA82007-11-2940560000Finance construction of office buildings and parking deck000
Durham County Industrial Facilities & Pollution Control
Financing Authority561379535266711AC42010-02-1824999384Finance construction of office building & parking deck000

Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)

Amount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
00411874950627495033377000408537250020080011
002500073201348034095600246597760020110011

Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsBond Counsel Routinely EngagedBondCounselRoutinelyEngagedPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
000100.00870.00030.00901
000100.01520.00070.01591

Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
010001
000001

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
Nextreme Thermal Solutions Inc
J Gibson is a Director of Nextreme861045Loan, Equipment Purchase, Contract Services0
SunTrust Bank
P Wynn is a Director of SunTrust Bank1497954Credit Facilities, Interest & Fees0
Archer Daniels Midland Company
V Haynes is a Director of Archer Daniels Midland Company516098Dept of Energy Cost Share Agreement0
M Gibson
Family Member of J Gibson, VP & CFO50246Employment Compensation & Benefits0

Form990 Schedule L Part V Form990ScheduleLPartV

FieldValueIRS element (for citing)
IdentifierSchL_P04_S00_L00Identifier
Return ReferenceSchedule L, Part IVReturnReference
ExplanationV Haynes and J Gibson served on the Board of Directors of the for-profit companies Ziptronix and Nextreme, respectively, representing RTI's interest in each of the companies. These companies were spun-off from RTI's research divisions in March 2000 and December 2004, respectively. RTI holds a minority interest in each company. No directors fee or other compensation was received for serving in these positions.Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F9900NoncashContribsRptdF990
Method Of Determining RevenuesN/AMethodOfDeterminingRevenues
FieldValueIRS element (for citing)
Number Of8283 Received0NumberOf8283Received
Any Property That Must Be Held0AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts1ReviewProcessUnusualNCGifts
Third Parties Used0ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

FieldValueIRS element (for citing)
IdentifierSchM_P01_S00_L33Identifier
Return ReferenceSchedule M, Part I, Line 33ReturnReference
ExplanationDuring FY11, RTI received a donation of a seven piece "Crossing Cultures" artwork for display in an office building on RTI's main campus. The value assigned to this artwork by the donor was less than $5,000. No revenue was recorded on the books by RTI.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (13 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
F990_P03_S00_L04aForm 990, Part III, Line 4aHEALTH RESEARCH is our largest single field of study, encompassing research that ranges from studies of the human genome and the development of new drug compounds to national surveys of health behaviors and the implementation of global health programs. Our activities in DRUG DISCOVERY AND DEVELOPMENT include working with pharmaceutical companies and government agencies to bring new medicines to market, and to ensure the safety and efficacy of those in the marketplace. As part of a comprehensive EDUCATION AND TRAINING RESEARCH program, our experts conduct rigorous studies used to assess and improve the quality of early development, education, and employment programs in the United States and many other countries. We also provide training solutions for forensic scientists and law enforcement. RTI is a leader in SURVEY RESEARCH and SURVEY STATISTICS. With a staff of highly skilled researchers using advanced data collection systems and techniques, we offer broad-based survey services for public and private sector studies. Our SURVEY RESEARCH SERVICES include study design, instrument development and evaluation, pretests and pilot studies, mail surveys, telephone surveys, face-to-face field surveys, Web surveys, records abstraction, collection of biological specimens, mixed-mode surveys, subject tracing, focus groups, and health registries. Our STATISTICS RESEARCH experts conduct complex statistical analyses to support wide ranging research programs in both laboratory and social sciences as well as ensure the quality, validity, and reliability of our research products and results by applying quality control and assurance procedures from sampling design through data collection and analysis. Our multidisciplinary ECONOMIC & SOCIAL RESEARCH team includes experts in economics, demography, health, education, urban planning, and public financing. We provide independent, objective information and analyses that help to inform and improve public policy discourse and advance economic and social development decision making in technology economics and policy, crime and justice, and food and agricultural policy. We provide ADVANCED TECHNOLOGY RESEARCH & DEVELOPMENT services through the identification, development, application, and transfer of leading-edge technologies in areas including Materials Science; Electronics; Microfabrication; Information Technology; Innovation Advising; and Technology Economics & Policy. Our ENERGY RESEARCHERS develop advanced energy technologies to address today's significant energy challenges, such as climate change, energy security, energy efficiency, sustainability, and water conservation, Our research supports national and worldwide goals of reliable, sustainable, economically viable, and secure energy supplies. We are a leading provider of ENVIRONMENTAL RESEARCH SERVICES for the U.S. Environmental Protection Agency and other government agencies. We conduct large-scale environmental management projects for both government and industry, helping them make critical policy and regulatory decisions. Our LABORATORY & CHEMISTRY SERVICES support RTI research with state-of-the-art instrumentation, technologies, and processes. Our lab specifications and procedures emphasize quality control and excellence at every level of activity to meet the expectations and needs of our clients.
F990_P06_S0A_L02Form 990, Part VI, Section A, Line 2T Darden & E Johnson - Family Relationship; T Darden & W Moore - Business Relationship; T Darden & P Rizzo - Business Relationship; P Lange & J Siedow - Business Relationship; P Lange & P Wynn - Business Relationship; W Moore & P Rizzo - Business Relationship; W Moore & E Johnson - Business Relationship; W Moore & P Scott - Business Relationship; T Darden & E Johnson - Business Relationship; T Darden & R Ingram - Business Relationship; R Ingram & P Wynn - Business Relationship
F990_P06_S0A_L06Form 990, Part VI, Section A, Line 6Research Triangle Institute is a non-profit corporation incorporated under the laws of the State of North Carolina. The Members of the corporation include the persons who at the time occupy the following positions: President, The University of North Carolina; President, Duke University; One member of the Board of Trustees of Duke University, appointed by the Chair of the Board of Trustees of Duke University, for one or more terms of three years; and One member of the Board of Governors of The University of North Carolina, appointed by the Chair of the Board of Governors of The University of North Carolina, for one or more terms of three years. The Members shall elect the Governors, review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. No part of the earnings of the Corporation shall inure to the benefit of any member or individual.
F990_P06_S0A_L07aForm 990, Part VI, Section A, Line 7aThe Members shall elect the Governors as described in the Bylaws of the Corporation.
F990_P06_S0A_L07bForm 990, Part VI, Section A, Line 7bThe Members shall review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. Fundamental corporate transactions are described in the Articles of Incorporation.
F990_P06_S0B_L11bForm 990, Part VI, Section B, Line 11bThe Form 990 with required schedules was provided to the full Board of Governors prior to filing via posting on RTI's hosted board communication solution, Directors Desk. In addition, RTI management reviewed the process and steps undertaken in completing the form on multiple occasions with the Audit and Compensation Committees of the Board, including a review of the file ready form with the Audit Committee prior to dissemination to the full Board.
F990_P06_S0B_L12cForm 990, Part VI, Section B, Line 12cMembers of the Board of Governors, Officers, and Key Employees are required to complete an annual conflict of interest disclosure in accordance with the organization's policies and procedures. Each disclosure is reviewed by the Audit Committee Chair, Chair of the Board of Governors, or the Chief Ethics Officer to determine whether a conflict of interest exists, and if so, whether it appears to be significant and may warrant further review according to the standards and guidelines of the policy.
F990_P06_S0B_L15Form 990, Part VI, Section B, Line 15Each year, Research Triangle Institute (the "Institute") management seeks the review and approval of the Institute's Compensation Committee and Board of Governors ("Board") to ensure that the total compensation packages for its Chief Executive Officer (CEO) and other senior executives listed below are reasonable. The CEO and other senior executives are not involved in the Compensation Committee and Board's decision regarding the reasonableness of the executive compensation packages. The Compensation Committee and Board use independent compensation surveys conducted by nationally recognized independent firms. The independent survey includes compensation paid by comparable institutions (taxable as well as non-taxable) for functionally comparable positions and in comparable geographic labor markets. The Compensation Committee and Board also use an independent executive compensation consulting firm to review the survey data and provide comments opining on the reasonableness of compensation for the Institute's senior executives. In 2010, the study covered the following executive positions: Victoria F Haynes, President & Chief Executive Officer; James J Gibson, Executive Vice President & Chief Financial Officer; Satinder K Sethi, Executive Vice President, Operations Group; Lon E Maggart, Executive Vice President, International Development Group; E Wayne Holden, Executive Vice President, Social, Statistical and Environmental Sciences; Jennie Hunter-Cevera, Executive Vice President, Discovery and Analytical Sciences; G Edward Story, Senior Vice President, General Counsel, and Corporate Secretary; Allen W Mangel, Senior Vice President, Health Solutions; Martha J Roberts, Unit Vice President, Chief HR Officer; and James A Trainham, Vice President, Stategic Energy Initiatives.
F990_P06_S0B_L16bForm 990, Part VI, Section B, Line 16bRTI and its staff belong to and participate in consortiums and associations that are consistent with RTI's mission to improve the human condition. These affiliations are neither in form nor substance a joint venture for federal income taxation. While RTI has not entered into a joint venture with a taxable entity, RTI has adopted a joint venture policy in order to evaluate its participation for federal income tax purposes. Additionally, certain federal contracts are awarded on a cost share basis whereby a cost share subcontractor reimburses RTI for a percentage of the total contract cost. Cost share arrangements exist primarily with unrelated taxable entitites.
F990_P06_S0C_L19Form 990, Part VI, Section C, Line 19The organization makes its governing documents, conflict of interest policy and financial statements available to the public upon request.
F990_P07_S0A_L01aForm 990, Part VII, Section A, Line 1aIn connection with his employment with RTI, J Trainham participated in various scientific research collaborations with the UNC System, including an appointment as adjunct professor during FY11. RTI received reimbursements from the UNC System for costs related to these research services.
F990_P07_S0A_L01bForm 990, Part VII, Section A, Line 1bRTI was established in 1958 by Duke University and The University of North Carolina system as the founding tenant of the Research Triangle Park in NC. It has grown into one of the world's leading independent nonprofit research organizations and is dedicated to conducting research and development that improves the human condition by turning knowledge into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e. Duke and the UNC System) is reported in column (E) and was obtained from the 990 information request questionnaire that was distributed to these listed persons and from Duke University. These amounts were paid by either Duke University or The University of North Carolina (UNC System). Given the supporting relationship with these universities, RTI is required to report these amounts; however, RTI has no influence over this compensation. The following individuals listed on Part VII, Section A, column (A) devoted an estimated average of 40 hours per week to Duke University (the related supported organization): J Siedow and P Wynn. P Lange devoted an estimated average of 65 hours per week to Duke University and an estimated average of 1 hour per week to several organizations related to Duke University.
F990_P11_S00_L05Form 990, Part XI, Line 5Equity in gains of affiliates & subsidiaries = 3,070,070; Pension related changes = (641,330); Unrealized market losses = (4,041,101)

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI

Name Of Disregarded Entity NameOfDisregardedEntity

FieldValueIRS element (for citing)
Business Name Line1Research Triangle Institute Global Research Corp LLCBusinessNameLine1
Business Name Line2RTIGRBusinessNameLine2

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
EIN560686338EIN
Primary ActivitiesNonePrimaryActivities
Legal Domicile StateNCLegalDomicileState
Total Income0TotalIncome
EOY Assets0EOYAssets
Direct Controlling Entity NAN/ADirectControllingEntityNA

Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusDirect Controlling Entity NADirectControllingEntityNAControlled OrgControlledOrgBusiness Name Line2NameOfDisregardedEntity/BusinessNameLine2
Duke University
2138 Campus DriveDurhamNC27708560532129UniversityNC501(c)(3)2N/A0
The University of North Carolina
University of North CarolinaChapel HillNC27599566001393UniversityNC115N/A0UNC System
RTI-PCCO
PO Box 12574Research Triangle ParkNC27709561593799Child-Care CenterNC501(c)(3)9N/A0Parents Child Care Organization
RTI Post Retirement Health Benefits Trust
PO Box 12194Research Triangle ParkNC27709561855400Retiree Health BenefitsNC501(c)(9)N/A1RTI VEBA
Center for Health Economics Research CHER
PO Box 12194Research Triangle ParkNC27709042703180InactiveMA501(c)(3)7N/A1

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1RTI Ziptronix Equity Associates LLCBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
EIN300033837EIN
Primary ActivityInvestment CompanyPrimaryActivity
Legal Domicile StateNCLegalDomicileState
Direct Controlling Entity NAN/ADirectControllingEntityNA
Predominant Income TypeExcludedPredominantIncomeType
Share Of Total Income0ShareOfTotalIncome
Share Of EOY Assets213475ShareOfEOYAssets
Disproportionate Allocations0DisproportionateAllocations
Code V$0CodeVAmount
General Or Managing Partner1GeneralOrManagingPartner
Percentage Ownership0.53295PercentageOwnership

Form990 Schedule R Part IV Form990ScheduleRPartIV (3 entries)

Address Line1AddressForeign/AddressLine1Province Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryDirect Controlling Entity NADirectControllingEntityNAType Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipCityAddressForeign/City
RTI Polska SP zoo
UI WalecznychWarsawPLEuropean CollaborationPLN/AC8873601
Sizanang
Nieuw MucklenueckPretoriaSFResearchSFN/AC4535001
Research Triangle Institute International (Hong Kong) Limited
15 Queens Road CentralHKInvestment CompanyHKN/AC01250691Central
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties1ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org1GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org0GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org1LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org0LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets0ExchangeOfAssets
Rental Of Facilities To Other Orgs0RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs0RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs1PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs1PerformOfServicesByOtherOrgs
Sharing Of Facilities1SharingOfFacilities
Sharing Of Paid Employees1SharingOfPaidEmployees
Reimbursement Paid To Other Org1ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org1ReimbursementPaidByOtherOrg
Other Transfer To Other Org1OtherTransferToOtherOrg
Other Transfer From Other Org0OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (7 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDeterminationBusiness Name Line2NameOfOtherOrganization/BusinessNameLine2
Sizanang
a-i14623Cash value
Research Triangle Institute International (Hong Kong) Limited
b125069Cash value
RTI-PCCO
b95323Cash valueParents Child Care Organization
Sizanang
q53369Cash value
RTI Polska SP zoo
q165593Cash value
RTI Post Retirement Health Benefits Trust
p1069097Cash valueRTI VEBA
RTI Post Retirement Health Benefits Trust
q1057176Cash valueRTI VEBA

Form990 Schedule R Part VII Form990ScheduleRPartVII

FieldValueIRS element (for citing)
IdentifierSchR_P05_S00_L02Identifier
Return ReferenceSchedule R, Part V, Line 2ReturnReference
ExplanationIn connection with the dissolution of RTI Polska and Sizanang, RTI forgave loans of 165,593 and 53,369, respectively, during FY11.Explanation