WILLIAM D MORGAN CHARITABLE FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM D MORGAN CHARITABLE FOUNDATION (EIN 43-6783275)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-14
- IRS object ID
- 201341349349101384
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-14T12:24:54-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHV ACCOUNTING & CONSULTING SERVICESINC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 JULES ST STE 415 | AddressLine1 |
| City | SAINT JOSEPH | City |
| State | MO | State |
| ZIP Code | 645011738 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 436783275 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM D MORGAN CHARITABLE TRUST | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | WILL | NameControl |
| Phone | 5736293826 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1107 | AddressLine1 |
| City | HANNIBAL | City |
| State | MO | State |
| ZIP Code | 63401 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | HNB BANK | Name |
| Title | TRUSTEE | Title |
| Phone | 5736293826 | Phone |
| Date Signed | 2013-05-15 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ANN HOY | Name |
| Phone | 8163641118 | Phone |
| Date Prepared | 2013-05-08 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1921126 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 4439 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 4439 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 50768 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 50768 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 489315 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1553978 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 14 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 173 | OtherIncomeRevAndExpnss |
| Other Income Adj Net Incm | 173 | OtherIncomeAdjNetIncm |
| Total Revenue And Expenses | 544695 | TotalRevenueAndExpenses |
| Total Net Investment Income | 55221 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 173 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 3965 | CompOfcrDirTrstRevAndExpnss |
| Accounting Fees Rev And Expnss | 810 | AccountingFeesRevAndExpnss |
| Other Prof Fees Rev And Expnss | 14395 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 14395 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 835 | TaxesRevAndExpnss |
| Tot Opr Expenses Rev And Expnss | 20005 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 14395 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 94991 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 94991 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 114996 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 14395 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 94991 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 429699 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 40826 | NetInvestmentIncome |
| Adjusted Net Income | 173 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 51188 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 62230 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 62230 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 24453 | InvestmentsGovtObligBOY |
| Investments Corp Stock BOY | 1324034 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1811787 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1853896 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 49625 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 4982 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 5000 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 1449300 | TotalAssetsBOY |
| Total Assets EOY | 1878999 | TotalAssetsEOY |
| Total Assets EOYFMV | 1921126 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 2506504 | CapitalStockBOY |
| Capital Stock EOY | 2506504 | CapitalStockEOY |
| Retained Earnings BOY | -1057204 | RetainedEarningsBOY |
| Retained Earnings EOY | -627505 | RetainedEarningsEOY |
| Total Net Assets BOY | 1449300 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1878999 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1449300 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1878999 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1449300 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 429699 | ExcessOfRevenueOverExpenses |
| Subtotal | 1878999 | Subtotal |
| Total Net Assets Fund Balances EOY | 1878999 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 14 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | true | LiableFor4942Tax |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 817 | InvestmentIncomeExciseTax |
| Subtotal | 817 | Subtotal |
| Tax Based On Investment Income | 817 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 324 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 324 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 5 | PenaltyForUnderpayment |
| Tax Due | 498 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | MO | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | HNB BANK | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 5736293826 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1107 | AddressLine1 |
| City | HANNIBAL | City |
| State | MO | State |
| ZIP Code | 63401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|---|
| MERCANTILE TRUST SAVINGS BANK | |||||||||
| 200 NORTH 33RD STREET | PO BOX 3455 | QUINCY | IL | 62305 | TRUSTEE | 5.00 | 3172 | 0 | 0 |
| HNB BANK | |||||||||
| 2903 PALMYRA ROAD | PO BOX 1107 | HANNIBAL | MO | 63401 | TRUSTEE | 5.00 | 793 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1880334 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 109064 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1989398 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1989398 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 29841 | CashDeemedCharitable |
| Net Noncharitable Assets | 1959557 | NetNoncharitableAssets |
| Minimum Investment Return | 97978 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 97978 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 817 | TaxBasedOnInvestmentIncome |
| Total Tax | 817 | TotalTax |
| Distributable Amount Before Adj | 97161 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 97161 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 97161 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 94991 | ExpensesAndContributions |
| Qualifying Distributions | 94991 | QualifyingDistributions |
| Adj Qualifying Distributions | 94991 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 97161 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 94991 | UndistributedIncomePriorYear |
| Qualifying Distributions | 94991 | QualifyingDistributions |
| Applied To Year1 | 94991 | AppliedToYear1 |
| Undistributed Income CY | 97161 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | ADVISORY COMMITTEE PERMANENT MEMBE | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 410889 | AddressLine1 |
| City | KANSAS CITY | City |
| State | MO | State |
| ZIP Code | 64141 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2172237310 | RecipientPhoneNumber |
| Form And Info And Materials | NO SPECIFIC FORM, JUST A LETTER SHOWING PURPOSE AND VERIFICATION OF 501(C)(3) STATUS. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ST JOSEPH SCHOOL DIST FOUNDATION | |||||||
| 925 FELIX | ST JOSEPH | MO | 64501 | NONE | SCHOOL | CHARITABLE | $90,000 |
| BOY SCOUTS OF AMERICA | |||||||
| 1704 BUCKINGHAM STREET | ST JOSEPH | MO | 64506 | NONE | 501(C)(3) | CHARITABLE | $2,000 |
| ST PAUL LUTHERAN SCHOOL | |||||||
| 4715 FREDERICK AVE | ST JOSEPH | MO | 64506 | NONE | SCHOOL | CHARITABLE | $1,491 |
| YMCA | |||||||
| 315 SOUTH 6TH STREET | ST JOSEPH | MO | 64501 | NONE | 501(C)(3) | CHARITABLE | $1,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 94991 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $4,439 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $50,768 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $14 | ExclusionAmount |
| Related Or Exempt Function Income | 489301 | RelatedOrExemptFunctionIncome |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | 2011 FEDERAL REFUND | Description |
| Exclusion Code | 1 | ExclusionCode |
| Exclusion | $173 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $55,394 | ExclusionAmount |
| Related Or Exempt Function Income | 489301 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 544695 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 8 | LineNumber |
| Relationship Statement | SECURITY SALES | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | COCHRAN HEAD VICK & CO | Category |
| Amount | $810 | Amount |
Compensation Explanation CompensationExplanation
Compensation Compensation (2 entries)
| MERCANTILE TRUST SAVINGS BANK |
| HNB BANK |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (24 entries)
| NameName | Date AcquiredDateAcquired | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|---|---|---|
| GEN ELEC CAP CORP 5.875% | 2002-05 | PURCHASE | 2012-02 | 50000 | 49625 | 375 |
| EV FLTG RT INCM TR | 2011-12 | PURCHASE | 2012-12 | 77862 | 75023 | 2839 |
| ILLINOIS TOOL WORKS INC | 2010-12 | PURCHASE | 2012-10 | 58889 | 53579 | 5310 |
| ISHS GOLD TRUST | 2009-10 | PURCHASE | 2012-10 | 17160 | 10173 | 6987 |
| ISHS FTSE CHINA 25 | 2009-03 | PURCHASE | 2012-10 | 35299 | 25939 | 9360 |
| ISHS MSCI EAFE INDX | 2008-03 | PURCHASE | 2012-10 | 52703 | 49444 | 3259 |
| ISHS RUSS MDCP VAL | 2009-04 | PURCHASE | 2012-10 | 82659 | 43034 | 39625 |
| ISHS RUSS MDCP INDX | 2008-03 | PURCHASE | 2012-10 | 93686 | 52659 | 41027 |
| ISHS RUSS 1000 VAL | 2009-04 | PURCHASE | 2012-10 | 72178 | 43010 | 29168 |
| ISHS RUSS 1000 GRW | 2012-10 | PURCHASE | 2012-10 | 76702 | 43214 | 33488 |
| ISHS RUSS 1000 INDX | 2012-10 | PURCHASE | 2012-10 | 79028 | 45501 | 33527 |
| ISHS RUSS 2000 VAL | 2009-04 | PURCHASE | 2012-10 | 74492 | 43027 | 31465 |
| ISHS RUSS 2000 GRW | 2009-04 | PURCHASE | 2012-10 | 82542 | 43049 | 39493 |
| ISHS RUSS 2000 INDX | 2008-03 | PURCHASE | 2012-10 | 10950 | 9329 | 1621 |
| ISHS RUSS 3000 VAL | 2002-04 | PURCHASE | 2012-10 | 53495 | 41334 | 12161 |
| ISHS S&P 500 SMCAP | 2002-04 | PURCHASE | 2012-10 | 25066 | 13611 | 11455 |
| ISHS DJ US INDX | 2008-02 | PURCHASE | 2012-10 | 138526 | 85488 | 53038 |
| ISHS S&P US PFD STK | 2010-03 | PURCHASE | 2012-10 | 154090 | 99503 | 54587 |
| MONSANTO COMPANY NEW | 2010-12 | PURCHASE | 2012-10 | 44889 | 31265 | 13624 |
| PEOPLES UTD FINL INC | 2011-01 | PURCHASE | 2012-10 | 24361 | 28316 | -3955 |
| PWRSH QQQ | 2001-10 | PURCHASE | 2012-10 | 106926 | 62463 | 44463 |
| SPDR DJ INDL AVG | 2001-10 | PURCHASE | 2012-10 | 92285 | 67087 | 25198 |
| UST NOTE 4.0% | 2009-03 | PURCHASE | 2012-11 | 25000 | 24453 | 547 |
| WINDSTREAM CORP | 2009-10 | PURCHASE | 2012-10 | 25176 | 24537 | 639 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (2 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GEN ELEC CAP CORP 5.875% | ||
| KCAP FINL INC 7.375% | 4982 | 5000 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (59 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BRISTOL MYERS SQUIBB | 53017 | 65180 |
| COCA COLA | 65276 | 101500 |
| DEERE & CO | 126311 | 129630 |
| EXXON MOBILE CORP | 41028 | 51930 |
| ILLINOIS TOOL WORKS | ||
| ISHARES FTSE XINHUA HK CHINA | ||
| ISHARES GOLD TRUST | ||
| ISHARES S&P SMALLCAP 600 INDEX | ||
| ISHARES TR DJ US INDEX FD | ||
| ISHARES TR MSCI EAFE INDEX FD | ||
| ISHARES TR RUSSELL 1000 GROWTH INDEX | ||
| ISHARES TR RUSSELL 1000 INDEX FD | ||
| ISHARES TR RUSSELL 1000 VALUE INDEX | ||
| ISHARES TR RUSSELL 2000 GROWTH INDEX | ||
| ISHARES TR RUSSELL 2000 INDEX FD | ||
| ISHARES TR RUSSELL 2000 VALUE INDEX | ||
| ISHARES TR RUSSELL 3000 VALUE INDEX | ||
| ISHARES TR RUSSELL MIDCAP INDEX FD | ||
| ISHARES TR RUSSELL MIDCAP VALUE | ||
| JP MORGAN CHASE & CO | 44648 | 43969 |
| MFC I SHARES S&P US PFD STK INDEX FD | ||
| MFC POWERSHARES QQQ TR UNIT SER 1 | ||
| MFC SPDR DOW JONES INDL AVG ETF TR | ||
| MONSANTO CO NEW | ||
| PEOPLES UNITED FINANCIAL | ||
| ROYAL BANK CANADA | 78182 | 90450 |
| WINDSTREAM CORP | ||
| AG MORTGAGE | 4990 | 4932 |
| AT&T INC. | 49996 | 45711 |
| ALTRIA GROUP INC | 50005 | 47254 |
| BLACKROCK FLOAT FD | 95004 | 95203 |
| CBL & ASSC | 4986 | 4942 |
| CYS INVTS CUML PFD | 5005 | 4990 |
| CAMPBELL SOUP CO | 50004 | 49648 |
| DISCOVER FINL 1/40TH | 4988 | 5000 |
| DUKE ENERGY HOLDING | 50016 | 49317 |
| EXELON CORP | 50016 | 41011 |
| FRANKLIN LTD DUR INC | 95059 | 95618 |
| GENERAL MILLS INC | 50018 | 50848 |
| HARTFORD JR SUB | 4975 | 4967 |
| HERCULES TECH GROWTH | 4970 | 4966 |
| INVESCO VAN KAMPEN I | 94996 | 95773 |
| JOHNSON & JOHNSON CO | 50044 | 51453 |
| KELLOGG COMPANY | 50038 | 53951 |
| KIMBERLY CLARK CORP | 50029 | 49054 |
| ELI LILLY | 50070 | 48679 |
| MCDONALDS | 50015 | 47633 |
| MERCK & CO INC | 50025 | 44952 |
| NRTHSTAR RLTY C | 4994 | 5018 |
| NUVEEN EQUITY | 77861 | 78250 |
| PPL CORP | 50044 | 48900 |
| PFIZER | 49996 | 49481 |
| PHILLIP MORRIS INTL | 49999 | 45835 |
| PIONEER FLOATING FD | 95106 | 93753 |
| PROCTER & GAMBLE | 50009 | 49899 |
| PRIVATEBANCORP | 4984 | 5027 |
| REGIONS 1/40TH PFD | 4997 | 4998 |
| SOUTHERN COMPANY | 50026 | 46577 |
| VERIZON COMM INC | 50060 | 47597 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | 2011 FEDERAL REFUND | Description |
| Revenue And Expenses Per Books | 173 | RevenueAndExpensesPerBooks |
| Adjusted Net Income | 173 | AdjustedNetIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| RAYMOND JAMES (MERCANTILE) | $10,948 | 10948 |
| STIFEL NICOLAUS MNGMT ADVISORY F | $3,447 | 3447 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount |
|---|---|
| 2012 FEDERAL ESTIMATES (MERCANTI | $324 |
| FOREIGN TAXES WITHHELD (MERCANTI | $375 |
| FOREIGN TAXES W/H (STIFEL NICOLA | $136 |
Comments