2012-05-15T16:08:06-04:00 2011-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2010-07-01 160743209 UNIVERSITY OF ROCHESTER UNIV 5852752800 910 GENESEE STREET BROOKS LANDING BUSINESS CENTER ROCHESTER NY 146113847 RONALD J PAPROCKI 2012-05-11 2673303000 2010 2016-02-24 21:20:13Z RONALD J PAPROCKI 208 WALLIS HALL ROCHESTER NY 14627 3176987434 false X www.rochester.edu X 1850 NY PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL. 48 36 27058 5441 -519425 -4398748 83683702 322819223 2178905911 2071311836 131953464 141996456 39730512 43656284 2434273589 2579783799 132221910 142320545 0 0 1397655302 1469511818 353189 385904 36343393 802818974 867074944 2333049375 2479293211 101224214 100490588 3657566545 3966515688 1432817706 1470084246 2224748839 2496431442 X PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL. false false 549643450 142320545 382350640 EDUCATIONAL ACTIVITIES - THE UNIVERSITY IS COMPRISED OF SIX SCHOOLS OFFERING PROGRAMS FROM UNDERGRADUATE TO POST-DOCTORAL DEGREES. THESE ARE THE SCHOOL OF ARTS AND SCIENCES, THE HAJIM SCHOOL OF ENGINEERING, THE WARNER SCHOOL OF EDUCATION AND HUMAN DEVELOPMENT, EASTMAN SCHOOL OF MUSIC, SIMON GRADUATE SCHOOL OF BUSINESS ADMINISTRATION, SCHOOL OF NURSING, AND SCHOOL OF MEDICINE AND DENTISTRY. THERE ARE ALSO A NUMBER OF IMPORTANT CENTERS OF ACADEMIC EXCELLENCE, FOR EXAMPLE, THE INSTITUTE OF OPTICS, THE LABORATORY FOR LASER ENERGETICS, THE WILMOT CANCER CENTER, AND THE FLAUM EYE INSTITUTE. THE FULL-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY PROVIDE CLINICAL SERVICES AS PART OF THE ACADEMIC MEDICAL PROGRAM; THIS ACTIVITY OCCURS 100 PERCENT WITHIN THE MEDICAL SCHOOL AND IS INTERNALLY ORGANIZED AND SUPERVISED AS URMFG OR UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP. THERE ARE 1,329 FULL-TIME TENURED FACULTY MEMBERS AND 9,542 UNDERGRADUATE AND GRADUATE STUDENTS ENROLLED IN THE UNIVERSITY. THE UNIVERSITY HAS ALWAYS PLACED FINANCIAL AID FOR ITS STUDENTS AMONG ITS HIGHEST PRIORITIES. MORE THAN 90 PERCENT OF OUR UNDERGRADUATES RECEIVE FINANCIAL AID. THE AVERAGE SCHOLARSHIP COVERS ABOUT 40 PERCENT OF THE COST OF ATTENDING THE UNIVERSITY OF ROCHESTER. THE UNIVERSITY IS COMMITTED TO OFFERING THE HIGHEST QUALITY EDUCATION TO ITS STUDENTS, REGARDLESS OF THEIR ECONOMIC CIRCUMSTANCES OR BACKGROUND. FOR EXAMPLE, THE UNIVERSITY HAS A PROGRAM TO EXPAND HIGHER EDUCATION OPPORTUNITIES FOR STUDENTS FROM THE ROCHESTER CITY SCHOOL DISTRICT (RCSD), A DISTRICT WITH ONE OF THE HIGHEST POVERTY AND SCHOOL DROPOUT RATES IN NEW YORK STATE. THE UNIVERSITY PROVIDES $25,000 PER YEAR FOR FOUR YEARS TO EVERY GRADUATE OF THE SCHOOL DISTRICT WHO IS ADMITTED TO THE UNIVERSITY'S COLLEGE OF ARTS, SCIENCES AND ENGINEERING; THIS IS EQUIVALENT TO AN AWARD OF $100,000 FOR EACH STUDENT. THROUGH THE ENDOWMENT, THE UNIVERSITY PERPETUATES AND ENHANCES ITS EDUCATIONAL, RESEARCH, CLINICAL CARE PROGRAMS AND PUBLIC SERVICE MISSIONS. THIS COMMITMENT REQUIRES AN ENDOWMENT PAYOUT OF 5.8 PERCENT CALCULATED ON A ROLLING FIVE-YEAR AVERAGE OF THE ENDOWMENT'S MARKET VALUE. THE UNIVERSITY'S ENDOWMENT CONSISTS LARGELY OF INDIVIDUAL FUNDS THANKS TO THE GENEROSITY OF CHARITABLE DONORS. THE DONORS OF THESE GIFTS OFTEN SPECIFY AND RESTRICT THE PURPOSES FOR WHICH THE INCOME MAY BE SPENT TO ENSURE LONG-TERM BENEFITS. 334396279 176001401 SPONSORED RESEARCH ACTIVITIES - THE UNIVERSITY IS A CENTER FOR PROGRAMS OF RESEARCH. MUCH OF THE RESEARCH IS FUNDED IN SUBSTANTIAL PART BY PRIVATE AND GOVERNMENTAL AGENCIES. RESEARCH IS UNDERTAKEN IN THE PUBLICS' INTEREST AND ALL RESULTS ARE AVAILABLE TO THE PUBLIC. DURING THE 2010-2011 FISCAL YEAR, THERE WERE 5,971 GRANTS AND CONTRACTS IN EFFECT THAT TOTALED $435,906,888 IN REVENUE. 1359656083 1450748374 SERVICES OF HOSPITAL AND CLINICS- THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") TO SUPPORT THE TEACHING AND RESEARCH MISSIONS OF ITS SCHOOL OF MEDICINE AND DENTISTRY AND ITS SCHOOL OF NURSING OPERATES A TERTIARY CARE, TEACHING HOSPITAL THAT PROVIDES HEALTH CARE SERVICES THROUGH ITS INPATIENT, OUTPATIENT AND EMERGENCY FACILITIES. THE MEDICAL STAFF OF THE HOSPITAL IS THE FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY. THE ACADEMIC DEPARTMENT CHAIRS ALSO FUNCTION AS THE DEPARTMENT HEADS OF THE MEDICAL SERVICES IN THE HOSPITAL. THERE ARE EXTENSIVE INTERN AND RESIDENT PROGRAMS. THE HOSPITAL PROVIDES CARE REGARDLESS OF THE PATIENT'S ABILITY TO PAY FOR SERVICES. THERE WERE 256,053 PATIENT DAYS AND 1,332,477 EMERGENCY AND CLINICAL VISITS DURING THE 2010-2011 FISCAL YEAR. IN ADDITION TO BEING A TEACHING FACILITY, THE HOSPITAL OPERATES IN A CHARITABLE MANNER CONSISTENT WITH THE REQUIREMENTS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND THE "COMMUNITY BENEFIT STANDARD" OF IRS REVENUE RULING 69-545. IN THIS REGARD, THE GOVERNING BODY OF THE ORGANIZATION IS COMPOSED OF PROMINENT CITIZENS IN THE COMMUNITY. MEDICAL STAFF PRIVILEGES IN THE HOSPITAL ARE AVAILABLE TO ALL QUALIFIED PHYSICIANS IN THE AREA WHO ALSO CAN QUALIFY AS FULL OR PART-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY; THE HOSPITAL MAINTAINS A FULL-TIME EMERGENCY ROOM OPEN TO ALL REGARDLESS OF ABILITY TO PAY; THE HOSPITAL PROVIDES CARE TO NEEDY MEMBERS OF ITS COMMUNITY WITH ITS CHARITY CARE POLICY REGARDLESS OF THEIR ABILITY TO PAY FOR SERVICES AND ADMITS AS PATIENTS THOSE ABLE TO PAY FOR CARE, EITHER THEMSELVES OR THROUGH THIRD-PARTY PAYERS SUCH AS PRIVATE HEALTH INSURANCE OR GOVERNMENT PROGRAMS SUCH AS MEDICARE AND MEDICAID. THE HOSPITAL'S EXCESS FUNDS ARE GENERALLY APPLIED TO EXPANSION AND REPLACEMENT OF EXISTING FACILITIES AND EQUIPMENT, MEDICAL RESEARCH, AMORTIZATION OF INDEBTEDNESS, IMPROVEMENTS IN PATIENT CARE, COMMUNITY BENEFIT ACTIVITIES AND CHARITY CARE. 90228112 62211421 2333923924 true true false true true false true false true true true false false true false false true true true true false false true true false true true false true true true false false false false false false false true true true true true false false true true true true true false true 14499 0 true 27058 true true true false false false false true true false false false false false false false X 48 36 true false false false false false false true true false false true true true true true true true true false CA X RONALD J PAPROCKI 5852752800 208 WALLIS HALL ROCHESTER NY 14627 X JOEL SELIGMAN 80.0 X X 682402 0 87012 RICHARD T AAB 2.0 X 0 0 0 MARK S AIN 2.0 X 0 0 0 ERNEST A BATES MD 2.0 X 0 0 0 NAOMI M BERGMAN 0.25 X 0 0 0 LAURENCE H BLOCH 2.0 X 0 0 0 SHEILA E BLUMSTEIN 2.0 X 0 0 0 JOHN H BRUNING 2.0 X 0 0 0 URSULA M BURNS 0.25 X 0 0 0 WILLIAM M CARPENTER 2.0 X 0 0 0 ARUNAS A CHESONIS 2.0 X 0 0 0 LAUNCELOT F DRUMMOND 2.0 X 0 0 0 BERNARD T FERRARI MD 2.0 X 0 0 0 DAVID FLAUM 2.0 X 0 0 0 BARRY W FLORESCUE 2.0 X 0 0 0 ROGER B FRIEDLANDER 2.0 X 0 0 0 ROBERT B GOERGEN 2.0 X 0 0 0 GWEN MELTZER GREENE 2.0 X 0 0 0 PAUL F GRINER 0.25 X 0 0 0 EDMUND A HAJIM 4.0 X X 0 0 0 RICHARD B HANDLER 2.0 X 0 0 0 ALAN F HILFIKER 2.0 X 0 0 0 ROBERT H HURLBUT 2.0 X 0 0 0 MICHAEL E JONES 2.0 X 0 0 0 CAROL D KARP 0.25 X 0 0 0 ROBERT KEEGAN 2.0 X 0 0 0 JOHN M KELLY 0.25 X 0 0 0 LAURENCE KESSLER 2.0 X 0 0 0 LOUIS G LANGE MD 2.0 X 0 0 0 R WAYNE LECHASE 2.0 X 0 0 0 NANCY A LIEBERMAN 2.0 X 0 0 0 GAIL A LIONE 2.0 X 0 0 0 CATHY E MINEHAN 2.0 X 0 0 0 NATHAN F MOSER 2.0 X 0 0 0 CHARLES R MUNNERLYN 2.0 X 0 0 0 KATHLEEN ANN MURRAY 2.0 X 0 0 0 WILLIAM A PECK MD 2.0 X 0 0 0 PHILIP A PIZZO MD 2.0 X 0 0 0 FRANCIS L PRICE 2.0 X 0 0 0 ELENA A PROKUPETS 2.0 X 0 0 0 THOMAS S RICHARDS 2.0 X 0 0 0 MICHAEL S ROSEN 2.0 X 0 0 0 RICHARD E SANDS 0.25 X 0 0 0 THOMAS R SLOAN 2.0 X 0 0 0 HUGO F SONNENSCHEIN 2.0 X 0 0 0 KATHY N WALLER 2.0 X 0 0 0 DANIEL R WEGMAN 2.0 X 0 0 0 RALPH R WHITNEY JR 2.0 X 0 0 0 JANICE M WILLETT 2.0 X 0 0 0 CARL C WILLIAMS 2.0 X 0 0 0 THOMAS C WILMOT SR 2.0 X 0 0 0 NATHANIEL WISCH MD 2.0 X 0 0 0 G ROBERT WITMER JR 2.0 X 0 0 0 PAUL J BURGETT 60.0 X 239209 0 29642 BRADFORD C BERK 65.0 X 868727 0 153032 RALPH W KUNCL 74.0 X 525527 0 73679 PETER LENNIE 60.0 X 405433 0 38642 WILLIAM M MURPHY 40.0 X 218988 0 32175 RONALD J PAPROCKI 65.0 X 503695 0 47279 DOUGLAS W PHILLIPS 62.0 X 284851 0 282340 SUE S STEWART 65.0 X 403546 0 33796 MARK B TAUBMAN 75.0 X 711871 0 117228 JAMES D THOMPSON 75.0 X 486463 0 43099 RICHARD FISHER 60.0 X 615270 0 66842 STEVEN GOLDSTEIN 70.0 X 873182 0 162555 RAYMOND J MAYEWSKI 51.0 X 508997 0 115827 ELIZABETH MCANARNEY 45.0 X 190457 0 13016 MICHAEL D MALONEY MD 86.0 X 1014695 0 280045 MARC D BROWN MD 60.0 X 1687050 0 35890 JEFFREY H PETERS MD 73.0 X 1201950 0 58493 BRENT DUBESHTER MD 80.0 X 1244237 0 45596 JASON HAITAO HUANG MD 60.0 X 1343235 0 49441 THOMAS H JACKSON 40.0 X 372757 0 42054 CHARLES MCCOLLISTER EVARTS 40.0 X 314552 0 35776 14697094 0 1843459 2066 true true false LECHASE CONSTRUCTION SERVICES 300 TROLLEY BLVD ROCHESTER NY 14606 CONSTRUCTION SRVCS 14699272 THE PIKE COMPANY INC ONE CIRCLE STREET ROCHESTER NY 14607 CONSTRUCTION SRVCS 7890372 EXECUSCRIBE INC 1320 UNIVERSITY AVE ROCHESTER NY 14607 TRANSCRIPTION SRVCS 3866561 DGA BUILDERS INC 333 W COMMERCIAL ST SUITE 1500 EAST ROCHESTER NY 14445 CONSTRUCTION SRVCS 2838566 POSTLER AND JAECKLE CORP 615 SOUTH AVENUE ROCHESTER NY 14620 CONSTRUCTION SRVCS 2370000 217 284000 0 2210338 2517000 259905487 57902398 12560832 322819223 SERVICES OF HOSPITALS AND CLINICS 622110 1450748374 1447445080 0 3303294 EDUCATIONAL ACTIVITIES 611310 382350640 382325959 0 24681 SPONSORED RESEARCH ACTIVITIES/CONTRACTS 900099 176001401 176001401 0 0 AUXILIARY ENTERPRISES 900099 62211421 39542934 0 22668487 2071311836 62970716 62970716 0 42318469 42318469 676585263 596525263 80060000 -1034260 79025740 -1034260 80060000 1501352 2210338 678372 822980 822980 0 0 VIVARIUM 900099 367961 367961 ATHLETIC FEES 900099 31980 31980 MAG ROOM RENTAL 900099 77585 77585 37309 37309 514835 2579783799 2045315374 -519425 212168627 0 0 142320545 142320545 0 0 0 0 8397721 5327212 2498886 571623 881600 704627 176973 0 1133354674 1084084068 31036441 18234165 69790848 66866442 1863943 1060463 183711396 176013442 4906484 2791470 73375579 70300964 1959683 1114932 2070781 2070781 0 0 3023160 2846645 152088 24427 784394 0 784394 0 308502 308502 0 0 385904 385904 32427285 0 32427285 0 92563711 88276633 2399428 1887650 1569263 1557396 1280 10587 337960308 331088121 4140375 2731812 13276191 13063639 91925 120627 0 0 0 0 115668806 114600673 977772 90361 14717271 10057890 731123 3928258 0 0 0 0 10774582 9935357 459216 380009 26477582 23650684 2302572 524326 0 0 0 0 141519746 131750000 9025812 743934 13034939 12311845 723094 0 PROVISION FOR DOUBTFUL ACCTS 20872000 20872000 0 0 FOOD SERVICE PROGRAM 14362696 14362696 0 0 NYS REVENUE ASSESSMENT PMTS 9706194 9706194 0 0 OTHER-UBIT STATE TAX PAID 29459 29459 0 0 OTHER MISC. EXPENSES 15928074 1818109 12367120 1742845 2479293211 2333923924 109025894 36343393 221742564 283352340 88556477 93850735 233031048 252159405 19648353 19523816 22098501 23001407 18979886 17493732 2766329123 1476605666 1252107600 1289723457 524747493 718757270 1218646554 1202839565 58008070 65813961 3657566545 3966515688 271427910 292273123 26879986 27791541 633480147 613158382 35991634 60652953 8577171 8578935 456461218 467629312 1432817706 1470084246 X 1741054121 1654581172 163834637 488551400 319860081 353298870 2224748839 2496431442 3657566545 3966515688 X 100490588 171192015 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false 0 true 2834 false 0 false 0 true 452126 false 0 true 7092 462052 false DETAIL OF LOBBYING ACTIVITIES SCHEDULE C, PART II-B THE UNIVERSITY ADVANCES ITS MISSIONS (EDUCATION, RESEARCH, HEALTH CARE AND COMMUNITY HEALTH) AMONG NATIONAL, STATE AND LOCAL ELECTED OFFICIALS, THEIR STAFF, OUR SURROUNDING COMMUNITY, AND WITH GOVERNMENT AGENCIES AT ALL LEVELS. THE UNIVERSITY INTERACTS WITH PEER INSTITUTIONS, D.C.-AND ALBANY-BASED HIGHER EDUCATION AND MEDICAL ASSOCIATIONS, SCIENTIFIC COALITIONS AND SOCIETIES, AND CONSULTANTS TO ADVANCE ITS INTERESTS THROUGH POLICY AND LEGISLATION. DETAIL OF OTHER LOBBYING ACTIIVTIES SCHEDULE C, PART II-B, LINE 1i AMOUNT REPORTED IS A TOTAL OF MEMBERSHIP DUES PAID TO ASSOCIATIONS AND ORGANIZATIONS WHO LOBBY ON BEHALF OF ALL MEMBERS, INCLUDING THE UNIVERSITY OF ROCHESTER. REVOCATION OF 501(H) ELECTION THE UNIVERSITY REVOKED ITS ELECTION UNDER SECTION 501(H), EFFECTIVE FOR ITS TAX YEAR ENDING JUNE 30, 2011. 13 0 290348 0 1205350 0 4081800 0 true true 105700 30430922 0 0 X X X X false 1308342000 20773000 252741000 11153000 53118000 1517585000 1226281000 15354000 148151000 10875000 70569000 1308342000 1629458000 13510000 -330619000 9699000 76369000 1226281000 0.55260 0.44660 0.00080 true false 4424928 4424928 1727607991 876170585 851437406 7312747 2724441 4588306 679044710 465164052 213880658 347938747 132546588 215392159 1289723457 OPERATING INVESTMENTS 202874109 F CASH & CASH EQUIVALENTS 136434497 F INTERESTS 831900744 F OTHER INVESTMENTS 31630215 F 1202839565 0 THIRD PARTY SETTLEMENTS 82291000 RETIREMENT & POST EMPLOYMEN 256705295 ASSET RETIREMENT OBLIGATION 17729257 FOR STUDENT LOANS 16003766 SECURITIES LENDING LIABILITIES 69282242 SPONSORED RESEARCH 25617752 467629312 SUPPLEMENTAL DISCLOSURES DESCRIPTION OF DONOR ADVISED FUNDS SCHEDULE D, PART I, LINE 1 THE UNIVERSITY OF ROCHESTER ("THE UNIVERSITY") OFFERS ITS DONORS THE OPPORTUNITY TO USE CONTRIBUTIONS TO CREATE DONOR-ADVISED FUNDS. A DONOR GENERALLY MAY ESTABLISH A DONOR-ADVISED FUND WITH THE UNIVERSITY BY SIGNING THE AGREEMENT AND THEN MAKING CONTRIBUTIONS TO THE FUND. THE DONOR IS ALLOWED TO RECOMMEND THE INVESTMENT OF THE FUND INTO EITHER A MONEY MARKET FUND OR THE UNIVERSITY'S GENERAL ENDOWMENT. THE DONOR MAY SERVE, OR MAY DESIGNATE ANOTHER PERSON TO SERVE, AS THE FUND ADVISOR, WHO MAKES GRANT RECOMMENDATIONS TO THE UNIVERSITY. THE GRANT RECOMMENDATIONS ARE NOT BINDING AND WILL BE SUBJECT TO THE UNIVERSITY'S DILIGENT REVIEW. ---------------------------------- DESCRIPTION OF THE ORGANIZATION'S COLLECTIONS SCHEDULE D, PART III, LINE 4 THE UNIVERSITY'S GALLERY MAINTAINS BROAD COLLECTIONS, COMPRISING NEARLY 11,000 OBJECTS SPANNING 5,000 YEARS OF ART HISTORY, THAT PROVIDES THE FOUNDATION FOR OUR ROLE AS A SIGNIFICANT EDUCATIONAL CENTER COMMITTED TO BROADENING PEOPLES' UNDERSTANDING OF WORLD CULTURES, ART AND HISTORY. ---------------------------------- INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS FORM 990, SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE UTILIZED IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSES, INCLUDING THE PROVISION OF PERPETUAL ANNUAL SUPPORT FOR STUDENT FINANCIAL AID AND FACULTY SALARIES, AS WELL AS FOR CERTAIN FACILITIES AND ACADEMIC PROGRAMS. true true true true true true true false false false false false false false false true false true NONDISCRIMINATION POLICY STATEMENT SCHEDULE E, LINE 3 ALL PUBLISHED UNIVERSITY OF ROCHESTER OPPORTUNITY ADVERTISEMENTS INCLUDE THE FOLLOWING STATEMENT: "THE UNIVERSITY OF ROCHESTER IS AN EQUAL OPPORTUNITY EMPLOYER." IN ADDITION, THE UNIVERSITY OF ROCHESTER'S NONDISCRIMINATION POLICY IS ADVERTISED TO PROSPECTIVE STUDENTS AND OTHERS IN THE COMMUNITY SERVED BY THE UNIVERSITY OF ROCHESTER THROUGH AN EQUAL OPPORTUNITY STATEMENT USED IN A WIDE VARIETY OF UNIVERSITY PROSPECTUS (FOR UNIVERSITY UNDERGRADUATES), UNDERGRADUATE BULLETINS AND GRADUATE BULLETINS. THE STATEMENT, WHICH ALSO APPEARS ON THE UNIVERSITY WEBSITE ON DIVERSITY, READS AS FOLLOWS: "THE UNIVERSITY OF ROCHESTER VALUES DIVERSITY AND IS COMMITTED TO EQUAL OPPORTUNITY FOR PERSONS REGARDLESS OF AGE, COLOR, DISABILITY, ETHNICITY, GENDER IDENTITY OR EXPRESSION, GENETIC INFORMATION, MARITAL STATUS, MILITARY/VETERAN STATUS, NATIONAL ORIGIN, RACE, RELIGION/CREED, SEX, SEXUAL ORIENTATION OR ANY OTHER STATUS PROTECTED BY LAW. FURTHER, THE UNIVERSITY COMPLIES WITH ALL APPLICABLE NON-DISCRIMINATION LAWS IN THE ADMINISTRATION OF ITS POLICIES, ADMISSIONS, EMPLOYMENT, AND ACCESS TO AND TREATMENT IN UNIVERSITY PROGRAMS AND ACTIVITIES. QUESTIONS ON COMPLIANCE SHOULD BE DIRECTED TO THE PARTICULAR SCHOOL OR DEPARTMENT AND/OR TO THE UNIVERSITY'S INTERCESSOR, UNIVERSITY OF ROCHESTER, P.O. BOX 270039, ROCHESTER, NY 14627-0039. PHONE: (585) 275-9125. THE UNIVERSITY OF ROCHESTER ALSO POSTS A "STATEMENT OF EDUCATIONAL PHILOSOPHY" WHICH IS AMPLIFICATION OF THE NONDISCRIMINATION STATEMENT. SEE: HTTP://WWW.ROCHESTER.EDU/DIVERSITY/PHILOSOPHY.HTML. FINANCIAL AID/ASSISTANCE FROM A GOVERNMENTAL AGENCY SCHEDULE E, LINE 6a THE UNIVERSITY OF ROCHESTER RECEIVES FINANCIAL ASSISTANCE FUNDS FOR STUDENTS, AS PROVIDED BY HHS PROGRAMS, AND HAS GOVERNMENT RESEARCH CONTRACTS AND GRANTS. Central America and the Caribbean Program Services CLINICAL TRIALS 975 Europe (Including Iceland and Greenland) Program Services CLINICAL TRIALS 4225 Central America and the Caribbean 1 Program Services CONDUCTED RESEARCH 191783 East Asia and the Pacific 9 Program Services CONDUCTED RESEARCH 316252 Europe (Including Iceland and Greenland) 1 16 Program Services CONDUCTED RESEARCH 1538168 Middle East and North Africa Program Services CONDUCTED RESEARCH 20532 North America 22 Program Services CONDUCTED RESEARCH 485210 South America Program Services CONDUCTED RESEARCH 35767 South Asia Program Services CONDUCTED RESEARCH 14307 Sub-Saharan Africa 3 Program Services CONDUCTED RESEARCH 965810 East Asia and the Pacific Fundraising 16483 Europe (Including Iceland and Greenland) Fundraising 23406 South Asia Fundraising 2410 Central America and the Caribbean Program Services PRESENTATION AT CONFER 4108 East Asia and the Pacific Program Services PRESENTATION AT CONFER 152109 Europe (Including Iceland and Greenland) Program Services PRESENTATION AT CONFER 376051 Middle East and North Africa Program Services PRESENTATION AT CONFER 28817 North America Program Services PRESENTATION AT CONFER 116996 Russia and the Newly Independent States Program Services PRESENTATION AT CONFER 5659 South America Program Services PRESENTATION AT CONFER 33498 South Asia Program Services PRESENTATION AT CONFER 29893 Central America and the Caribbean Program Services STUDY ABROAD 3990 East Asia and the Pacific Program Services STUDY ABROAD 26820 Europe (Including Iceland and Greenland) Program Services STUDY ABROAD 139790 North America Program Services STUDY ABROAD 995 South Asia Program Services STUDY ABROAD 2284 Sub-Saharan Africa Program Services STUDY ABROAD 2901 East Asia and the Pacific Program Services TEACHING SERVICES 39853 Europe (Including Iceland and Greenland) Program Services TEACHING SERVICES 31850 Middle East and North Africa Program Services TEACHING SERVICES 7803 North America Program Services TEACHING SERVICES 10308 South America Program Services TEACHING SERVICES 5430 South Asia Program Services TEACHING SERVICES 13994 Central America and the Caribbean Investments 450394049 Sub-Saharan Africa Investments 29772532 South America Investments 5460666 1 51 1 51 4176413 486099311 490275724 true false true true true false SUBAWARDS ISSUED TO FOREIGN ENTITIES SCHEDULE F, PART I, LINE 3(c) IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER FOREIGN ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES OR GRANTS" FOR FORM 990, SCHEDULE F REPORTING, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. X X X X X X X true RUFFALO CODY PHONE SOLIC false 1026079 385904 640175 1026079 385904 640175 NY GCH GALA 880174 428030 452144 0 0 3600 59174 11200 49216 WINE AUCTION 988331 303890 684441 0 0 0 0 0 123355 5 1843185 1478418 364767 0 59858 7820 134280 56123 173746 3711690 2210338 1501352 0 59858 11420 193454 67323 346317 678372 822980 true true true X true X true true true false true true 15389108 4936497 10452611 0.00430 239028163 182764018 56264145 0.02290 4308859 3282390 1026469 0.00040 258726130 190982905 67743225 0.02760 1604053 1525 1602528 0.00070 95731718 10916905 84814813 0.03450 90578851 71774897 18803954 0.00760 375775971 0 375775971 0.15290 392125 0 392125 0.00020 564082718 82693327 481389391 0.19590 822808848 273676232 549132616 0.22350 4171 441 3730 0.00000 65712 0 65712 0.00000 465509 0 465509 0.00020 535392 441 534951 0.00020 true 10075758 7053031 161251356 170738310 -9486954 X true true 1 1 STRONG MEMORIAL HOSPITAL

601 ELMWOOD AVENUE ROCHESTER NY 14642

X X X X X X OUTPATIENT MED. CLIN OUTPATIENT MENTAL HE METHADONE MAINTENANC STRONG MEMORIAL HOSPITAL 1 23 URMC AMBULATORY CENTER

180 SAWGRASS DRIVE ROCHESTER NY 14620

AMBULATORY SURGERY OUTPATIENT MEDICAL CLINIC MUSCULOSKELETAL BLDG

4901 LAC DE VILLE BLVD ROCHESTER NY 14618

OUTPATIENT MEDCLINIC OUTPATIENT REHAB CLINIC EASTMAN DENTAL CENTER

625 ELMWOOD AVENUE ROCHESTER NY 14620

OUTPATIENT DENTAL CLINICS STRONG TIES

2613 W HENRIETTA ROAD ROCHESTER NY 14623

OUTPATIENT MEDICAL CLINIC; OUTPATIENT MENTAL HEALTH CLINIC UNIV OTOLARYNGOLOGY ASSOC & AUDIOLOGY

2365 SOUTH CLINTON AVENUE ROCHESTER NY 14618

OUTPATIENT MEDICAL CLINIC SLEEP DISORDERPULMONARY FUNCTION TESTIN

2337 SOUTH CLINTON AVENUE ROCHESTER NY 14618

OUTPATIENT MEDICAL CLINIC PERINATOLOGY EXTENSION CLINIC

500 RED CREEK DRIVE ROCHESTER NY 14623

OUTPATIENT MEDICAL CLINIC;OUTPATIENT MENTAL HEALTH CLINIC STRONG HEALTH CARDIAC REHAB PROGRAM

2425 SOUTH CLINTON AVENUE ROCHESTER NY 14618

OUTPATIENT MEDICAL CLINIC STRONG PSYCH CENTER OP SERVICES

2180 SOUTH CLINTON AVENUE ROCHESTER NY 14618

OUTPATIENT MEDICAL CLINIC;OUTPATIENT MENTAL HEALTH CLINIC STRONG MEMORIAL HOSPITAL EC

919 WESTFALL ROAD ROCHESTER NY 14618

OUTPATIENT MEDICAL CLINIC CLINTON CROSSING NUCLEAR CARDIOLOGY

2400 SOUTH CLINTON AVENUE ROCHESTER NY 14618

OUTPATIENT MEDICAL CLINIC MARY M PARKES CENTER

400 RED CREEK DRIVE ROCHESTER NY 14623

OUTPATIENT MEDICAL CLINIC EASTMAN DENTAL-DOWNTOWN CLINIC

228 EAST MAIN STREET ROCHESTER NY 14604

OUTPATIENT DENTAL CLINIC ENRICO FERMI DENTAL CLINICAL SCHOOL #17

158 ORCHARD STREET ROCHESTER NY 14611

OUTPATIENT DENTAL CLINIC WESTSIDE SPORTS MEDICINE

10 SOUTH POINT LANDING ROCHESTER NY 14606

OUTPATIENT MEDICAL CLINIC EDC SMILEMOBILE VANS 1-4

625 ELMWOOD AVENUE ROCHESTER NY 14620

OUTPATIENT DENTAL CLINIC EAST HIGH SCHOOL

1801 EAST MAIN STREET ROCHESTER NY 14609

OUTPATIENT MEDICAL CLINIC OUTPATIENT MENTAL HEALTH CLINIC PEDIATRIC REACH CLINIC BIVONA CHILD CT

375 LAKE AVENUE ROCHESTER NY 14608

OUTPATIENT MEDICAL CLINIC STRONG HEALTH-LAZOS FUERTES CLINIC

817 EAST MAIN STREET ROCHESTER NY 14605

OUTPATIENT MEDICAL CLINIC OUTPATIENT MENTAL HEALTH CLINIC STRONG HEALTH-SPORT & HAND REHAB-GREECE

120 ERIE CANAL DRIVE GREECE NY 14626

OUTPATIENT MEDICAL CLINIC EDC-MONROE COMMUNITY HOSPITAL CLINIC

435 E HENRIETTA ROAD ROCHESTER NY 14620

OUTPATIENT DENTAL CLINIC EDC-HILLSIDE CHILDRENS CENTER CLINIC

1183 MONROE AVE ROCHESTER NY 14620

OUTPATIENT DENTAL CLINIC METRO YMCA

444 EAST MAIN STREET ROCHESTER NY 14604

OUTPATIENT MEDICAL CLINIC PART 1, LINE 7g COSTS ATTRIBUTABLE TO A PHYSICIAN CLINIC WERE INCLUDED ON PART I, LINE 7g, SUBSIDIZED HEALTH SERVICES, AND INCLUDED TOTAL COMMUNITY BENEFIT EXPENSE OF $34,506,477; DIRECT OFFSETTING REVENUE OF $26,661,063; NET COMMUNITY BENEFIT EXPENSE OF $7,845,414. PART 1, LINE 7, COLUMN (f) THE AMOUNT OF BAD DEBT EXPENSE INCLUDED ON FORM 990 PART IX, LINE 25M COLUMN (A) BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE REPORTED ON LINE 7, COLUMN(f) WAS $20,872,000. PART I, LINE 7 (COSTING METHODOLOGY USED) THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST TO CHARGE RATIO. THE COST TO CHARGE RATIO WAS DERIVED FROM WORKSHEET 2. PART II (COMMUNITY BUILDING ACTIVITIES) THE COMMUNITY BUILDING PROGRAMS REPORTED IN PART II PROMOTE THE HEALTH OF THE COMMUNITY IN MANY WAYS. EXAMPLES INCLUDE: COMMUNITY SUPPORT THE BURN CAMP WAS STARTED IN 1994 BY THE KESSLER BURN UNIT AND STRONG MEMORIAL HOSPITAL, IN CONJUNCTION WITH CAMP GOOD DAYS AND SPECIAL TIMES INC. AND THE FINGER LAKES REGIONAL BURN ASSOCIATION. THE FOUR-DAY OVERNIGHT CAMP HAS SINCE BEEN HELD ANNUALLY AT THE END OF AUGUST. ANY CHILD BETWEEN SEVEN AND SEVENTEEN WHO HAS BEEN TREATED FOR A BURN INJURY IN NEW YORK STATE AND ONTARIO, CANADA IS INVITED TO PARTICIPATE, AT NO COST TO THE CHILDREN OR THEIR FAMILIES. THE CAMP IS STAFFED BY DEDICATED NURSES, SOCIAL WORKERS, AND OTHER HEALTHCARE PROFESSIONALS AS WELL AS FIREFIGHTERS, ADULT BURN SURVIVORS, AND EQUALLY DEDICATED VOLUNTEERS. IMPROVED SELF-ESTEEM, COMPANIONSHIP, AND ACCEPTANCE ARE THE BENEFITS THAT ACCRUE TO THESE CHILDREN FACED WITH DISFIGUREMENT AND DISCOMFORT FROM BURNS. COALITION BUILDING THE INJURY FREE COALITION FOR KIDS OF ROCHESTER IS A COALITION OF GROUPS, ORGANIZATIONS AND AGENCIES DEDICATED TO REDUCING PREVENTABLE INJURIES AND DEATHS AMONG CHILDREN IN THE COMMUNITY. THE COALITION IS BASED OUT OF GOLISANO CHILDREN'S HOSPITAL. ON AN ANNUAL BASIS, THE COALITION HOSTS A SPECIAL BIKE SAFETY EVENT CALL "BIKE RODEO" FOR LOCAL KIDS, DURING WHICH THEY RECEIVE FREE HELMET FITTINGS AND HELMETS, AS WELL AS LESSONS ON BIKE SAFETY. THE COALITION'S EFFORTS ARE REDUCING THE INCIDENCE OF BIKE-RELATED EMERGENCY VISITS AND ULTIMATELY SAVING LIVES IN THIS COMMUNITY. THE ROCHESTER YOUTH VIOLENCE PARTNERSHIP ENSURES THAT YOUNG VICTIMS OF VIOLENCE DO NOT LEAVE THE URMC EMERGENCY DEPARTMENT TRAUMA CENTER UNTIL A TEAM OF MEDICAL, LAW-ENFORCEMENT AND COMMUNITY PROFESSIONALS COMPLETE A COMPREHENSIVE INTERVENTION TO HELP THEM TURN THEIR LIVES AROUND AND AVOID FUTURE VIOLENCE. THE RESULTS ARE PROMISING. MOST SIGNIFICANTLY, THERE HAS BEEN A DECLINE IN RECIDIVISM. COMMUNITY HEALTH IMPROVEMENT ADVOCACY THE "BREATH OF HOPE" - A COMMUNITY-WIDE ASTHMA INITIATIVE - IS A COMMUNITY COLLABORATIVE PROJECT TO IMPROVE THE MANAGEMENT OF ASTHMA IN CHILDREN. THIS EFFORT WAS BUILT UPON A SUCCESSFUL HOSPITAL-BASED PILOT DEMONSTRATING EFFICACY OF THE USE OF COMMUNITY AND HOSPITAL-BASED EDUCATION, STANDARDIZED PRACTICE ACROSS THE COMMUNITY AND HOSPITAL, AND BEHAVIORAL PROMPTS TO IMPROVE OUTCOMES, INCLUDING DECREASED ED VISITS AND INPATIENT ADMISSIONS. PEDIATRIC LINKS WITH THE COMMUNITY IS AN INNOVATIVE PARTNERSHIP BETWEEN THE URMC'S DEPARTMENTS OF PEDIATRICS, MEDICINE-PEDIATRICS, FAMILY MEDICINE, COMMUNITY AND PREVENTIVE MEDICINE AND PSYCHOLOGY, THE UR SCHOOL OF NURSING, AND MORE THAN 50 COMMUNITY-BASED AGENCIES THAT SERVE CHILDREN AND THEIR FAMILIES. THE PROGRAM'S MISSION IS TO DEVELOP A MODEL OF COMMUNITY PEDIATRICS IN WHICH PEDIATRICIANS COLLABORATE WITH COMMUNITY-BASED ORGANIZATIONS, WORK TO ASSURE THE HEALTH OF ALL CHILDREN IN THEIR COMMUNITY, AND ADVOCATE FOR THEIR COMMUNITY TO BE MORE CHILD-RESPONSIVE AND CHILD-ORIENTED.THE COLLABORATION HAS ENHANCED MORE THAN 525 RESIDENTS', FELLOWS' AND MEDICAL STUDENTS' KNOWLEDGE ABOUT COMMUNITY-ORIENTED AND COMMUNITY-BASED HEALTH CARE, INSPIRING FUTURE HEALTH CARE PROFESSIONALS TO IMPROVE THE HEALTH OF CHILDREN IN THEIR COMMUNITIES. A community wide bladder educational awareness program was sponsored by URMC Urology. The evening presentation focused on prevention, early detection, and treatment of bladder cancer. The program also included several guest lectures. PART III, SECTION A, LINE 4 (BAD DEBT EXPENSE, COSTING METHODOLOGY USED) STRONG MEMORIAL HOSPITAL (THE "HOSPITAL") provides care to patients who meet certain criteria under its charity care policy without charge or at amounts less than its established rates. Because the Hospital does not pursue collection of amounts determined to qualify as charity care, they are not reported as revenue or patient accounts receivable. THE HOSPITAL GRANTS CREDIT WITHOUT COLLATERAL TO PATIENTS, MOST OF WHOM ARE LOCAL RESIDENTS AND ARE INSURED UNDER THIRD-PARTY ARRANGEMENTS. ADDITIONS TO THE ALLOWANCE FOR UNCOLLECTIBLE ACCOUNTS ARE MADE BY MEANS OF THE PROVISION FOR BAD DEBTS. ACCOUNTS WRITTEN OFF AS UNCOLLECTIBLE ARE DEDUCTED FROM THE ALLOWANCE AND SUBSEQUENT RECOVERIES ARE ADDED. THE AMOUNT OF THE PROVISION FOR BAD DEBTS IS BASED UPON MANAGEMENT'S ASSESSMENT OF HISTORICAL AND EXPECTED NET COLLECTIONS, BUSINESS AND ECONOMIC CONDITIONS, TRENDS IN FEDERAL AND STATE GOVERNMENTAL HEALTHCARE COVERAGE AND OTHER COLLECTION INDICATORS. THE COSTING METHODOLOGY FOR DETERMINING BAD DEBT EXPENSE (AT COST) WAS TO APPLY AN OVERALL HOSPITAL RATIO OF TOTAL COSTS TO TOTAL CHARGES AND APPLY TO CHARGES WRITTEN OFF AS BAD DEBTS. PART III, SECTION B, LINE 8 (COSTING METHODOLOGY, MEDICARE SHORTFALL) THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON REPORTS PRODUCED FROM THE HOSPITAL'S DECISION SUPPORT SYSTEM FOR THE YEAR. CONSISTENT WITH THE CHARITABLE HEALTHCARE MISSION OF THE HOSPITAL AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, THE HOSPITAL PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY THE HOSPITAL TO PROVIDE SUCH SERVICES. AS A RESULT, THE HOSPITAL VIEWS ANY SHORTFALL REPORTED IN LINE 7 AS AN ADDITIONAL ITEM OF COMMUNITY BENEFIT PROVIDED BY THE ORGANIZATION. PART III, SECTION C, LINE 9b (COLLECTION PRACTICES) CHARITY CARE POLICY MISSION/PURPOSE/PREAMBLE: STRONG MEMORIAL HOSPITAL IMPROVES HEALTH THROUGH CARING, DISCOVERY, TEACHING AND LEARNING. WE PROVIDE EXCELLENT AND COMPASSIONATE CARE AND RESPONSIVE SERVICE. AS WE SEEK TO UNDERSTAND AND FULLY MEET OUR PATIENTS' CURRENT AND FUTURE NEEDS AND EXPECTATIONS, WE RECOGNIZE OUR RESPONSIBILITY TO PRUDENTLY USE THE SCARCE RESOURCES ENTRUSTED TO US. LAWS, REGULATIONS, CATASTROPHIC ILLNESSES AND THE RISING COSTS OF NEW TECHNOLOGY HAVE CREATED A CATEGORY OF PATIENTS WHO ARE EITHER UNINSURED OR UNDERINSURED. THIS CHARITY CARE PROGRAM HAS BEEN DEVELOPED TO HELP THE HOSPITAL MEET THE NEEDS OF THESE PATIENTS AND, CONCURRENTLY, MAINTAIN THE FINANCIAL VIABILITY OF THE HOSPITAL FOR FUTURE GENERATIONS. THIS CHARITY CARE POLICY EXPLAINS HOW THE HOSPITAL ASSISTS PATIENTS WHO CANNOT PAY FOR PART OR ALL OF THE ESSENTIAL MEDICAL CARE THEY RECEIVE. PRINCIPLES: STRONG MEMORIAL HOSPITAL PROACTIVELY CONVEYS INFORMATION ABOUT THIS CHARITY CARE POLICY TO PATIENTS AND THEIR FAMILIES. - WE BELIEVE THAT FEAR OF A HOSPITAL BILL SHOULD NEVER GET IN THE WAY OF ESSENTIAL HEALTH SERVICES. THE PROVISION OF URGENT OR EMERGENT HEALTHCARE IS NEVER DELAYED PENDING A FINANCIAL ASSISTANCE DETERMINATION. SIGNS ANNOUNCING THE CHARITY CARE PROGRAM ARE POSTED IN THE HOSPITAL (E.G. EMERGENCY DEPARTMENT, ADMITTING OFFICE) TO PROACTIVELY CONVEY THIS MESSAGE TO PROSPECTIVE PATIENTS AND THE PUBLIC IN GENERAL. - WE MAINTAIN FINANCIAL AID POLICIES THAT ARE CONSISTENT WITH THE MISSION, VALUES AND CAPACITY OF THE HOSPITAL AND THAT TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. - WE COMMUNICATE THE AVAILABILITY OF FINANCIAL AID IN A MANNER THAT IS CLEAR, UNDERSTANDABLE, SENSITIVE TO THE PATIENT'S DIGNITY, AND IN MULTIPLE LANGUAGES. A NOTICE IS AVAILABLE AT REGISTRATION SITES THAT INFORMS PATIENTS OF THIS PROGRAM AND PROVIDES THE PHONE NUMBER TO CALL TO OBTAIN MORE INFORMATION AND TO APPLY FOR THIS PROGRAM. DESIGNATED STAFF ARE PROVIDED DETAILED TRAINING SO THAT THEY CAN PROVIDE INFORMATION AND ANSWER QUESTIONS ABOUT THE CHARITY CARE PROGRAM. INFORMATION IS GENERALLY AVAILABLE IN BOTH ENGLISH AND SPANISH. WHEN REQUESTED, IT WILL ALSO BE MADE AVAILABLE IN OTHER LANGUAGES. - INFORMATION REGARDING OUR CHARITY CARE PROGRAM IS ALSO AVAILABLE ON THE URMC WEBSITE. - WE IMPLEMENT FINANCIAL AID PROCEDURES THAT ARE CONSUMER-FRIENDLY, RESPECTFUL, AND CONFIDENTIAL, AS WELL AS DEBT COLLECTION POLICIES THAT REFLECT THE MISSION AND VALUES OF THIS HOSPITAL. - WE WORK WITH GOVERNMENT, PAYERS, BUSINESS, CONSUMER GROUPS AND OTHERS TO ADDRESS THE UNDERLYING PROBLEM THAT TOO MANY NEW YORKERS LACK HEALTH INSURANCE. GENERAL GUIDELINES: AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, AND/OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS. APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM. CHARITY CARE APPLICATIONS MUST BE COMPLETED AND RETURNED TO THE HOSPITAL WITH THE REQUESTED INCOME DOCUMENTATION. PATIENTS WILL NOT RECEIVE CHARITY CARE ASSISTANCE IF THEY (A) DO NOT COMPLETE THE APPLICATION PROCESS FOR MEDICAID OR OTHER INSURANCE FOR WHICH THEY MAY QUALIFY, (B) ELECT NOT TO MAKE APPLICATION FOR CHARITY CARE, OR (C) HAVE ADEQUATE RESOURCES OR INCOME TO PAY PRIVATELY FOR THEIR CARE. IN THESE SITUATIONS, THEY WILL REMAIN FINANCIALLY RESPONSIBLE FOR FULL PAYMENT OF THEIR HOSPITAL BILLS. CHARITY CARE ASSISTANCE IS AVAILABLE FOR PATIENTS WHO RESIDE IN NEW YORK STATE AND RECEIVE EMERGENCY HOSPITAL SERVICES, INCLUDING EMERGENCY TRANSFERS, AND TO PATIENTS WHO RESIDE IN STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA IN NEW YORK STATE WHO RECEIVE SERVICES IN DESIGNATED STRONG MEMORIAL HOSPITAL PROGRAMS, INCLUDING MOST INPATIENT AND OUTPATIENT SERVICES. IN ADDITION, THE HOSPITAL MAY, IN ITS DISCRETION, GRANT CHARITY CARE TO INDIVIDUALS WHO RESIDE OUTSIDE OF NEW YORK STATE. CHARITY CARE ASSISTANCE DOES NOT COVER MEDICALLY UNNECESSARY CARE, COSMETIC ALTERATION, TELEPHONE, TELEVISION AND PRIVATE ROOM CHARGES. IT DOES NOT COVER SERVICES GENERATED BY AN INSURED PATIENT WHO CHOOSES TO RECEIVE CARE AT AN OUT-OF-NETWORK HOSPITAL, OR WHO FAILS TO COMPLY WITH INSURANCE POLICY REQUIREMENTS (E.G. UNAUTHORIZED SERVICES) NOR DOES IT APPLY TO NON-RESIDENT ALIENS (UNLESS APPROVED IN ADVANCE OF CARE BEING PROVIDED), TO DRUGS NOT ADMINISTERED IN THE HOSPITAL, TO TRANSPORTATION FURNISHED BY THIRD PARTY VENDORS, OR TO CARE, SERVICES, DRUGS OR SUPPLIES FOR THE PURPOSE OF GENDER CHANGE PROCEDURE. SPECIFIC QUESTIONS ABOUT SERVICES THAT ARE NOT COVERED SHOULD BE DIRECTED TO THE PATIENT ACCOUNTS MANAGER OR THEIR DELEGATE. FINANCIAL GUIDELINES: FINANCIAL AID IS INTENDED TO ASSIST THOSE INDIVIDUALS WHO CANNOT AFFORD TO PAY IN PART OR IN FULL FOR THEIR CARE. IT SHOULD TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. HOSPITAL FINANCIAL AID SHOULD NOT BE VIEWED AS A SUBSTITUTE FOR EMPLOYER-SPONSORED OR INDIVIDUALLY PURCHASED INSURANCE. PATIENTS WITHOUT INSURANCE AND WITH INCOME THAT WOULD QUALIFY THEM FOR THE CHARITY CARE PROGRAM BUT ALSO HAVE SUBSTANTIAL RESOURCES (OTHER THAN TAX-DEFERRED OR COMPARABLE RETIREMENT SAVINGS OR COLLEGE SAVINGS ACCOUNTS) MAY BE EXPECTED TO PAY PART OF THEIR BILLS(S). CHARITY CARE ASSISTANCE IS GENERALLY AVAILABLE TO INDIVIDUALS WHOSE INCOME IS LESS THAN OR EQUAL TO 400% OF THE FEDERAL POVERTY LEVEL. HOWEVER, PATIENTS WHO HAVE EXHAUSTED THEIR INSURANCE BENEFITS, EXCEEDED FINANCIAL ELIGIBILITY CRITERIA, FACE EXTRAORDINARY MEDICAL COSTS, OR WHO HAVE OTHER UNIQUE CIRCUMSTANCES MAY BE CONSIDERED FOR CHARITY CARE APPROVAL IN THE HOSPITAL'S SOLE DISCRETION. WHILE APPLICATION FOR MEDICAID OR OTHER INSURANCE IS USUALLY REQUIRED, THE HOSPITAL MAY, AT ITS SOLE DISCRETION, IN APPROPRIATE CASES, ALSO CONSIDER PATIENTS FOR CHARITY CARE WHEN THEY MEET THE FINANCIAL CRITERIA OF THIS PROGRAM, BUT HAVE NOT SATISFACTORILY COMPLETED ALL THE REQUIREMENTS OF THE CHARITY CARE APPLICATION PROCESS. THIS MAY INCLUDE PATIENTS WHO HAVE BEEN SANCTIONED BY MEDICAID, HAVE FILED BANKRUPTCY OR APPEAR TO BE ELIGIBLE FOR CHARITY CARE ASSISTANCE BASED ON AVAILABLE INFORMATION. ELIGIBILITY DETERMINATIONS IN COMPLEX CASE CIRCUMSTANCES WILL BE MADE AFTER CONSIDERATION BY THE CHARITY CARE REVIEW TEAM THAT INCLUDES THE CHARITY CARE OFFICER, FINANCIAL CASE MANAGER AND/OR THEIR MANAGERS, OR MAY BE MADE BY SENIOR HOSPITAL ADMINISTRATORS. THE AMOUNT OF THE DISCOUNT AFFORDED TO QUALIFIED CHARITY CARE PATIENTS WILL BE DETERMINED THROUGH ASSESSMENT OF THE RESPONSIBLE PARTY'S ANNUAL HOUSEHOLD INCOME AND THE NUMBER OF PEOPLE IN THE HOME, AS A PERCENTAGE OF THE FEDERAL POVERTY GUIDELINE AMOUNTS FOR SAME SIZE HOUSEHOLDS. THE FINANCIAL GUIDELINES WILL BE UPDATED ANNUALLY IN CONJUNCTION WITH THE FEDERAL POVERTY UPDATES PUBLISHED BY CMS. PATIENTS MAY RECEIVE FULL OR PARTIAL DISCOUNT FROM THE COST OF CARE, DEPENDING ON THE PERCENTAGE OF THE GUIDELINES MATCHED BY THE PATIENT'S HOUSEHOLD INCOME. ANY BILL AMOUNT REMAINING AFTER APPLICATION OF A PARTIAL CHARITY CARE DISCOUNT IS THE RESPONSIBILITY OF THE PATIENT. THE AMOUNT AN APPROVED CHARITY CARE PATIENT WILL GENERALLY BE EXPECTED TO PAY FOR SERVICES COVERED BY THE POLICY WILL BE LIMITED TO THE LOWER OF THE AMOUNT THAT THE HOSPITAL WOULD HAVE RECEIVED FOR THE SAME SERVICE UNDER MEDICARE PARTS A AND B, (INCLUDING COINSURANCE, CO-PAYMENTS AND DEDUCTIBLES) OR THE USUAL AND CUSTOMARY CHARGES. THE PATIENT WILL BE ASSISTED BY THE HOSPITAL IN MAKING ARRANGEMENTS TO SATISFY ANY BALANCE REMAINING ON THE ACCOUNT(S) AFTER THE APPLICATION OF THE APPROPRIATE CHARITY CARE DISCOUNT BY USE OF A PAYMENT PLAN. THE MONTHLY PAYMENTS UNDER SUCH PLANS SHALL NOT EXCEED TEN PERCENT (10%) OF THE ELIGIBLE PATIENT'S GROSS MONTHLY INCOME. THE RATE OF INTEREST ON UNPAID BALANCES SHALL NOT EXCEED THE US TREASURY RATE FOR 90 DAY SECURITIES PLUS 0.5%. HOSPITAL PATIENT FINANCIAL AID STATUTE DISCOUNTING REQUIREMENTS DISCOUNT / GROSS INCOME AS % OF FEDERAL POVERTY LEVEL 100% / UP TO 200% 80 / BETWEEN 201-250% 60% / BETWEEN 251-300% 40% / BETWEEN 301-350% 20% / BETWEEN 351-400% 0% / OVER 401% PROCESS: APPLICATIONS WILL BE ACCEPTED IMMEDIATELY BEFORE, DURING OR AFTER CARE IS PROVIDED. THE HOSPITAL WILL STRIVE TO ASSIST PATIENTS RECEIVING HIGH-COST SERVICES AS THEY OCCUR. PATIENTS MAY BE APPROVED FOR CHARITY CARE ON AN ACCOUNT-BY-ACCOUNT BASIS OR FOR A PERIOD OF TIME (FOR A COURSE OF TREATMENT). FULLY COMPL PART VI, LINE 2 (NEEDS ASSESSMENT) MONROE COUNTY ASSESSES THE HEALTH NEEDS OF THE COMMUNITY THROUGH HEALTH ACTION, A ROBUST COMMUNITY-WIDE PROCESS ESTABLISHED 16 YEARS AGO THAT IS LED BY THE COUNTY HEALTH DEPARTMENT. IT INVOLVES ALL FOUR LOCAL HEALTH SYSTEMS, LOCAL INSURERS, AND OTHER KEY COMMUNITY STAKEHOLDERS. THROUGH THIS PROCESS, COMMUNITY PRIORITIES, GOALS, AND INTERVENTIONS ARE IDENTIFIED AND IMPLEMENTED. THESE PRIORITIES ALIGN WITH THE HEALTH PRIORITIES AND INDICATORS AS PUBLISHED BY NEW YORK STATE'S DOH AND INCLUDE ACCESS TO QUALITY HEALTH CARE, TOBACCO USE, HEALTHY MOTHERS/HEALTHY BABIES/HEALTHY CHILDREN, PHYSICAL ACTIVITY/NUTRITION, UNINTENTIONAL INJURY, HEALTHY ENVIRONMENTS, CHRONIC DISEASE, AND MENTAL HEALTH/SUBSTANCE ABUSE. FIVE HEALTH STATUS "REPORT CARDS" IN SPECIFIC AGE GROUPS AND CATEGORIES ARE USED TO MEASURE PROGRESS TOWARDS HEALTH STATUS IMPROVEMENT. THEY INCLUDE MATERNAL AND CHILD HEALTH, ADOLESCENT HEALTH, ADULT HEALTH, OLDER ADULT HEALTH AND ENVIRONMENTAL HEALTH, EACH OF WHICH CONTAIN GOALS FOR IMPROVING HEALTH. PRIORITIES FOR EACH AREA ARE SELECTED BASED ON INPUT FROM FOCUS GROUPS WITH RESIDENTS, AND HEALTH AND SOCIAL SERVICE PROFESSIONALS. UPDATED REPORT CARDS ARE PRODUCED AND DISTRIBUTED EVERY 6-8 YEARS FOR EACH SPECIFIC AGE GROUP. THESE PRIORITIES SERVE AS A FOUNDATION FOR COMMUNITY HEALTH IMPROVEMENT AND COMMUNITY BUILDING EFFORTS AND HELP TO ENSURE COLLABORATIVE AND COORDINATED USE OF HEALTH SYSTEM RESOURCES TO ADDRESS THE MOST PRESSING NEEDS. THE PRIORITY SETTING PROCESS IS A SIX-STEP PROCESS THAT INCLUDES: 1) ASSESS HEALTH STATUS: DATA DETAILING HEALTH STATUS, ACCESS TO HEALTH CARE AND HEALTH BEHAVIORS ARE COMPILED AND ANALYZED TO IDENTIFY TRENDS AND DISPARITIES AND TO COMPARE OUR COUNTY TO OTHER COMMUNITIES. THE HEALTH SYSTEM PARTNERS WITH THE COUNTY TO CONDUCT PERIODIC HEALTH ASSESSMENTS. 2) CHOOSE PRIORITY GOALS: THE ADVISORY COMMITTEE, CO-FOUNDED BY THE MEDICAL CENTER, HOSTS COMMUNITY FORUMS TO ADDRESS HEALTH IMPROVEMENT PRIORITIES. THE ADVISORY COMMITTEE MAKES RECOMMENDATIONS TO THE BOARD OF HEALTH ON PRIORITIES. 3) DEFINE THE LEADERSHIP: PARTNERS ARE IDENTIFIED TO SUPPORT THE PRIORITIES FOR ACTION. THE MEDICAL CENTER PROVIDES SALARY SUPPORT FOR FACULTY AND STAFF TO CONTRIBUTE THEIR ACADEMIC AND CLINICAL EXPERTISE TO HELP IDENTIFY AND IMPLEMENT THE MOST EFFECTIVE INTERVENTIONS ON THE HEALTH PRIORITIES. 4) DEVELOP IMPROVEMENT PLANS: EACH PARTNERSHIP DEVELOPS IMPROVEMENT PLANS TO ADDRESS HEALTH GOALS. 5) PERFORM INTERVENTIONS: EACH PARTNERSHIP, ALONG WITH THE STEERING COMMITTEE, WHICH INCLUDES THE MEDICAL CENTER, OVERSEES THE IMPLEMENTATION OF INTERVENTIONS IN VARIOUS VENUES THAT INCLUDE SCHOOLS, DAY CARE CENTERS, PLACES OF WORSHIP, COMMUNITY BASED ORGANIZATIONS AND WITHIN THE HEALTH SYSTEMS. 6) MEASURE THE IMPACT: EACH PARTNERSHIP EVALUATES THE INTERVENTION. PART VI, LINE 3 (PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE) INFORMATION ABOUT THE AVAILABILITY OF FINANCIAL ASSISTANCE IS POSTED IN ALL AREAS OF THE FACILITY AND ITS OFF-SITE LOCATIONS. CHARITY CARE INFORMATION IS POSTED IN INPATIENT AND OUTPATIENT REGISTRATION AREAS; THE EMERGENCY DEPARTMENT; ADMITTING; AND ALL PRIMARY CARE SITES. THE HOSPITAL PROVIDES A COPY OF THE CHARITY CARE POLICY AND FINANCIAL ASSISTANCE CONTACTS TO PATIENTS AS PART OF ITS ADMITTING PROCESS. PRINTED INFORMATION ABOUT CHARITY CARE ASSISTANCE IS ALSO PROVIDED WITH DISCHARGE MATERIALS WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS IN FINANCIAL NEED. OUR CHARITY CARE POLICY IS ON-LINE AS WELL, ON THE HOSPITAL WEBSITE. AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS, APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM. PART VI, LINE 4 (COMMUNITY INFORMATION) STRONG MEMORIAL HOSPITAL IS LOCATED IN THE CITY OF ROCHESTER, COUNTY OF MONROE (POPULATION APPROXIMATELY 744,394) IN THE FINGER LAKES REGION OF NEW YORK STATE. THE FINGER LAKES REGION EXTENDS APPROXIMATELY 100 MILES NORTH TO SOUTH AND 100 MILES EAST TO WEST. THE REGION ENCOMPASSES URBAN, SUBURBAN AND RURAL COMMUNITIES WITHIN NEW YORK STATE. THE REGION (INCLUDING MONROE COUNTY) HAS A POPULATION OF MORE THAN 1,703,000. STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA (PSA) IS MONROE COUNTY AND THE SECONDARY SERVICE AREA (SSA) ENCOMPASSES THE 15 COUNTIES SURROUNDING MONROE INCLUDING: ALLEGANY, CATTARAUGUS, CAYUGA, CHEMUNG, GENESEE, LIVINGSTON, ONTARIO, ORLEANS, SCHUYLER, SENECA, STEUBEN, TOMPKINS, WAYNE, WYOMING, AND YATES. THERE ARE FIFTEEN FEDERALLY DESIGNATED MEDICALLY UNDERSERVED AREAS OR POPULATIONS WITHIN THIS 16 COUNTY REGION. THE PRIMARY SERVICE AREA IS HOME TO THREE MULTI-HOSPITAL SYSTEMS EACH WITH SEVERAL LONG-TERM CARE, HOME CARE AND OTHER TYPES OF AFFILIATES. THE UNIVERSITY OF ROCHESTER MEDICAL CENTER'S HOSPITALS ARE STRONG MEMORIAL HOSPITAL, AND ITS AFFILIATE, HIGHLAND HOSPITAL OF ROCHESTER. ROCHESTER GENERAL HEALTH SYSTEM CONSISTS OF ROCHESTER GENERAL HOSPITAL AND NEWARK WAYNE COMMUNITY HOSPITAL AND UNITY HEALTH CONSISTS OF PARK RIDGE HOSPITAL AND ST. MARY'S HOSPITAL. THERE ARE ROUGHLY TWENTY SMALLER COMMUNITY HOSPITALS THAT OPERATE IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY WITH BED CAPACITY RANGING FROM AS FEW AS 25 BEDS TO AS MANY AS 224 BEDS. OVER 50 RESIDENTIAL HEALTH CARE FACILITIES; MANY PUBLIC AND PRIVATE AGENCIES PROVIDING COMMUNITY AND HOME HEALTH SERVICES; SEVERAL STATE AND FEDERAL FACILITIES; AND A FULL RANGE OF HEALTH CARE PROFESSIONALS, INCLUDING THOUSANDS OF PHYSICIANS, DENTISTS, NURSES, TECHNICIANS, ADMINISTRATORS, EDUCATORS, AND SUPPORT PERSONNEL PROVIDE SERVICES WITHIN THE SIXTEEN COUNTY SERVICE AREA. HISTORICALLY UNDER REPRESENTED ETHNIC GROUPS INCLUDING BLACK NON-HISPANIC, HISPANIC AND OTHER POPULATIONS COMPRISE ROUGHLY 25% OF THE POPULATION OF MONROE COUNTY. ACCORDING TO U.S. CENSUS DATA ROUGHLY 11.7% OF THE POPULATION OF MONROE COUNTY IS NON-ENGLISH SPEAKING. AVERAGE HOUSEHOLD INCOME FOR THE PRIMARY SERVICE AREA IS $68,117 VERSUS THE NATIONAL AVERAGE OF $71,071. ACCORDING TO THE US CENSUS, 13.7% OF INDIVIDUALS IN MONROE COUNTY WERE CONSIDERED BELOW THE POVERTY LEVEL. THE PERCENTAGE OF THE MONROE COUNTY POPULATION AGE 65 AND OLDER WAS 13.9% IN 2010 AND IS ANTICIPATED TO GROW TO 15.9% BY 2015. THE POPULATION OF INDIVIDUALS 18 YEARS AND YOUNGER IS ANTICIPATED TO DECLINE FROM 22.4% (2010) TO 21.1% IN 2015. THE RATE OF UNINSURED ADULTS (AGES 19 TO 64) IN MONROE COUNTY IS 10.4 PERCENT, COMPARED TO THE NEW YORK STATE RATE OF 17.2 PERCENT (2007 CENSUS BUREAU ESTIMATES). ACCORDING TO THE NEW YORK STATE DEPARTMENT OF HEALTH, ROUGHLY 18% OF THE POPULATION OF MONROE COUNTY IS ENROLLED IN MEDICAID WHILE ABOUT 12% OF THE SURROUNDING FIFTEEN COUNTY POPULATIONS ARE ENROLLED IN MEDICAID. MONROE COUNTY'S POPULATION OF SENIORS OUTPACES THE NATIONAL AVERAGE OF 13.2%. AT THE SAME TIME, THE POPULATION OF RESIDENTS 18 AND YOUNGER IS ANTICIPATED TO DECLINE OVER THE NEXT SEVERAL YEARS FROM 22.4% IN 2010 TO 21.1% IN 2015. UNDER REPRESENTED ETHNIC GROUPS COMPRISE ROUGHLY 9.4% OF THE POPULATION IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY. AVERAGE HOUSEHOLD INCOME FOR THE FIFTEEN COUNTY SERVICE AREA WAS $59,462 VERSUS THE US AVERAGE OF $71,071. PART VI, LINE 5 (PROMOTION OF COMMUNITY HEALTH) STRONG MEMORIAL HOSPITAL IS OVERSEEN BY A 50 MEMBER BOARD THAT REPORTS TO THE UNIVERSITY BOARD OF TRUSTEES. THE HOSPITAL BOARD IS LED BY AND COMPRISED OF A DIVERSE GROUP OF COMMUNITY AND INDUSTRY LEADERS AND ADVOCATES - PEOPLE WHO LIVE AND WORK IN THIS COMMUNITY AND CARE DEEPLY ABOUT THE HEALTH AND WELFARE OF ITS CITIZENS. THE BOARD INCLUDES NON-UR MEDICAL CENTER-EMPLOYED PRIVATE COMMUNITY PHYSICIANS, MEMBERS OF THE BUSINESS COMMUNITY, LOCAL PHILANTHROPISTS WITH AN INTEREST IN ADVOCATING FOR HEALTH CARE, AND OTHER LOCAL REPRESENTATIVES. AS A DEDICATED BOARD, EACH MEMBER HAS VOWED TO UPHOLD THE FOLLOWING DUTIES: A DUTY OF OBEDIENCE TO THE CHARITABLE PURPOSE OF THE ORGANIZATION, A DUTY OF LOYALTY, TO ACT BASED ON BEST INTERESTS OF THE ORGANIZATION AND THE WIDER COMMUNITY IT SERVES, AND A DUTY OF CARE, TO BE DILIGENT IN CARRYING OUT THE WORK OF THE BOARD. ADMINISTRATIVELY, UR MEDICAL CENTER LEADERSHIP HAS INITIATED A COMPREHENSIVE AND AMBITIOUS STRATEGIC PLANNING PROCESS ACROSS THE INSTITUTION. THE GOALS OF THE 5-YEAR PLAN INCLUDE EXPANDING COMMUNITY HEALTH PROGRAMS AND RESEARCH THAT IMPROVE THE OVERALL HEALTH OF THE GREATER ROCHESTER COMMUNITY. AN ANNUAL "DR. DAVID SATCHER COMMUNITY HEALTH IMPROVEMENT AWARDS" PROGRAM HAS BEEN ESTABLISHED TO ENCOURAGE AND RECOGNIZE FACULTY/STAFF FOR EXEMPLARY WORK WITHIN THE COMMUNITY TO IMPROVE COMMUNITY HEALTH. STRONG MEMORIAL HOSPITAL EXTENDS MEDICAL STAFF PRIVILEGES TO EMPLOYED UR MEDICAL CENTER PHYSICIANS, UR MEDICAL CENTER FACULTY PHYSICIANS, AND ALL ELIGIBLE PRIVATE PHYSICIANS WHO PRACTICE AT AND/OR ADMIT PATIENTS TO THE STRONG MEMORIAL HOSPITAL. SIMILARLY, HIGHLAND HOSPITAL EXTENDS MEDICAL STAFF PROVILEGES TO EMPLOYED PHYSICIANS, UR MEDICAL CENTER FACULTY PHYSICIANS, AND ALL ELIGIBLE PRIVATE PHYSICIANS WHO PRACTICE AT AND/OR ADMIT PATIENTS TO HIGHLAND HOSPITAL. MANY UR MEDICAL CENTER AND HIGHLAND HOSPITAL PHYSICIANS SERVE A DUAL ROLE WITH COMMUNITY AGENCIES, PROVIDING SERVICE AS A MEDICAL DIRECTOR OR ATTENDING PHYSICIAN FOR COMMUNITY HEALTH INITIATIVES. THIS LINKAGE ENHANCES COLLABORATION, PRODUCING A HIGHER QUALITY OF CARE AND SMOOTHER TRANSITIONS FOR PATIENTS WHO MAY NEED ANY OR ALL OF THESE SERVICES. UR MEDICAL CENTER CONTINUALLY REINVESTS IN ITS FACILITIES AND PROGRAMS IN AN EFFORT TO IMPROVE THE HEALTH OF THE COMMUNITY. FOR EXAMPLE, THE 85-YEAR-OLD HOSPITAL HAS IN RECENT YEARS RENOVATED ITS MEDICAL AND SURGICAL ICUS TO PROVIDE PATIENT- AND FAMILY-CENTERED CARE IN LARGER, PRIVATE ROOMS. IT ALSO UNVEILED A NEW FREESTANDING AMBULATORY SURGERY CENTER THAT INCLUDES 10 OPERATING SUITES AND THREE PROCEDURE ROOMS EQUIPPED WITH ADVANCED TECHNOLOGY, AND SPACIOUS FACILITIES FOR ENHANCED CARE AND PRIVACY FOR PATIENTS AND FAMILIES. THE SURGERY CENTER WAS DEVELOPED AS AN INCREASE IN SPECIALTY CARE BEGAN PLACING MORE PRESSURE ON EXISTING OPERATING SUITES FOR URGENT, HIGH-ACUITY INPATIENT PROCEDURES. STRONG MEMORIAL HOSPITAL ALSO RUNS THE REGION'S LARGEST EMERGENCY FACILITY. THE RENOVATED 55,000-SQUARE-FOOT FRANK AND CAROLINE GANNETT EMERGENCY CENTER IS MORE THAN THREE TIMES LARGER THAN STRONG'S FORMER EMERGENCY DEPARTMENT. IT WAS DESIGNED TO IMPROVE EFFICIENCY, WITH THE DIGNITY AND COMFORT OF OUR PATIENTS IN MIND, AND HAS BEEN DESIGNATED BY THE NEW YORK STATE DEPARTMENT OF HEALTH AS A LEVEL ONE REGIONAL TRAUMA CENTER. THE ADULT TREATMENT AREA WAS CONSTRUCTED WITH 25 PRIVATE PATIENT CUBICLES SURROUNDING A RAISED NURSING STATION SO THAT PATIENTS ARE READILY VISIBLE TO STAFF. AND UNLIKE OTHER EMERGENCY FACILITIES IN THE REGION, IT ALSO INCLUDES A DEDICATED CHILDREN'S EMERGENCY DEPARTMENT WITH A PRIVATE WAITING ROOM. SURPLUS FUNDS ARE ALSO DEDICATED TO SUPPORT RESEARCH. WORK HAS BEEN COMPLETED ON A NEW CLINICAL AND TRANSLATIONAL RESEARCH INSTITUTE (CTSI) THAT NOW SERVES AS THE HUB OF RESOURCES, EXPERTISE AND NETWORKS NECESSARY TO ACCELERATE THE CLINICAL APPLICATION OF BIOMEDICAL AND BEHAVIORAL RESEARCH SO EFFICACIOUS INTERVENTIONS CAN REACH INDIVIDUALS IN THE COMMUNITY MORE QUICKLY. THE CTSI'S COMMUNITY ENGAGEMENT FUNCTION, WHICH IS ADMINISTERED BY THE UR MEDICAL CENTER'S CENTER FOR COMMUNITY HEALTH, PROVIDES THE INFRASTRUCTURE TO SUPPORT THE CTSI COMMUNITY ENGAGEMENT MISSION BY FACILITATING COMMUNICATION AND PARTNERSHIPS AMONG RESEARCHERS, HEALTH CARE PROVIDERS, COMMUNITY MEMBERS AND ORGANIZATIONS. IN ADDITION, SURPLUS FUNDS ALSO SUPPORT THE UR MEDICAL CENTER'S COMMITMENT TO COMMUNITY HEALTH, WHICH DATES BACK TO THE MEDICAL SCHOOL'S FOUNDING. IN 1920, LOCAL BENEFACTOR GEORGE EASTMAN BEQUEATHED A GIFT TO THE SCHOOL WITH THE INSTRUCTIONS THAT THE SCHOOL HELP MAKE ROCHESTER "ONE OF HEALTHIEST COMMUNITIES IN THE WORLD." THAT CHARGE HAS GIVEN RISE TO MANY PROGRAMS THAT SEEK TO ADDRESS PUBLIC HEALTH CHALLENGES, INCLUDING OBESITY, SMOKING CESSATION, HOME VISITS FOR AT-RISK MOTHERS, AND EFFORTS TO ELIMINATE DISPARITIES IN IMMUNIZATION RATES. THESE EFFORTS TAKE MANY FORMS AND RANGE FROM GRASSROOTS EFFORTS TO IMPROVE ACCESS, TO HEALTHY FOODS TO HIGH-TECH SOLUTIONS SUCH AS PROVIDING PEDIATRIC AND DENTAL TELEMEDICINE SERVICES TO SCHOOLS AND DAY CARE CENTERS. A FEW EXAMPLES INCLUDE: - THE MONROE COUNTY CANCER SERVICES PROVIDES CANCER SCREENING AND FOLLOW-UP ASSISTANCE TO UNINSURED/UNDER-INSURED FOR BREAST, COLON AND CERVICAL CANCER. THE INITIATIVE ANNUALLY HELPS MORE THAN 1,500 INDIVIDUALS WHO OTHERWISE MAY NOT GET SCREENED. - THE HEALTHY LIVING PROGRAM'S NATIONALLY RECOGNIZED FAITH-BASED PREVENTION PROGRAM WORKS IN THE AFRICAN-AMERICAN AND LATINO COMMUNITIES. HELD IN CHURCH BASEMENTS AND COMMUNITY CENTERS, THIS CULTURALLY SENSITIVE PROGRAM TAUGHT BY CERTIFIED INSTRUCTORS HAS BENEFITED MORE THAN 1,900 PEOPLE SINCE ITS INCEPTION IN 2002. - FOR MORE THAN TWO DECADES, OUR BABY LOVE PROGRAM HAS PROVIDED HOME VISITS TO REDUCE INFANT MORTALITY, PREMATURE BIRTHS, LOW-BIRTH WEIGHT AND FOSTER CARE PLACEMENT OF AT-RISK BABIES. THIS VITAL HOME-VISIT PROGRAM CONTINUES TO MAKE A REMARKABLE DIFFERENCE IN THE LIVES OF YOUNG WOMEN AND THEIR FAMILIES IN THE MOST IMPOVERISHED NEIGHBORHOODS WITHIN OUR INNER CITY. IN 2011 ALONE, THE PROGRAM SERVED MORE THAN 355 AT-RISK PREGNANT TEENS AND WOMEN AND THEIR NEWBORNS EACH YEAR. PART VI, LINE 6 (AFFILIATED HEALTH CARE SYSTEM) THE UNIVERSITY OF ROCHESTER MEDICAL CENTER IS AN INTEGRATED ACADEMIC HEALTH CENTER THAT COMPRISES THE SCHOOL OF MEDICINE AND DENTISTRY, INCLUDING ITS FACULTY PRACTICE (UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP); STRONG MEMORIAL HOSPITAL; GOLISANO CHILDREN'S HOSPITAL; JAMES P. WILMOT CANCER CENTER; SCHOOL OF NURSING; EASTMAN INSTITUTE FOR ORAL HEALTH. THE UNIVERSITY'S WHOLLY OWNED HEALTH CARE AFFILIATES ARE: HIGHLAND HOSPITAL, VISITING NURSE SERVICE; HIGHLANDS AT PITTSFORD; THE HIGHLANDS LIVING CENTER, INC. AND HIGHLANDS AT BRIGHTON. UR MEDICAL CENTER AND THE AFFILIATED HEALTH CARE ENTITIES HAVE EMBRACED A COMPREHENSIVE APPROACH TO COMMUNITY HEALTH, WHICH EMPLOYS THE MULTIDISCIPLINARY SKILLS FOUND IN AN ACADEMIC MEDICAL CENTER TO BOTH PROVIDE IMPORTANT COMMUNITY SERVICES AND CONDUCT COMMUNITY-BASED RESEARCH. THESE ACTIVITIES HELP INFORM POLICYMAKERS AND THE COMMUNITY ABOUT LOCAL HEALTH CHALLENGES, EVALUATE THE EFFECTIVENESS OF INTERVENTIONS, AND SERVE AS A FOUNDATION FOR EVIDENCE-BASED PRACTICES TO IMPROVE HEALTH AND OVERALL QUALITY OF LIFE. - THE UNIVERSITY'S HEALTH CARE DELIVERY NETWORK IS ANCHORED BY STRONG MEMORIAL HOSPITAL, A 749-BED TEACHING HOSPITAL. PATIENTS BENEFIT FROM THE MEDICAL CENTER'S ROBUST TEACHING AND BIOMEDICAL RESEARCH PROGRAMS. STUDENT ROSTERS INCLUDE APPROXIMATELY 400 MEDICAL STUDENTS, 550 GRADUATE STUDENTS, AND 600 RESIDENTS AND FELLOWS WHO ARE ENGAGED IN COMMUNITY SERVICE PROJECTS THROUGHOUT THEIR EDUCATION. - EASTMAN INSTITUTE FOR ORAL HEALTH PROVIDES COMMUNITY DENTAL CARE IN A NUMBER OF CLINICS, AS WELL AS CLINICAL EDUCATION TO DENTAL STUDENTS ENROLLED AT THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. IT OFFERS GENERAL DENTISTRY, PEDIATRIC AND ORTHODONTIC CLINICS, AND AN URGENT CARE DENTAL CLINIC THAT SEES APPROXIMATELY 40-50 PATIENTS A DAY. IT OPERATES LOW-INCOME CLINICS AT SCHOOLS AND A DOWNTOWN LOCATION. ADDITIONALLY, FOUR SMILEMOBILES PROVIDE A DENTAL OFFICE ON WHEELS, ALLOWING THE CITY'S CHILDREN INCREASED ACCESS TO MUCH NEEDED DENTAL CARE. - THE JAMES P. WILMOT CANCER CENTER IS ORGANIZED AROUND A MULTIDISCIPLINARY CARE MODEL, WHICH LEADING CANCER EXPERTS BELIEVE IS THE GOLD STANDARD IN CANCER CARE IN THE 21ST CENTURY. ITS MODEL UNDERSCORES A COMMITMENT TO PROVIDE PATIENTS IN THE ROCHESTER AREA WITH THE MOST UP-TO-DATE INFORMATION AND AVAILABLE TREATMENTS, BASING OUR RECOMMENDATIONS ON THE BEST EVIDENCE. IT IS THE ONLY CENTER IN THE ROCHESTER AND FINGER LAKES REGION OFFERING THIS TEAM APPROACH TO CARE. A VARIETY OF FREE PREVENTIVE EDUCATION EVENTS ARE HELD THROUGHOUT THE YEAR, INCLUDING MEN'S HEALTH DAY, WHICH INCLUDES NUMEROUS FREE HEALTH SCREENINGS; FREE SKIN CANCER SCREENINGS; AND BREAST CANCER SCREENINGS FOR THE UNINSURED AND UNDERINSURED. - GOLISANO CHILDREN'S HOSPITAL, HOUSED IN STRONG MEMORIAL HOSPITAL, IS A 124-BED CHILDREN'S HOSPITAL THAT SERVES AS THE REFERRAL CENTER FOR UPSTATE NEW YORK, SURROUNDING STATES AND CANADA. IT COMBINES AWARD-WINNING RESEARCH, INTERNATIONALLY ACCLAIMED EDUCATION AND COMPASSIONATE CARE TO SERVE CHILDREN AND FAMILIES. PEDIATRIC SPECIALTIES INCLUDE ORTHOPAEDICS, NEUROLOGY/NEUROSURGERY, CANCER AND NEONATAL CARE. IN ADDITION TO THESE TRADITIONAL MEDICAL SERVICES, GOLISANO CHILDREN'S HOSPITAL IS THE NATION'S MODEL FOR "COMMUNITY PEDIATRICS," A PHILOSOPHY THAT EMBRACES THE IDEA THAT A CHILD'S COMMUNITY AND ENVIRONMENT AFFECT HIS HEALTH AND THEREFORE HE CANNOT BE TREATED SOLELY IN AN EXAM ROOM. THE HOSPITAL ENCOURAGES PHYSICIANS AND STAFF TO PARTNER WITH COMMUNITY ORGANIZATIONS TO IMPROVE VACCINATION RATES, EDUCATIONAL OPPORTUNITIES, SAFETY AT HOME AND ON PLAYGROUNDS, AND HEALTH INSURANCE AND HEALTH CARE ACCESS. THE UNIVERSITY'S WHOLLY OWNED HEALTH CARE AFFILIATES ARE: - HIGHLAND HOSPITAL OF ROCHESTER (HIGHLAND)PROVIDES INPATIENT AND OUTPATIENT HEALTHCARE SERVICES WITHOUT REGARD TO A PATIENT'S ABILITY TO PAY. HIGHLAND OPERATES A 261 BED ACUTE CARE HOSPITAL, AS WELL AS 13 PRIMARY CARE SATELLITE CLINICS, AN OB/MIDWIFERY CLINIC, BREASTCARE CLINIC AND THREE RADIATION ONCOLOGY TREATMENT CENTERS. HIGHLAND IS ALSO A TEACHING AFFILIATE OF THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. HIGHLAND'S SERVICE AREA INCLUDES MONROE COUNTY, NEW YORK, AS WELL AS SEVERAL COUNTIES SURROUNDING THE ROCHESTER, NEW YORK REGION. - VISITING NURSE SERVICE OFFERS CERTIFIED AND LICENSED HOME HEALTH CARE SERVICES FOR NEWBORNS TO SENIORS. - THE HIGHLANDS AT PITTSFORD CAMPUS INCLUDES TWO SEPARATE CORPORATIONS WITH DIFFERENT ACTIVITIES OFFERING SKILLED NURSING CARE AS WELL AS ASSISTED AND INDEPENDENT LIVING FOR SENIORS. THE HIGHLANDS LIVING CENTER IS A SKILLED NURSING FACILITY THAT ALSO OFFERS AN ADULT DAY CARE PROGRAM. THE ASSISTED LIVING, INDEPENDENT LIVING, AND COMMUNITY EDUCATION ARE PROVIDED BY HIGHLAND COMMUNITY DEVELOPMENT CORPORATION D/B/A THE HIGHLANDS AT PITTSFORD AND LAURELWOOD AT THE HIGHLANDS. THE HIGHLANDS OFFER A COMPREHENSIVE SERIES OF COMMUNITY EDUCATION PROGRAMS ON CURRENT HEALTH TOPICS, INCLUDING HEART HEALTH, NUTRITION, ORAL HEALTH, AND DIABETES PREVENTION, TO NAME A FEW. - THE HIGHLANDS AT BRIGHTON IS A SKILLED NURSING FACILITY THAT SPECIALIZES IN CARE FOR THE MOST MEDICALLY COMPLEX CASES. STATE FILING OF COMMUNITY BENEFIT REPORT 990 SCHEDULE H, PART VI NY, true SCHOLARSHIPS AND FELLOWSHIPS TO STUDENTS 9200 142320545 0 N/A N/A STUDENT SCHOLARSHIP, FELLOWSHIPS AND STUDENT LOANS SCHEDULE I, PART IV STUDENTS WHO RECEIVE SCHOLARSHIPS, FELLOWSHIPS AND STUDENT LOANS FROM THE UNIVERSITY OF ROCHESTER ARE SELECTED AND THE AMOUNT OF GRANTS OR LOANS DETERMINED BY OBJECTIVE AND NON-DISCRIMINATORY PROCESSES APPLIED TO ALL SIMILARLY SITUATED INDIVIDUALS. THE DECISIONS ARE MADE ON A CASE BY CASE BASIS THROUGH EVALUATING THE ACADEMIC ACHIEVEMENT AND FINANCIAL NEED OF THE APPLICANT IN LIGHT OF THE FUNDS AVAILABLE FOR THIS PURPOSE. SUBAWARDS SCHEDULE I, PART II IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "GRANTS" FOR FORM 990, SCHEDULE I REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. X X X X X X true true X X X X X false true false false false false false true false JOEL SELIGMAN 665902 0 0 0 16500 0 73596 0 13416 0 769414 0 0 0 PAUL J BURGETT 222709 0 0 0 16500 0 22117 0 7525 0 268851 0 0 0 BRADFORD C BERK 849260 0 0 0 19467 0 135596 0 17436 0 1021759 0 0 0 RALPH W KUNCL 492164 0 0 0 33363 0 23597 0 50082 0 599206 0 0 0 PETER LENNIE 388933 0 0 0 16500 0 24515 0 14127 0 444075 0 0 0 WILLIAM M MURPHY 202488 0 0 0 16500 0 21531 0 10644 0 251163 0 0 0 RONALD J PAPROCKI 485664 0 0 0 18031 0 23597 0 23682 0 550974 0 0 0 DOUGLAS W PHILLIPS 242713 0 0 0 42138 0 263596 0 18744 0 567191 0 0 0 SUE S STEWART 387046 0 0 0 16500 0 24227 0 9569 0 437342 0 0 0 MARK B TAUBMAN 711010 0 0 0 861 0 98596 0 18632 0 829099 0 0 0 JAMES D THOMPSON 448567 0 0 0 37896 0 24305 0 18794 0 529562 0 0 0 RICHARD FISHER 596903 0 0 0 18367 0 49346 0 17496 0 682112 0 0 0 STEVEN GOLDSTEIN 831072 0 0 0 42110 0 158596 0 3959 0 1035737 0 0 0 RAYMOND J MAYEWSKI 477012 0 0 0 31985 0 112606 0 3221 0 624824 0 0 0 ELIZABETH MCANARNEY 173957 0 0 0 16500 0 5747 0 7269 0 203473 0 0 0 THOMAS H JACKSON 352937 0 0 0 19820 0 23688 0 18366 0 414811 0 0 0 CHARLES MCCOLLISTER EVARTS 298052 0 0 0 16500 0 16752 0 19024 0 350328 0 0 0 MICHAEL D MALONEY MD 490970 0 523725 0 0 0 263596 0 16449 0 1294740 0 0 0 MARC D BROWN MD 543938 0 1126612 0 16500 0 23597 0 12293 0 1722940 0 0 0 JEFFREY H PETERS MD 914278 0 232682 0 54990 0 41096 0 17397 0 1260443 0 0 0 BRENT DUBESHTER MD 919706 0 324531 0 0 0 23597 0 21999 0 1289833 0 0 0 JASON HAITAO HUANG MD 462568 0 864167 0 16500 0 29634 0 19807 0 1392676 0 0 0 COMPENSATION INFORMATION DETAIL REGARDING BENEFITS PROVIDED SCHEDULE J, PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL IN CERTAIN CIRCUMSTANCES, THE PRESIDENT OF THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") MAY TRAVEL FIRST CLASS IF CERTAIN TIME/DISTANCE REQUIREMENTS ARE MET AND A VALID UNIVERSITY-RELATED BUSINESS PURPOSE FOR THE TRAVEL EXISTS. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE ONLY IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY MAY PROVIDE TAX GROSS-UP PAYMENTS UNDER CERTAIN CIRCUMSTANCES AS APPROVED BY THE BOARD. THE UNIVERSITY DOES NOT GENERALLY PROVIDE TAX INDEMNIFICATIONS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/SOCIAL CLUB DUES/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT AND PROVOST ARE REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE UNIVERSITY ALSO PROVIDES A SOCIAL CLUB MEMBERSHIP, TO BE USED BY THE PROVOST IN CONNECTION WITH HIS DUTIES. THE PRESIDENT AND PROVOST ARE RESPONSIBLE FOR ANY PERSONAL USE OF THE CLUB MEMBERSHIP, HOUSEHOLD STAFF OR OTHER PERSONAL EXPENSES INCURRED. -------------------------------------------- SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION SCHEDULE J, PART I, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND RECEIVED EMPLOYER PAID AMOUNTS THAT ARE INCLUDED IN DEFERRED COMPENSATION: BRADFORD C. BERK SERP $112,000 MARK B. TAUBMAN SERP $ 75,000 RICHARD FISHER SERP $ 25,750 RAYMOND J. MAYEWSKI SERP $ 89,010 STEVEN GOLDSTEIN SERP $135,000 JEFFREY PETERS SERP $ 17,500 JOEL S. SELIGMAN 457(F) $ 50,000 MICHAEL MALONEY 457(F) $240,000 DOUGLAS PHILLIPS 457(F) $240,000 -------------------------------------------- PROVISION OF NON-FIXED PAYMENTS SCHEDULE J, LINE 7 THE UNIVERSITY OF ROCHESTER MEDICAL SCHOOL COMPENSATION PLAN ALLOWS COMPENSATION TO BE CALCULATED, IN PART, BY MEDICAL SERVICES RENDERED. THE UNIVERSITY OF ROCHESTER DOES NOT PROVIDE DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION. PAYMENTS MADE TO ANY DISQUALIFIED PERSON IS APPROVED BY THE BOARD THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15. DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983UP20 2003-11-06 164425000 2003 A,B,C- CAPITAL PROJECTS false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983TC50 2004-08-26 45602797 2004 A- CO-GENERATION FACILITY false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983QWB1 2006-03-16 111180000 2006 A-1 & B-1- BOND REFINANCING false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903BH3 2007-02-21 180959178 2007 A-1, A-2 & B- CAPITAL PROJECT false false false 49520000 0 165914139 0 0 0 3122743 2349000 383179 70315051 89744166 0 2009 true true true true 19319959 0 46665022 0 2520693 0 839083 0 0 43305246 0 0 2008 false false true true 0 0 111180000 0 0 0 2170437 1213000 0 0 107796563 0 2000 false true true true 3871156 0 186719732 0 1501163 0 3175140 0 1440200 167058363 0 13544866 2010 false false true true false true true true true 0.00010 0.00010 0.00020 true false true true true true 0.00310 0.00170 0.00480 true false true true true true 0.00120 0.00030 0.00150 true false true true true true 0.00500 0.00170 0.00670 true false true true WELLSFARGOCITIGROUP 30. false false false true false false false false false false false false true true BANK OF AMERICA 21.3 false false false false false false false false false true false BOND ISSUE 2003 A,B,C PART II, LINE 3 THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2003 A,B,C BOND ISSUE INCLUDES $1,489,139 IN INVESTMENT EARNINGS. BOND ISSUE 2004A PART II, LINE 3 THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2004A BOND ISSUE INCLUDES $1,062,225 IN INVESTMENT EARNINGS. BOND ISSUE 2007 A-1, A-2, B PART II, LINE 3 THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2007 A-1, A-2, B BOND ISSUE INCLUDES $5,760,554 IN INVESTMENT EARNINGS. BOND ISSUE 2009 A,B,C,D,E PART II, LINE 3 THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2009 A,B,C,D,E BOND ISSUE INCLUDES $175,956 IN INVESTMENT EARNINGS. ADDITIONAL BOND CUSIP INFORMATION PART I, ROW D, COLUMN C BOND ISSUE 2007 A-2 CUSIP #649903CK5, BOND ISSUE 2007 B CUSIP #649903CG4 SUSAN FISHER FAMILY MEMBER OF KEY EMPL 293692 PAYMENT OF COMPENSATION false MARY BERK FAMILY MEMBER OF OFFICER 26379 PAYMENT OF COMPENSATION false LAMAR MURPHY FAMILY MEMBER OF OFFICER 176973 PAYMENT OF COMPENSATION false BONNIE GOLDSTEIN FAMILY MEMBER OF KEY EMPL 83899 PAYMENT OF COMPENSATION false THOMAS W WITMER FAMILY MEMBER OF TRUSTEE 198438 PAYMENT OF COMPENSATION false KAREN BERK FAMILY MEMBER OF OFFICER 50074 PAYMENT OF COMPENSATION false DENNIS KESSLER FAMILY MEMBER OF TRUSTEE 37184 PAYMENT OF COMPENSATION false XEROX COMMON TRUSTEE/OFFICER 4460627 PURCHASE OF BUSINESS SERVICES false PAETEC COMMON TRUSTEE/OFFICER 135589 PURCHASE OF COMMUN. SERVICE false WESTFALL PARK ASSOC LLC COMMON TRUSTEE/OWNER 336854 RENTAL OF REAL PROPERTY false CLINTON WOODS ASSOC LLC COMMON TRUSTEE/OWNER 495981 RENTAL OF REAL PROPERTY false LECHASE CONSTRUCTION COMMON TRUSTEE/OFFICER 14699272 PURCHASE CONSTRUCTION SVCS false BECTON DICKINSON AND COMPANY COMMON TRUSTEE/OFFICER 734577 PURCHASE PRODUCTS EQ/SVC CONTR false WEGMANS COMMON TRUSTEE/OWNER 210295 PURCHASE OF PRESCRIPTION MEDS false JP MORGAN CHASE BANK COMMON TRUSTEE/OFFICER 1013412 BANKING SERVICES false COCA COLA COMMON TRUSTEE/OFFICER 787260 PRODUCT PURCHASES false INDIA EQUITY PARTNERS FAMILY MEMBER OF TRUSTEE 562374 INVESTMENT ADVICE false X 18 69593 FAIR MARKET VALUE X 693 FAIR MARKET VALUE X 212 10274249 FAIR MARKET VALUE X 3 823800 FAIR MARKET VALUE X 34 787074 FAIR MARKET VALUE X COMPUTER EQUIPMENT 78 36351 FAIR MARKET VALUE X GIFT-IN-KIND 29 161375 FAIR MARKET VALUE X PERSONAL PROPERTY 160 85586 FAIR MARKET VALUE X MISCELLANEOUS EQUIPMENT 34 288911 FAIR MARKET VALUE X MUSICAL INSTRUMENTS 4 33200 FAIR MARKET VALUE 1 false true false DESCRIPTION OF THE NUMBER OF CONTRIBUTIONS FORM 990, SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY OF ROCHESTER REPORTS ALL NON-CASH CONTRIBUTIONS RECEIVED, OTHER THAN SECURITIES, BASED ON THE NUMBER OF NON-CASH ITEMS RECEIVED. DETAIL OF OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4d AUXILIARY ENTERPRISES- THE UNIVERSITY OPERATES EITHER DIRECTLY OR THROUGH THIRD PARTY CONTRACTORS FOOD SERVICES WHICH SERVED 4,895 UNDERGRADUATES 2,782,926 MEALS IN FIVE DINING SERVICES. THE UNIVERSITY HAS 837 UNITS USED FOR STUDENT HOUSING. DETAIL OF FAMILY OR BUSINESS RELATIONSHIPS FORM 990, PART VI, SECTION A, LINE 2 RICHARD T. AAB AND ARUNAS A. CHESONIS - BUSINESS RELATIONSHIP RICHARD T. AAB AND DAVID FLAUM - BUSINESS RELATIONSHIP THOMAS S. RICHARDS AND SUE S. STEWART - BUSINESS RELATIONSHIP LAURENCE H. BLOCH AND MICHAEL S. ROSEN - BUSINESS RELATIONSHIP DESCRIPTION OF FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11b THE FORM 990 OF UNIVERSITY OF ROCHESTER IS PREPARED BY FINANCE STAFF AND PROVIDED TO PRICEWATERHOUSECOOPERS LLP AND SENIOR MANAGEMENT FOR REVIEW PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE UNIVERSITY'S AUDIT AND RISK ASSESSMENT COMMITTEE PRIOR TO FILING. THE COMMITTEE'S QUESTIONS AND COMMENTS WERE ADDRESSED AT A COMMITTEE MEETING PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING. DESCRIPTION OF PROCESS TO MONITOR CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, COMMITTEE MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE A CONFLICT OF INTEREST: A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING THEIR DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE CONFLICT; C) AS SOON AS POSSIBLE AFTER THE DIRECTOR, COMMITTEE MEMBER OR OFFICER LEARNS OF THE CONFLICT; AND D) ON AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM. THE FORM IS DISTRIBUTED ANNUALLY AND REQUIRES DISCLOSURE OF ALL CONFLICTS OF INTEREST, INCLUDING SPECIFIC INFORMATION CONCERNING THE TERMS OF ANY CONTRACT OR TRANSACTION WITH THE UNIVERSITY THAT INVOLVES A POTENTIAL CONFLICT OF INTEREST FOR THE INDIVIDUAL. THE FORMS ARE REVIEWED BY LEGAL COUNSEL, AND CONFLICTS DISCLOSED ON THE FORMS OR ON AN AD-HOC BASIS ARE REVIEWED BY AN INDEPENDENT BOARD COMMITTEE. THE COMMITTEE CONSIDERS THE MATERIAL FACTS CONCERNING ANY PROPOSED CONTRACT OR TRANSACTION, INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO APPROVE OR RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED, AND APPROVES SUCH CONTRACTS OR TRANSACTIONS ONLY IF THE TERMS ARE FAIR AND REASONABLE TO THE UNIVERSITY AND THE ARRANGEMENTS ARE CONSISTENT WITH THE BEST INTERESTS OF THE UNIVERSITY. DESCRIPTION OF PROCESS FOR DETERMINING COMPENSATION FORM 990, PART VI, SECTION B, LINES 15A AND 15B WRITTEN SELF-EVALUATIONS AND PERFORMANCE EVALUATIONS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY BY THE UNIVERSITY'S COMMITTEE ON COMPLIANCE AND COMPENSATION. THE COMMITTEE REVIEWS AND APPROVES TOTAL COMPENSATION FOR OFFICERS AND KEY EMPLOYEES AND CONSIDERS, IN ADDITION TO THE PERFORMANCE EVALUATIONS, THE SCOPE OF THE INDIVIDUAL'S JOB RESPONSIBILITIES, PREVIOUS COMPENSATION AND COMPARABLE COMPENSATION PAID TO PEOPLE WITH SIMILAR RESPONSIBILITIES AT COMPARABLE INSTITUTIONS. THE COMPARABLE INFORMATION IS PROVIDED BY AN INDEPENDENT CONSULTANT AND BY REFERENCE TO LOCAL, REGIONAL AND NATIONAL COMPENSATION SURVEYS. DESCRIPTION FOR MAKING DOCUMENTS PUBLIC FORM 990, PART VI, SECTION C, LINES 18 AND 19 THE UNIVERSITY OF ROCHESTER'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. THE UNIVERSITY OF ROCHESTER'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE NOT ROUTINELY MADE AVAILABLE TO THE PUBLIC. DETAIL OF INDEPENDENT CONTRACTOR PAYMENTS FORM 990, PART VII, SECTION B THE PAYMENT AMOUNTS LISTED FOR LECHASE CONSTRUCTION SERVICES, THE PIKE COMPANY, INC., DGA BUILDERS, INC., AND POSTLER AND JAECKLE CORP. REPRESENT THE ESTIMATED SERVICE COMPONENT OF THE TOTAL PAYMENTS MADE TO THESE VENDORS FOR CONSTRUCTION SERVICES. STATES WHERE A COPY OF THE FORM 990 IS FILED FORM 990, PART VI, SECTION C, LINE 17 ALTHOUGH THE UNIVERSITY OF ROCHESTER IS LOCATED IN THE STATE OF NEW YORK, A COPY OF ITS FORM 990 IS NOT REQUIRED TO BE FILED WITH THE STATE, SINCE EDUCATIONAL INSTITUTIONS INCORPORATED UNDER THE NEW YORK STATE EDUCATION LAW ARE EXEMPT FROM FILING IN THE STATE OF NEW YORK. DETAIL OF OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS IS COMPRISED OF THE FOLLOWING ITEMS: - NET UNREALIZED APPRECIATION $172,997,419 - CHANGE IN VALUATION OF ANNUITIES (3,504,922) - TRANSFERS TO AFFILIATES (1,352,973) - OTHER CHANGES 3,052,492 ------------ TOTAL $171,192,015 GOVERNMENT GRANTS (CONTRIBUTIONS) FORM 990, PART III, LINE 4b & PART VIII, LINES 1e AND 2c THE UNIVERSITY HAS HISTORICALLY REPORTED GRANT REVENUES AS A COMPONENT OF PROGRAM SERVICE REVENUE. HOWEVER, IN ACCORDANCE WITH IRS INSTRUCTIONS, SUCH GRANT REVENUE HAS BEEN RECLASSIFIED AND REPORTED AS A COMPONENT OF CONTRIBUTIONS ON THE 2010 FORM 990. DELEGATION OF AUTHORITY PART VI, SECTION A, LINE 1a THE BY-LAWS OF THE UNIVERSITY PROVIDE FOR AN EXECUTIVE COMMITTEE THAT MAY EXERCISE ALL THE POWERS OF THE BOARD IN INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, EXCEPT THAT THE EXECUTIVE COMMITTEE DOES NOT HAVE POWER (1) TO GRANT DEGREES, (2) TO REMOVE A TRUSTEE OR OFFICER, (3) TO ELECT TRUSTEES, THE CHAIR OF THE BOARD OR THE PRESIDENT, OR (4) TO AMEND, ALTER OR REPEAL THE BY-LAWS. THE MEMBERS OF THE EXECUTIVE COMMITTEE ARE ALL TRUSTEES. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD, THE PRESIDENT, THE CHAIRS OF THE BOARD COMMITTEES OF INVESTMENT, NOMINATIONS AND BOARD PRACTICES, FACILITIES, AUDIT AND RISK ASSESSMENT, PERSONNEL, HEALTH AFFAIRS, ACADEMIC AFFAIRS, RESEARCH AND INNOVATION, FINANCIAL PLANNING, STUDENT AFFAIRS, COMPLIANCE AND COMPENSATION, AND DEVELOPMENT PLUS SUCH OTHER TRUSTEES AS THE BOARD OF TRUSTEES MAY ELECT TO SERVE FOR TERMS NOT TO EXCEED FIVE YEARS. HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RONALD J PAPROCKI TITLE:SR. VP ADMIN & FINANCE, CFO HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:STEVEN GOLDSTEIN TITLE:VICE PRESIDENT- URMC HOURS:12 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RAYMOND J. MAYEWSKI TITLE:VP, URMC OFC SR VP FOR HEALTH HOURS:9 UNIVERSITY OF ROCHESTER INVESTMENT LLC 266 WALLIS HALL ROCHESTER NY 14627 160743209 INVESTING DE 2509752 5778371 UNIV OF ROCH EXTENSIBLE CATALOG ORGANIZATION LLC 263 WALLIS HALL ROCHESTER NY 14627 160743209 TECH DEVELOP NY 204985 120105 UNIV OF ROCH HIGHLAND HOSPITAL OF ROCHESTER INC 1000 SOUTH AVENUE ROCHESTER NY 14620 160743037 HOSPITAL NY 501(C)(3) 3 SPHS true THE HIGHLAND FOUNDATION INC 1000 SOUTH AVENUE ROCHESTER NY 14620 237310662 FUNDRAISING NY 501(C)(3) 7 HIGHLD HOSP true HIGHLAND FACILITIES DEVELOPMENT CORP 1000 SOUTH AVENUE ROCHESTER NY 14620 223039077 MEDICAL BLDG NY 501(C)(3) 9 HIGHLD HOSP true HIGHLAND COMMUNITY DEVELOPMENT CORP 100 HAHNEMANN TRAIL PITTSFORD NY 14534 223154715 ELDER CARE NY 501(C)(3) 9 SPHS true THE HIGHLANDS LIVING CENTER INC 500 HAHNEMANN TRAIL PITTSFORD NY 14534 223240227 HEALTHCARE NY 501(C)(3) 9 SPHS true THE MEADOWS AT WESTFALL INC 5901 LAC DE VILLE BLVD ROCHESTER NY 14618 161502303 HEALTHCARE NY 501(C)(3) 9 SPHS true STRONG PARTNERS HEALTH SYSTEM INC 1000 SOUTH AVENUE ROCHESTER NY 14620 161499099 SUPPORT ORG NY 501(C)(3) 11A, 1 UNIV OF ROCH true STRONG HOME CARE GROUP 2180 EMPIRE BOULEVARD WEBSTER NY 14580 222577664 FUNDRAISING NY 501(C)(3) 7 UNIV OF ROCH true VISITING NURSE SRVC OF ROCHESTER & MONRO 2180 EMPIRE BOULEVARD WEBSTER NY 14580 160743215 HEALTHCARE NY 501(C)(3) 9 SHCG true COMMUNITY CARE OF ROCHESTER 2180 EMPIRE BOULEVARD WEBSTER NY 14580 161561691 HEALTHCARE NY 501(C)(3) 9 SHCG true EXCELL PARTNERS INC 5450 CAMPUS DRIVE CANANDAIGUA NY 14424 201862628 ECONOMIC DEV NY 501(C)(4) N/A UNIV OF ROCH true ROCHESTER BIOVENTURE CENTER INC 601 ELMWOOD AVENUE ROCHESTER NY 14642 202485999 BIOTECH INCUB NY 501(C)(3) 11A, 1 UNIV OF ROCH true HIGH TECH ROCHESTER INC 150 LUCIUS GORDON DRIVE SUITE 100 WEST HENRIETTA NY 14586 161195028 BUSINESS INCU NY 501(C)(3) 7 UNIV OF ROCH true EASTMAN DENTAL CENTER FOUNDATION INC 625 ELMWOOD AVENUE ROCHESTER NY 14620 161529555 SUPPORT ORG NY 501(C)(3) 11A, 1 NA false THE JAMES P WILMOT FOUNDATION INC 387 E MAIN STREET ROCHESTER NY 14604 222341413 SUPPORT ORG NY 501(C)(3) 11D,III-OTH NA false UR UA HELEN W RIVAS CO BANK OF AMERICA C/O BANK OF AMERICA TRUSTEE PO BOX PROVIDENCE RI 02901 166022853 SUPPORT ORG NY 4947(A)(1) PF NA false CRITTENDEN BOULEVARD HOUSING CO INC 249 NORTON VILLAGE LANE ROCHESTER NY 14609 237035414 SUPPORT ORG NY 501(C)(3) 11B, II UNIV OF ROCH true UNIVERSITY OF ROCHESTER EMPLOYEE BEN TRS 910 GENESEE STREET SUITE 200 ROCHESTER NY 14611 161600112 EMPL BEN TRST NY 501(C)(9) N/A UNIV OF ROCH true JAMES P O'CONNOR CHARITABLE TRUST B CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166304252 SUPPORT ORG NY 501(C)(3) PF NA false JOHN O'CONNOR TRUST FBO UNIV OF ROCESTER CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166024304 SUPPORT ORG NY 501(C)(3) PF NA false WILHELMINA C O'CONNOR TRUST CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166024303 SUPPORT ORG NY 501(C)(3) 11D,III-OTH NA false UR RIVAS CLINIC UA HELEN W RIVAS CO BANK OF AMERICA TRUSTEE PO BOX PROVIDENCE RI 02901 166022850 SUPPORT ORG NY 501(C)(3) 11D,III-OTH NA false WINFIELD SCOTT CHARITABLE TRUST CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166260266 SUPPORT ORG NY 501(C)(3) 11D,111-OTH NA false WINIFRED SPERRY TW EASTMAN CO KEY BANK TRUSTEE 4900 TIEDMAN BROOKLYN OH 44144 146080065 SUPPORT ORG NY 4947(A)(1) PF NA false ANNA J ALLEN TRUST CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166015938 SUPPORT ORG WI 501(C)(3) 11D,111-OTH NA false TW ETTA BASCOM FBO SMH CANCER UNIT CO JO MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166055197 SUPPORT ORG NY 4947(A)(1) 11D,III-OTH NA false VIOLA DEREU FB UR & CAMP GOOD DAYS CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166356625 SUPPORT ORG NY 501(C)(3) PF NA false ROBERT P GIDDINGS TRUST CO TAYLOR GANSON PERRIN 160 FEDERAL ST20T BOSTON MA 02110 046660588 SUPPORT ORG MA 501(C)(3) 11A, 1 NA false TRUST UW CECIL M HAYES SCHOLARSHIP FUND CO ALLIANCE BANK 160 MAIN STREET ONEIDA NY 13421 166152521 SUPPORT ORG NY 501(C)(3) PF NA false AUGUSTA LANEY HOENIG TRUST CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166096268 SUPPORT ORG NY 501(C)(3) 11D,111-OTH NA false FREDERICK F O'CONNOR TRUST CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166016373 SUPPORT ORG NY 501(C)(3) 11D,III-OTH NA false JP O'CONNOR MEMORIAL TRUST CO JP MORGAN CHASE TRUSTEE PO BOX MILWAUKEE WI 53201 166024306 SUPPORT ORG NY 501(C)(3) PF NA false U OF R BROADCASTING CORPORATION 201 WILSON COMMONS ROCHESTER NY 14627 160743209 BROADCAST LIC NY 501(C)(4) N/A UNIV OF ROCH true UR REAL ESTATE CORPORATION 263 WALLIS HALL ROCHESTER NY 14627 271140014 SUPPORT ORG NY 501(C)(3) 11D,III-OTH UNIV OF ROCH true FRAMEMED FOUNDATION INC 263 WALLIS HALL ROCHESTER NY 14627 161490497 SUPPORT ORG NY 501(C)(3) 7 UNIV OF ROCH true MELIORA REAL ESTATE CORPORATION 263 WALLIS HALL ROCHESTER NY 14627 452464788 SUPPORT ORG NY 501(C)(3) 11A, 1 UNIV OF ROCH true MEDICAL ADMINISTRATIVE ASSOCIATES INC 777 SOUTH CLINTON AVENUE ROCHESTER NY 14620 161354319 RETAIL PHARMA NY HIGHLAND HOSP C CORP UR EQUITY HOLDINGS INC 110 OFFICE PARK WAY PITTSFORD NY 14534 273040889 HOLDING CO NY UNIV OF ROCH C CORP 0 1 1.00000 CHARITABLE REMAINDER TRUSTS (25) N/A NY NA TRUST POOLED INCOME FUNDS (3) N/A NY NA TRUST true true false false false false false false false true true true false false false true false true HIGHLAND HOSPITAL OF ROCHESTER INC J 449258 RENTAL COST HIGHLAND HOSPITAL OF ROCHESTER INC L 5911405 SERVICE COST ROCHESTER BIOVENTURE CENTER INC B 290000 FMV GIFT ROCHESTER BIOVENTURE CENTER INC J 1008503 RENTAL COST THE MEADOWS AT WESTFALL INC B 1352000 FMV GIFT THE HIGHLAND FOUNDATION INC B 100952 FMV GIFT HIGHLAND HOSPITAL OF ROCHESTER INC K 59833341 SERVICE COST HIGHLAND HOSPITAL OF ROCHESTER INC P 433428 NET EXPENSES EXCELL PARTNERS INC K 289920 SERVICE COST VISITING NURSE SERVICE OF ROCHESTER & MC INC K 770879 SERVICE COST VISITING NURSE SERVICE OF ROCHESTER & MC INC P 114473 NET EXPENSES VISITING NURSE SERVICE OF ROCHESTER & MC INC A 6654 INTEREST COST VISITING NURSE SERVICE OF ROCHESTER & MC INC R 465102 PRINCIPAL COST ROCHESTER BIOVENTURE CENTER INC P 56293 NET EXPENSES THE HIGHLANDS LIVING CENTER INC K 134127 SERVICE COST THE MEADOWS AT WESTFALL INC K 1202022 SERVICE COST CRITTENDEN BOULEVARD HOUSING COMPANY INC P 461074 NET EXPENSES CRITTENDEN BOULEVARD HOUSING COMPANY INC J 83782 RENTAL COST UR REAL ESTATE CORPORATION A 271359 INTEREST COST