ARTHUR I AND SUSAN MAIER FUND INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
ARTHUR I AND SUSAN MAIER FUND INC (EIN 13-3322380)
Tax period
2011-12-01 to 2012-11-30
Filed
2013-03-15
IRS object ID
201340749349100604
Schema version
2011v1.5
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-03-15T10:45:07-05:00Timestamp
Tax Period End Date2012-11-30TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN221478099EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1COHNREZNICK LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line14 BECKER FARM ROADAddressLine1
CityROSELANDCity
StateNJState
ZIP Code070681739ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2011-12-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN133322380EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1ARTHUR I & SUSAN MAIER FUND INCBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlARTHNameControl
Phone2128387693Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1320 GLENDALE ROADAddressLine1
CitySCARSDALECity
StateNYState
ZIP Code10583ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameSUSAN MAIERName
TitlePRESIDENTTitle
Phone2128387693Phone
Date Signed2013-03-12DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
Phone9732283500Phone
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-02-25 16:41:14ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY600696FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Received Rev And Expnss490ContriReceivedRevAndExpnss
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Dividends Rev And Expnss27900DividendsRevAndExpnss
Dividends Net Invst Incm27900DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss8433NetGainSaleAssetsRevAndExpnss
Gross Sales Price114371GrossSalesPrice
Capital Gain Net Incm Net Invst Incm8433CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss3054OtherIncomeRevAndExpnss
Other Income Net Invst Incm0OtherIncomeNetInvstIncm
Total Revenue And Expenses39877TotalRevenueAndExpenses
Total Net Investment Income36333TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss0CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm0CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps0CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss1900AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm950AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps950AccountingFeesDsbrsChrtblPrps
Taxes Rev And Expnss833TaxesRevAndExpnss
Taxes Net Invst Incm257TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps0TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss5501OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm5378OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps100OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss8234TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm6585TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps1050TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss50207ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps50207ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss58441TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm6585TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps51257TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-18564ExcessOfRevenueOverExpenses
Net Investment Income29748NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Savings And Temp Cash Invst BOY3134SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY3623SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV3623SavingsAndTempCashInvstEOYFMV
Investments Govt Oblig BOY50422InvestmentsGovtObligBOY
Investments Govt Oblig EOY40187InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV40081InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY334264InvestmentsCorpStockBOY
Investments Corp Stock EOY350111InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV454772InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY124656InvestmentsCorpBondsBOY
Investments Corp Bonds EOY99991InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV102220InvestmentsCorpBondsEOYFMV
Total Assets BOY512476TotalAssetsBOY
Total Assets EOY493912TotalAssetsEOY
Total Assets EOYFMV600696TotalAssetsEOYFMV
Total Liabilities BOY0TotalLiabilitiesBOY
Total Liabilities EOY0TotalLiabilitiesEOY
Org That Follow SFAS117XOrgThatFollowSFAS117
Unrestricted BOY512476UnrestrictedBOY
Unrestricted EOY493912UnrestrictedEOY
Total Net Assets BOY512476TotalNetAssetsBOY
Total Net Assets EOY493912TotalNetAssetsEOY
Total Liabilities Net Assets BOY512476TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY493912TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY512476TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-18564ExcessOfRevenueOverExpenses
Other Increases0OtherIncreases
Subtotal493912Subtotal
Other Decreases0OtherDecreases
Total Net Assets Fund Balances EOY493912TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (9 entries)

Description Of AssetDescriptionOfAssetHow AcquiredHowAcquiredDate AcquiredDateAcquiredDate SoldDateSoldGross Sales PriceGrossSalesPriceCost Or Other BasisCostOrOtherBasisGain Or LossGainOrLossGains Minus Excess Or LossesGainsMinusExcessOrLosses
5000 SHS US TREASURY NOTESP2011-03-212011-12-0650145042-28-28
200 SHS MERK & COP2009-04-152012-02-017754524825062506
5000 SHS US TREASURY NOTESP2011-03-212012-02-0650035042-39-39
40000 SHS US TREASURY NOTEP2011-03-212012-03-314000040338-338-338
100 SHS ABBOT LABORATORIESP2009-04-202012-05-246190442717631763
150 SHS MERCK & COP1919-04-152012-05-245614393616781678
25000 SHS GOLDMAN SACHS GROUP INCP2009-03-252012-09-012500024665335335
1000 SHS ABB LTDP2011-11-212012-10-23188101724015701570
CAPITAL GAINS DIVIDENDSP986986986
FieldValueIRS element (for citing)
Capital Gain Net Income8433CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 Tax0LiableFor4942Tax
Qualifying Distributions Year154037QualifyingDistributionsYear1
Noncharitable Assets Year1636813NoncharitableAssetsYear1
Distribution Ratio Year10.084855DistributionRatioYear1
Qualifying Distributions Year247229QualifyingDistributionsYear2
Noncharitable Assets Year2611402NoncharitableAssetsYear2
Distribution Ratio Year20.077247DistributionRatioYear2
Qualifying Distributions Year372771QualifyingDistributionsYear3
Noncharitable Assets Year3467893NoncharitableAssetsYear3
Distribution Ratio Year30.155529DistributionRatioYear3
Qualifying Distributions Year492209QualifyingDistributionsYear4
Noncharitable Assets Year4390585NoncharitableAssetsYear4
Distribution Ratio Year40.236079DistributionRatioYear4
Qualifying Distributions Year5102302QualifyingDistributionsYear5
Noncharitable Assets Year5409332NoncharitableAssetsYear5
Distribution Ratio Year50.249924DistributionRatioYear5
Total Distribution Ratio0.803634TotalDistributionRatio
Average Distribution Ratio0.160727AverageDistributionRatio
Net Noncharitable Assets601217NetNoncharitableAssets
Adjusted Noncharitable Assets96632AdjustedNoncharitableAssets
One Percent Net Investment Income297OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One96929AdjNonchrtblAssetsAndOnePct
Qualifying Distributions51257QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Investment Income Excise Tax595InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal595Subtotal
Subtitle A Tax0SubtitleATax
Tax Based On Investment Income595TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment777EstTaxPaymentsAndOverpayment
Total Credits And Payments777TotalCreditsAndPayments
Overpayment182Overpayment
Amount Credited To Next Year182AmountCreditedToNextYear
Amount To Be Refunded0AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political Activities0LegislativePoliticalActivities
More Than100 Spent0MoreThan100Spent
Form1120 POL Filed0Form1120POLFiled
Sect4955 Tax On Organization0Sect4955TaxOnOrganization
Sect4955 Tax On Managers0Sect4955TaxOnManagers
Reimbursement Of Tax0ReimbursementOfTax
Activities Not Prev Reported0ActivitiesNotPrevReported
Changes To Articles Or Bylaws0ChangesToArticlesOrBylaws
Unrelated Bus Income Over10000UnrelatedBusIncomeOver1000
Termination Etc0TerminationEtc
Requirements Of Sect508e1RequirementsOfSect508e
At Least5000 In Assets1AtLeast5000InAssets
States Filed WithNYStatesFiledWith
Form990 PF Filed With AG1Form990PFFiledWithAG
Private Operating Foundation0PrivateOperatingFoundation
New Substantial Contributors0NewSubstantialContributors
Interest In Controlled Entity0InterestInControlledEntity
Applicable Insurance Contract0ApplicableInsuranceContract
Comply With Public Inspection Rqr1ComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NameSUSAN MAIERBooksInCareOfPersonName
Books In Care Of Phone Number2125327555BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line1320 GLENDALE ROADAddressLine1
CitySCARSDALECity
StateNYState
ZIP Code10583ZIPCode
FieldValueIRS element (for citing)
Foreign Bank0ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly Person0SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person0BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person0FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person0PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person0TransferAssetsToDsqflyPerson
Payment To Government Offical0PaymentToGovernmentOffical
Uncorrected Prior Acts0UncorrectedPriorActs
Undistributed Income Prior Years0UndistributedIncomePriorYears
Business Holdings0BusinessHoldings
Jeopardy Investments0JeopardyInvestments
Uncorrected Jeopardy Investments0UncorrectedJeopardyInvestments
Influence Legislation0InfluenceLegislation
Influence Election0InfluenceElection
Grants To Individuals0GrantsToIndividuals
Grants To Organizations0GrantsToOrganizations
Noncharitable Purpose0NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract0RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract0PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn0ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
SUSAN MAIER
320 GLENDALE ROADSCARSDALENY10583PRESIDENT0.50000
NANCY MAIER
15 WEST 81ST STREETNEW YORKNY10024SECRETARY0.50000
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONENONECompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

FieldValueIRS element (for citing)
Total0Total

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities597128AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances13245AvgMonthlyCashBalances
FMV All Other Noncharitable Assets0FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets610373TotalFMVOfUnusedAssets
Reduction Claimed0ReductionClaimed
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets610373AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable9156CashDeemedCharitable
Net Noncharitable Assets601217NetNoncharitableAssets
Minimum Investment Return30061MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return30061MinimumInvestmentReturn
Tax Based On Investment Income595TaxBasedOnInvestmentIncome
Total Tax595TotalTax
Distributable Amount Before Adj29466DistributableAmountBeforeAdj
Recoveries Qlfy Distributions0RecoveriesQlfyDistributions
Distributable Amount Before Ded29466DistributableAmountBeforeDed
Deduction Fr Distributable$0DeductionFrDistributableAmount
Distributable Amount As Adjusted29466DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions51257ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Qualifying Distributions51257QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm0OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions51257AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted29466DistributableAmountAsAdjusted
Undistributed Income Prior Year0UndistributedIncomePriorYear
Total For Prior Years0TotalForPriorYears
Excess Distri Carryover Year582091ExcessDistriCarryoverYear5
Excess Distri Carryover Year472836ExcessDistriCarryoverYear4
Excess Distri Carryover Year218025ExcessDistriCarryoverYear2
Excess Distri Carryover Year123390ExcessDistriCarryoverYear1
Total Excess Distri Carryover196342TotalExcessDistriCarryover
Qualifying Distributions51257QualifyingDistributions
Applied To Year10AppliedToYear1
Applied To Prior Years0AppliedToPriorYears
Treated As Distri From Corpus0TreatedAsDistriFromCorpus
Applied To Current Year29466AppliedToCurrentYear
Remaining Distri From Corpus21791RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus0ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY0ExcessDistriCyovAppliedCY
Total Corpus218133TotalCorpus
Prior Year Undistributed Income0PriorYearUndistributedIncome
Prior Year Deficiency Or Tax0PriorYearDeficiencyOrTax
Taxable Amount10TaxableAmount1
Taxable Amount20TaxableAmount2
Undistributed Income CY0UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g30DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year582091ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year136042ExcessDistriCyovToNextYear
Excess From Year472836ExcessFromYear4
Excess From Year218025ExcessFromYear2
Excess From Year123390ExcessFromYear1
Excess From Current Year21791ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Contributing ManagerSUSAN MAIERContributingManager
Only Contributes To PreselectedXOnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (42 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmount
92ND ST Y DEVELOPMENT FUND
1395 LEXINGTON AVENEW YORKNY10128NONEPUBLICUNRESTRICTED USE BY DONEE$2,000
ARC WESTCHESTER
265 SAW MILL RIVER RDHAWTHORNENY10532NONEPUBLICUNRESTRICTED USE BY DONEE$1,000
BOTTOMLESS CLOSET
15 PENN PLAZANEW YORKNY10001NONEPUBLICUNRESTRICTED USE BY DONEE$250
CENTRAL PARK CONSERVATORY
14 EAST 60TH STNEW YORKNY10022NONEPUBLICUNRESTRICTED USE BY DONEE$100
CHANNEL THIRTEEN
825 EIGHTH AVENUENEW YORKNY10019NONEPUBLICUNRESTRICTED USE BY DONEE$250
CITIES OF PEACE
1740 E STROOP ROAD BOX 291-761DAYTONOH45429NONEPUBLICUNRESTRICTED USE BY DONEE$250
CITY MEALS ON WHEELS
365 LEXINGTON AVENEW YORKNY10017NONEPUBLICUNRESTRICTED USE BY DONEE$257
CITY PARKS FOUNDATION (NEW YORK)
830 FIFTH AVENEW YORKNY10065NONEPUBLICUNRESTRICTED USE BY DONEE$1,000
COLUMBIA UNIVERSITY MEDICAL CENTER
630 WEST 168TH STREETNEW YORKNY10032NONEPUBLICUNRESTRICTED USE BY DONEE$500
CONGREGATION EMANUEL
1 EAST 65TH STNEW YORKNY10065NONEPUBLICUNRESTRICTED USE BY DONEE$3,300
DOCTORS WITHOUT BORDERS
333 7TH AVENEW YORKNY10001NONEPUBLICUNRESTRICTED USE BY DONEE$200
FOUNDATION FOR UPSTATE MEDICAL UNIVERSITY
750 EAST ADAMS STREETSYRACUSENY13210NONEPUBLICUNRESTRICTED USE BY DONEE$1,000
FRIENDS OF THE GREENBURGH LIBRARY
300 TARRYTOWN ROADELMSFORDNY10523NONEPUBLICUNRESTRICTED USE BY DONEE$50
GRAND STREET SETTLEMENT
80 PITT STNEW YORKNY10002NONEPUBLICUNRESTRICTED USE BY DONEE$1,015
GREENBURGH POLICE CIRCUS FUND
188 TARRYTOWN ROADWHITE PLAINSNY10607NONEPUBLICUNRESTRICTED USE BY DONEE$100
GREENBURGH UNIFORMED FIREFIGHTERS ASSOC
283 TARRYTOWN RDWHITE PLAINSNY10607NONEPUBLICUNRESTRICTED USE BY DONEE$50
HELP
1404 CRAVENS AVENUETORRANCECA90501NONEPUBLICUNRESTRICTED USE BY DONEE$100
LANG HOUSE (SAFE HORIZON)
C/O SAFE HORIZON 2 LAFAYETTE STNEW YORKNY10277NONEPUBLICUNRESTRICTED USE BY DONEE$2,500
LEAGUE OF WOMEN VOTERS NEW YORK
62 GREAND STALBANYNY12207NONEPUBLICUNRESTRICTED USE BY DONEE$100
MACCABI USASPORTS FOR ISRAEL
1962 ARCH ST 4RPHILADELPHIAPA19103NONEPUBLICUNRESTRICTED USE BY DONEE$1,000
MEMORIAL SLOAN-KETTERING CANCER CENTER
1275 YORK AVENUENEW YORKNY10065NONEPUBLICUNRESTRICTED USE BY DONEE$100
METROPOLITAN MUSEUM OF ART
1000 FIFTH AVENEW YORKNY10028NONEPUBLICUNRESTRICTED USE BY DONEE$500
MISC CHARITY
320 GLENDALE ROADSCARSDALENY10583NONEPUBLICUNRESTRICTED USE BY DONEE$100
NATIONAL PARKS CONSERVATION ASSOCIATION
777 7TH ST NWWASHINGTONDC20001NONEPUBLICUNRESTRICTED USE BY DONEE$200
NATIONAL TRUST FOR HISTORIC PRESERVATION
1785 MASSACHUSETTS AVE NWWASHINGTONDC20036NONEPUBLICUNRESTRICTED USE BY DONEE$45
NETWORK FOR THE GOOD-CITIES AT PEACE INC
104 W 27TH ST 12TH FLOORNEW YORKNY10001NONEPUBLICUNRESTRICTED USE BY DONEE$865
NHC FOUNDATION INC
ROUTE 52LOCH SHELDRAKENY12759NONEPUBLICUNRESTRICTED USE BY DONEE$250
NYC POLICE FOUNDATION
555 FIFTH AVENUE 15TH FLOORNEW YORKNY10017NONEPUBLICUNRESTRICTED USE BY DONEE$100
POLICE FRESH AIR FUND
175 MAIN STREET 509WHITE PLAINSNY10601NONEPUBLICUNRESTRICTED USE BY DONEE$100
POSSE FOUNDATION
14 WALL STREETNEW YORKNY10005NONEPUBLICUNRESTRICTED USE BY DONEE$300
SANCTUARY FOR FAMILIES
PO BOX 1406 WALL STREET STATIONNEW YORKNY10268NONEPUBLICUNRESTRICTED USE BY DONEE$1,000
SAND SPRING RECREATIONAL CENTER INC
PO BOX 800WILLIAMSTOWNMA01267NONEPUBLICUNRESTRICTED USE BY DONEE$2,500
SPECIAL OLYMPICS
504 BALLTOWN RDSCHENECTADYNY12304NONEPUBLICUNRESTRICTED USE BY DONEE$50
STUDENT ADVOCACY
3 WEST MAIN STELMSFORDNY10523NONEPUBLICUNRESTRICTED USE BY DONEE$600
THE CANCER SUPPORT COMMUNITY
2010 HOGBACK SUITE 3ANN ARBORMI45105NONEPUBLICUNRESTRICTED USE BY DONEE$1,500
THE MAIN IDEA AT CAMP WALDEN
180 E PROSPECT AVE 178MAMARONECKNY10543NONEPUBLICUNRESTRICTED USE BY DONEE$200
THE SUMMER CAMP
8 CHURCH STREETBRIDGTONME04009NONEPUBLICUNRESTRICTED USE BY DONEE$25,000
UJA FEDERATION
130 EAST 59TH STNEW YORKNY10022NONEPUBLICUNRESTRICTED USE BY DONEE$700
VOICES AGAINST BRAIN CANCER
1375 BROADWAY 3RD FLOORNEW YORKNY10018NONEPUBLICUNRESTRICTED USE BY DONEE$500
WESTCHESTER GOLF ANNUAL CADDIE SCHOLARSHIP FUND
49 KNOLLWOOD RD SUITE 220ELMSFORDPA10523NONEPUBLICUNRESTRICTED USE BY DONEE$300
WESTCHESTER SMITH COLLEGE FUND
75 GRASSLANDS ROADVALHALLANY10595NONEPUBLICUNRESTRICTED USE BY DONEE$75
WINSTON PREPATORY SCHOOL
126 WEST 17 STREETNORWALKCT10001NONEPUBLICUNRESTRICTED USE BY DONEE$200
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year50207TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future0TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$27,900ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$3,054ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion$8,433ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income$0UnrelatedBusinessIncomeAmount
Exclusion$39,387ExclusionAmount
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Part XVIA39387TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EO0TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO0TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO0PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc0RentalOfFacilitiesEtc
Reimbursement Arrangements0ReimbursementArrangements
Loans Or Loan Guarantees0LoansOrLoanGuarantees
Performance Of Services Etc0PerformanceOfServicesEtc
Sharing Of Facilities Etc0SharingOfFacilitiesEtc
Relationships Noncharitable E Os0RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

FieldValueIRS element (for citing)
CategoryACCOUNTING FEESCategory
Amount$1,900Amount
Net Investment Income950NetInvestmentIncome
Disbursements Charitable Prps950DisbursementsCharitablePrps

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (4 entries)

Name Of BondNameOfBondEOY Book ValueEOYBookValueEOYFMVEOYFMV
4905.98 SHS THIRD AVE TR INSTL5000051022
GOLDMAN SACHS GROUP NOTES 5.70%00
HEWLETT PACKARD CORP 4 3/4%2535325826
JOHN DEERE CAPITAL CORP 4.5%2463825372

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (22 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
1000 SHS ABB LTD00
1650 SHS COMPANHIA ENERGETICA DE MINAS GERAIS2446120196
250 SHS 3M CO2097622738
250 SHS CELGENE CORP1465019647
250 SHS EXXON MOBIL COPR1927522035
250 SHS SCHLUMBERGER LTD1392917905
300 SHS NESTLE S A1612819641
300 SHS PEPSICO1868421063
300 SHS COLGATE PALMOLIVE CO1799432550
300 SHS JOHNSON & JOHNSON1605120919
35 SHS GOOGLE INC1595224443
300 SHS ABBOTT LABORATORIES1328219500
400 SHS CENOVUS ENERGY INC799313340
400 SHS ENCANA CORP84878716
400 SHS ROYAL DUTCH SHELL1797626788
400 SHS VARIAN MEDICAL SYSTEMS INC1475227664
500 SHS ISHARES MSCI EMERGING MARKETS INDEX1794520892
650 SHS UNISOURCE ENERGY CORP1844127677
450 SHS MERCK & CO1180819935
900 SHS US BANCORP2053829034
1000 SHS WELLS FARGO & CO PFD2523825020
300 SHS EMERSON ELECTRIC CO1555115069

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Securities EOY Book Value40187USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV40081USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val0StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV0StateLocalSecuritiesEOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (5 entries)

DescriptionDescriptionRevenue And Expenses Per BooksRevenueAndExpensesPerBooksNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
INVESTMENT FEES495349530
NEW YORK DEPT OF LAW1000100
ADR FEES66660
NY STATE UNRELATED BUSINESS TAX3593590
IRS INTEREST2300

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

FieldValueIRS element (for citing)
DescriptionBOOK-TO-TAX TIMING DIFFERENCESDescription
Revenue And Expenses Per Books3054RevenueAndExpensesPerBooks
Net Investment Income0NetInvestmentIncome
Adjusted Net Income3054AdjustedNetIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategoryAmountAmountNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
FOREIGN TAXES WITHHELD$2572570
UNRELATED BUSINESS INCOME TAX$57600

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