UNIVERSITY OF ROCHESTER: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: UNIVERSITY OF ROCHESTER (EIN 16-0743209)
Tax period: 2010-07-01 to 2011-06-30
Filed: 2012-05-15
IRS object ID: 201211369349306971
Schema version: 2010v3.7
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-15T16:08:06-04:00	Timestamp
Tax Period End Date	2011-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	2001 MARKET ST SUITE 1700	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2010-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	160743209	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	UNIVERSITY OF ROCHESTER	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	UNIV	NameControl
Phone	5852752800	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	910 GENESEE STREET	AddressLine1
Address Line2	BROOKS LANDING BUSINESS CENTER	AddressLine2
City	ROCHESTER	City
State	NY	State
ZIP Code	146113847	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	RONALD J PAPROCKI	Name
Title	SR VP ADMIN & FINANCE, CFO	Title
Date Signed	2012-05-11	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	2673303000	Phone

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	RONALD J PAPROCKI	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	208 WALLIS HALL	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14627	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	3176987434	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.rochester.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1850	YearFormation
State Legal Domicile	NY	StateLegalDomicile
Activity Or Mission Description	PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	48	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	36	NbrIndependentVotingMembers
Total Nbr Employees	27058	TotalNbrEmployees
Total Nbr Volunteers	5441	TotalNbrVolunteers
Total Gross UBI	-519425	TotalGrossUBI
Net Unrelated Business Txbl Income	-4398748	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	83683702	ContributionsGrantsPriorYear
Contributions Grants Current Year	322819223	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	2178905911	ProgramServiceRevenuePriorYear
Program Service Revenue CY	2071311836	ProgramServiceRevenueCY
Investment Income Prior Year	131953464	InvestmentIncomePriorYear
Investment Income Current Year	141996456	InvestmentIncomeCurrentYear
Other Revenue Prior Year	39730512	OtherRevenuePriorYear
Other Revenue Current Year	43656284	OtherRevenueCurrentYear
Total Revenue Prior Year	2434273589	TotalRevenuePriorYear
Total Revenue Current Year	2579783799	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	132221910	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	142320545	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1397655302	SalariesEtcPriorYear
Salaries Etc Current Year	1469511818	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	353189	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	385904	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	36343393	TotalFundrsngExpCurrentYear
Other Expense Prior Year	802818974	OtherExpensePriorYear
Other Expenses Current Year	867074944	OtherExpensesCurrentYear
Total Expenses Prior Year	2333049375	TotalExpensesPriorYear
Total Expenses Current Year	2479293211	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	101224214	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	100490588	RevenuesLessExpensesCY
Total Assets BOY	3657566545	TotalAssetsBOY
Total Assets EOY	3966515688	TotalAssetsEOY
Total Liabilities BOY	1432817706	TotalLiabilitiesBOY
Total Liabilities EOY	1470084246	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	2224748839	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	2496431442	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	549643450	Expense
Grants	142320545	Grants
Revenue	382350640	Revenue
Description	EDUCATIONAL ACTIVITIES - THE UNIVERSITY IS COMPRISED OF SIX SCHOOLS OFFERING PROGRAMS FROM UNDERGRADUATE TO POST-DOCTORAL DEGREES. THESE ARE THE SCHOOL OF ARTS AND SCIENCES, THE HAJIM SCHOOL OF ENGINEERING, THE WARNER SCHOOL OF EDUCATION AND HUMAN DEVELOPMENT, EASTMAN SCHOOL OF MUSIC, SIMON GRADUATE SCHOOL OF BUSINESS ADMINISTRATION, SCHOOL OF NURSING, AND SCHOOL OF MEDICINE AND DENTISTRY. THERE ARE ALSO A NUMBER OF IMPORTANT CENTERS OF ACADEMIC EXCELLENCE, FOR EXAMPLE, THE INSTITUTE OF OPTICS, THE LABORATORY FOR LASER ENERGETICS, THE WILMOT CANCER CENTER, AND THE FLAUM EYE INSTITUTE. THE FULL-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY PROVIDE CLINICAL SERVICES AS PART OF THE ACADEMIC MEDICAL PROGRAM; THIS ACTIVITY OCCURS 100 PERCENT WITHIN THE MEDICAL SCHOOL AND IS INTERNALLY ORGANIZED AND SUPERVISED AS URMFG OR UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP. THERE ARE 1,329 FULL-TIME TENURED FACULTY MEMBERS AND 9,542 UNDERGRADUATE AND GRADUATE STUDENTS ENROLLED IN THE UNIVERSITY. THE UNIVERSITY HAS ALWAYS PLACED FINANCIAL AID FOR ITS STUDENTS AMONG ITS HIGHEST PRIORITIES. MORE THAN 90 PERCENT OF OUR UNDERGRADUATES RECEIVE FINANCIAL AID. THE AVERAGE SCHOLARSHIP COVERS ABOUT 40 PERCENT OF THE COST OF ATTENDING THE UNIVERSITY OF ROCHESTER. THE UNIVERSITY IS COMMITTED TO OFFERING THE HIGHEST QUALITY EDUCATION TO ITS STUDENTS, REGARDLESS OF THEIR ECONOMIC CIRCUMSTANCES OR BACKGROUND. FOR EXAMPLE, THE UNIVERSITY HAS A PROGRAM TO EXPAND HIGHER EDUCATION OPPORTUNITIES FOR STUDENTS FROM THE ROCHESTER CITY SCHOOL DISTRICT (RCSD), A DISTRICT WITH ONE OF THE HIGHEST POVERTY AND SCHOOL DROPOUT RATES IN NEW YORK STATE. THE UNIVERSITY PROVIDES $25,000 PER YEAR FOR FOUR YEARS TO EVERY GRADUATE OF THE SCHOOL DISTRICT WHO IS ADMITTED TO THE UNIVERSITY'S COLLEGE OF ARTS, SCIENCES AND ENGINEERING; THIS IS EQUIVALENT TO AN AWARD OF $100,000 FOR EACH STUDENT. THROUGH THE ENDOWMENT, THE UNIVERSITY PERPETUATES AND ENHANCES ITS EDUCATIONAL, RESEARCH, CLINICAL CARE PROGRAMS AND PUBLIC SERVICE MISSIONS. THIS COMMITMENT REQUIRES AN ENDOWMENT PAYOUT OF 5.8 PERCENT CALCULATED ON A ROLLING FIVE-YEAR AVERAGE OF THE ENDOWMENT'S MARKET VALUE. THE UNIVERSITY'S ENDOWMENT CONSISTS LARGELY OF INDIVIDUAL FUNDS THANKS TO THE GENEROSITY OF CHARITABLE DONORS. THE DONORS OF THESE GIFTS OFTEN SPECIFY AND RESTRICT THE PURPOSES FOR WHICH THE INCOME MAY BE SPENT TO ENSURE LONG-TERM BENEFITS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	334396279	Expense
Revenue	176001401	Revenue
Description	SPONSORED RESEARCH ACTIVITIES - THE UNIVERSITY IS A CENTER FOR PROGRAMS OF RESEARCH. MUCH OF THE RESEARCH IS FUNDED IN SUBSTANTIAL PART BY PRIVATE AND GOVERNMENTAL AGENCIES. RESEARCH IS UNDERTAKEN IN THE PUBLICS' INTEREST AND ALL RESULTS ARE AVAILABLE TO THE PUBLIC. DURING THE 2010-2011 FISCAL YEAR, THERE WERE 5,971 GRANTS AND CONTRACTS IN EFFECT THAT TOTALED $435,906,888 IN REVENUE.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	1359656083	Expense
Revenue	1450748374	Revenue
Description	SERVICES OF HOSPITAL AND CLINICS- THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") TO SUPPORT THE TEACHING AND RESEARCH MISSIONS OF ITS SCHOOL OF MEDICINE AND DENTISTRY AND ITS SCHOOL OF NURSING OPERATES A TERTIARY CARE, TEACHING HOSPITAL THAT PROVIDES HEALTH CARE SERVICES THROUGH ITS INPATIENT, OUTPATIENT AND EMERGENCY FACILITIES. THE MEDICAL STAFF OF THE HOSPITAL IS THE FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY. THE ACADEMIC DEPARTMENT CHAIRS ALSO FUNCTION AS THE DEPARTMENT HEADS OF THE MEDICAL SERVICES IN THE HOSPITAL. THERE ARE EXTENSIVE INTERN AND RESIDENT PROGRAMS. THE HOSPITAL PROVIDES CARE REGARDLESS OF THE PATIENT'S ABILITY TO PAY FOR SERVICES. THERE WERE 256,053 PATIENT DAYS AND 1,332,477 EMERGENCY AND CLINICAL VISITS DURING THE 2010-2011 FISCAL YEAR. IN ADDITION TO BEING A TEACHING FACILITY, THE HOSPITAL OPERATES IN A CHARITABLE MANNER CONSISTENT WITH THE REQUIREMENTS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND THE "COMMUNITY BENEFIT STANDARD" OF IRS REVENUE RULING 69-545. IN THIS REGARD, THE GOVERNING BODY OF THE ORGANIZATION IS COMPOSED OF PROMINENT CITIZENS IN THE COMMUNITY. MEDICAL STAFF PRIVILEGES IN THE HOSPITAL ARE AVAILABLE TO ALL QUALIFIED PHYSICIANS IN THE AREA WHO ALSO CAN QUALIFY AS FULL OR PART-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY; THE HOSPITAL MAINTAINS A FULL-TIME EMERGENCY ROOM OPEN TO ALL REGARDLESS OF ABILITY TO PAY; THE HOSPITAL PROVIDES CARE TO NEEDY MEMBERS OF ITS COMMUNITY WITH ITS CHARITY CARE POLICY REGARDLESS OF THEIR ABILITY TO PAY FOR SERVICES AND ADMITS AS PATIENTS THOSE ABLE TO PAY FOR CARE, EITHER THEMSELVES OR THROUGH THIRD-PARTY PAYERS SUCH AS PRIVATE HEALTH INSURANCE OR GOVERNMENT PROGRAMS SUCH AS MEDICARE AND MEDICAID. THE HOSPITAL'S EXCESS FUNDS ARE GENERALLY APPLIED TO EXPANSION AND REPLACEMENT OF EXISTING FACILITIES AND EQUIPMENT, MEDICAL RESEARCH, AMORTIZATION OF INDEBTEDNESS, IMPROVEMENTS IN PATIENT CARE, COMMUNITY BENEFIT ACTIVITIES AND CHARITY CARE.	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	90228112	TotalOfOtherProgramServiceExp
Total Of Other Program Service Rev	62211421	TotalOfOtherProgramServiceRev
Total Program Service Expense	2333923924	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Donor Advised Funds	true	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	true	Hospital
Financial Stmt Attached	true	FinancialStmtAttached
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	false	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	true	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	true	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	true	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	true	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	14499	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	27058	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Excess Business Holdings	false	ExcessBusinessHoldings
Taxable Distributions	false	TaxableDistributions
Distribution To Donor	false	DistributionToDonor
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	48	NbrVotingGoverningBodyMembers
Number Independent Voting Members	36	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	RONALD J PAPROCKI	NamePerson
Telephone Number	5852752800	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	208 WALLIS HALL	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14627	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (74 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
JOEL SELIGMAN
TRUSTEE, PRESIDENT & CEO	80.0	X	X	682402	0	87012
RICHARD T AAB
TRUSTEE	2.0	X		0	0	0
MARK S AIN
TRUSTEE	2.0	X		0	0	0
ERNEST A BATES MD
TRUSTEE	2.0	X		0	0	0
NAOMI M BERGMAN
TRUSTEE	0.25	X		0	0	0
LAURENCE H BLOCH
TRUSTEE	2.0	X		0	0	0
SHEILA E BLUMSTEIN
TRUSTEE	2.0	X		0	0	0
JOHN H BRUNING
TRUSTEE	2.0	X		0	0	0
URSULA M BURNS
TRUSTEE	0.25	X		0	0	0
WILLIAM M CARPENTER
TRUSTEE	2.0	X		0	0	0
ARUNAS A CHESONIS
TRUSTEE	2.0	X		0	0	0
LAUNCELOT F DRUMMOND
TRUSTEE	2.0	X		0	0	0
BERNARD T FERRARI MD
TRUSTEE	2.0	X		0	0	0
DAVID FLAUM
TRUSTEE	2.0	X		0	0	0
BARRY W FLORESCUE
TRUSTEE	2.0	X		0	0	0
ROGER B FRIEDLANDER
TRUSTEE	2.0	X		0	0	0
ROBERT B GOERGEN
CHAIR EMERITUS	2.0	X		0	0	0
GWEN MELTZER GREENE
TRUSTEE	2.0	X		0	0	0
PAUL F GRINER
TRUSTEE	0.25	X		0	0	0
EDMUND A HAJIM
Chair	4.0	X	X	0	0	0
RICHARD B HANDLER
TRUSTEE	2.0	X		0	0	0
ALAN F HILFIKER
TRUSTEE	2.0	X		0	0	0
ROBERT H HURLBUT
TRUSTEE	2.0	X		0	0	0
MICHAEL E JONES
TRUSTEE	2.0	X		0	0	0
CAROL D KARP
TRUSTEE	0.25	X		0	0	0
ROBERT KEEGAN
TRUSTEE	2.0	X		0	0	0
JOHN M KELLY
TRUSTEE	0.25	X		0	0	0
LAURENCE KESSLER
TRUSTEE	2.0	X		0	0	0
LOUIS G LANGE MD
TRUSTEE	2.0	X		0	0	0
R WAYNE LECHASE
TRUSTEE	2.0	X		0	0	0
NANCY A LIEBERMAN
TRUSTEE	2.0	X		0	0	0
GAIL A LIONE
TRUSTEE	2.0	X		0	0	0
CATHY E MINEHAN
TRUSTEE	2.0	X		0	0	0
NATHAN F MOSER
TRUSTEE	2.0	X		0	0	0
CHARLES R MUNNERLYN
TRUSTEE	2.0	X		0	0	0
KATHLEEN ANN MURRAY
TRUSTEE	2.0	X		0	0	0
WILLIAM A PECK MD
TRUSTEE	2.0	X		0	0	0
PHILIP A PIZZO MD
TRUSTEE	2.0	X		0	0	0
FRANCIS L PRICE
TRUSTEE	2.0	X		0	0	0
ELENA A PROKUPETS
TRUSTEE	2.0	X		0	0	0
THOMAS S RICHARDS
TRUSTEE	2.0	X		0	0	0
MICHAEL S ROSEN
TRUSTEE	2.0	X		0	0	0
RICHARD E SANDS
TRUSTEE	0.25	X		0	0	0
THOMAS R SLOAN
TRUSTEE	2.0	X		0	0	0
HUGO F SONNENSCHEIN
TRUSTEE	2.0	X		0	0	0
KATHY N WALLER
TRUSTEE	2.0	X		0	0	0
DANIEL R WEGMAN
TRUSTEE	2.0	X		0	0	0
RALPH R WHITNEY JR
TRUSTEE	2.0	X		0	0	0
JANICE M WILLETT
TRUSTEE	2.0	X		0	0	0
CARL C WILLIAMS
TRUSTEE	2.0	X		0	0	0
THOMAS C WILMOT SR
TRUSTEE	2.0	X		0	0	0
NATHANIEL WISCH MD
TRUSTEE	2.0	X		0	0	0
G ROBERT WITMER JR
CHAIR EMERITUS	2.0	X		0	0	0
PAUL J BURGETT
VP AND GENERAL SECRETARY	60.0		X	239209	0	29642
BRADFORD C BERK
SR. VP HEALTH SCIENCE	65.0		X	868727	0	153032
RALPH W KUNCL
PROVOST & EXEC. VP	74.0		X	525527	0	73679
PETER LENNIE
SR. VP & DEAN OF FACULTY	60.0		X	405433	0	38642
WILLIAM M MURPHY
VP for communications	40.0		X	218988	0	32175
RONALD J PAPROCKI
SR. VP ADMIN & FINANCE, CFO	65.0		X	503695	0	47279
DOUGLAS W PHILLIPS
SR. VP institutional resources	62.0		X	284851	0	282340
SUE S STEWART
SR VP AND GENERAL COUNSEL	65.0		X	403546	0	33796
MARK B TAUBMAN
DEAN,SMD;VP FOR HEALTH SCIENCE	75.0		X	711871	0	117228
JAMES D THOMPSON
SR. VP & CHIEF ADV. OFFICER	75.0		X	486463	0	43099
RICHARD FISHER
DIR CANCER CTR & VP CLIN SRVS	60.0			615270	0	66842	X
STEVEN GOLDSTEIN
VICE PRESIDENT- URMC	70.0			873182	0	162555	X
RAYMOND J MAYEWSKI
VP, URMC OFC SR VP FOR HEALTH	51.0			508997	0	115827	X
ELIZABETH MCANARNEY
INTERIM ACTING DEAN SMD	45.0			190457	0	13016	X
MICHAEL D MALONEY MD
ASSOC. PROF., ORTHOPAEDICS M&D	86.0			1014695	0	280045		X
MARC D BROWN MD
PROF., DERMATOLOGY M&D	60.0			1687050	0	35890		X
JEFFREY H PETERS MD
PROF CHAIR DEPT OF SURGERY	73.0			1201950	0	58493		X
BRENT DUBESHTER MD
PROFESSOR, OBSTETRICS & GYNE.	80.0			1244237	0	45596		X
JASON HAITAO HUANG MD
ASSOC PROF DEPT NEUROSURGERY	60.0			1343235	0	49441		X
THOMAS H JACKSON
FORMER OFFICER	40.0			372757	0	42054			X
CHARLES MCCOLLISTER EVARTS
FORMER OFFICER	40.0			314552	0	35776			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	14697094	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	1843459	TotalOtherCompensation
Number Individuals GT100 K	2066	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
LECHASE CONSTRUCTION SERVICES
300 TROLLEY BLVD	ROCHESTER	NY	14606	CONSTRUCTION SRVCS	14699272
THE PIKE COMPANY INC
ONE CIRCLE STREET	ROCHESTER	NY	14607	CONSTRUCTION SRVCS	7890372
EXECUSCRIBE INC
1320 UNIVERSITY AVE	ROCHESTER	NY	14607	TRANSCRIPTION SRVCS	3866561
DGA BUILDERS INC
333 W COMMERCIAL ST SUITE 1500	EAST ROCHESTER	NY	14445	CONSTRUCTION SRVCS	2838566
POSTLER AND JAECKLE CORP
615 SOUTH AVENUE	ROCHESTER	NY	14620	CONSTRUCTION SRVCS	2370000

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	217	NumberOfContractorsGT100K
Federated Campaigns	284000	FederatedCampaigns
Membership Dues	0	MembershipDues
Fundraising Events	2210338	FundraisingEvents
Related Organizations	2517000	RelatedOrganizations
Government Grants	259905487	GovernmentGrants
All Other Contributions	57902398	AllOtherContributions
Noncash Contributions	12560832	NoncashContributions
Total Contributions	322819223	TotalContributions

Program Service Revenue ProgramServiceRevenue (4 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	ExclusionExclusionAmount
SERVICES OF HOSPITALS AND CLINICS	622110	1450748374	1447445080	$3,303,294
EDUCATIONAL ACTIVITIES	611310	382350640	382325959	$24,681
SPONSORED RESEARCH ACTIVITIES/CONTRACTS	900099	176001401	176001401	$0
AUXILIARY ENTERPRISES	900099	62211421	39542934	$22,668,487

Field	Value	IRS element (for citing)
Total Program Service Revenue	2071311836	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	62970716	TotalRevenueColumn
Exclusion	$62,970,716	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	42318469	TotalRevenueColumn
Exclusion	$42,318,469	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	676585263	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	596525263	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	80060000	Securities
Other	-1034260	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	79025740	TotalRevenueColumn
Unrelated Business Revenue	-1034260	UnrelatedBusinessRevenue
Exclusion	$80,060,000	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	1501352	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	2210338	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	678372	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	822980	TotalRevenueColumn
Exclusion	$822,980	ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Unrelated Business RevenueUnrelatedBusinessRevenue
VIVARIUM	900099	367961	367961
ATHLETIC FEES	900099	31980	31980
MAG ROOM RENTAL	900099	77585	77585

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	37309	TotalRevenueColumn
Unrelated Business Revenue	37309	UnrelatedBusinessRevenue

Field	Value	IRS element (for citing)
Total Other Revenue	514835	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2579783799	TotalRevenueColumn
Related Or Exempt Function Income	2045315374	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	-519425	UnrelatedBusinessRevenue
Exclusion	$212,168,627	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	142320545	Total
Program Services	142320545	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	8397721	Total
Program Services	5327212	ProgramServices
Management And General	2498886	ManagementAndGeneral
Fundraising	571623	Fundraising

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	881600	Total
Program Services	704627	ProgramServices
Management And General	176973	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1133354674	Total
Program Services	1084084068	ProgramServices
Management And General	31036441	ManagementAndGeneral
Fundraising	18234165	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	69790848	Total
Program Services	66866442	ProgramServices
Management And General	1863943	ManagementAndGeneral
Fundraising	1060463	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	183711396	Total
Program Services	176013442	ProgramServices
Management And General	4906484	ManagementAndGeneral
Fundraising	2791470	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	73375579	Total
Program Services	70300964	ProgramServices
Management And General	1959683	ManagementAndGeneral
Fundraising	1114932	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	2070781	Total
Program Services	2070781	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	3023160	Total
Program Services	2846645	ProgramServices
Management And General	152088	ManagementAndGeneral
Fundraising	24427	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	784394	Total
Program Services	0	ProgramServices
Management And General	784394	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	308502	Total
Program Services	308502	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	385904	Total
Fundraising	385904	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	32427285	Total
Program Services	0	ProgramServices
Management And General	32427285	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	92563711	Total
Program Services	88276633	ProgramServices
Management And General	2399428	ManagementAndGeneral
Fundraising	1887650	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	1569263	Total
Program Services	1557396	ProgramServices
Management And General	1280	ManagementAndGeneral
Fundraising	10587	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	337960308	Total
Program Services	331088121	ProgramServices
Management And General	4140375	ManagementAndGeneral
Fundraising	2731812	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	13276191	Total
Program Services	13063639	ProgramServices
Management And General	91925	ManagementAndGeneral
Fundraising	120627	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	115668806	Total
Program Services	114600673	ProgramServices
Management And General	977772	ManagementAndGeneral
Fundraising	90361	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	14717271	Total
Program Services	10057890	ProgramServices
Management And General	731123	ManagementAndGeneral
Fundraising	3928258	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	10774582	Total
Program Services	9935357	ProgramServices
Management And General	459216	ManagementAndGeneral
Fundraising	380009	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	26477582	Total
Program Services	23650684	ProgramServices
Management And General	2302572	ManagementAndGeneral
Fundraising	524326	Fundraising

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total
Program Services	0	ProgramServices
Management And General	0	ManagementAndGeneral
Fundraising	0	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	141519746	Total
Program Services	131750000	ProgramServices
Management And General	9025812	ManagementAndGeneral
Fundraising	743934	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	13034939	Total
Program Services	12311845	ProgramServices
Management And General	723094	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
PROVISION FOR DOUBTFUL ACCTS	20872000	20872000	0	0
FOOD SERVICE PROGRAM	14362696	14362696	0	0
NYS REVENUE ASSESSMENT PMTS	9706194	9706194	0	0
OTHER-UBIT STATE TAX PAID	29459	29459	0	0
OTHER MISC. EXPENSES	15928074	1818109	12367120	1742845

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2479293211	Total
Program Services	2333923924	ProgramServices
Management And General	109025894	ManagementAndGeneral
Fundraising	36343393	Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	221742564	BOY
EOY	283352340	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	88556477	BOY
EOY	93850735	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	233031048	BOY
EOY	252159405	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	19648353	BOY
EOY	19523816	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	22098501	BOY
EOY	23001407	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	18979886	BOY
EOY	17493732	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	2766329123	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	1476605666	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	1252107600	BOY
EOY	1289723457	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	524747493	BOY
EOY	718757270	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	1218646554	BOY
EOY	1202839565	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	58008070	BOY
EOY	65813961	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	3657566545	BOY
EOY	3966515688	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	271427910	BOY
EOY	292273123	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	26879986	BOY
EOY	27791541	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	633480147	BOY
EOY	613158382	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	35991634	BOY
EOY	60652953	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	8577171	BOY
EOY	8578935	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	456461218	BOY
EOY	467629312	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1432817706	BOY
EOY	1470084246	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1741054121	BOY
EOY	1654581172	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	163834637	BOY
EOY	488551400	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	319860081	BOY
EOY	353298870	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	2224748839	BOY
EOY	2496431442	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	3657566545	BOY
EOY	3966515688	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	100490588	ReconcilationRevenueExpenses
Reconcilation Other Changes	171192015	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited
Audit Committee	true	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Media Advertisements	$0	MediaAdvertisementsAmount
Mailings Members	true	MailingsMembers
Mailings Members	$2,834	MailingsMembersAmount
Publications Or Broadcast	false	PublicationsOrBroadcast
Publications Or Broadcast	$0	PublicationsOrBroadcastAmount
Grants Other Organizations	false	GrantsOtherOrganizations
Grants Other Organizations	$0	GrantsOtherOrganizationsAmount
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$452,126	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Rallies Demonstrations	$0	RalliesDemonstrationsAmount
Other Activities	true	OtherActivities
Other Activities	$7,092	OtherActivitiesAmount
Total Lobbying Expenditures IIB	462052	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DETAIL OF LOBBYING ACTIVITIES	SCHEDULE C, PART II-B	THE UNIVERSITY ADVANCES ITS MISSIONS (EDUCATION, RESEARCH, HEALTH CARE AND COMMUNITY HEALTH) AMONG NATIONAL, STATE AND LOCAL ELECTED OFFICIALS, THEIR STAFF, OUR SURROUNDING COMMUNITY, AND WITH GOVERNMENT AGENCIES AT ALL LEVELS. THE UNIVERSITY INTERACTS WITH PEER INSTITUTIONS, D.C.-AND ALBANY-BASED HIGHER EDUCATION AND MEDICAL ASSOCIATIONS, SCIENTIFIC COALITIONS AND SOCIETIES, AND CONSULTANTS TO ADVANCE ITS INTERESTS THROUGH POLICY AND LEGISLATION.
DETAIL OF OTHER LOBBYING ACTIIVTIES	SCHEDULE C, PART II-B, LINE 1i	AMOUNT REPORTED IS A TOTAL OF MEMBERSHIP DUES PAID TO ASSOCIATIONS AND ORGANIZATIONS WHO LOBBY ON BEHALF OF ALL MEMBERS, INCLUDING THE UNIVERSITY OF ROCHESTER.
REVOCATION OF 501(H) ELECTION		THE UNIVERSITY REVOKED ITS ELECTION UNDER SECTION 501(H), EFFECTIVE FOR ITS TAX YEAR ENDING JUNE 30, 2011.

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Number DA Fs Held	13	NumberDAFsHeld
Number Funds Held	0	NumberFundsHeld
Donor Advised Contributions	290348	DonorAdvisedContributions
Contrib To Funds And Other Accounts	0	ContribToFundsAndOtherAccounts
Grants Paid From Donor Funds	1205350	GrantsPaidFromDonorFunds
Grants Funds And Other Accounts	0	GrantsFundsAndOtherAccounts
Aggregate DAF Value	4081800	AggregateDAFValue
Aggregate Fund Value	0	AggregateFundValue
Disclosed Orgs Legal Control	true	DisclosedOrgsLegalControl
Disclosed For Charitable Purposes	true	DisclosedForCharitablePurposes

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Revenues Included	105700	RevenuesIncluded
Assets In Part X	30430922	AssetsInPartX

Held Works Of Art Amts HeldWorksOfArtAmts

Field	Value	IRS element (for citing)
Revenues Included	0	RevenuesIncluded
Assets In Part X	0	AssetsInPartX

Field	Value	IRS element (for citing)
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	false	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1308342000	BeginningOfYearBalance
Contributions	20773000	Contributions
Investment Earnings Or Losses	252741000	InvestmentEarningsOrLosses
Grants Or Scholarships	11153000	GrantsOrScholarships
Other Expenditures	53118000	OtherExpenditures
End Of Year Balance	1517585000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1226281000	BeginningOfYearBalance
Contributions	15354000	Contributions
Investment Earnings Or Losses	148151000	InvestmentEarningsOrLosses
Grants Or Scholarships	10875000	GrantsOrScholarships
Other Expenditures	70569000	OtherExpenditures
End Of Year Balance	1308342000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1629458000	BeginningOfYearBalance
Contributions	13510000	Contributions
Investment Earnings Or Losses	-330619000	InvestmentEarningsOrLosses
Grants Or Scholarships	9699000	GrantsOrScholarships
Other Expenditures	76369000	OtherExpenditures
End Of Year Balance	1226281000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.55260	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.44660	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.00080	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	true	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	4424928	OtherCostOrOtherBasis
Book Value	4424928	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1727607991	OtherCostOrOtherBasis
Depreciation	876170585	Depreciation
Book Value	851437406	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	7312747	OtherCostOrOtherBasis
Depreciation	2724441	Depreciation
Book Value	4588306	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	679044710	OtherCostOrOtherBasis
Depreciation	465164052	Depreciation
Book Value	213880658	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	347938747	OtherCostOrOtherBasis
Depreciation	132546588	Depreciation
Book Value	215392159	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	1289723457	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (4 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
OPERATING INVESTMENTS	202874109	F
CASH & CASH EQUIVALENTS	136434497	F
INTERESTS	831900744	F
OTHER INVESTMENTS	31630215	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	1202839565	TotalOfBookValueSecurities
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (6 entries)

DescriptionDescription	AmountAmount
THIRD PARTY SETTLEMENTS	$82,291,000
RETIREMENT & POST EMPLOYMEN	$256,705,295
ASSET RETIREMENT OBLIGATION	$17,729,257
FOR STUDENT LOANS	$16,003,766
SECURITIES LENDING LIABILITIES	$69,282,242
SPONSORED RESEARCH	$25,617,752

Field	Value	IRS element (for citing)
Total Of Amounts	467629312	TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

Field	Value	IRS element (for citing)
Identifier	SUPPLEMENTAL DISCLOSURES	Identifier
Explanation	DESCRIPTION OF DONOR ADVISED FUNDS SCHEDULE D, PART I, LINE 1 THE UNIVERSITY OF ROCHESTER ("THE UNIVERSITY") OFFERS ITS DONORS THE OPPORTUNITY TO USE CONTRIBUTIONS TO CREATE DONOR-ADVISED FUNDS. A DONOR GENERALLY MAY ESTABLISH A DONOR-ADVISED FUND WITH THE UNIVERSITY BY SIGNING THE AGREEMENT AND THEN MAKING CONTRIBUTIONS TO THE FUND. THE DONOR IS ALLOWED TO RECOMMEND THE INVESTMENT OF THE FUND INTO EITHER A MONEY MARKET FUND OR THE UNIVERSITY'S GENERAL ENDOWMENT. THE DONOR MAY SERVE, OR MAY DESIGNATE ANOTHER PERSON TO SERVE, AS THE FUND ADVISOR, WHO MAKES GRANT RECOMMENDATIONS TO THE UNIVERSITY. THE GRANT RECOMMENDATIONS ARE NOT BINDING AND WILL BE SUBJECT TO THE UNIVERSITY'S DILIGENT REVIEW. ---------------------------------- DESCRIPTION OF THE ORGANIZATION'S COLLECTIONS SCHEDULE D, PART III, LINE 4 THE UNIVERSITY'S GALLERY MAINTAINS BROAD COLLECTIONS, COMPRISING NEARLY 11,000 OBJECTS SPANNING 5,000 YEARS OF ART HISTORY, THAT PROVIDES THE FOUNDATION FOR OUR ROLE AS A SIGNIFICANT EDUCATIONAL CENTER COMMITTED TO BROADENING PEOPLES' UNDERSTANDING OF WORLD CULTURES, ART AND HISTORY. ---------------------------------- INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS FORM 990, SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE UTILIZED IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSES, INCLUDING THE PROVISION OF PERPETUAL ANNUAL SUPPORT FOR STUDENT FINANCIAL AID AND FACULTY SALARIES, AS WELL AS FOR CERTAIN FACILITIES AND ACADEMIC PROGRAMS.	Explanation

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
NONDISCRIMINATION POLICY STATEMENT	SCHEDULE E, LINE 3	ALL PUBLISHED UNIVERSITY OF ROCHESTER OPPORTUNITY ADVERTISEMENTS INCLUDE THE FOLLOWING STATEMENT: "THE UNIVERSITY OF ROCHESTER IS AN EQUAL OPPORTUNITY EMPLOYER." IN ADDITION, THE UNIVERSITY OF ROCHESTER'S NONDISCRIMINATION POLICY IS ADVERTISED TO PROSPECTIVE STUDENTS AND OTHERS IN THE COMMUNITY SERVED BY THE UNIVERSITY OF ROCHESTER THROUGH AN EQUAL OPPORTUNITY STATEMENT USED IN A WIDE VARIETY OF UNIVERSITY PROSPECTUS (FOR UNIVERSITY UNDERGRADUATES), UNDERGRADUATE BULLETINS AND GRADUATE BULLETINS. THE STATEMENT, WHICH ALSO APPEARS ON THE UNIVERSITY WEBSITE ON DIVERSITY, READS AS FOLLOWS: "THE UNIVERSITY OF ROCHESTER VALUES DIVERSITY AND IS COMMITTED TO EQUAL OPPORTUNITY FOR PERSONS REGARDLESS OF AGE, COLOR, DISABILITY, ETHNICITY, GENDER IDENTITY OR EXPRESSION, GENETIC INFORMATION, MARITAL STATUS, MILITARY/VETERAN STATUS, NATIONAL ORIGIN, RACE, RELIGION/CREED, SEX, SEXUAL ORIENTATION OR ANY OTHER STATUS PROTECTED BY LAW. FURTHER, THE UNIVERSITY COMPLIES WITH ALL APPLICABLE NON-DISCRIMINATION LAWS IN THE ADMINISTRATION OF ITS POLICIES, ADMISSIONS, EMPLOYMENT, AND ACCESS TO AND TREATMENT IN UNIVERSITY PROGRAMS AND ACTIVITIES. QUESTIONS ON COMPLIANCE SHOULD BE DIRECTED TO THE PARTICULAR SCHOOL OR DEPARTMENT AND/OR TO THE UNIVERSITY'S INTERCESSOR, UNIVERSITY OF ROCHESTER, P.O. BOX 270039, ROCHESTER, NY 14627-0039. PHONE: (585) 275-9125. THE UNIVERSITY OF ROCHESTER ALSO POSTS A "STATEMENT OF EDUCATIONAL PHILOSOPHY" WHICH IS AMPLIFICATION OF THE NONDISCRIMINATION STATEMENT. SEE: HTTP://WWW.ROCHESTER.EDU/DIVERSITY/PHILOSOPHY.HTML.
FINANCIAL AID/ASSISTANCE FROM A GOVERNMENTAL AGENCY	SCHEDULE E, LINE 6a	THE UNIVERSITY OF ROCHESTER RECEIVES FINANCIAL ASSISTANCE FUNDS FOR STUDENTS, AS PROVIDED BY HHS PROGRAMS, AND HAS GOVERNMENT RESEARCH CONTRACTS AND GRANTS.

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable (36 entries)

RegionRegion	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures	Number Of EmployeesNumberOfEmployees	Number Of OfficesNumberOfOffices
Central America and the Caribbean	Program Services	CLINICAL TRIALS	975
Europe (Including Iceland and Greenland)	Program Services	CLINICAL TRIALS	4225
Central America and the Caribbean	Program Services	CONDUCTED RESEARCH	191783	1
East Asia and the Pacific	Program Services	CONDUCTED RESEARCH	316252	9
Europe (Including Iceland and Greenland)	Program Services	CONDUCTED RESEARCH	1538168	16	1
Middle East and North Africa	Program Services	CONDUCTED RESEARCH	20532
North America	Program Services	CONDUCTED RESEARCH	485210	22
South America	Program Services	CONDUCTED RESEARCH	35767
South Asia	Program Services	CONDUCTED RESEARCH	14307
Sub-Saharan Africa	Program Services	CONDUCTED RESEARCH	965810	3
East Asia and the Pacific	Fundraising		16483
Europe (Including Iceland and Greenland)	Fundraising		23406
South Asia	Fundraising		2410
Central America and the Caribbean	Program Services	PRESENTATION AT CONFER	4108
East Asia and the Pacific	Program Services	PRESENTATION AT CONFER	152109
Europe (Including Iceland and Greenland)	Program Services	PRESENTATION AT CONFER	376051
Middle East and North Africa	Program Services	PRESENTATION AT CONFER	28817
North America	Program Services	PRESENTATION AT CONFER	116996
Russia and the Newly Independent States	Program Services	PRESENTATION AT CONFER	5659
South America	Program Services	PRESENTATION AT CONFER	33498
South Asia	Program Services	PRESENTATION AT CONFER	29893
Central America and the Caribbean	Program Services	STUDY ABROAD	3990
East Asia and the Pacific	Program Services	STUDY ABROAD	26820
Europe (Including Iceland and Greenland)	Program Services	STUDY ABROAD	139790
North America	Program Services	STUDY ABROAD	995
South Asia	Program Services	STUDY ABROAD	2284
Sub-Saharan Africa	Program Services	STUDY ABROAD	2901
East Asia and the Pacific	Program Services	TEACHING SERVICES	39853
Europe (Including Iceland and Greenland)	Program Services	TEACHING SERVICES	31850
Middle East and North Africa	Program Services	TEACHING SERVICES	7803
North America	Program Services	TEACHING SERVICES	10308
South America	Program Services	TEACHING SERVICES	5430
South Asia	Program Services	TEACHING SERVICES	13994
Central America and the Caribbean	Investments		450394049
Sub-Saharan Africa	Investments		29772532
South America	Investments		5460666

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	1	SubtotalNumberOfOffices
Subtotal Number Of Employees	51	SubtotalNumberOfEmployees
Total Number Of Offices	1	TotalNumberOfOffices
Total Number Of Employees	51	TotalNumberOfEmployees
Subtotal Amount Spent	4176413	SubtotalAmountSpent
Cont Amount Spent	486099311	ContAmountSpent
Total Amount Spent	490275724	TotalAmountSpent
Transfer To Foreign Corp	true	TransferToForeignCorp
Interest In Foreign Trust	false	InterestInForeignTrust
Own Foreign Corp	true	OwnForeignCorp
Passive Foreign Invest Co	true	PassiveForeignInvestCo
Foreign Partnership	true	ForeignPartnership
Boycott Countries	false	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	SUBAWARDS ISSUED TO FOREIGN ENTITIES	Identifier
Return Reference	SCHEDULE F, PART I, LINE 3(c)	ReturnReference
Explanation	IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER FOREIGN ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES OR GRANTS" FOR FORM 990, SCHEDULE F REPORTING, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Field	Value	IRS element (for citing)
Name Of Individual	RUFFALO CODY	NameOfIndividual
Activity	PHONE SOLIC	Activity
Fundraiser Control Of Funds	false	FundraiserControlOfFunds
Gross Receipts	1026079	GrossReceipts
Amount Retained By Contractor	385904	AmountRetainedByContractor
Net To Organization	640175	NetToOrganization

Field	Value	IRS element (for citing)
Total Gross Receipts	1026079	TotalGrossReceipts
Total Retained By Contractors	385904	TotalRetainedByContractors
Total Net To Organization	640175	TotalNetToOrganization
Licensed States	NY	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	GCH GALA	NameOfEvent1
Gross Receipts Event1	880174	GrossReceiptsEvent1
Charitable Contributions Event1	428030	CharitableContributionsEvent1
Gross Revenue Event1	452144	GrossRevenueEvent1
Cash Prizes Event1	0	CashPrizesEvent1
Non Cash Prizes Event1	0	NonCashPrizesEvent1
Rent Facility Costs Event1	3600	RentFacilityCostsEvent1
Food And Beverage Event1	59174	FoodAndBeverageEvent1
Entertainment Event1	11200	EntertainmentEvent1
Other Direct Expenses Event1	49216	OtherDirectExpensesEvent1
Name Of Event2	WINE AUCTION	NameOfEvent2
Gross Receipts Event2	988331	GrossReceiptsEvent2
Charitable Contributions Event2	303890	CharitableContributionsEvent2
Gross Revenue Event2	684441	GrossRevenueEvent2
Cash Prizes Event2	0	CashPrizesEvent2
Non Cash Prizes Event2	0	NonCashPrizesEvent2
Rent Facility Costs Event2	0	RentFacilityCostsEvent2
Food And Beverage Event2	0	FoodAndBeverageEvent2
Entertainment Event2	0	EntertainmentEvent2
Other Direct Expenses Event2	123355	OtherDirectExpensesEvent2
Total Number Of Other Events	5	TotalNumberOfOtherEvents
Gross Receipts Other Events	1843185	GrossReceiptsOtherEvents
Charitable Contrib Other Events	1478418	CharitableContribOtherEvents
Gross Revenue Other Events	364767	GrossRevenueOtherEvents
Cash Prizes Other Events	0	CashPrizesOtherEvents
Non Cash Prizes Other Events	59858	NonCashPrizesOtherEvents
Rent Facility Costs Other Events	7820	RentFacilityCostsOtherEvents
Food And Beverage Other Events	134280	FoodAndBeverageOtherEvents
Entertainment Other Events	56123	EntertainmentOtherEvents
Other Direct Expenses Other Events	173746	OtherDirectExpensesOtherEvents
Gross Receipts Total	3711690	GrossReceiptsTotal
Charitable Contributions Total	2210338	CharitableContributionsTotal
Gross Revenue Total Events	1501352	GrossRevenueTotalEvents
Cash Prizes Total Events	0	CashPrizesTotalEvents
Non Cash Prizes Total Events	59858	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	11420	RentFacilityCostsTotalEvents
Food And Beverage Total Events	193454	FoodAndBeverageTotalEvents
Entertainment Total Events	67323	EntertainmentTotalEvents
Other Direct Expenses Total Events	346317	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	678372	DirectExpenseSummaryEvents
Net Income Summary	822980	NetIncomeSummary

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Charity Care Policy	true	CharityCarePolicy
Written Policy	true	WrittenPolicy
FPG Reference Free Care	true	FPGReferenceFreeCare
Pcent200	X	Pcent200
FPG Reference Discounted Care	true	FPGReferenceDiscountedCare
Pcent400	X	Pcent400
Free Disc Care Medically Indigent	true	FreeDiscCareMedicallyIndigent
Amounts Budgeted For Charity Care	true	AmountsBudgetedForCharityCare
Expenses Exceeded Budget	true	ExpensesExceededBudget
Unable To Provide Care	false	UnableToProvideCare
Annual Community Benefit Report	true	AnnualCommunityBenefitReport
Report Publically Available	true	ReportPublicallyAvailable

Charity Care At Cost CharityCareAtCost

Field	Value	IRS element (for citing)
Total Community Benefit Expense	15389108	TotalCommunityBenefitExpense
Direct Offsetting Revenue	4936497	DirectOffsettingRevenue
Net Community Benefit Expense	10452611	NetCommunityBenefitExpense
Percent Of Total Expense	0.00430	PercentOfTotalExpense

Unreimbursed Medicaid UnreimbursedMedicaid

Field	Value	IRS element (for citing)
Total Community Benefit Expense	239028163	TotalCommunityBenefitExpense
Direct Offsetting Revenue	182764018	DirectOffsettingRevenue
Net Community Benefit Expense	56264145	NetCommunityBenefitExpense
Percent Of Total Expense	0.02290	PercentOfTotalExpense

Unreimbursed Costs UnreimbursedCosts

Field	Value	IRS element (for citing)
Total Community Benefit Expense	4308859	TotalCommunityBenefitExpense
Direct Offsetting Revenue	3282390	DirectOffsettingRevenue
Net Community Benefit Expense	1026469	NetCommunityBenefitExpense
Percent Of Total Expense	0.00040	PercentOfTotalExpense

Total Charity Care TotalCharityCare

Field	Value	IRS element (for citing)
Total Community Benefit Expense	258726130	TotalCommunityBenefitExpense
Direct Offsetting Revenue	190982905	DirectOffsettingRevenue
Net Community Benefit Expense	67743225	NetCommunityBenefitExpense
Percent Of Total Expense	0.02760	PercentOfTotalExpense

Community Health Services CommunityHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	1604053	TotalCommunityBenefitExpense
Direct Offsetting Revenue	1525	DirectOffsettingRevenue
Net Community Benefit Expense	1602528	NetCommunityBenefitExpense
Percent Of Total Expense	0.00070	PercentOfTotalExpense

Health Professions Education HealthProfessionsEducation

Field	Value	IRS element (for citing)
Total Community Benefit Expense	95731718	TotalCommunityBenefitExpense
Direct Offsetting Revenue	10916905	DirectOffsettingRevenue
Net Community Benefit Expense	84814813	NetCommunityBenefitExpense
Percent Of Total Expense	0.03450	PercentOfTotalExpense

Subsidized Health Services SubsidizedHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	90578851	TotalCommunityBenefitExpense
Direct Offsetting Revenue	71774897	DirectOffsettingRevenue
Net Community Benefit Expense	18803954	NetCommunityBenefitExpense
Percent Of Total Expense	0.00760	PercentOfTotalExpense

Research Research

Field	Value	IRS element (for citing)
Total Community Benefit Expense	375775971	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	375775971	NetCommunityBenefitExpense
Percent Of Total Expense	0.15290	PercentOfTotalExpense

Cash And In Kind Contributions CashAndInKindContributions

Field	Value	IRS element (for citing)
Total Community Benefit Expense	392125	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Benefit Expense	392125	NetCommunityBenefitExpense
Percent Of Total Expense	0.00020	PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	564082718	TotalCommunityBenefitExpense
Direct Offsetting Revenue	82693327	DirectOffsettingRevenue
Net Community Benefit Expense	481389391	NetCommunityBenefitExpense
Percent Of Total Expense	0.19590	PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	822808848	TotalCommunityBenefitExpense
Direct Offsetting Revenue	273676232	DirectOffsettingRevenue
Net Community Benefit Expense	549132616	NetCommunityBenefitExpense
Percent Of Total Expense	0.22350	PercentOfTotalExpense

Community Support CommunitySupport

Field	Value	IRS element (for citing)
Total Community Building Expense	4171	TotalCommunityBuildingExpense
Direct Offsetting Revenue	441	DirectOffsettingRevenue
Net Community Building Expense	3730	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Coalition Building CoalitionBuilding

Field	Value	IRS element (for citing)
Total Community Building Expense	65712	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	65712	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Health Improvement Advocacy HealthImprovementAdvocacy

Field	Value	IRS element (for citing)
Total Community Building Expense	465509	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	465509	NetCommunityBuildingExpense
Percent Of Total Expense	0.00020	PercentOfTotalExpense

Total Total

Field	Value	IRS element (for citing)
Total Community Building Expense	535392	TotalCommunityBuildingExpense
Direct Offsetting Revenue	441	DirectOffsettingRevenue
Net Community Building Expense	534951	NetCommunityBuildingExpense
Percent Of Total Expense	0.00020	PercentOfTotalExpense

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	true	BadDebtExpenseReported
Bad Debt Expense	$10,075,758	BadDebtExpenseAmount
Amount Attributable To	7053031	AmountAttributableTo
Amount Reimbursed By Medicare	161251356	AmountReimbursedByMedicare
Cost Of Care Reimbursed By Medicare	170738310	CostOfCareReimbursedByMedicare
Medicare Surplus Or Shortfall	-9486954	MedicareSurplusOrShortfall

Costing Methodology Used CostingMethodologyUsed

Field	Value	IRS element (for citing)
Cost Accounting System	X	CostAccountingSystem

Field	Value	IRS element (for citing)
Written Debt Collection Policy	true	WrittenDebtCollectionPolicy
Provision For Charity Care	true	ProvisionForCharityCare
Number Of Hospital Facilities	1	NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA

Field	Value	IRS element (for citing)
Facility Number	1	FacilityNumber

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	STRONG MEMORIAL HOSPITAL	BusinessNameLine1

Address Address

Field	Value	IRS element (for citing)
Address Line1	601 ELMWOOD AVENUE	AddressLine1
City	ROCHESTER	City
State	NY	State
ZIP Code	14642	ZIPCode

Field	Value	IRS element (for citing)
Licensed Hospital	X	LicensedHospital
General Medical And Surgical	X	GeneralMedicalAndSurgical
Childrens Hospital	X	ChildrensHospital
Teaching Hospital	X	TeachingHospital
Research Facility	X	ResearchFacility
Er24 Hours	X	Er24Hours
Other	OUTPATIENT MED. CLIN OUTPATIENT MENTAL HE METHADONE MAINTENANC	Other

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	STRONG MEMORIAL HOSPITAL	BusinessNameLine1

Field	Value	IRS element (for citing)
Hospital Facility Number	1	HospitalFacilityNumber

Form990 Schedule H Part V Section C Form990ScheduleHPartVSectionC

Field	Value	IRS element (for citing)
Number Of Other Facilities	23	NumberOfOtherFacilities

Other Facilities OtherFacilities (23 entries)

Address Line1Address/AddressLine1	CityAddress/City	StateAddress/State	ZIP CodeAddress/ZIPCode	Facility TypeFacilityType
URMC AMBULATORY CENTER
180 SAWGRASS DRIVE	ROCHESTER	NY	14620	AMBULATORY SURGERY OUTPATIENT MEDICAL CLINIC
MUSCULOSKELETAL BLDG
4901 LAC DE VILLE BLVD	ROCHESTER	NY	14618	OUTPATIENT MEDCLINIC OUTPATIENT REHAB CLINIC
EASTMAN DENTAL CENTER
625 ELMWOOD AVENUE	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINICS
STRONG TIES
2613 W HENRIETTA ROAD	ROCHESTER	NY	14623	OUTPATIENT MEDICAL CLINIC; OUTPATIENT MENTAL HEALTH CLINIC
UNIV OTOLARYNGOLOGY ASSOC & AUDIOLOGY
2365 SOUTH CLINTON AVENUE	ROCHESTER	NY	14618	OUTPATIENT MEDICAL CLINIC
SLEEP DISORDERPULMONARY FUNCTION TESTIN
2337 SOUTH CLINTON AVENUE	ROCHESTER	NY	14618	OUTPATIENT MEDICAL CLINIC
PERINATOLOGY EXTENSION CLINIC
500 RED CREEK DRIVE	ROCHESTER	NY	14623	OUTPATIENT MEDICAL CLINIC;OUTPATIENT MENTAL HEALTH CLINIC
STRONG HEALTH CARDIAC REHAB PROGRAM
2425 SOUTH CLINTON AVENUE	ROCHESTER	NY	14618	OUTPATIENT MEDICAL CLINIC
STRONG PSYCH CENTER OP SERVICES
2180 SOUTH CLINTON AVENUE	ROCHESTER	NY	14618	OUTPATIENT MEDICAL CLINIC;OUTPATIENT MENTAL HEALTH CLINIC
STRONG MEMORIAL HOSPITAL EC
919 WESTFALL ROAD	ROCHESTER	NY	14618	OUTPATIENT MEDICAL CLINIC
CLINTON CROSSING NUCLEAR CARDIOLOGY
2400 SOUTH CLINTON AVENUE	ROCHESTER	NY	14618	OUTPATIENT MEDICAL CLINIC
MARY M PARKES CENTER
400 RED CREEK DRIVE	ROCHESTER	NY	14623	OUTPATIENT MEDICAL CLINIC
EASTMAN DENTAL-DOWNTOWN CLINIC
228 EAST MAIN STREET	ROCHESTER	NY	14604	OUTPATIENT DENTAL CLINIC
ENRICO FERMI DENTAL CLINICAL SCHOOL #17
158 ORCHARD STREET	ROCHESTER	NY	14611	OUTPATIENT DENTAL CLINIC
WESTSIDE SPORTS MEDICINE
10 SOUTH POINT LANDING	ROCHESTER	NY	14606	OUTPATIENT MEDICAL CLINIC
EDC SMILEMOBILE VANS 1-4
625 ELMWOOD AVENUE	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC
EAST HIGH SCHOOL
1801 EAST MAIN STREET	ROCHESTER	NY	14609	OUTPATIENT MEDICAL CLINIC OUTPATIENT MENTAL HEALTH CLINIC
PEDIATRIC REACH CLINIC BIVONA CHILD CT
375 LAKE AVENUE	ROCHESTER	NY	14608	OUTPATIENT MEDICAL CLINIC
STRONG HEALTH-LAZOS FUERTES CLINIC
817 EAST MAIN STREET	ROCHESTER	NY	14605	OUTPATIENT MEDICAL CLINIC OUTPATIENT MENTAL HEALTH CLINIC
STRONG HEALTH-SPORT & HAND REHAB-GREECE
120 ERIE CANAL DRIVE	GREECE	NY	14626	OUTPATIENT MEDICAL CLINIC
EDC-MONROE COMMUNITY HOSPITAL CLINIC
435 E HENRIETTA ROAD	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC
EDC-HILLSIDE CHILDRENS CENTER CLINIC
1183 MONROE AVE	ROCHESTER	NY	14620	OUTPATIENT DENTAL CLINIC
METRO YMCA
444 EAST MAIN STREET	ROCHESTER	NY	14604	OUTPATIENT MEDICAL CLINIC

Form990 Schedule H Part VI Form990ScheduleHPartVI (13 entries)

IdentifierIdentifier	ExplanationExplanation	Return ReferenceReturnReference
PART 1, LINE 7g	COSTS ATTRIBUTABLE TO A PHYSICIAN CLINIC WERE INCLUDED ON PART I, LINE 7g, SUBSIDIZED HEALTH SERVICES, AND INCLUDED TOTAL COMMUNITY BENEFIT EXPENSE OF $34,506,477; DIRECT OFFSETTING REVENUE OF $26,661,063; NET COMMUNITY BENEFIT EXPENSE OF $7,845,414.
PART 1, LINE 7, COLUMN (f)	THE AMOUNT OF BAD DEBT EXPENSE INCLUDED ON FORM 990 PART IX, LINE 25M COLUMN (A) BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE REPORTED ON LINE 7, COLUMN(f) WAS $20,872,000.
PART I, LINE 7 (COSTING METHODOLOGY USED)	THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST TO CHARGE RATIO. THE COST TO CHARGE RATIO WAS DERIVED FROM WORKSHEET 2.
PART II (COMMUNITY BUILDING ACTIVITIES)	THE COMMUNITY BUILDING PROGRAMS REPORTED IN PART II PROMOTE THE HEALTH OF THE COMMUNITY IN MANY WAYS. EXAMPLES INCLUDE: COMMUNITY SUPPORT THE BURN CAMP WAS STARTED IN 1994 BY THE KESSLER BURN UNIT AND STRONG MEMORIAL HOSPITAL, IN CONJUNCTION WITH CAMP GOOD DAYS AND SPECIAL TIMES INC. AND THE FINGER LAKES REGIONAL BURN ASSOCIATION. THE FOUR-DAY OVERNIGHT CAMP HAS SINCE BEEN HELD ANNUALLY AT THE END OF AUGUST. ANY CHILD BETWEEN SEVEN AND SEVENTEEN WHO HAS BEEN TREATED FOR A BURN INJURY IN NEW YORK STATE AND ONTARIO, CANADA IS INVITED TO PARTICIPATE, AT NO COST TO THE CHILDREN OR THEIR FAMILIES. THE CAMP IS STAFFED BY DEDICATED NURSES, SOCIAL WORKERS, AND OTHER HEALTHCARE PROFESSIONALS AS WELL AS FIREFIGHTERS, ADULT BURN SURVIVORS, AND EQUALLY DEDICATED VOLUNTEERS. IMPROVED SELF-ESTEEM, COMPANIONSHIP, AND ACCEPTANCE ARE THE BENEFITS THAT ACCRUE TO THESE CHILDREN FACED WITH DISFIGUREMENT AND DISCOMFORT FROM BURNS. COALITION BUILDING THE INJURY FREE COALITION FOR KIDS OF ROCHESTER IS A COALITION OF GROUPS, ORGANIZATIONS AND AGENCIES DEDICATED TO REDUCING PREVENTABLE INJURIES AND DEATHS AMONG CHILDREN IN THE COMMUNITY. THE COALITION IS BASED OUT OF GOLISANO CHILDREN'S HOSPITAL. ON AN ANNUAL BASIS, THE COALITION HOSTS A SPECIAL BIKE SAFETY EVENT CALL "BIKE RODEO" FOR LOCAL KIDS, DURING WHICH THEY RECEIVE FREE HELMET FITTINGS AND HELMETS, AS WELL AS LESSONS ON BIKE SAFETY. THE COALITION'S EFFORTS ARE REDUCING THE INCIDENCE OF BIKE-RELATED EMERGENCY VISITS AND ULTIMATELY SAVING LIVES IN THIS COMMUNITY. THE ROCHESTER YOUTH VIOLENCE PARTNERSHIP ENSURES THAT YOUNG VICTIMS OF VIOLENCE DO NOT LEAVE THE URMC EMERGENCY DEPARTMENT TRAUMA CENTER UNTIL A TEAM OF MEDICAL, LAW-ENFORCEMENT AND COMMUNITY PROFESSIONALS COMPLETE A COMPREHENSIVE INTERVENTION TO HELP THEM TURN THEIR LIVES AROUND AND AVOID FUTURE VIOLENCE. THE RESULTS ARE PROMISING. MOST SIGNIFICANTLY, THERE HAS BEEN A DECLINE IN RECIDIVISM. COMMUNITY HEALTH IMPROVEMENT ADVOCACY THE "BREATH OF HOPE" - A COMMUNITY-WIDE ASTHMA INITIATIVE - IS A COMMUNITY COLLABORATIVE PROJECT TO IMPROVE THE MANAGEMENT OF ASTHMA IN CHILDREN. THIS EFFORT WAS BUILT UPON A SUCCESSFUL HOSPITAL-BASED PILOT DEMONSTRATING EFFICACY OF THE USE OF COMMUNITY AND HOSPITAL-BASED EDUCATION, STANDARDIZED PRACTICE ACROSS THE COMMUNITY AND HOSPITAL, AND BEHAVIORAL PROMPTS TO IMPROVE OUTCOMES, INCLUDING DECREASED ED VISITS AND INPATIENT ADMISSIONS. PEDIATRIC LINKS WITH THE COMMUNITY IS AN INNOVATIVE PARTNERSHIP BETWEEN THE URMC'S DEPARTMENTS OF PEDIATRICS, MEDICINE-PEDIATRICS, FAMILY MEDICINE, COMMUNITY AND PREVENTIVE MEDICINE AND PSYCHOLOGY, THE UR SCHOOL OF NURSING, AND MORE THAN 50 COMMUNITY-BASED AGENCIES THAT SERVE CHILDREN AND THEIR FAMILIES. THE PROGRAM'S MISSION IS TO DEVELOP A MODEL OF COMMUNITY PEDIATRICS IN WHICH PEDIATRICIANS COLLABORATE WITH COMMUNITY-BASED ORGANIZATIONS, WORK TO ASSURE THE HEALTH OF ALL CHILDREN IN THEIR COMMUNITY, AND ADVOCATE FOR THEIR COMMUNITY TO BE MORE CHILD-RESPONSIVE AND CHILD-ORIENTED.THE COLLABORATION HAS ENHANCED MORE THAN 525 RESIDENTS', FELLOWS' AND MEDICAL STUDENTS' KNOWLEDGE ABOUT COMMUNITY-ORIENTED AND COMMUNITY-BASED HEALTH CARE, INSPIRING FUTURE HEALTH CARE PROFESSIONALS TO IMPROVE THE HEALTH OF CHILDREN IN THEIR COMMUNITIES. A community wide bladder educational awareness program was sponsored by URMC Urology. The evening presentation focused on prevention, early detection, and treatment of bladder cancer. The program also included several guest lectures.
PART III, SECTION A, LINE 4 (BAD DEBT EXPENSE, COSTING METHODOLOGY USED)	STRONG MEMORIAL HOSPITAL (THE "HOSPITAL") provides care to patients who meet certain criteria under its charity care policy without charge or at amounts less than its established rates. Because the Hospital does not pursue collection of amounts determined to qualify as charity care, they are not reported as revenue or patient accounts receivable. THE HOSPITAL GRANTS CREDIT WITHOUT COLLATERAL TO PATIENTS, MOST OF WHOM ARE LOCAL RESIDENTS AND ARE INSURED UNDER THIRD-PARTY ARRANGEMENTS. ADDITIONS TO THE ALLOWANCE FOR UNCOLLECTIBLE ACCOUNTS ARE MADE BY MEANS OF THE PROVISION FOR BAD DEBTS. ACCOUNTS WRITTEN OFF AS UNCOLLECTIBLE ARE DEDUCTED FROM THE ALLOWANCE AND SUBSEQUENT RECOVERIES ARE ADDED. THE AMOUNT OF THE PROVISION FOR BAD DEBTS IS BASED UPON MANAGEMENT'S ASSESSMENT OF HISTORICAL AND EXPECTED NET COLLECTIONS, BUSINESS AND ECONOMIC CONDITIONS, TRENDS IN FEDERAL AND STATE GOVERNMENTAL HEALTHCARE COVERAGE AND OTHER COLLECTION INDICATORS. THE COSTING METHODOLOGY FOR DETERMINING BAD DEBT EXPENSE (AT COST) WAS TO APPLY AN OVERALL HOSPITAL RATIO OF TOTAL COSTS TO TOTAL CHARGES AND APPLY TO CHARGES WRITTEN OFF AS BAD DEBTS.
PART III, SECTION B, LINE 8 (COSTING METHODOLOGY, MEDICARE SHORTFALL)	THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON REPORTS PRODUCED FROM THE HOSPITAL'S DECISION SUPPORT SYSTEM FOR THE YEAR. CONSISTENT WITH THE CHARITABLE HEALTHCARE MISSION OF THE HOSPITAL AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, THE HOSPITAL PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY THE HOSPITAL TO PROVIDE SUCH SERVICES. AS A RESULT, THE HOSPITAL VIEWS ANY SHORTFALL REPORTED IN LINE 7 AS AN ADDITIONAL ITEM OF COMMUNITY BENEFIT PROVIDED BY THE ORGANIZATION.
PART III, SECTION C, LINE 9b (COLLECTION PRACTICES)	CHARITY CARE POLICY MISSION/PURPOSE/PREAMBLE: STRONG MEMORIAL HOSPITAL IMPROVES HEALTH THROUGH CARING, DISCOVERY, TEACHING AND LEARNING. WE PROVIDE EXCELLENT AND COMPASSIONATE CARE AND RESPONSIVE SERVICE. AS WE SEEK TO UNDERSTAND AND FULLY MEET OUR PATIENTS' CURRENT AND FUTURE NEEDS AND EXPECTATIONS, WE RECOGNIZE OUR RESPONSIBILITY TO PRUDENTLY USE THE SCARCE RESOURCES ENTRUSTED TO US. LAWS, REGULATIONS, CATASTROPHIC ILLNESSES AND THE RISING COSTS OF NEW TECHNOLOGY HAVE CREATED A CATEGORY OF PATIENTS WHO ARE EITHER UNINSURED OR UNDERINSURED. THIS CHARITY CARE PROGRAM HAS BEEN DEVELOPED TO HELP THE HOSPITAL MEET THE NEEDS OF THESE PATIENTS AND, CONCURRENTLY, MAINTAIN THE FINANCIAL VIABILITY OF THE HOSPITAL FOR FUTURE GENERATIONS. THIS CHARITY CARE POLICY EXPLAINS HOW THE HOSPITAL ASSISTS PATIENTS WHO CANNOT PAY FOR PART OR ALL OF THE ESSENTIAL MEDICAL CARE THEY RECEIVE. PRINCIPLES: STRONG MEMORIAL HOSPITAL PROACTIVELY CONVEYS INFORMATION ABOUT THIS CHARITY CARE POLICY TO PATIENTS AND THEIR FAMILIES. - WE BELIEVE THAT FEAR OF A HOSPITAL BILL SHOULD NEVER GET IN THE WAY OF ESSENTIAL HEALTH SERVICES. THE PROVISION OF URGENT OR EMERGENT HEALTHCARE IS NEVER DELAYED PENDING A FINANCIAL ASSISTANCE DETERMINATION. SIGNS ANNOUNCING THE CHARITY CARE PROGRAM ARE POSTED IN THE HOSPITAL (E.G. EMERGENCY DEPARTMENT, ADMITTING OFFICE) TO PROACTIVELY CONVEY THIS MESSAGE TO PROSPECTIVE PATIENTS AND THE PUBLIC IN GENERAL. - WE MAINTAIN FINANCIAL AID POLICIES THAT ARE CONSISTENT WITH THE MISSION, VALUES AND CAPACITY OF THE HOSPITAL AND THAT TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. - WE COMMUNICATE THE AVAILABILITY OF FINANCIAL AID IN A MANNER THAT IS CLEAR, UNDERSTANDABLE, SENSITIVE TO THE PATIENT'S DIGNITY, AND IN MULTIPLE LANGUAGES. A NOTICE IS AVAILABLE AT REGISTRATION SITES THAT INFORMS PATIENTS OF THIS PROGRAM AND PROVIDES THE PHONE NUMBER TO CALL TO OBTAIN MORE INFORMATION AND TO APPLY FOR THIS PROGRAM. DESIGNATED STAFF ARE PROVIDED DETAILED TRAINING SO THAT THEY CAN PROVIDE INFORMATION AND ANSWER QUESTIONS ABOUT THE CHARITY CARE PROGRAM. INFORMATION IS GENERALLY AVAILABLE IN BOTH ENGLISH AND SPANISH. WHEN REQUESTED, IT WILL ALSO BE MADE AVAILABLE IN OTHER LANGUAGES. - INFORMATION REGARDING OUR CHARITY CARE PROGRAM IS ALSO AVAILABLE ON THE URMC WEBSITE. - WE IMPLEMENT FINANCIAL AID PROCEDURES THAT ARE CONSUMER-FRIENDLY, RESPECTFUL, AND CONFIDENTIAL, AS WELL AS DEBT COLLECTION POLICIES THAT REFLECT THE MISSION AND VALUES OF THIS HOSPITAL. - WE WORK WITH GOVERNMENT, PAYERS, BUSINESS, CONSUMER GROUPS AND OTHERS TO ADDRESS THE UNDERLYING PROBLEM THAT TOO MANY NEW YORKERS LACK HEALTH INSURANCE. GENERAL GUIDELINES: AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, AND/OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS. APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM. CHARITY CARE APPLICATIONS MUST BE COMPLETED AND RETURNED TO THE HOSPITAL WITH THE REQUESTED INCOME DOCUMENTATION. PATIENTS WILL NOT RECEIVE CHARITY CARE ASSISTANCE IF THEY (A) DO NOT COMPLETE THE APPLICATION PROCESS FOR MEDICAID OR OTHER INSURANCE FOR WHICH THEY MAY QUALIFY, (B) ELECT NOT TO MAKE APPLICATION FOR CHARITY CARE, OR (C) HAVE ADEQUATE RESOURCES OR INCOME TO PAY PRIVATELY FOR THEIR CARE. IN THESE SITUATIONS, THEY WILL REMAIN FINANCIALLY RESPONSIBLE FOR FULL PAYMENT OF THEIR HOSPITAL BILLS. CHARITY CARE ASSISTANCE IS AVAILABLE FOR PATIENTS WHO RESIDE IN NEW YORK STATE AND RECEIVE EMERGENCY HOSPITAL SERVICES, INCLUDING EMERGENCY TRANSFERS, AND TO PATIENTS WHO RESIDE IN STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA IN NEW YORK STATE WHO RECEIVE SERVICES IN DESIGNATED STRONG MEMORIAL HOSPITAL PROGRAMS, INCLUDING MOST INPATIENT AND OUTPATIENT SERVICES. IN ADDITION, THE HOSPITAL MAY, IN ITS DISCRETION, GRANT CHARITY CARE TO INDIVIDUALS WHO RESIDE OUTSIDE OF NEW YORK STATE. CHARITY CARE ASSISTANCE DOES NOT COVER MEDICALLY UNNECESSARY CARE, COSMETIC ALTERATION, TELEPHONE, TELEVISION AND PRIVATE ROOM CHARGES. IT DOES NOT COVER SERVICES GENERATED BY AN INSURED PATIENT WHO CHOOSES TO RECEIVE CARE AT AN OUT-OF-NETWORK HOSPITAL, OR WHO FAILS TO COMPLY WITH INSURANCE POLICY REQUIREMENTS (E.G. UNAUTHORIZED SERVICES) NOR DOES IT APPLY TO NON-RESIDENT ALIENS (UNLESS APPROVED IN ADVANCE OF CARE BEING PROVIDED), TO DRUGS NOT ADMINISTERED IN THE HOSPITAL, TO TRANSPORTATION FURNISHED BY THIRD PARTY VENDORS, OR TO CARE, SERVICES, DRUGS OR SUPPLIES FOR THE PURPOSE OF GENDER CHANGE PROCEDURE. SPECIFIC QUESTIONS ABOUT SERVICES THAT ARE NOT COVERED SHOULD BE DIRECTED TO THE PATIENT ACCOUNTS MANAGER OR THEIR DELEGATE. FINANCIAL GUIDELINES: FINANCIAL AID IS INTENDED TO ASSIST THOSE INDIVIDUALS WHO CANNOT AFFORD TO PAY IN PART OR IN FULL FOR THEIR CARE. IT SHOULD TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. HOSPITAL FINANCIAL AID SHOULD NOT BE VIEWED AS A SUBSTITUTE FOR EMPLOYER-SPONSORED OR INDIVIDUALLY PURCHASED INSURANCE. PATIENTS WITHOUT INSURANCE AND WITH INCOME THAT WOULD QUALIFY THEM FOR THE CHARITY CARE PROGRAM BUT ALSO HAVE SUBSTANTIAL RESOURCES (OTHER THAN TAX-DEFERRED OR COMPARABLE RETIREMENT SAVINGS OR COLLEGE SAVINGS ACCOUNTS) MAY BE EXPECTED TO PAY PART OF THEIR BILLS(S). CHARITY CARE ASSISTANCE IS GENERALLY AVAILABLE TO INDIVIDUALS WHOSE INCOME IS LESS THAN OR EQUAL TO 400% OF THE FEDERAL POVERTY LEVEL. HOWEVER, PATIENTS WHO HAVE EXHAUSTED THEIR INSURANCE BENEFITS, EXCEEDED FINANCIAL ELIGIBILITY CRITERIA, FACE EXTRAORDINARY MEDICAL COSTS, OR WHO HAVE OTHER UNIQUE CIRCUMSTANCES MAY BE CONSIDERED FOR CHARITY CARE APPROVAL IN THE HOSPITAL'S SOLE DISCRETION. WHILE APPLICATION FOR MEDICAID OR OTHER INSURANCE IS USUALLY REQUIRED, THE HOSPITAL MAY, AT ITS SOLE DISCRETION, IN APPROPRIATE CASES, ALSO CONSIDER PATIENTS FOR CHARITY CARE WHEN THEY MEET THE FINANCIAL CRITERIA OF THIS PROGRAM, BUT HAVE NOT SATISFACTORILY COMPLETED ALL THE REQUIREMENTS OF THE CHARITY CARE APPLICATION PROCESS. THIS MAY INCLUDE PATIENTS WHO HAVE BEEN SANCTIONED BY MEDICAID, HAVE FILED BANKRUPTCY OR APPEAR TO BE ELIGIBLE FOR CHARITY CARE ASSISTANCE BASED ON AVAILABLE INFORMATION. ELIGIBILITY DETERMINATIONS IN COMPLEX CASE CIRCUMSTANCES WILL BE MADE AFTER CONSIDERATION BY THE CHARITY CARE REVIEW TEAM THAT INCLUDES THE CHARITY CARE OFFICER, FINANCIAL CASE MANAGER AND/OR THEIR MANAGERS, OR MAY BE MADE BY SENIOR HOSPITAL ADMINISTRATORS. THE AMOUNT OF THE DISCOUNT AFFORDED TO QUALIFIED CHARITY CARE PATIENTS WILL BE DETERMINED THROUGH ASSESSMENT OF THE RESPONSIBLE PARTY'S ANNUAL HOUSEHOLD INCOME AND THE NUMBER OF PEOPLE IN THE HOME, AS A PERCENTAGE OF THE FEDERAL POVERTY GUIDELINE AMOUNTS FOR SAME SIZE HOUSEHOLDS. THE FINANCIAL GUIDELINES WILL BE UPDATED ANNUALLY IN CONJUNCTION WITH THE FEDERAL POVERTY UPDATES PUBLISHED BY CMS. PATIENTS MAY RECEIVE FULL OR PARTIAL DISCOUNT FROM THE COST OF CARE, DEPENDING ON THE PERCENTAGE OF THE GUIDELINES MATCHED BY THE PATIENT'S HOUSEHOLD INCOME. ANY BILL AMOUNT REMAINING AFTER APPLICATION OF A PARTIAL CHARITY CARE DISCOUNT IS THE RESPONSIBILITY OF THE PATIENT. THE AMOUNT AN APPROVED CHARITY CARE PATIENT WILL GENERALLY BE EXPECTED TO PAY FOR SERVICES COVERED BY THE POLICY WILL BE LIMITED TO THE LOWER OF THE AMOUNT THAT THE HOSPITAL WOULD HAVE RECEIVED FOR THE SAME SERVICE UNDER MEDICARE PARTS A AND B, (INCLUDING COINSURANCE, CO-PAYMENTS AND DEDUCTIBLES) OR THE USUAL AND CUSTOMARY CHARGES. THE PATIENT WILL BE ASSISTED BY THE HOSPITAL IN MAKING ARRANGEMENTS TO SATISFY ANY BALANCE REMAINING ON THE ACCOUNT(S) AFTER THE APPLICATION OF THE APPROPRIATE CHARITY CARE DISCOUNT BY USE OF A PAYMENT PLAN. THE MONTHLY PAYMENTS UNDER SUCH PLANS SHALL NOT EXCEED TEN PERCENT (10%) OF THE ELIGIBLE PATIENT'S GROSS MONTHLY INCOME. THE RATE OF INTEREST ON UNPAID BALANCES SHALL NOT EXCEED THE US TREASURY RATE FOR 90 DAY SECURITIES PLUS 0.5%. HOSPITAL PATIENT FINANCIAL AID STATUTE DISCOUNTING REQUIREMENTS DISCOUNT / GROSS INCOME AS % OF FEDERAL POVERTY LEVEL 100% / UP TO 200% 80 / BETWEEN 201-250% 60% / BETWEEN 251-300% 40% / BETWEEN 301-350% 20% / BETWEEN 351-400% 0% / OVER 401% PROCESS: APPLICATIONS WILL BE ACCEPTED IMMEDIATELY BEFORE, DURING OR AFTER CARE IS PROVIDED. THE HOSPITAL WILL STRIVE TO ASSIST PATIENTS RECEIVING HIGH-COST SERVICES AS THEY OCCUR. PATIENTS MAY BE APPROVED FOR CHARITY CARE ON AN ACCOUNT-BY-ACCOUNT BASIS OR FOR A PERIOD OF TIME (FOR A COURSE OF TREATMENT). FULLY COMPL
PART VI, LINE 2 (NEEDS ASSESSMENT)	MONROE COUNTY ASSESSES THE HEALTH NEEDS OF THE COMMUNITY THROUGH HEALTH ACTION, A ROBUST COMMUNITY-WIDE PROCESS ESTABLISHED 16 YEARS AGO THAT IS LED BY THE COUNTY HEALTH DEPARTMENT. IT INVOLVES ALL FOUR LOCAL HEALTH SYSTEMS, LOCAL INSURERS, AND OTHER KEY COMMUNITY STAKEHOLDERS. THROUGH THIS PROCESS, COMMUNITY PRIORITIES, GOALS, AND INTERVENTIONS ARE IDENTIFIED AND IMPLEMENTED. THESE PRIORITIES ALIGN WITH THE HEALTH PRIORITIES AND INDICATORS AS PUBLISHED BY NEW YORK STATE'S DOH AND INCLUDE ACCESS TO QUALITY HEALTH CARE, TOBACCO USE, HEALTHY MOTHERS/HEALTHY BABIES/HEALTHY CHILDREN, PHYSICAL ACTIVITY/NUTRITION, UNINTENTIONAL INJURY, HEALTHY ENVIRONMENTS, CHRONIC DISEASE, AND MENTAL HEALTH/SUBSTANCE ABUSE. FIVE HEALTH STATUS "REPORT CARDS" IN SPECIFIC AGE GROUPS AND CATEGORIES ARE USED TO MEASURE PROGRESS TOWARDS HEALTH STATUS IMPROVEMENT. THEY INCLUDE MATERNAL AND CHILD HEALTH, ADOLESCENT HEALTH, ADULT HEALTH, OLDER ADULT HEALTH AND ENVIRONMENTAL HEALTH, EACH OF WHICH CONTAIN GOALS FOR IMPROVING HEALTH. PRIORITIES FOR EACH AREA ARE SELECTED BASED ON INPUT FROM FOCUS GROUPS WITH RESIDENTS, AND HEALTH AND SOCIAL SERVICE PROFESSIONALS. UPDATED REPORT CARDS ARE PRODUCED AND DISTRIBUTED EVERY 6-8 YEARS FOR EACH SPECIFIC AGE GROUP. THESE PRIORITIES SERVE AS A FOUNDATION FOR COMMUNITY HEALTH IMPROVEMENT AND COMMUNITY BUILDING EFFORTS AND HELP TO ENSURE COLLABORATIVE AND COORDINATED USE OF HEALTH SYSTEM RESOURCES TO ADDRESS THE MOST PRESSING NEEDS. THE PRIORITY SETTING PROCESS IS A SIX-STEP PROCESS THAT INCLUDES: 1) ASSESS HEALTH STATUS: DATA DETAILING HEALTH STATUS, ACCESS TO HEALTH CARE AND HEALTH BEHAVIORS ARE COMPILED AND ANALYZED TO IDENTIFY TRENDS AND DISPARITIES AND TO COMPARE OUR COUNTY TO OTHER COMMUNITIES. THE HEALTH SYSTEM PARTNERS WITH THE COUNTY TO CONDUCT PERIODIC HEALTH ASSESSMENTS. 2) CHOOSE PRIORITY GOALS: THE ADVISORY COMMITTEE, CO-FOUNDED BY THE MEDICAL CENTER, HOSTS COMMUNITY FORUMS TO ADDRESS HEALTH IMPROVEMENT PRIORITIES. THE ADVISORY COMMITTEE MAKES RECOMMENDATIONS TO THE BOARD OF HEALTH ON PRIORITIES. 3) DEFINE THE LEADERSHIP: PARTNERS ARE IDENTIFIED TO SUPPORT THE PRIORITIES FOR ACTION. THE MEDICAL CENTER PROVIDES SALARY SUPPORT FOR FACULTY AND STAFF TO CONTRIBUTE THEIR ACADEMIC AND CLINICAL EXPERTISE TO HELP IDENTIFY AND IMPLEMENT THE MOST EFFECTIVE INTERVENTIONS ON THE HEALTH PRIORITIES. 4) DEVELOP IMPROVEMENT PLANS: EACH PARTNERSHIP DEVELOPS IMPROVEMENT PLANS TO ADDRESS HEALTH GOALS. 5) PERFORM INTERVENTIONS: EACH PARTNERSHIP, ALONG WITH THE STEERING COMMITTEE, WHICH INCLUDES THE MEDICAL CENTER, OVERSEES THE IMPLEMENTATION OF INTERVENTIONS IN VARIOUS VENUES THAT INCLUDE SCHOOLS, DAY CARE CENTERS, PLACES OF WORSHIP, COMMUNITY BASED ORGANIZATIONS AND WITHIN THE HEALTH SYSTEMS. 6) MEASURE THE IMPACT: EACH PARTNERSHIP EVALUATES THE INTERVENTION.
PART VI, LINE 3 (PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE)	INFORMATION ABOUT THE AVAILABILITY OF FINANCIAL ASSISTANCE IS POSTED IN ALL AREAS OF THE FACILITY AND ITS OFF-SITE LOCATIONS. CHARITY CARE INFORMATION IS POSTED IN INPATIENT AND OUTPATIENT REGISTRATION AREAS; THE EMERGENCY DEPARTMENT; ADMITTING; AND ALL PRIMARY CARE SITES. THE HOSPITAL PROVIDES A COPY OF THE CHARITY CARE POLICY AND FINANCIAL ASSISTANCE CONTACTS TO PATIENTS AS PART OF ITS ADMITTING PROCESS. PRINTED INFORMATION ABOUT CHARITY CARE ASSISTANCE IS ALSO PROVIDED WITH DISCHARGE MATERIALS WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS IN FINANCIAL NEED. OUR CHARITY CARE POLICY IS ON-LINE AS WELL, ON THE HOSPITAL WEBSITE. AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS, APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM.
PART VI, LINE 4 (COMMUNITY INFORMATION)	STRONG MEMORIAL HOSPITAL IS LOCATED IN THE CITY OF ROCHESTER, COUNTY OF MONROE (POPULATION APPROXIMATELY 744,394) IN THE FINGER LAKES REGION OF NEW YORK STATE. THE FINGER LAKES REGION EXTENDS APPROXIMATELY 100 MILES NORTH TO SOUTH AND 100 MILES EAST TO WEST. THE REGION ENCOMPASSES URBAN, SUBURBAN AND RURAL COMMUNITIES WITHIN NEW YORK STATE. THE REGION (INCLUDING MONROE COUNTY) HAS A POPULATION OF MORE THAN 1,703,000. STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA (PSA) IS MONROE COUNTY AND THE SECONDARY SERVICE AREA (SSA) ENCOMPASSES THE 15 COUNTIES SURROUNDING MONROE INCLUDING: ALLEGANY, CATTARAUGUS, CAYUGA, CHEMUNG, GENESEE, LIVINGSTON, ONTARIO, ORLEANS, SCHUYLER, SENECA, STEUBEN, TOMPKINS, WAYNE, WYOMING, AND YATES. THERE ARE FIFTEEN FEDERALLY DESIGNATED MEDICALLY UNDERSERVED AREAS OR POPULATIONS WITHIN THIS 16 COUNTY REGION. THE PRIMARY SERVICE AREA IS HOME TO THREE MULTI-HOSPITAL SYSTEMS EACH WITH SEVERAL LONG-TERM CARE, HOME CARE AND OTHER TYPES OF AFFILIATES. THE UNIVERSITY OF ROCHESTER MEDICAL CENTER'S HOSPITALS ARE STRONG MEMORIAL HOSPITAL, AND ITS AFFILIATE, HIGHLAND HOSPITAL OF ROCHESTER. ROCHESTER GENERAL HEALTH SYSTEM CONSISTS OF ROCHESTER GENERAL HOSPITAL AND NEWARK WAYNE COMMUNITY HOSPITAL AND UNITY HEALTH CONSISTS OF PARK RIDGE HOSPITAL AND ST. MARY'S HOSPITAL. THERE ARE ROUGHLY TWENTY SMALLER COMMUNITY HOSPITALS THAT OPERATE IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY WITH BED CAPACITY RANGING FROM AS FEW AS 25 BEDS TO AS MANY AS 224 BEDS. OVER 50 RESIDENTIAL HEALTH CARE FACILITIES; MANY PUBLIC AND PRIVATE AGENCIES PROVIDING COMMUNITY AND HOME HEALTH SERVICES; SEVERAL STATE AND FEDERAL FACILITIES; AND A FULL RANGE OF HEALTH CARE PROFESSIONALS, INCLUDING THOUSANDS OF PHYSICIANS, DENTISTS, NURSES, TECHNICIANS, ADMINISTRATORS, EDUCATORS, AND SUPPORT PERSONNEL PROVIDE SERVICES WITHIN THE SIXTEEN COUNTY SERVICE AREA. HISTORICALLY UNDER REPRESENTED ETHNIC GROUPS INCLUDING BLACK NON-HISPANIC, HISPANIC AND OTHER POPULATIONS COMPRISE ROUGHLY 25% OF THE POPULATION OF MONROE COUNTY. ACCORDING TO U.S. CENSUS DATA ROUGHLY 11.7% OF THE POPULATION OF MONROE COUNTY IS NON-ENGLISH SPEAKING. AVERAGE HOUSEHOLD INCOME FOR THE PRIMARY SERVICE AREA IS $68,117 VERSUS THE NATIONAL AVERAGE OF $71,071. ACCORDING TO THE US CENSUS, 13.7% OF INDIVIDUALS IN MONROE COUNTY WERE CONSIDERED BELOW THE POVERTY LEVEL. THE PERCENTAGE OF THE MONROE COUNTY POPULATION AGE 65 AND OLDER WAS 13.9% IN 2010 AND IS ANTICIPATED TO GROW TO 15.9% BY 2015. THE POPULATION OF INDIVIDUALS 18 YEARS AND YOUNGER IS ANTICIPATED TO DECLINE FROM 22.4% (2010) TO 21.1% IN 2015. THE RATE OF UNINSURED ADULTS (AGES 19 TO 64) IN MONROE COUNTY IS 10.4 PERCENT, COMPARED TO THE NEW YORK STATE RATE OF 17.2 PERCENT (2007 CENSUS BUREAU ESTIMATES). ACCORDING TO THE NEW YORK STATE DEPARTMENT OF HEALTH, ROUGHLY 18% OF THE POPULATION OF MONROE COUNTY IS ENROLLED IN MEDICAID WHILE ABOUT 12% OF THE SURROUNDING FIFTEEN COUNTY POPULATIONS ARE ENROLLED IN MEDICAID. MONROE COUNTY'S POPULATION OF SENIORS OUTPACES THE NATIONAL AVERAGE OF 13.2%. AT THE SAME TIME, THE POPULATION OF RESIDENTS 18 AND YOUNGER IS ANTICIPATED TO DECLINE OVER THE NEXT SEVERAL YEARS FROM 22.4% IN 2010 TO 21.1% IN 2015. UNDER REPRESENTED ETHNIC GROUPS COMPRISE ROUGHLY 9.4% OF THE POPULATION IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY. AVERAGE HOUSEHOLD INCOME FOR THE FIFTEEN COUNTY SERVICE AREA WAS $59,462 VERSUS THE US AVERAGE OF $71,071.
PART VI, LINE 5 (PROMOTION OF COMMUNITY HEALTH)	STRONG MEMORIAL HOSPITAL IS OVERSEEN BY A 50 MEMBER BOARD THAT REPORTS TO THE UNIVERSITY BOARD OF TRUSTEES. THE HOSPITAL BOARD IS LED BY AND COMPRISED OF A DIVERSE GROUP OF COMMUNITY AND INDUSTRY LEADERS AND ADVOCATES - PEOPLE WHO LIVE AND WORK IN THIS COMMUNITY AND CARE DEEPLY ABOUT THE HEALTH AND WELFARE OF ITS CITIZENS. THE BOARD INCLUDES NON-UR MEDICAL CENTER-EMPLOYED PRIVATE COMMUNITY PHYSICIANS, MEMBERS OF THE BUSINESS COMMUNITY, LOCAL PHILANTHROPISTS WITH AN INTEREST IN ADVOCATING FOR HEALTH CARE, AND OTHER LOCAL REPRESENTATIVES. AS A DEDICATED BOARD, EACH MEMBER HAS VOWED TO UPHOLD THE FOLLOWING DUTIES: A DUTY OF OBEDIENCE TO THE CHARITABLE PURPOSE OF THE ORGANIZATION, A DUTY OF LOYALTY, TO ACT BASED ON BEST INTERESTS OF THE ORGANIZATION AND THE WIDER COMMUNITY IT SERVES, AND A DUTY OF CARE, TO BE DILIGENT IN CARRYING OUT THE WORK OF THE BOARD. ADMINISTRATIVELY, UR MEDICAL CENTER LEADERSHIP HAS INITIATED A COMPREHENSIVE AND AMBITIOUS STRATEGIC PLANNING PROCESS ACROSS THE INSTITUTION. THE GOALS OF THE 5-YEAR PLAN INCLUDE EXPANDING COMMUNITY HEALTH PROGRAMS AND RESEARCH THAT IMPROVE THE OVERALL HEALTH OF THE GREATER ROCHESTER COMMUNITY. AN ANNUAL "DR. DAVID SATCHER COMMUNITY HEALTH IMPROVEMENT AWARDS" PROGRAM HAS BEEN ESTABLISHED TO ENCOURAGE AND RECOGNIZE FACULTY/STAFF FOR EXEMPLARY WORK WITHIN THE COMMUNITY TO IMPROVE COMMUNITY HEALTH. STRONG MEMORIAL HOSPITAL EXTENDS MEDICAL STAFF PRIVILEGES TO EMPLOYED UR MEDICAL CENTER PHYSICIANS, UR MEDICAL CENTER FACULTY PHYSICIANS, AND ALL ELIGIBLE PRIVATE PHYSICIANS WHO PRACTICE AT AND/OR ADMIT PATIENTS TO THE STRONG MEMORIAL HOSPITAL. SIMILARLY, HIGHLAND HOSPITAL EXTENDS MEDICAL STAFF PROVILEGES TO EMPLOYED PHYSICIANS, UR MEDICAL CENTER FACULTY PHYSICIANS, AND ALL ELIGIBLE PRIVATE PHYSICIANS WHO PRACTICE AT AND/OR ADMIT PATIENTS TO HIGHLAND HOSPITAL. MANY UR MEDICAL CENTER AND HIGHLAND HOSPITAL PHYSICIANS SERVE A DUAL ROLE WITH COMMUNITY AGENCIES, PROVIDING SERVICE AS A MEDICAL DIRECTOR OR ATTENDING PHYSICIAN FOR COMMUNITY HEALTH INITIATIVES. THIS LINKAGE ENHANCES COLLABORATION, PRODUCING A HIGHER QUALITY OF CARE AND SMOOTHER TRANSITIONS FOR PATIENTS WHO MAY NEED ANY OR ALL OF THESE SERVICES. UR MEDICAL CENTER CONTINUALLY REINVESTS IN ITS FACILITIES AND PROGRAMS IN AN EFFORT TO IMPROVE THE HEALTH OF THE COMMUNITY. FOR EXAMPLE, THE 85-YEAR-OLD HOSPITAL HAS IN RECENT YEARS RENOVATED ITS MEDICAL AND SURGICAL ICUS TO PROVIDE PATIENT- AND FAMILY-CENTERED CARE IN LARGER, PRIVATE ROOMS. IT ALSO UNVEILED A NEW FREESTANDING AMBULATORY SURGERY CENTER THAT INCLUDES 10 OPERATING SUITES AND THREE PROCEDURE ROOMS EQUIPPED WITH ADVANCED TECHNOLOGY, AND SPACIOUS FACILITIES FOR ENHANCED CARE AND PRIVACY FOR PATIENTS AND FAMILIES. THE SURGERY CENTER WAS DEVELOPED AS AN INCREASE IN SPECIALTY CARE BEGAN PLACING MORE PRESSURE ON EXISTING OPERATING SUITES FOR URGENT, HIGH-ACUITY INPATIENT PROCEDURES. STRONG MEMORIAL HOSPITAL ALSO RUNS THE REGION'S LARGEST EMERGENCY FACILITY. THE RENOVATED 55,000-SQUARE-FOOT FRANK AND CAROLINE GANNETT EMERGENCY CENTER IS MORE THAN THREE TIMES LARGER THAN STRONG'S FORMER EMERGENCY DEPARTMENT. IT WAS DESIGNED TO IMPROVE EFFICIENCY, WITH THE DIGNITY AND COMFORT OF OUR PATIENTS IN MIND, AND HAS BEEN DESIGNATED BY THE NEW YORK STATE DEPARTMENT OF HEALTH AS A LEVEL ONE REGIONAL TRAUMA CENTER. THE ADULT TREATMENT AREA WAS CONSTRUCTED WITH 25 PRIVATE PATIENT CUBICLES SURROUNDING A RAISED NURSING STATION SO THAT PATIENTS ARE READILY VISIBLE TO STAFF. AND UNLIKE OTHER EMERGENCY FACILITIES IN THE REGION, IT ALSO INCLUDES A DEDICATED CHILDREN'S EMERGENCY DEPARTMENT WITH A PRIVATE WAITING ROOM. SURPLUS FUNDS ARE ALSO DEDICATED TO SUPPORT RESEARCH. WORK HAS BEEN COMPLETED ON A NEW CLINICAL AND TRANSLATIONAL RESEARCH INSTITUTE (CTSI) THAT NOW SERVES AS THE HUB OF RESOURCES, EXPERTISE AND NETWORKS NECESSARY TO ACCELERATE THE CLINICAL APPLICATION OF BIOMEDICAL AND BEHAVIORAL RESEARCH SO EFFICACIOUS INTERVENTIONS CAN REACH INDIVIDUALS IN THE COMMUNITY MORE QUICKLY. THE CTSI'S COMMUNITY ENGAGEMENT FUNCTION, WHICH IS ADMINISTERED BY THE UR MEDICAL CENTER'S CENTER FOR COMMUNITY HEALTH, PROVIDES THE INFRASTRUCTURE TO SUPPORT THE CTSI COMMUNITY ENGAGEMENT MISSION BY FACILITATING COMMUNICATION AND PARTNERSHIPS AMONG RESEARCHERS, HEALTH CARE PROVIDERS, COMMUNITY MEMBERS AND ORGANIZATIONS. IN ADDITION, SURPLUS FUNDS ALSO SUPPORT THE UR MEDICAL CENTER'S COMMITMENT TO COMMUNITY HEALTH, WHICH DATES BACK TO THE MEDICAL SCHOOL'S FOUNDING. IN 1920, LOCAL BENEFACTOR GEORGE EASTMAN BEQUEATHED A GIFT TO THE SCHOOL WITH THE INSTRUCTIONS THAT THE SCHOOL HELP MAKE ROCHESTER "ONE OF HEALTHIEST COMMUNITIES IN THE WORLD." THAT CHARGE HAS GIVEN RISE TO MANY PROGRAMS THAT SEEK TO ADDRESS PUBLIC HEALTH CHALLENGES, INCLUDING OBESITY, SMOKING CESSATION, HOME VISITS FOR AT-RISK MOTHERS, AND EFFORTS TO ELIMINATE DISPARITIES IN IMMUNIZATION RATES. THESE EFFORTS TAKE MANY FORMS AND RANGE FROM GRASSROOTS EFFORTS TO IMPROVE ACCESS, TO HEALTHY FOODS TO HIGH-TECH SOLUTIONS SUCH AS PROVIDING PEDIATRIC AND DENTAL TELEMEDICINE SERVICES TO SCHOOLS AND DAY CARE CENTERS. A FEW EXAMPLES INCLUDE: - THE MONROE COUNTY CANCER SERVICES PROVIDES CANCER SCREENING AND FOLLOW-UP ASSISTANCE TO UNINSURED/UNDER-INSURED FOR BREAST, COLON AND CERVICAL CANCER. THE INITIATIVE ANNUALLY HELPS MORE THAN 1,500 INDIVIDUALS WHO OTHERWISE MAY NOT GET SCREENED. - THE HEALTHY LIVING PROGRAM'S NATIONALLY RECOGNIZED FAITH-BASED PREVENTION PROGRAM WORKS IN THE AFRICAN-AMERICAN AND LATINO COMMUNITIES. HELD IN CHURCH BASEMENTS AND COMMUNITY CENTERS, THIS CULTURALLY SENSITIVE PROGRAM TAUGHT BY CERTIFIED INSTRUCTORS HAS BENEFITED MORE THAN 1,900 PEOPLE SINCE ITS INCEPTION IN 2002. - FOR MORE THAN TWO DECADES, OUR BABY LOVE PROGRAM HAS PROVIDED HOME VISITS TO REDUCE INFANT MORTALITY, PREMATURE BIRTHS, LOW-BIRTH WEIGHT AND FOSTER CARE PLACEMENT OF AT-RISK BABIES. THIS VITAL HOME-VISIT PROGRAM CONTINUES TO MAKE A REMARKABLE DIFFERENCE IN THE LIVES OF YOUNG WOMEN AND THEIR FAMILIES IN THE MOST IMPOVERISHED NEIGHBORHOODS WITHIN OUR INNER CITY. IN 2011 ALONE, THE PROGRAM SERVED MORE THAN 355 AT-RISK PREGNANT TEENS AND WOMEN AND THEIR NEWBORNS EACH YEAR.
PART VI, LINE 6 (AFFILIATED HEALTH CARE SYSTEM)	THE UNIVERSITY OF ROCHESTER MEDICAL CENTER IS AN INTEGRATED ACADEMIC HEALTH CENTER THAT COMPRISES THE SCHOOL OF MEDICINE AND DENTISTRY, INCLUDING ITS FACULTY PRACTICE (UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP); STRONG MEMORIAL HOSPITAL; GOLISANO CHILDREN'S HOSPITAL; JAMES P. WILMOT CANCER CENTER; SCHOOL OF NURSING; EASTMAN INSTITUTE FOR ORAL HEALTH. THE UNIVERSITY'S WHOLLY OWNED HEALTH CARE AFFILIATES ARE: HIGHLAND HOSPITAL, VISITING NURSE SERVICE; HIGHLANDS AT PITTSFORD; THE HIGHLANDS LIVING CENTER, INC. AND HIGHLANDS AT BRIGHTON. UR MEDICAL CENTER AND THE AFFILIATED HEALTH CARE ENTITIES HAVE EMBRACED A COMPREHENSIVE APPROACH TO COMMUNITY HEALTH, WHICH EMPLOYS THE MULTIDISCIPLINARY SKILLS FOUND IN AN ACADEMIC MEDICAL CENTER TO BOTH PROVIDE IMPORTANT COMMUNITY SERVICES AND CONDUCT COMMUNITY-BASED RESEARCH. THESE ACTIVITIES HELP INFORM POLICYMAKERS AND THE COMMUNITY ABOUT LOCAL HEALTH CHALLENGES, EVALUATE THE EFFECTIVENESS OF INTERVENTIONS, AND SERVE AS A FOUNDATION FOR EVIDENCE-BASED PRACTICES TO IMPROVE HEALTH AND OVERALL QUALITY OF LIFE. - THE UNIVERSITY'S HEALTH CARE DELIVERY NETWORK IS ANCHORED BY STRONG MEMORIAL HOSPITAL, A 749-BED TEACHING HOSPITAL. PATIENTS BENEFIT FROM THE MEDICAL CENTER'S ROBUST TEACHING AND BIOMEDICAL RESEARCH PROGRAMS. STUDENT ROSTERS INCLUDE APPROXIMATELY 400 MEDICAL STUDENTS, 550 GRADUATE STUDENTS, AND 600 RESIDENTS AND FELLOWS WHO ARE ENGAGED IN COMMUNITY SERVICE PROJECTS THROUGHOUT THEIR EDUCATION. - EASTMAN INSTITUTE FOR ORAL HEALTH PROVIDES COMMUNITY DENTAL CARE IN A NUMBER OF CLINICS, AS WELL AS CLINICAL EDUCATION TO DENTAL STUDENTS ENROLLED AT THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. IT OFFERS GENERAL DENTISTRY, PEDIATRIC AND ORTHODONTIC CLINICS, AND AN URGENT CARE DENTAL CLINIC THAT SEES APPROXIMATELY 40-50 PATIENTS A DAY. IT OPERATES LOW-INCOME CLINICS AT SCHOOLS AND A DOWNTOWN LOCATION. ADDITIONALLY, FOUR SMILEMOBILES PROVIDE A DENTAL OFFICE ON WHEELS, ALLOWING THE CITY'S CHILDREN INCREASED ACCESS TO MUCH NEEDED DENTAL CARE. - THE JAMES P. WILMOT CANCER CENTER IS ORGANIZED AROUND A MULTIDISCIPLINARY CARE MODEL, WHICH LEADING CANCER EXPERTS BELIEVE IS THE GOLD STANDARD IN CANCER CARE IN THE 21ST CENTURY. ITS MODEL UNDERSCORES A COMMITMENT TO PROVIDE PATIENTS IN THE ROCHESTER AREA WITH THE MOST UP-TO-DATE INFORMATION AND AVAILABLE TREATMENTS, BASING OUR RECOMMENDATIONS ON THE BEST EVIDENCE. IT IS THE ONLY CENTER IN THE ROCHESTER AND FINGER LAKES REGION OFFERING THIS TEAM APPROACH TO CARE. A VARIETY OF FREE PREVENTIVE EDUCATION EVENTS ARE HELD THROUGHOUT THE YEAR, INCLUDING MEN'S HEALTH DAY, WHICH INCLUDES NUMEROUS FREE HEALTH SCREENINGS; FREE SKIN CANCER SCREENINGS; AND BREAST CANCER SCREENINGS FOR THE UNINSURED AND UNDERINSURED. - GOLISANO CHILDREN'S HOSPITAL, HOUSED IN STRONG MEMORIAL HOSPITAL, IS A 124-BED CHILDREN'S HOSPITAL THAT SERVES AS THE REFERRAL CENTER FOR UPSTATE NEW YORK, SURROUNDING STATES AND CANADA. IT COMBINES AWARD-WINNING RESEARCH, INTERNATIONALLY ACCLAIMED EDUCATION AND COMPASSIONATE CARE TO SERVE CHILDREN AND FAMILIES. PEDIATRIC SPECIALTIES INCLUDE ORTHOPAEDICS, NEUROLOGY/NEUROSURGERY, CANCER AND NEONATAL CARE. IN ADDITION TO THESE TRADITIONAL MEDICAL SERVICES, GOLISANO CHILDREN'S HOSPITAL IS THE NATION'S MODEL FOR "COMMUNITY PEDIATRICS," A PHILOSOPHY THAT EMBRACES THE IDEA THAT A CHILD'S COMMUNITY AND ENVIRONMENT AFFECT HIS HEALTH AND THEREFORE HE CANNOT BE TREATED SOLELY IN AN EXAM ROOM. THE HOSPITAL ENCOURAGES PHYSICIANS AND STAFF TO PARTNER WITH COMMUNITY ORGANIZATIONS TO IMPROVE VACCINATION RATES, EDUCATIONAL OPPORTUNITIES, SAFETY AT HOME AND ON PLAYGROUNDS, AND HEALTH INSURANCE AND HEALTH CARE ACCESS. THE UNIVERSITY'S WHOLLY OWNED HEALTH CARE AFFILIATES ARE: - HIGHLAND HOSPITAL OF ROCHESTER (HIGHLAND)PROVIDES INPATIENT AND OUTPATIENT HEALTHCARE SERVICES WITHOUT REGARD TO A PATIENT'S ABILITY TO PAY. HIGHLAND OPERATES A 261 BED ACUTE CARE HOSPITAL, AS WELL AS 13 PRIMARY CARE SATELLITE CLINICS, AN OB/MIDWIFERY CLINIC, BREASTCARE CLINIC AND THREE RADIATION ONCOLOGY TREATMENT CENTERS. HIGHLAND IS ALSO A TEACHING AFFILIATE OF THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. HIGHLAND'S SERVICE AREA INCLUDES MONROE COUNTY, NEW YORK, AS WELL AS SEVERAL COUNTIES SURROUNDING THE ROCHESTER, NEW YORK REGION. - VISITING NURSE SERVICE OFFERS CERTIFIED AND LICENSED HOME HEALTH CARE SERVICES FOR NEWBORNS TO SENIORS. - THE HIGHLANDS AT PITTSFORD CAMPUS INCLUDES TWO SEPARATE CORPORATIONS WITH DIFFERENT ACTIVITIES OFFERING SKILLED NURSING CARE AS WELL AS ASSISTED AND INDEPENDENT LIVING FOR SENIORS. THE HIGHLANDS LIVING CENTER IS A SKILLED NURSING FACILITY THAT ALSO OFFERS AN ADULT DAY CARE PROGRAM. THE ASSISTED LIVING, INDEPENDENT LIVING, AND COMMUNITY EDUCATION ARE PROVIDED BY HIGHLAND COMMUNITY DEVELOPMENT CORPORATION D/B/A THE HIGHLANDS AT PITTSFORD AND LAURELWOOD AT THE HIGHLANDS. THE HIGHLANDS OFFER A COMPREHENSIVE SERIES OF COMMUNITY EDUCATION PROGRAMS ON CURRENT HEALTH TOPICS, INCLUDING HEART HEALTH, NUTRITION, ORAL HEALTH, AND DIABETES PREVENTION, TO NAME A FEW. - THE HIGHLANDS AT BRIGHTON IS A SKILLED NURSING FACILITY THAT SPECIALIZES IN CARE FOR THE MOST MEDICALLY COMPLEX CASES.
STATE FILING OF COMMUNITY BENEFIT REPORT	NY,	990 SCHEDULE H, PART VI

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Form990 Schedule I Part III Form990ScheduleIPartIII

Field	Value	IRS element (for citing)
Type Of Grant	SCHOLARSHIPS AND FELLOWSHIPS TO STUDENTS	TypeOfGrant
Number Of Recipients	9200	NumberOfRecipients
Amount Of Cash Grant	142320545	AmountOfCashGrant
Amount Of Non Cash Assistance	0	AmountOfNonCashAssistance
Method Of Valuation	N/A	MethodOfValuation
Description Of Non Cash Assistance	N/A	DescriptionOfNonCashAssistance

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
STUDENT SCHOLARSHIP, FELLOWSHIPS AND STUDENT LOANS	SCHEDULE I, PART IV	STUDENTS WHO RECEIVE SCHOLARSHIPS, FELLOWSHIPS AND STUDENT LOANS FROM THE UNIVERSITY OF ROCHESTER ARE SELECTED AND THE AMOUNT OF GRANTS OR LOANS DETERMINED BY OBJECTIVE AND NON-DISCRIMINATORY PROCESSES APPLIED TO ALL SIMILARLY SITUATED INDIVIDUALS. THE DECISIONS ARE MADE ON A CASE BY CASE BASIS THROUGH EVALUATING THE ACADEMIC ACHIEVEMENT AND FINANCIAL NEED OF THE APPLICANT IN LIGHT OF THE FUNDS AVAILABLE FOR THIS PURPOSE.
SUBAWARDS	SCHEDULE I, PART II	IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "GRANTS" FOR FORM 990, SCHEDULE I REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Club Dues Or Fees	X	ClubDuesOrFees
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (22 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JOEL SELIGMAN
665902	0	0	0	16500	0	73596	0	13416	0	769414	0	0	0
PAUL J BURGETT
222709	0	0	0	16500	0	22117	0	7525	0	268851	0	0	0
BRADFORD C BERK
849260	0	0	0	19467	0	135596	0	17436	0	1021759	0	0	0
RALPH W KUNCL
492164	0	0	0	33363	0	23597	0	50082	0	599206	0	0	0
PETER LENNIE
388933	0	0	0	16500	0	24515	0	14127	0	444075	0	0	0
WILLIAM M MURPHY
202488	0	0	0	16500	0	21531	0	10644	0	251163	0	0	0
RONALD J PAPROCKI
485664	0	0	0	18031	0	23597	0	23682	0	550974	0	0	0
DOUGLAS W PHILLIPS
242713	0	0	0	42138	0	263596	0	18744	0	567191	0	0	0
SUE S STEWART
387046	0	0	0	16500	0	24227	0	9569	0	437342	0	0	0
MARK B TAUBMAN
711010	0	0	0	861	0	98596	0	18632	0	829099	0	0	0
JAMES D THOMPSON
448567	0	0	0	37896	0	24305	0	18794	0	529562	0	0	0
RICHARD FISHER
596903	0	0	0	18367	0	49346	0	17496	0	682112	0	0	0
STEVEN GOLDSTEIN
831072	0	0	0	42110	0	158596	0	3959	0	1035737	0	0	0
RAYMOND J MAYEWSKI
477012	0	0	0	31985	0	112606	0	3221	0	624824	0	0	0
ELIZABETH MCANARNEY
173957	0	0	0	16500	0	5747	0	7269	0	203473	0	0	0
THOMAS H JACKSON
352937	0	0	0	19820	0	23688	0	18366	0	414811	0	0	0
CHARLES MCCOLLISTER EVARTS
298052	0	0	0	16500	0	16752	0	19024	0	350328	0	0	0
MICHAEL D MALONEY MD
490970	0	523725	0	0	0	263596	0	16449	0	1294740	0	0	0
MARC D BROWN MD
543938	0	1126612	0	16500	0	23597	0	12293	0	1722940	0	0	0
JEFFREY H PETERS MD
914278	0	232682	0	54990	0	41096	0	17397	0	1260443	0	0	0
BRENT DUBESHTER MD
919706	0	324531	0	0	0	23597	0	21999	0	1289833	0	0	0
JASON HAITAO HUANG MD
462568	0	864167	0	16500	0	29634	0	19807	0	1392676	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	COMPENSATION INFORMATION	Identifier
Explanation	DETAIL REGARDING BENEFITS PROVIDED SCHEDULE J, PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL IN CERTAIN CIRCUMSTANCES, THE PRESIDENT OF THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") MAY TRAVEL FIRST CLASS IF CERTAIN TIME/DISTANCE REQUIREMENTS ARE MET AND A VALID UNIVERSITY-RELATED BUSINESS PURPOSE FOR THE TRAVEL EXISTS. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE ONLY IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY MAY PROVIDE TAX GROSS-UP PAYMENTS UNDER CERTAIN CIRCUMSTANCES AS APPROVED BY THE BOARD. THE UNIVERSITY DOES NOT GENERALLY PROVIDE TAX INDEMNIFICATIONS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/SOCIAL CLUB DUES/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT AND PROVOST ARE REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE UNIVERSITY ALSO PROVIDES A SOCIAL CLUB MEMBERSHIP, TO BE USED BY THE PROVOST IN CONNECTION WITH HIS DUTIES. THE PRESIDENT AND PROVOST ARE RESPONSIBLE FOR ANY PERSONAL USE OF THE CLUB MEMBERSHIP, HOUSEHOLD STAFF OR OTHER PERSONAL EXPENSES INCURRED. -------------------------------------------- SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION SCHEDULE J, PART I, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND RECEIVED EMPLOYER PAID AMOUNTS THAT ARE INCLUDED IN DEFERRED COMPENSATION: BRADFORD C. BERK SERP $112,000 MARK B. TAUBMAN SERP $ 75,000 RICHARD FISHER SERP $ 25,750 RAYMOND J. MAYEWSKI SERP $ 89,010 STEVEN GOLDSTEIN SERP $135,000 JEFFREY PETERS SERP $ 17,500 JOEL S. SELIGMAN 457(F) $ 50,000 MICHAEL MALONEY 457(F) $240,000 DOUGLAS PHILLIPS 457(F) $240,000 -------------------------------------------- PROVISION OF NON-FIXED PAYMENTS SCHEDULE J, LINE 7 THE UNIVERSITY OF ROCHESTER MEDICAL SCHOOL COMPENSATION PLAN ALLOWS COMPENSATION TO BE CALCULATED, IN PART, BY MEDICAL SERVICES RENDERED. THE UNIVERSITY OF ROCHESTER DOES NOT PROVIDE DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION. PAYMENTS MADE TO ANY DISQUALIFIED PERSON IS APPROVED BY THE BOARD THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15.	Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	64983UP20	2003-11-06	164425000	2003 A,B,C- CAPITAL PROJECTS	false	false	false
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	64983TC50	2004-08-26	45602797	2004 A- CO-GENERATION FACILITY	false	false	false
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	64983QWB1	2006-03-16	111180000	2006 A-1 & B-1- BOND REFINANCING	false	false	false
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
146000293	649903BH3	2007-02-21	180959178	2007 A-1, A-2 & B- CAPITAL PROJECT	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Credit EnhancementCreditEnhancement	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Amount UnspentAmountUnspent	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
49520000	165914139	0	3122743	2349000	383179	70315051	89744166	0	2009	true	true	true	true
19319959	46665022	2520693	839083	0	0	43305246	0	0	2008	false	false	true	true
0	111180000	0	2170437	1213000	0	0	107796563	0	2000	false	true	true	true
3871156	186719732	1501163	3175140	0	1440200	167058363	0	13544866	2010	false	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
false	true	true	true	true	0.00010	0.00010	0.00020	true
false	true	true	true	true	0.00310	0.00170	0.00480	true
false	true	true	true	true	0.00120	0.00030	0.00150	true
false	true	true	true	true	0.00500	0.00170	0.00670	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Term Of HedgeTermOfHedge	Superintegrated HedgeSuperintegratedHedge	Hedge TerminatedHedgeTerminated	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
WELLSFARGOCITIGROUP
false	true	true	30.	false	false	false	true	false
(no name)
false	false	false				false	false	false
BANK OF AMERICA
false	true	true	21.3	false	false	false	false	false
(no name)
false	false	false				false	true	false

Form990 Schedule K Part V Form990ScheduleKPartV (5 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
BOND ISSUE 2003 A,B,C	PART II, LINE 3	THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2003 A,B,C BOND ISSUE INCLUDES $1,489,139 IN INVESTMENT EARNINGS.
BOND ISSUE 2004A	PART II, LINE 3	THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2004A BOND ISSUE INCLUDES $1,062,225 IN INVESTMENT EARNINGS.
BOND ISSUE 2007 A-1, A-2, B	PART II, LINE 3	THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2007 A-1, A-2, B BOND ISSUE INCLUDES $5,760,554 IN INVESTMENT EARNINGS.
BOND ISSUE 2009 A,B,C,D,E	PART II, LINE 3	THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2009 A,B,C,D,E BOND ISSUE INCLUDES $175,956 IN INVESTMENT EARNINGS.
ADDITIONAL BOND CUSIP INFORMATION	PART I, ROW D, COLUMN C	BOND ISSUE 2007 A-2 CUSIP #649903CK5, BOND ISSUE 2007 B CUSIP #649903CG4

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (17 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
SUSAN FISHER
FAMILY MEMBER OF KEY EMPL	293692	PAYMENT OF COMPENSATION	false
MARY BERK
FAMILY MEMBER OF OFFICER	26379	PAYMENT OF COMPENSATION	false
LAMAR MURPHY
FAMILY MEMBER OF OFFICER	176973	PAYMENT OF COMPENSATION	false
BONNIE GOLDSTEIN
FAMILY MEMBER OF KEY EMPL	83899	PAYMENT OF COMPENSATION	false
THOMAS W WITMER
FAMILY MEMBER OF TRUSTEE	198438	PAYMENT OF COMPENSATION	false
KAREN BERK
FAMILY MEMBER OF OFFICER	50074	PAYMENT OF COMPENSATION	false
DENNIS KESSLER
FAMILY MEMBER OF TRUSTEE	37184	PAYMENT OF COMPENSATION	false
XEROX
COMMON TRUSTEE/OFFICER	4460627	PURCHASE OF BUSINESS SERVICES	false
PAETEC
COMMON TRUSTEE/OFFICER	135589	PURCHASE OF COMMUN. SERVICE	false
WESTFALL PARK ASSOC LLC
COMMON TRUSTEE/OWNER	336854	RENTAL OF REAL PROPERTY	false
CLINTON WOODS ASSOC LLC
COMMON TRUSTEE/OWNER	495981	RENTAL OF REAL PROPERTY	false
LECHASE CONSTRUCTION
COMMON TRUSTEE/OFFICER	14699272	PURCHASE CONSTRUCTION SVCS	false
BECTON DICKINSON AND COMPANY
COMMON TRUSTEE/OFFICER	734577	PURCHASE PRODUCTS EQ/SVC CONTR	false
WEGMANS
COMMON TRUSTEE/OWNER	210295	PURCHASE OF PRESCRIPTION MEDS	false
JP MORGAN CHASE BANK
COMMON TRUSTEE/OFFICER	1013412	BANKING SERVICES	false
COCA COLA
COMMON TRUSTEE/OFFICER	787260	PRODUCT PURCHASES	false
INDIA EQUITY PARTNERS
FAMILY MEMBER OF TRUSTEE	562374	INVESTMENT ADVICE	false

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	18	NumberOfContributions
Noncash Contribs Rptd F990	69593	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest

Books And Publications BooksAndPublications

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Noncash Contribs Rptd F990	693	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	212	NumberOfContributions
Noncash Contribs Rptd F990	10274249	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStock
Securities Prtnrshp Trust Intrsts		SecuritiesPrtnrshpTrustIntrsts
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther
Real Estate Residential		RealEstateResidential

Real Estate Commercial RealEstateCommercial

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	3	NumberOfContributions
Noncash Contribs Rptd F990	823800	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Real Estate Other		RealEstateOther
Collectibles		Collectibles
Food Inventory		FoodInventory

Drugs And Medical Supplies DrugsAndMedicalSupplies

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	34	NumberOfContributions
Noncash Contribs Rptd F990	787074	NoncashContribsRptdF990
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (5 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	COMPUTER EQUIPMENT	78	36351	FAIR MARKET VALUE
X	GIFT-IN-KIND	29	161375	FAIR MARKET VALUE
X	PERSONAL PROPERTY	160	85586	FAIR MARKET VALUE
X	MISCELLANEOUS EQUIPMENT	34	288911	FAIR MARKET VALUE
X	MUSICAL INSTRUMENTS	4	33200	FAIR MARKET VALUE

Field	Value	IRS element (for citing)
Number Of8283 Received	1	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	false	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	DESCRIPTION OF THE NUMBER OF CONTRIBUTIONS	Identifier
Return Reference	FORM 990, SCHEDULE M, PART I, COLUMN (B)	ReturnReference
Explanation	THE UNIVERSITY OF ROCHESTER REPORTS ALL NON-CASH CONTRIBUTIONS RECEIVED, OTHER THAN SECURITIES, BASED ON THE NUMBER OF NON-CASH ITEMS RECEIVED.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (14 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DETAIL OF OTHER PROGRAM SERVICES	FORM 990, PART III, LINE 4d	AUXILIARY ENTERPRISES- THE UNIVERSITY OPERATES EITHER DIRECTLY OR THROUGH THIRD PARTY CONTRACTORS FOOD SERVICES WHICH SERVED 4,895 UNDERGRADUATES 2,782,926 MEALS IN FIVE DINING SERVICES. THE UNIVERSITY HAS 837 UNITS USED FOR STUDENT HOUSING.
DETAIL OF FAMILY OR BUSINESS RELATIONSHIPS	FORM 990, PART VI, SECTION A, LINE 2	RICHARD T. AAB AND ARUNAS A. CHESONIS - BUSINESS RELATIONSHIP RICHARD T. AAB AND DAVID FLAUM - BUSINESS RELATIONSHIP THOMAS S. RICHARDS AND SUE S. STEWART - BUSINESS RELATIONSHIP LAURENCE H. BLOCH AND MICHAEL S. ROSEN - BUSINESS RELATIONSHIP
DESCRIPTION OF FORM 990 REVIEW PROCESS	FORM 990, PART VI, SECTION B, LINE 11b	THE FORM 990 OF UNIVERSITY OF ROCHESTER IS PREPARED BY FINANCE STAFF AND PROVIDED TO PRICEWATERHOUSECOOPERS LLP AND SENIOR MANAGEMENT FOR REVIEW PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE UNIVERSITY'S AUDIT AND RISK ASSESSMENT COMMITTEE PRIOR TO FILING. THE COMMITTEE'S QUESTIONS AND COMMENTS WERE ADDRESSED AT A COMMITTEE MEETING PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING.
DESCRIPTION OF PROCESS TO MONITOR CONFLICT OF INTEREST POLICY	FORM 990, PART VI, SECTION B, LINE 12C	DIRECTORS, COMMITTEE MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE A CONFLICT OF INTEREST: A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING THEIR DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE CONFLICT; C) AS SOON AS POSSIBLE AFTER THE DIRECTOR, COMMITTEE MEMBER OR OFFICER LEARNS OF THE CONFLICT; AND D) ON AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM. THE FORM IS DISTRIBUTED ANNUALLY AND REQUIRES DISCLOSURE OF ALL CONFLICTS OF INTEREST, INCLUDING SPECIFIC INFORMATION CONCERNING THE TERMS OF ANY CONTRACT OR TRANSACTION WITH THE UNIVERSITY THAT INVOLVES A POTENTIAL CONFLICT OF INTEREST FOR THE INDIVIDUAL. THE FORMS ARE REVIEWED BY LEGAL COUNSEL, AND CONFLICTS DISCLOSED ON THE FORMS OR ON AN AD-HOC BASIS ARE REVIEWED BY AN INDEPENDENT BOARD COMMITTEE. THE COMMITTEE CONSIDERS THE MATERIAL FACTS CONCERNING ANY PROPOSED CONTRACT OR TRANSACTION, INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO APPROVE OR RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED, AND APPROVES SUCH CONTRACTS OR TRANSACTIONS ONLY IF THE TERMS ARE FAIR AND REASONABLE TO THE UNIVERSITY AND THE ARRANGEMENTS ARE CONSISTENT WITH THE BEST INTERESTS OF THE UNIVERSITY.
DESCRIPTION OF PROCESS FOR DETERMINING COMPENSATION	FORM 990, PART VI, SECTION B, LINES 15A AND 15B	WRITTEN SELF-EVALUATIONS AND PERFORMANCE EVALUATIONS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY BY THE UNIVERSITY'S COMMITTEE ON COMPLIANCE AND COMPENSATION. THE COMMITTEE REVIEWS AND APPROVES TOTAL COMPENSATION FOR OFFICERS AND KEY EMPLOYEES AND CONSIDERS, IN ADDITION TO THE PERFORMANCE EVALUATIONS, THE SCOPE OF THE INDIVIDUAL'S JOB RESPONSIBILITIES, PREVIOUS COMPENSATION AND COMPARABLE COMPENSATION PAID TO PEOPLE WITH SIMILAR RESPONSIBILITIES AT COMPARABLE INSTITUTIONS. THE COMPARABLE INFORMATION IS PROVIDED BY AN INDEPENDENT CONSULTANT AND BY REFERENCE TO LOCAL, REGIONAL AND NATIONAL COMPENSATION SURVEYS.
DESCRIPTION FOR MAKING DOCUMENTS PUBLIC	FORM 990, PART VI, SECTION C, LINES 18 AND 19	THE UNIVERSITY OF ROCHESTER'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. THE UNIVERSITY OF ROCHESTER'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE NOT ROUTINELY MADE AVAILABLE TO THE PUBLIC.
DETAIL OF INDEPENDENT CONTRACTOR PAYMENTS	FORM 990, PART VII, SECTION B	THE PAYMENT AMOUNTS LISTED FOR LECHASE CONSTRUCTION SERVICES, THE PIKE COMPANY, INC., DGA BUILDERS, INC., AND POSTLER AND JAECKLE CORP. REPRESENT THE ESTIMATED SERVICE COMPONENT OF THE TOTAL PAYMENTS MADE TO THESE VENDORS FOR CONSTRUCTION SERVICES.
STATES WHERE A COPY OF THE FORM 990 IS FILED	FORM 990, PART VI, SECTION C, LINE 17	ALTHOUGH THE UNIVERSITY OF ROCHESTER IS LOCATED IN THE STATE OF NEW YORK, A COPY OF ITS FORM 990 IS NOT REQUIRED TO BE FILED WITH THE STATE, SINCE EDUCATIONAL INSTITUTIONS INCORPORATED UNDER THE NEW YORK STATE EDUCATION LAW ARE EXEMPT FROM FILING IN THE STATE OF NEW YORK.
DETAIL OF OTHER CHANGES IN NET ASSETS	FORM 990, PART XI, LINE 5	OTHER CHANGES IN NET ASSETS IS COMPRISED OF THE FOLLOWING ITEMS: - NET UNREALIZED APPRECIATION $172,997,419 - CHANGE IN VALUATION OF ANNUITIES (3,504,922) - TRANSFERS TO AFFILIATES (1,352,973) - OTHER CHANGES 3,052,492 ------------ TOTAL $171,192,015
GOVERNMENT GRANTS (CONTRIBUTIONS)	FORM 990, PART III, LINE 4b & PART VIII, LINES 1e AND 2c	THE UNIVERSITY HAS HISTORICALLY REPORTED GRANT REVENUES AS A COMPONENT OF PROGRAM SERVICE REVENUE. HOWEVER, IN ACCORDANCE WITH IRS INSTRUCTIONS, SUCH GRANT REVENUE HAS BEEN RECLASSIFIED AND REPORTED AS A COMPONENT OF CONTRIBUTIONS ON THE 2010 FORM 990.
DELEGATION OF AUTHORITY	PART VI, SECTION A, LINE 1a	THE BY-LAWS OF THE UNIVERSITY PROVIDE FOR AN EXECUTIVE COMMITTEE THAT MAY EXERCISE ALL THE POWERS OF THE BOARD IN INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, EXCEPT THAT THE EXECUTIVE COMMITTEE DOES NOT HAVE POWER (1) TO GRANT DEGREES, (2) TO REMOVE A TRUSTEE OR OFFICER, (3) TO ELECT TRUSTEES, THE CHAIR OF THE BOARD OR THE PRESIDENT, OR (4) TO AMEND, ALTER OR REPEAL THE BY-LAWS. THE MEMBERS OF THE EXECUTIVE COMMITTEE ARE ALL TRUSTEES. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD, THE PRESIDENT, THE CHAIRS OF THE BOARD COMMITTEES OF INVESTMENT, NOMINATIONS AND BOARD PRACTICES, FACILITIES, AUDIT AND RISK ASSESSMENT, PERSONNEL, HEALTH AFFAIRS, ACADEMIC AFFAIRS, RESEARCH AND INNOVATION, FINANCIAL PLANNING, STUDENT AFFAIRS, COMPLIANCE AND COMPENSATION, AND DEVELOPMENT PLUS SUCH OTHER TRUSTEES AS THE BOARD OF TRUSTEES MAY ELECT TO SERVE FOR TERMS NOT TO EXCEED FIVE YEARS.
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:RONALD J PAPROCKI TITLE:SR. VP ADMIN & FINANCE, CFO HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:STEVEN GOLDSTEIN TITLE:VICE PRESIDENT- URMC HOURS:12
HOURS DEVOTED FOR RELATED ORGANIZATION	FORM 990 PART VII	NAME:RAYMOND J. MAYEWSKI TITLE:VP, URMC OFC SR VP FOR HEALTH HOURS:9

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (2 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Total IncomeTotalIncome	EOY AssetsEOYAssets	Business Name Line1DirectControllingEntityName/BusinessNameLine1
UNIVERSITY OF ROCHESTER INVESTMENT LLC
266 WALLIS HALL	ROCHESTER	NY	14627	160743209	INVESTING	DE	2509752	5778371	UNIV OF ROCH
EXTENSIBLE CATALOG ORGANIZATION LLC
263 WALLIS HALL	ROCHESTER	NY	14627	160743209	TECH DEVELOP	NY	204985	120105	UNIV OF ROCH

Form990 Schedule R Part II Form990ScheduleRPartII (36 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg
HIGHLAND HOSPITAL OF ROCHESTER INC
1000 SOUTH AVENUE	ROCHESTER	NY	14620	160743037	HOSPITAL	NY	501(C)(3)	3	SPHS	true
THE HIGHLAND FOUNDATION INC
1000 SOUTH AVENUE	ROCHESTER	NY	14620	237310662	FUNDRAISING	NY	501(C)(3)	7	HIGHLD HOSP	true
HIGHLAND FACILITIES DEVELOPMENT CORP
1000 SOUTH AVENUE	ROCHESTER	NY	14620	223039077	MEDICAL BLDG	NY	501(C)(3)	9	HIGHLD HOSP	true
HIGHLAND COMMUNITY DEVELOPMENT CORP
100 HAHNEMANN TRAIL	PITTSFORD	NY	14534	223154715	ELDER CARE	NY	501(C)(3)	9	SPHS	true
THE HIGHLANDS LIVING CENTER INC
500 HAHNEMANN TRAIL	PITTSFORD	NY	14534	223240227	HEALTHCARE	NY	501(C)(3)	9	SPHS	true
THE MEADOWS AT WESTFALL INC
5901 LAC DE VILLE BLVD	ROCHESTER	NY	14618	161502303	HEALTHCARE	NY	501(C)(3)	9	SPHS	true
STRONG PARTNERS HEALTH SYSTEM INC
1000 SOUTH AVENUE	ROCHESTER	NY	14620	161499099	SUPPORT ORG	NY	501(C)(3)	11A, 1	UNIV OF ROCH	true
STRONG HOME CARE GROUP
2180 EMPIRE BOULEVARD	WEBSTER	NY	14580	222577664	FUNDRAISING	NY	501(C)(3)	7	UNIV OF ROCH	true
VISITING NURSE SRVC OF ROCHESTER & MONRO
2180 EMPIRE BOULEVARD	WEBSTER	NY	14580	160743215	HEALTHCARE	NY	501(C)(3)	9	SHCG	true
COMMUNITY CARE OF ROCHESTER
2180 EMPIRE BOULEVARD	WEBSTER	NY	14580	161561691	HEALTHCARE	NY	501(C)(3)	9	SHCG	true
EXCELL PARTNERS INC
5450 CAMPUS DRIVE	CANANDAIGUA	NY	14424	201862628	ECONOMIC DEV	NY	501(C)(4)	N/A	UNIV OF ROCH	true
ROCHESTER BIOVENTURE CENTER INC
601 ELMWOOD AVENUE	ROCHESTER	NY	14642	202485999	BIOTECH INCUB	NY	501(C)(3)	11A, 1	UNIV OF ROCH	true
HIGH TECH ROCHESTER INC
150 LUCIUS GORDON DRIVE SUITE 100	WEST HENRIETTA	NY	14586	161195028	BUSINESS INCU	NY	501(C)(3)	7	UNIV OF ROCH	true
EASTMAN DENTAL CENTER FOUNDATION INC
625 ELMWOOD AVENUE	ROCHESTER	NY	14620	161529555	SUPPORT ORG	NY	501(C)(3)	11A, 1	NA	false
THE JAMES P WILMOT FOUNDATION INC
387 E MAIN STREET	ROCHESTER	NY	14604	222341413	SUPPORT ORG	NY	501(C)(3)	11D,III-OTH	NA	false
UR UA HELEN W RIVAS CO BANK OF AMERICA
C/O BANK OF AMERICA TRUSTEE PO BOX	PROVIDENCE	RI	02901	166022853	SUPPORT ORG	NY	4947(A)(1)	PF	NA	false
CRITTENDEN BOULEVARD HOUSING CO INC
249 NORTON VILLAGE LANE	ROCHESTER	NY	14609	237035414	SUPPORT ORG	NY	501(C)(3)	11B, II	UNIV OF ROCH	true
UNIVERSITY OF ROCHESTER EMPLOYEE BEN TRS
910 GENESEE STREET SUITE 200	ROCHESTER	NY	14611	161600112	EMPL BEN TRST	NY	501(C)(9)	N/A	UNIV OF ROCH	true
JAMES P O'CONNOR CHARITABLE TRUST B
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166304252	SUPPORT ORG	NY	501(C)(3)	PF	NA	false
JOHN O'CONNOR TRUST FBO UNIV OF ROCESTER
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166024304	SUPPORT ORG	NY	501(C)(3)	PF	NA	false
WILHELMINA C O'CONNOR TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166024303	SUPPORT ORG	NY	501(C)(3)	11D,III-OTH	NA	false
UR RIVAS CLINIC UA HELEN W RIVAS
CO BANK OF AMERICA TRUSTEE PO BOX	PROVIDENCE	RI	02901	166022850	SUPPORT ORG	NY	501(C)(3)	11D,III-OTH	NA	false
WINFIELD SCOTT CHARITABLE TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166260266	SUPPORT ORG	NY	501(C)(3)	11D,111-OTH	NA	false
WINIFRED SPERRY TW EASTMAN
CO KEY BANK TRUSTEE 4900 TIEDMAN	BROOKLYN	OH	44144	146080065	SUPPORT ORG	NY	4947(A)(1)	PF	NA	false
ANNA J ALLEN TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166015938	SUPPORT ORG	WI	501(C)(3)	11D,111-OTH	NA	false
TW ETTA BASCOM FBO SMH CANCER UNIT
CO JO MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166055197	SUPPORT ORG	NY	4947(A)(1)	11D,III-OTH	NA	false
VIOLA DEREU FB UR & CAMP GOOD DAYS
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166356625	SUPPORT ORG	NY	501(C)(3)	PF	NA	false
ROBERT P GIDDINGS TRUST CO TAYLOR
GANSON PERRIN 160 FEDERAL ST20T	BOSTON	MA	02110	046660588	SUPPORT ORG	MA	501(C)(3)	11A, 1	NA	false
TRUST UW CECIL M HAYES SCHOLARSHIP FUND
CO ALLIANCE BANK 160 MAIN STREET	ONEIDA	NY	13421	166152521	SUPPORT ORG	NY	501(C)(3)	PF	NA	false
AUGUSTA LANEY HOENIG TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166096268	SUPPORT ORG	NY	501(C)(3)	11D,111-OTH	NA	false
FREDERICK F O'CONNOR TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166016373	SUPPORT ORG	NY	501(C)(3)	11D,III-OTH	NA	false
JP O'CONNOR MEMORIAL TRUST
CO JP MORGAN CHASE TRUSTEE PO BOX	MILWAUKEE	WI	53201	166024306	SUPPORT ORG	NY	501(C)(3)	PF	NA	false
U OF R BROADCASTING CORPORATION
201 WILSON COMMONS	ROCHESTER	NY	14627	160743209	BROADCAST LIC	NY	501(C)(4)	N/A	UNIV OF ROCH	true
UR REAL ESTATE CORPORATION
263 WALLIS HALL	ROCHESTER	NY	14627	271140014	SUPPORT ORG	NY	501(C)(3)	11D,III-OTH	UNIV OF ROCH	true
FRAMEMED FOUNDATION INC
263 WALLIS HALL	ROCHESTER	NY	14627	161490497	SUPPORT ORG	NY	501(C)(3)	7	UNIV OF ROCH	true
MELIORA REAL ESTATE CORPORATION
263 WALLIS HALL	ROCHESTER	NY	14627	452464788	SUPPORT ORG	NY	501(C)(3)	11A, 1	UNIV OF ROCH	true

Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership
MEDICAL ADMINISTRATIVE ASSOCIATES INC
777 SOUTH CLINTON AVENUE	ROCHESTER	NY	14620	161354319	RETAIL PHARMA	NY	HIGHLAND HOSP	C CORP
UR EQUITY HOLDINGS INC
110 OFFICE PARK WAY	PITTSFORD	NY	14534	273040889	HOLDING CO	NY	UNIV OF ROCH	C CORP	0	1	1.00000
CHARITABLE REMAINDER TRUSTS (25)
					N/A	NY	NA	TRUST
POOLED INCOME FUNDS (3)
					N/A	NY	NA	TRUST

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	true	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	true	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	true	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	true	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	true	PerformOfServicesByOtherOrgs
Sharing Of Facilities	false	SharingOfFacilities
Sharing Of Paid Employees	false	SharingOfPaidEmployees
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	true	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	true	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (19 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
HIGHLAND HOSPITAL OF ROCHESTER INC
J	449258	RENTAL COST
HIGHLAND HOSPITAL OF ROCHESTER INC
L	5911405	SERVICE COST
ROCHESTER BIOVENTURE CENTER INC
B	290000	FMV GIFT
ROCHESTER BIOVENTURE CENTER INC
J	1008503	RENTAL COST
THE MEADOWS AT WESTFALL INC
B	1352000	FMV GIFT
THE HIGHLAND FOUNDATION INC
B	100952	FMV GIFT
HIGHLAND HOSPITAL OF ROCHESTER INC
K	59833341	SERVICE COST
HIGHLAND HOSPITAL OF ROCHESTER INC
P	433428	NET EXPENSES
EXCELL PARTNERS INC
K	289920	SERVICE COST
VISITING NURSE SERVICE OF ROCHESTER & MC INC
K	770879	SERVICE COST
VISITING NURSE SERVICE OF ROCHESTER & MC INC
P	114473	NET EXPENSES
VISITING NURSE SERVICE OF ROCHESTER & MC INC
A	6654	INTEREST COST
VISITING NURSE SERVICE OF ROCHESTER & MC INC
R	465102	PRINCIPAL COST
ROCHESTER BIOVENTURE CENTER INC
P	56293	NET EXPENSES
THE HIGHLANDS LIVING CENTER INC
K	134127	SERVICE COST
THE MEADOWS AT WESTFALL INC
K	1202022	SERVICE COST
CRITTENDEN BOULEVARD HOUSING COMPANY INC
P	461074	NET EXPENSES
CRITTENDEN BOULEVARD HOUSING COMPANY INC
J	83782	RENTAL COST
UR REAL ESTATE CORPORATION
A	271359	INTEREST COST