2013-03-15T10:45:07-05:00 2012-11-30 221478099 COHNREZNICK LLP 4 BECKER FARM ROAD ROSELAND NJ 070681739 990PF 2011-12-01 133322380 ARTHUR I & SUSAN MAIER FUND INC ARTH 2128387693 320 GLENDALE ROAD SCARSDALE NY 10583 SUSAN MAIER 2128387693 2013-03-12 1 9732283500 2011 2016-02-25 16:41:14Z X 600696 X 490 X 27900 27900 8433 114371 8433 3054 0 39877 36333 0 0 0 1900 950 950 833 257 0 5501 5378 100 8234 6585 1050 50207 50207 58441 6585 51257 -18564 29748 3134 3623 3623 50422 40187 40081 334264 350111 454772 124656 99991 102220 512476 493912 600696 0 0 X 512476 493912 512476 493912 512476 493912 512476 -18564 0 493912 0 493912 5000 SHS US TREASURY NOTES P 2011-03-21 2011-12-06 5014 5042 -28 -28 200 SHS MERK & CO P 2009-04-15 2012-02-01 7754 5248 2506 2506 5000 SHS US TREASURY NOTES P 2011-03-21 2012-02-06 5003 5042 -39 -39 40000 SHS US TREASURY NOTE P 2011-03-21 2012-03-31 40000 40338 -338 -338 100 SHS ABBOT LABORATORIES P 2009-04-20 2012-05-24 6190 4427 1763 1763 150 SHS MERCK & CO P 1919-04-15 2012-05-24 5614 3936 1678 1678 25000 SHS GOLDMAN SACHS GROUP INC P 2009-03-25 2012-09-01 25000 24665 335 335 1000 SHS ABB LTD P 2011-11-21 2012-10-23 18810 17240 1570 1570 CAPITAL GAINS DIVIDENDS P 986 986 986 8433 0 54037 636813 0.084855 47229 611402 0.077247 72771 467893 0.155529 92209 390585 0.236079 102302 409332 0.249924 0.803634 0.160727 601217 96632 297 96929 51257 595 0 595 0 595 777 777 182 182 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A SUSAN MAIER 2125327555 320 GLENDALE ROAD SCARSDALE NY 10583 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SUSAN MAIER 320 GLENDALE ROAD SCARSDALE NY 10583 0.50 0 0 0 NANCY MAIER 15 WEST 81ST STREET NEW YORK NY 10024 0.50 0 0 0 NONE 0 NONE 0 0 597128 13245 0 610373 0 0 610373 9156 601217 30061 30061 595 595 29466 0 29466 0 29466 51257 0 51257 0 51257 29466 0 0 82091 72836 18025 23390 196342 51257 0 0 0 29466 21791 0 0 218133 0 0 0 0 0 0 82091 136042 72836 18025 23390 21791 SUSAN MAIER X 92ND ST Y DEVELOPMENT FUND 1395 LEXINGTON AVE NEW YORK NY 10128 NONE PUBLIC UNRESTRICTED USE BY DONEE 2000 ARC WESTCHESTER 265 SAW MILL RIVER RD HAWTHORNE NY 10532 NONE PUBLIC UNRESTRICTED USE BY DONEE 1000 BOTTOMLESS CLOSET 15 PENN PLAZA NEW YORK NY 10001 NONE PUBLIC UNRESTRICTED USE BY DONEE 250 CENTRAL PARK CONSERVATORY 14 EAST 60TH ST NEW YORK NY 10022 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 CHANNEL THIRTEEN 825 EIGHTH AVENUE NEW YORK NY 10019 NONE PUBLIC UNRESTRICTED USE BY DONEE 250 CITIES OF PEACE 1740 E STROOP ROAD BOX 291-761 DAYTON OH 45429 NONE PUBLIC UNRESTRICTED USE BY DONEE 250 CITY MEALS ON WHEELS 365 LEXINGTON AVE NEW YORK NY 10017 NONE PUBLIC UNRESTRICTED USE BY DONEE 257 CITY PARKS FOUNDATION (NEW YORK) 830 FIFTH AVE NEW YORK NY 10065 NONE PUBLIC UNRESTRICTED USE BY DONEE 1000 COLUMBIA UNIVERSITY MEDICAL CENTER 630 WEST 168TH STREET NEW YORK NY 10032 NONE PUBLIC UNRESTRICTED USE BY DONEE 500 CONGREGATION EMANUEL 1 EAST 65TH ST NEW YORK NY 10065 NONE PUBLIC UNRESTRICTED USE BY DONEE 3300 DOCTORS WITHOUT BORDERS 333 7TH AVE NEW YORK NY 10001 NONE PUBLIC UNRESTRICTED USE BY DONEE 200 FOUNDATION FOR UPSTATE MEDICAL UNIVERSITY 750 EAST ADAMS STREET SYRACUSE NY 13210 NONE PUBLIC UNRESTRICTED USE BY DONEE 1000 FRIENDS OF THE GREENBURGH LIBRARY 300 TARRYTOWN ROAD ELMSFORD NY 10523 NONE PUBLIC UNRESTRICTED USE BY DONEE 50 GRAND STREET SETTLEMENT 80 PITT ST NEW YORK NY 10002 NONE PUBLIC UNRESTRICTED USE BY DONEE 1015 GREENBURGH POLICE CIRCUS FUND 188 TARRYTOWN ROAD WHITE PLAINS NY 10607 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 GREENBURGH UNIFORMED FIREFIGHTERS ASSOC 283 TARRYTOWN RD WHITE PLAINS NY 10607 NONE PUBLIC UNRESTRICTED USE BY DONEE 50 HELP 1404 CRAVENS AVENUE TORRANCE CA 90501 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 LANG HOUSE (SAFE HORIZON) C/O SAFE HORIZON 2 LAFAYETTE ST NEW YORK NY 10277 NONE PUBLIC UNRESTRICTED USE BY DONEE 2500 LEAGUE OF WOMEN VOTERS NEW YORK 62 GREAND ST ALBANY NY 12207 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 MACCABI USASPORTS FOR ISRAEL 1962 ARCH ST 4R PHILADELPHIA PA 19103 NONE PUBLIC UNRESTRICTED USE BY DONEE 1000 MEMORIAL SLOAN-KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10065 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVE NEW YORK NY 10028 NONE PUBLIC UNRESTRICTED USE BY DONEE 500 MISC CHARITY 320 GLENDALE ROAD SCARSDALE NY 10583 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 NATIONAL PARKS CONSERVATION ASSOCIATION 777 7TH ST NW WASHINGTON DC 20001 NONE PUBLIC UNRESTRICTED USE BY DONEE 200 NATIONAL TRUST FOR HISTORIC PRESERVATION 1785 MASSACHUSETTS AVE NW WASHINGTON DC 20036 NONE PUBLIC UNRESTRICTED USE BY DONEE 45 NETWORK FOR THE GOOD-CITIES AT PEACE INC 104 W 27TH ST 12TH FLOOR NEW YORK NY 10001 NONE PUBLIC UNRESTRICTED USE BY DONEE 865 NHC FOUNDATION INC ROUTE 52 LOCH SHELDRAKE NY 12759 NONE PUBLIC UNRESTRICTED USE BY DONEE 250 NYC POLICE FOUNDATION 555 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10017 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 POLICE FRESH AIR FUND 175 MAIN STREET 509 WHITE PLAINS NY 10601 NONE PUBLIC UNRESTRICTED USE BY DONEE 100 POSSE FOUNDATION 14 WALL STREET NEW YORK NY 10005 NONE PUBLIC UNRESTRICTED USE BY DONEE 300 SANCTUARY FOR FAMILIES PO BOX 1406 WALL STREET STATION NEW YORK NY 10268 NONE PUBLIC UNRESTRICTED USE BY DONEE 1000 SAND SPRING RECREATIONAL CENTER INC PO BOX 800 WILLIAMSTOWN MA 01267 NONE PUBLIC UNRESTRICTED USE BY DONEE 2500 SPECIAL OLYMPICS 504 BALLTOWN RD SCHENECTADY NY 12304 NONE PUBLIC UNRESTRICTED USE BY DONEE 50 STUDENT ADVOCACY 3 WEST MAIN ST ELMSFORD NY 10523 NONE PUBLIC UNRESTRICTED USE BY DONEE 600 THE CANCER SUPPORT COMMUNITY 2010 HOGBACK SUITE 3 ANN ARBOR MI 45105 NONE PUBLIC UNRESTRICTED USE BY DONEE 1500 THE MAIN IDEA AT CAMP WALDEN 180 E PROSPECT AVE 178 MAMARONECK NY 10543 NONE PUBLIC UNRESTRICTED USE BY DONEE 200 THE SUMMER CAMP 8 CHURCH STREET BRIDGTON ME 04009 NONE PUBLIC UNRESTRICTED USE BY DONEE 25000 UJA FEDERATION 130 EAST 59TH ST NEW YORK NY 10022 NONE PUBLIC UNRESTRICTED USE BY DONEE 700 VOICES AGAINST BRAIN CANCER 1375 BROADWAY 3RD FLOOR NEW YORK NY 10018 NONE PUBLIC UNRESTRICTED USE BY DONEE 500 WESTCHESTER GOLF ANNUAL CADDIE SCHOLARSHIP FUND 49 KNOLLWOOD RD SUITE 220 ELMSFORD PA 10523 NONE PUBLIC UNRESTRICTED USE BY DONEE 300 WESTCHESTER SMITH COLLEGE FUND 75 GRASSLANDS ROAD VALHALLA NY 10595 NONE PUBLIC UNRESTRICTED USE BY DONEE 75 WINSTON PREPATORY SCHOOL 126 WEST 17 STREET NORWALK CT 10001 NONE PUBLIC UNRESTRICTED USE BY DONEE 200 50207 0 14 27900 14 3054 18 8433 0 39387 0 39387 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 1900 950 950 4905.98 SHS THIRD AVE TR INSTL 50000 51022 GOLDMAN SACHS GROUP NOTES 5.70% 0 0 HEWLETT PACKARD CORP 4 3/4% 25353 25826 JOHN DEERE CAPITAL CORP 4.5% 24638 25372 1000 SHS ABB LTD 0 0 1650 SHS COMPANHIA ENERGETICA DE MINAS GERAIS 24461 20196 250 SHS 3M CO 20976 22738 250 SHS CELGENE CORP 14650 19647 250 SHS EXXON MOBIL COPR 19275 22035 250 SHS SCHLUMBERGER LTD 13929 17905 300 SHS NESTLE S A 16128 19641 300 SHS PEPSICO 18684 21063 300 SHS COLGATE PALMOLIVE CO 17994 32550 300 SHS JOHNSON & JOHNSON 16051 20919 35 SHS GOOGLE INC 15952 24443 300 SHS ABBOTT LABORATORIES 13282 19500 400 SHS CENOVUS ENERGY INC 7993 13340 400 SHS ENCANA CORP 8487 8716 400 SHS ROYAL DUTCH SHELL 17976 26788 400 SHS VARIAN MEDICAL SYSTEMS INC 14752 27664 500 SHS ISHARES MSCI EMERGING MARKETS INDEX 17945 20892 650 SHS UNISOURCE ENERGY CORP 18441 27677 450 SHS MERCK & CO 11808 19935 900 SHS US BANCORP 20538 29034 1000 SHS WELLS FARGO & CO PFD 25238 25020 300 SHS EMERSON ELECTRIC CO 15551 15069 40187 40081 0 0 INVESTMENT FEES 4953 4953 0 NEW YORK DEPT OF LAW 100 0 100 ADR FEES 66 66 0 NY STATE UNRELATED BUSINESS TAX 359 359 0 IRS INTEREST 23 0 0 BOOK-TO-TAX TIMING DIFFERENCES 3054 0 3054 FOREIGN TAXES WITHHELD 257 257 0 UNRELATED BUSINESS INCOME TAX 576 0 0