SMALLEY FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- SMALLEY FOUNDATION INC (EIN 13-6225947)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-08
- IRS object ID
- 201333129349100113
- Schema version
- 2012v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-08T11:36:15-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARLENE S KAPLAN CPA PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 GUILD ST 1 | AddressLine1 |
| City | NORWOOD | City |
| State | MA | State |
| ZIP Code | 02062 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136225947 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SMALLEY FOUNDATION INC | BusinessNameLine1 |
| Business Name Line2 | C/O ELLIN SMALLEY | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SMAL | NameControl |
| Phone | 6175272269 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1385 | AddressLine1 |
| City | BROOKLINE | City |
| State | MA | State |
| ZIP Code | 02446 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ELLIN SMALLEY | Name |
| Title | PRESIDENT | Title |
| Phone | 6175272269 | Phone |
| Date Signed | 2013-11-02 | DateSigned |
| Authorize Third Party | false | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARLENE S KAPLAN | Name |
| Phone | 7812789552 | Phone |
| Date Prepared | 2013-11-08 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2570129 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 1014314 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 2835 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 2835 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 2835 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 57931 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 57931 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 57931 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 91216 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1369246 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 7087 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 1166296 | TotalRevenueAndExpenses |
| Total Net Investment Income | 67853 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 60766 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 56000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 28000 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 28000 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 28000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 9000 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4500 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 4500 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 4500 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 14153 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 14153 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 360 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 360 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 7730 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 3866 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 3865 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 3864 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 87243 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 50879 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 36365 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 36364 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 91873 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 91873 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 179116 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 50879 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 36365 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 128237 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 987180 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 16974 | NetInvestmentIncome |
| Adjusted Net Income | 24401 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 12537 | CashBOY |
| Cash EOY | 57903 | CashEOY |
| Cash EOYFMV | 57903 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 153088 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 76953 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 76953 | SavingsAndTempCashInvstEOYFMV |
| Prepaid Expenses BOY | 2402 | PrepaidExpensesBOY |
| Prepaid Expenses EOY | 2402 | PrepaidExpensesEOY |
| Prepaid Expenses EOYFMV | 2402 | PrepaidExpensesEOYFMV |
| Investments Govt Oblig BOY | 37571 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 35785 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 35785 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 1243551 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2397086 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2397086 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 100963 | InvestmentsCorpBondsBOY |
| Total Assets BOY | 1550112 | TotalAssetsBOY |
| Total Assets EOY | 2570129 | TotalAssetsEOY |
| Total Assets EOYFMV | 2570129 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 10000 | AccountsPayableBOY |
| Accounts Payable EOY | 10000 | AccountsPayableEOY |
| Total Liabilities BOY | 10000 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 10000 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 1540112 | UnrestrictedBOY |
| Unrestricted EOY | 2560129 | UnrestrictedEOY |
| Total Net Assets BOY | 1540112 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2560129 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1550112 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2570129 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1540112 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 987180 | ExcessOfRevenueOverExpenses |
| Other Increases | 92183 | OtherIncreases |
| Subtotal | 2619475 | Subtotal |
| Other Decreases | 59346 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2560129 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 7087 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | true | LiableFor4942Tax |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 339 | InvestmentIncomeExciseTax |
| Subtotal | 339 | Subtotal |
| Tax Based On Investment Income | 339 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2344 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2344 | TotalCreditsAndPayments |
| Overpayment | 2005 | Overpayment |
| Amount Credited To Next Year | 2005 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | MA | StatesFiledWith |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | true | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | ELLIN SMALLEY | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 6175272269 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1385 | AddressLine1 |
| City | BROOKLINE | City |
| State | MA | State |
| ZIP Code | 02446 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (8 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ELLIN SMALLEY | ||||||||
| 60 LONGWOOD AVE | BROOKLINE | MA | 02146 | PRESIDENT | 5.00 | 0 | 0 | 0 |
| MARTIN SAIMAN | ||||||||
| 425 PARK AVE | NEW YORK | NY | 10022 | TREAS/CLERK | 5.00 | 8000 | 0 | 0 |
| ELISA D DOYLE | ||||||||
| 228 ARDMORE AVE | HADDONFIELD | NJ | 08033 | SCHLSHIP CH | 10.00 | 8000 | 0 | 0 |
| JEROME HALSBAND | ||||||||
| 69 CLUB POINTE DR | WHITE PLAINS | NY | 10605 | FOUN MEMBER | 5.00 | 8000 | 0 | 0 |
| MARIE HOROWITTZ | ||||||||
| 87 HILLTOP DR | MANHASSET | NY | 11030 | FOUN MEMBER | 5.00 | 8000 | 0 | 0 |
| ARLENE HARRIS | ||||||||
| 425 PARK AVE | NEW YORK | NY | 10022 | FOUN MEMBER | 5.00 | 8000 | 0 | 0 |
| CONSTANTINE KREATSOULAS | ||||||||
| 611 FOXCROFT ROAD | ELKINS PARK | PA | 19027 | FOUN MEMBER | 5.00 | 8000 | 0 | 0 |
| ELISA D DOYLE | ||||||||
| 228 ARDMORE AVENUE | HADDONFIELD | NJ | 08033 | FOUN MEMBER | 5.00 | 8000 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SCHOLARSHIPS TO COLLEGES AND TO DESERVING MALE AND FEMALE PUBLIC HIGH SCHOOL STUDENTS | Description1 |
| Expenses1 | 91873 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1863055 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 141824 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2004879 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 2004879 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 30073 | CashDeemedCharitable |
| Net Noncharitable Assets | 1974806 | NetNoncharitableAssets |
| Minimum Investment Return | 98740 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 98740 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 339 | TaxBasedOnInvestmentIncome |
| Total Tax | 339 | TotalTax |
| Distributable Amount Before Adj | 98401 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 98401 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 98401 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 128237 | ExpensesAndContributions |
| Qualifying Distributions | 128237 | QualifyingDistributions |
| Adj Qualifying Distributions | 128237 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 98401 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 51801 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 98087 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 109311 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year1 | 46091 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 305290 | TotalExcessDistriCarryover |
| Qualifying Distributions | 128237 | QualifyingDistributions |
| Applied To Current Year | 98401 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 29836 | RemainingDistriFromCorpus |
| Total Corpus | 335126 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 51801 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 283325 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 98087 | ExcessFromYear4 |
| Excess From Year3 | 109311 | ExcessFromYear3 |
| Excess From Year1 | 46091 | ExcessFromYear1 |
| Excess From Current Year | 29836 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | APPLICATIONS ARE COMPLETED AND | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RETURNED TO GUIDANCE COUNSELORS | AddressLine1 |
| City | BROOKLINE | City |
| State | MA | State |
| ZIP Code | 02446 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Info And Materials | APPLICATION FORMS AVAILABLE UPON REQUEST FROM GUIDANCE SERVICES AND BY OFFICE OF FINANCIAL AID IN SCHOOLS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED. | FormAndInfoAndMaterials |
| Submission Deadlines | DATES OF APPLICATION HAVE DEADLINES SUPPLIED BY GUIDANCE SERVICES AND FINANCIAL AID OFFICERS. | SubmissionDeadlines |
| Restrictions On Awards | AWARDS ARE GRANTED ONLY TO STUDENTS ACCEPTED TO INSTITUTIONS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED AND TO STUDENTS IN WORCESTER, MA AND YONKERS, NY PUBLIC HIGH SCHOOLS. GRANTS ARE PAID DIRECTLY TO SCHOOLS, NOT TO INDIVIDUALS. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|
| SYRACUSE UNIV N TANGPIPIT | |||||
| SYRACUSE UNIVERSITY | SYRACUSE | NY | 13244 | SCHOLARSHIP | $5,000 |
| UMASS AMHERST JASON ASIRI | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $5,000 |
| WORCESTER POLYTECH ANA DE | |||||
| WORCESTER POLYTECHNICAL I | WORCESTER | MA | 01609 | SCHOLARSHIP | $5,000 |
| MANHATTAN COLLEGE WALAA A | |||||
| MANHATTAN COLLEGE | RIVERDALE | NY | 10471 | SCHOLARSHIP | $5,000 |
| UMASS AMHERST SHERA DEMCH | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $5,000 |
| UNIV OF SCIENCES PAUL GE | |||||
| UNIVERSITY OF SCIENCES | PHILADELPHIA | PA | 19104 | SCHOLARSHIP | $5,000 |
| PRINCETON UNIVERSITY M | |||||
| PRINCETON UNIVERSITY | PRINCETON | NJ | 08544 | SCHOLARSHIP | $5,000 |
| SUNY STONY BROOK M HUSSE | |||||
| SUNY STONY BROOK | STONY BROOK | NY | 11794 | SCHOLARSHIP | $5,000 |
| RIDER UNIVERSITY O MICHA | |||||
| RIDER UNIVERSITY | LAWRENCEVILLE | NJ | 08648 | SCHOLARSHIP | $5,000 |
| EMMANUEL COLLEGE N TRUON | |||||
| EMMANUEL COLLEGE | BOSTON | MA | 02115 | SCHOLARSHIP | $5,000 |
| UMASS AMHERST M FRIMPONG | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $5,000 |
| UMASS AMHERST A MENSAH | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $5,000 |
| CHAMPLAIN COLLEGE S ADAMS | |||||
| CHAMPLAIN COLLAEGE | BURLINGTON | VT | 05401 | SCHOLARSHIP | $5,000 |
| UMASS DARTMOUTH S DAHAL | |||||
| UNIV MA DARTMOUTH | DARTMOUTH | MA | 02747 | SCHOLARSHIP | $5,000 |
| RENSSELEAR POLYTECH S HUSSEIN | |||||
| RENSSELEAR POLYTECH | TROY | NY | 12180 | SCHOLARSHIP | $5,000 |
| LEHMAN COLLEGE B LASKAWSKI | |||||
| LEHMAN COLLEGE | NEW YORK | NY | 10468 | SCHOLARSHIP | $5,000 |
| BRANDEIS UNIVERSITY V NGUYEN | |||||
| BRANDEIS UNIVERSITY | WALTHAM | MA | 02453 | SCHOLARSHIP | $5,000 |
| CLARK UNIVERSITY C OSORIO | |||||
| CLARK UNIVERSITY | WORCESTER | MA | 01610 | SCHOLARSHIP | $5,000 |
| CITY COLLEGE C SOMAR | |||||
| CITY COLLEGE OF NY | NEW YORK | NY | 10031 | SCHOLARSHIP | $1,873 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 91873 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $2,835 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $57,931 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 91216 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $60,766 | ExclusionAmount |
| Related Or Exempt Function Income | 91216 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 151982 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | ELLIN SMALLEY | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 LONGWOOD AVENUE | AddressLine1 |
| City | BROOKLINE | City |
| State | MA | State |
| ZIP Code | 02146 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 1014314 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
| Noncash Contribution Type | X | NoncashContributionType |
Noncash Property NoncashProperty (3 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 1 | 4566 SHARES OF EXXON MOBIL STOCK | 403635 | 2012-08-01 |
| 1 | 320 SHARES APPLE, INC. STOCK | 207395 | 2012-08-17 |
| 1 | 1970 SHARES CUMMINS INC STOCK | 203284 | 2012-08-17 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT & TAX PREPARATION | Category |
| Amount | $9,000 | Amount |
| Net Investment Income | 4500 | NetInvestmentIncome |
| Adjusted Net Income | 4500 | AdjustedNetIncome |
| Disbursements Charitable Prps | 4500 | DisbursementsCharitablePrps |
Compensation Explanation CompensationExplanation
Compensation Compensation (8 entries)
| ELLIN SMALLEY |
| MARTIN SAIMAN |
| ELISA D DOYLE |
| JEROME HALSBAND |
| MARIE HOROWITTZ |
| ARLENE HARRIS |
| CONSTANTINE KREATSOULAS |
| ELISA D DOYLE |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset (40 entries)
| NameName | Date AcquiredDateAcquired | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | BasisBasis | Total NetTotalNet |
|---|---|---|---|---|---|---|
| BANK OF AMERICA | 2010-01 | PURCHASE | 2012-09 | 4571 | 8180 | -3609 |
| CATERPILLAR | 2005-02 | PURCHASE | 2012-09 | 24253 | 12344 | 11909 |
| CHEVRON | 2003-10 | PURCHASE | 2012-09 | 15524 | 4951 | 10573 |
| COLGATE PALMOLIVE | 2009-12 | PURCHASE | 2012-09 | 28164 | 23007 | 5157 |
| EXPEDITORS INTL OF WASHINGTON | 2009-12 | PURCHASE | 2012-09 | 14071 | 11686 | 2385 |
| EXXON MOBIL | 2002-11 | PURCHASE | 2012-09 | 16175 | 6328 | 9847 |
| EXXON MOBIL | 2012-08 | DONATION | 2012-09 | 410295 | 403634 | 6661 |
| IBM | 2009-12 | PURCHASE | 2012-09 | 26622 | 16752 | 9870 |
| MICROSOFT | 2008-04 | PURCHASE | 2012-09 | 4625 | 4373 | 252 |
| MICROSOFT | 2008-10 | PURCHASE | 2012-09 | 3083 | 2252 | 831 |
| MICROSOFT | 2008-12 | PURCHASE | 2012-09 | 6167 | 3858 | 2309 |
| OCCIDENTAL PETROLEUM | 2006-03 | PURCHASE | 2012-09 | 5298 | 2850 | 2448 |
| OCCIDENTAL PETROLEUM | 2006-03 | PURCHASE | 2012-09 | 13522 | 7839 | 5683 |
| SOUTHERN CO | 2002-12 | PURCHASE | 2012-09 | 16444 | 9488 | 6956 |
| VODAPHONE | 2011-03 | PURCHASE | 2012-02 | 9754 | 10239 | -485 |
| SPDR S & P 500 | 2009-02 | PURCHASE | 2012-09 | 26125 | 14926 | 11199 |
| ISHARES BARCLAYS | 2011-09 | PURCHASE | 2012-03 | 20473 | 20599 | -126 |
| BB&T GROUP | 2010-04 | PURCHASE | 2012-03 | 20200 | 20313 | -113 |
| BRASCAN CORP | 2010-04 | PURCHASE | 2012-03 | 20220 | 20481 | -261 |
| GINNIE MAE SERIES | 2008-01 | PURCHASE | 2012-03 | 2279 | 3821 | -1542 |
| DUQESNE LIGHT CO | 2010-02 | PURCHASE | 2012-01 | 10345 | 10214 | 131 |
| HEALTH CARE PPTY | 2010-04 | PURCHASE | 2012-03 | 20046 | 20427 | -381 |
| PUBLIC SERVICE CO COLO GLOBAL | 2009-03 | PURCHASE | 2012-03 | 10376 | 11523 | -1147 |
| MERRILL LYNCH & CO SUB | 2010-10 | PURCHASE | 2012-03 | 10411 | 10620 | -209 |
| MERRILL LYNCH & CO SUB | 2010-11 | PURCHASE | 2012-03 | 10411 | 10527 | -116 |
| APPLE | 2012-08 | DONATION | 2012-09 | 217529 | 207395 | 10134 |
| CUMMINS INC | 2012-08 | DONATION | 2012-09 | 179879 | 188322 | -8443 |
| ISHARES RUSSELL MIDCAP VALUE | 2009-01 | PURCHASE | 2012-01 | 2961 | 1699 | 1262 |
| ISHARES RUSSEL MIDCAP GROWTH | 2009-01 | PURCHASE | 2012-01 | 3000 | 2522 | 478 |
| CAMBRIA OPPORTUNITY FUND | 2011-04 | PURCHASE | 2012-01 | 25000 | 27196 | -2196 |
| CAMBRIA OPPORTUNITY FUND | 2012-04 | PURCHASE | 2012-08 | 373 | 350 | 23 |
| CAMBRIA OPPORTUNITY FUND | 2011-04 | PURCHASE | 2012-08 | 21788 | 23795 | -2007 |
| ROYCE VALUE PLUS | 2010-12 | PURCHASE | 2012-01 | 3000 | 2551 | 449 |
| PIMCO TOTAL RETURN | 2010-12 | PURCHASE | 2012-08 | 113500 | 106250 | 7250 |
| GOLDMAN SACHS SMALL CAP VALUE | 2010-11 | PURCHASE | 2012-01 | 2000 | 1802 | 198 |
| OPPENHEIMER DEVELOPING MKTS | 2010-12 | PURCHASE | 2012-01 | 20000 | 22315 | -2315 |
| ROYCE MICRO CAP FUND | 2010-12 | PURCHASE | 2012-01 | 4000 | 4357 | -357 |
| VANGUARD REIT EFT | 2011-04 | PURCHASE | 2012-01 | 9954 | 9350 | 604 |
| KINDER MORGAN ENERGY PARTNERS | 2012-01 | PURCHASE | 2012-08 | 4132 | 4440 | -308 |
| PHILLIP MORRIS | 2012-01 | PURCHASE | 2012-08 | 5589 | 4454 | 1135 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (6 entries)
| Name Of BondNameOfBond |
|---|
| DUQUESNE LIGHT CO |
| PUBLIC SERVICE CO COLOO |
| BRASCAN CORP 7.125% MAT 6/15/12 |
| HEALTH CARE PPTY |
| BB&T CORP |
| MERRILL LYNCH DD 5/6/06 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (90 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABS | 27505 | 27505 |
| IBM | 26817 | 26817 |
| 450 MICROSOFT | ||
| NESTLE | 36463 | 36463 |
| 450 VECTREN | 13230 | 13230 |
| 180 EXXON MOBIL CORP | ||
| 360 SOUTHERN CO | ||
| 135 CHEVRON TEXACO | ||
| 270 CATERPILLAR INC | ||
| OCCIDENTAL PETROLEUM CORP | ||
| ISHARES BARCLAYS 1-3 YR | 107466 | 107466 |
| COLGATE PALMOLIVE | ||
| EXPEDITORS INTL OF WASH | ||
| JP MORGAN CHASE | 31218 | 31218 |
| ISHARES RUSSELL MIDCAP VALUE | 8541 | 8541 |
| ISHARES TRUSSELL MIDCAP GR | 15386 | 15386 |
| FIDELITY ADVISOR NEW INSIGHTS | 49454 | 49454 |
| ROYCE VALUE PLUS | 16697 | 16697 |
| 200 ADP | 11386 | 11386 |
| 500 BANK OF AMERICA | ||
| ROYAL DUTCH SHELL | 40762 | 40762 |
| COLUMBIA ACORN | 9074 | 9074 |
| GOLDMAN SACHS SMALL CAP VALUE | 3937 | 3937 |
| JP MORGAN LARGE CAP | 87504 | 87504 |
| MORGAN STANLEY FOCUS GROWTH | 80623 | 80623 |
| OPPENHEIMER DEVELOPING MKT | 35438 | 35438 |
| PIMCO TOTAL RETURN | 133043 | 133043 |
| ROYCE MICRO CAP | 5852 | 5852 |
| SUNAMERICA FOCUSED DIVIDEND | 102757 | 102757 |
| TWEEDY BROWNE GLOBAL | 7707 | 7707 |
| WASATCH FDS INTL | 8946 | 8946 |
| GENERAL ELECTRIC | 9718 | 9718 |
| ORACLE CORPORATION | 29155 | 29155 |
| SPDR S&P 500 ETF | ||
| VODAFONE GROUP | 30228 | 30228 |
| WISDOM TREE EMERGING MARKET | 22876 | 22876 |
| POWERSHARES DB COMMODITY INDEX | 22224 | 22224 |
| VANGUARD REIT ETF | 12239 | 12239 |
| CAMBIAR OPPORTUNITY FUND | ||
| NEUBERGER BERMAN SRATEGIC INCOME | 57674 | 57674 |
| PIONEER STRATEGIC INCOME | 55715 | 55715 |
| VAN ECK FDS GLOBAL | 20497 | 20497 |
| AMERICAN CAPITAL AGENCY | 24883 | 24883 |
| ATLAS PIPELINE PARTNERS | 6314 | 6314 |
| BLACKROCK INC | 13643 | 13643 |
| CENTURY LINK | 4773 | 4773 |
| CHEVRON | 16221 | 16221 |
| COCA COLA | 4785 | 4785 |
| EXXON MOBIL | 4501 | 4501 |
| IBM | 4406 | 4406 |
| ISHARES IBOXX | 52752 | 52752 |
| JOHNSON & JOHNSON | 4837 | 4837 |
| JP MORGAN CHASE | 12751 | 12751 |
| MCDONALD'S | 3969 | 3969 |
| PIMCO TOTAL RETURN | 109050 | 109050 |
| PROCTOR & GAMBLE | 5431 | 5431 |
| SEMPRA ENERGY | 5675 | 5675 |
| WELLS FARGO | 11587 | 11587 |
| WISDOMTREE TRUST EMERG MKT | 20932 | 20932 |
| INVESCO | 28699 | 28699 |
| NAVIOS MARITIME PARTNERS | 11052 | 11052 |
| BAXTER INTL | 14999 | 14999 |
| CPFL ENERGIA SA SPON | 12576 | 12576 |
| CHINA MOBILE | 15385 | 15385 |
| CITIGROUP | 25714 | 25714 |
| CORNING INC | 13882 | 13882 |
| CUMMINS INC | 15711 | 15711 |
| DANAHER | 13975 | 13975 |
| DISNEY | 19916 | 19916 |
| EGA EMERGING GLOBAL SHARES | 23976 | 23976 |
| EXELON CORP | 17844 | 17844 |
| FORD MOTOR | 18130 | 18130 |
| 35369 | 35369 | |
| INTEL | 24744 | 24744 |
| ISHARES TR S & P PREF STK INDEX | 69335 | 69335 |
| JP MORGAN CHASE ALERIAN MLP INDEX | 46152 | 46152 |
| LINN CO | 34694 | 34694 |
| MERCK | 32752 | 32752 |
| NEXTERA ENERGY | 27676 | 27676 |
| NOVO NORDISK | 14689 | 14689 |
| PEPSICO | 20529 | 20529 |
| SPDR GOLD TR GOLD SHARES | 60758 | 60758 |
| UNION PACIFIC | 13829 | 13829 |
| UNITED TECHNOLOGIES | 14352 | 14352 |
| VISA | 49264 | 49264 |
| BLACKROCK HEALTH SCIENCES | 27944 | 27944 |
| DOUBLINE CORE FIXED INCOME | 97247 | 97247 |
| MATTHEWS ASIAN GROWTH & INCOME | 29374 | 29374 |
| PIMCO TOTAL RETURN | 96921 | 96921 |
| TCW EMERGING MARKETS | 42956 | 42956 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| State Local Securities EOY Book Val | 35785 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 35785 | StateLocalSecuritiesEOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST | $1 |
| & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT | -$1 |
| MARKET VALUE | $59,346 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| EXPENSES | ||||
| FILING FEES | 555 | 278 | 278 | 277 |
| OFFICE, TRAVEL, ADVERTISING | 5389 | 2695 | 2694 | 2694 |
| ANNUAL MEETING EXPENSE | 1786 | 893 | 893 | 893 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN ON SECURITIES | $92,183 |
| DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST | $2 |
| & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT | -$1 |
| MARKET VALUE | -$1 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT | Category |
| Amount | $14,153 | Amount |
| Net Investment Income | 14153 | NetInvestmentIncome |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | ELLIN SMALLEY | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1385 | AddressLine1 |
| City | BROOKLINE | City |
| State | MA | State |
| ZIP Code | 02446 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN TAX | $360 | 360 |
| EXCISE TAX |
Comments