2013-11-08T11:36:15-06:00 2012-12-31 MARLENE S KAPLAN CPA PC 60 GUILD ST 1 NORWOOD MA 02062 990PF 2012-01-01 136225947 THE SMALLEY FOUNDATION INC C/O ELLIN SMALLEY SMAL 6175272269 PO BOX 1385 BROOKLINE MA 02446 ELLIN SMALLEY 6175272269 2013-11-02 false MARLENE S KAPLAN 7812789552 2013-11-08 2012 2016-02-24 21:20:13Z X 2570129 X 1014314 2835 2835 2835 57931 57931 57931 91216 1369246 7087 1166296 67853 60766 56000 28000 28000 28000 9000 4500 4500 4500 14153 14153 360 360 7730 3866 3865 3864 87243 50879 36365 36364 91873 91873 179116 50879 36365 128237 987180 16974 24401 12537 57903 57903 153088 76953 76953 2402 2402 2402 37571 35785 35785 1243551 2397086 2397086 100963 1550112 2570129 2570129 10000 10000 10000 10000 X 1540112 2560129 1540112 2560129 1550112 2570129 1540112 987180 92183 2619475 59346 2560129 7087 true 339 339 339 2344 2344 2005 2005 false false false false false false false true MA NY true false true false false true N/A ELLIN SMALLEY 6175272269 PO BOX 1385 BROOKLINE MA 02446 false false false false false false false false false false false false false false false false false false false ELLIN SMALLEY 60 LONGWOOD AVE BROOKLINE MA 02146 5.00 0 0 0 MARTIN SAIMAN 425 PARK AVE NEW YORK NY 10022 5.00 8000 0 0 ELISA D DOYLE 228 ARDMORE AVE HADDONFIELD NJ 08033 10.00 8000 0 0 JEROME HALSBAND 69 CLUB POINTE DR WHITE PLAINS NY 10605 5.00 8000 0 0 MARIE HOROWITTZ 87 HILLTOP DR MANHASSET NY 11030 5.00 8000 0 0 ARLENE HARRIS 425 PARK AVE NEW YORK NY 10022 5.00 8000 0 0 CONSTANTINE KREATSOULAS 611 FOXCROFT ROAD ELKINS PARK PA 19027 5.00 8000 0 0 ELISA D DOYLE 228 ARDMORE AVENUE HADDONFIELD NJ 08033 5.00 8000 0 0 NONE NONE SCHOLARSHIPS TO COLLEGES AND TO DESERVING MALE AND FEMALE PUBLIC HIGH SCHOOL STUDENTS 91873 N/A 1863055 141824 0 2004879 2004879 30073 1974806 98740 98740 339 339 98401 98401 98401 128237 128237 128237 98401 51801 98087 109311 46091 305290 128237 98401 29836 335126 0 51801 283325 98087 109311 46091 29836 X APPLICATIONS ARE COMPLETED AND RETURNED TO GUIDANCE COUNSELORS BROOKLINE MA 02446 APPLICATION FORMS AVAILABLE UPON REQUEST FROM GUIDANCE SERVICES AND BY OFFICE OF FINANCIAL AID IN SCHOOLS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED. DATES OF APPLICATION HAVE DEADLINES SUPPLIED BY GUIDANCE SERVICES AND FINANCIAL AID OFFICERS. AWARDS ARE GRANTED ONLY TO STUDENTS ACCEPTED TO INSTITUTIONS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED AND TO STUDENTS IN WORCESTER, MA AND YONKERS, NY PUBLIC HIGH SCHOOLS. GRANTS ARE PAID DIRECTLY TO SCHOOLS, NOT TO INDIVIDUALS. SYRACUSE UNIV N TANGPIPIT SYRACUSE UNIVERSITY SYRACUSE NY 13244 SCHOLARSHIP 5000 UMASS AMHERST JASON ASIRI UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 5000 WORCESTER POLYTECH ANA DE WORCESTER POLYTECHNICAL I WORCESTER MA 01609 SCHOLARSHIP 5000 MANHATTAN COLLEGE WALAA A MANHATTAN COLLEGE RIVERDALE NY 10471 SCHOLARSHIP 5000 UMASS AMHERST SHERA DEMCH UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 5000 UNIV OF SCIENCES PAUL GE UNIVERSITY OF SCIENCES PHILADELPHIA PA 19104 SCHOLARSHIP 5000 PRINCETON UNIVERSITY M PRINCETON UNIVERSITY PRINCETON NJ 08544 SCHOLARSHIP 5000 SUNY STONY BROOK M HUSSE SUNY STONY BROOK STONY BROOK NY 11794 SCHOLARSHIP 5000 RIDER UNIVERSITY O MICHA RIDER UNIVERSITY LAWRENCEVILLE NJ 08648 SCHOLARSHIP 5000 EMMANUEL COLLEGE N TRUON EMMANUEL COLLEGE BOSTON MA 02115 SCHOLARSHIP 5000 UMASS AMHERST M FRIMPONG UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 5000 UMASS AMHERST A MENSAH UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 5000 CHAMPLAIN COLLEGE S ADAMS CHAMPLAIN COLLAEGE BURLINGTON VT 05401 SCHOLARSHIP 5000 UMASS DARTMOUTH S DAHAL UNIV MA DARTMOUTH DARTMOUTH MA 02747 SCHOLARSHIP 5000 RENSSELEAR POLYTECH S HUSSEIN RENSSELEAR POLYTECH TROY NY 12180 SCHOLARSHIP 5000 LEHMAN COLLEGE B LASKAWSKI LEHMAN COLLEGE NEW YORK NY 10468 SCHOLARSHIP 5000 BRANDEIS UNIVERSITY V NGUYEN BRANDEIS UNIVERSITY WALTHAM MA 02453 SCHOLARSHIP 5000 CLARK UNIVERSITY C OSORIO CLARK UNIVERSITY WORCESTER MA 01610 SCHOLARSHIP 5000 CITY COLLEGE C SOMAR CITY COLLEGE OF NY NEW YORK NY 10031 SCHOLARSHIP 1873 91873 14 2835 14 57931 91216 60766 91216 151982 false false false false false false false false false false X X 1 ELLIN SMALLEY 60 LONGWOOD AVENUE BROOKLINE MA 02146 1014314 X X 1 4566 SHARES OF EXXON MOBIL STOCK 403635 2012-08-01 1 320 SHARES APPLE, INC. STOCK 207395 2012-08-17 1 1970 SHARES CUMMINS INC STOCK 203284 2012-08-17 AUDIT & TAX PREPARATION 9000 4500 4500 4500 ELLIN SMALLEY MARTIN SAIMAN ELISA D DOYLE JEROME HALSBAND MARIE HOROWITTZ ARLENE HARRIS CONSTANTINE KREATSOULAS ELISA D DOYLE BANK OF AMERICA 2010-01 PURCHASE 2012-09 4571 8180 -3609 CATERPILLAR 2005-02 PURCHASE 2012-09 24253 12344 11909 CHEVRON 2003-10 PURCHASE 2012-09 15524 4951 10573 COLGATE PALMOLIVE 2009-12 PURCHASE 2012-09 28164 23007 5157 EXPEDITORS INTL OF WASHINGTON 2009-12 PURCHASE 2012-09 14071 11686 2385 EXXON MOBIL 2002-11 PURCHASE 2012-09 16175 6328 9847 EXXON MOBIL 2012-08 DONATION 2012-09 410295 403634 6661 IBM 2009-12 PURCHASE 2012-09 26622 16752 9870 MICROSOFT 2008-04 PURCHASE 2012-09 4625 4373 252 MICROSOFT 2008-10 PURCHASE 2012-09 3083 2252 831 MICROSOFT 2008-12 PURCHASE 2012-09 6167 3858 2309 OCCIDENTAL PETROLEUM 2006-03 PURCHASE 2012-09 5298 2850 2448 OCCIDENTAL PETROLEUM 2006-03 PURCHASE 2012-09 13522 7839 5683 SOUTHERN CO 2002-12 PURCHASE 2012-09 16444 9488 6956 VODAPHONE 2011-03 PURCHASE 2012-02 9754 10239 -485 SPDR S & P 500 2009-02 PURCHASE 2012-09 26125 14926 11199 ISHARES BARCLAYS 2011-09 PURCHASE 2012-03 20473 20599 -126 BB&T GROUP 2010-04 PURCHASE 2012-03 20200 20313 -113 BRASCAN CORP 2010-04 PURCHASE 2012-03 20220 20481 -261 GINNIE MAE SERIES 2008-01 PURCHASE 2012-03 2279 3821 -1542 DUQESNE LIGHT CO 2010-02 PURCHASE 2012-01 10345 10214 131 HEALTH CARE PPTY 2010-04 PURCHASE 2012-03 20046 20427 -381 PUBLIC SERVICE CO COLO GLOBAL 2009-03 PURCHASE 2012-03 10376 11523 -1147 MERRILL LYNCH & CO SUB 2010-10 PURCHASE 2012-03 10411 10620 -209 MERRILL LYNCH & CO SUB 2010-11 PURCHASE 2012-03 10411 10527 -116 APPLE 2012-08 DONATION 2012-09 217529 207395 10134 CUMMINS INC 2012-08 DONATION 2012-09 179879 188322 -8443 ISHARES RUSSELL MIDCAP VALUE 2009-01 PURCHASE 2012-01 2961 1699 1262 ISHARES RUSSEL MIDCAP GROWTH 2009-01 PURCHASE 2012-01 3000 2522 478 CAMBRIA OPPORTUNITY FUND 2011-04 PURCHASE 2012-01 25000 27196 -2196 CAMBRIA OPPORTUNITY FUND 2012-04 PURCHASE 2012-08 373 350 23 CAMBRIA OPPORTUNITY FUND 2011-04 PURCHASE 2012-08 21788 23795 -2007 ROYCE VALUE PLUS 2010-12 PURCHASE 2012-01 3000 2551 449 PIMCO TOTAL RETURN 2010-12 PURCHASE 2012-08 113500 106250 7250 GOLDMAN SACHS SMALL CAP VALUE 2010-11 PURCHASE 2012-01 2000 1802 198 OPPENHEIMER DEVELOPING MKTS 2010-12 PURCHASE 2012-01 20000 22315 -2315 ROYCE MICRO CAP FUND 2010-12 PURCHASE 2012-01 4000 4357 -357 VANGUARD REIT EFT 2011-04 PURCHASE 2012-01 9954 9350 604 KINDER MORGAN ENERGY PARTNERS 2012-01 PURCHASE 2012-08 4132 4440 -308 PHILLIP MORRIS 2012-01 PURCHASE 2012-08 5589 4454 1135 DUQUESNE LIGHT CO PUBLIC SERVICE CO COLOO BRASCAN CORP 7.125% MAT 6/15/12 HEALTH CARE PPTY BB&T CORP MERRILL LYNCH DD 5/6/06 ABBOTT LABS 27505 27505 IBM 26817 26817 450 MICROSOFT NESTLE 36463 36463 450 VECTREN 13230 13230 180 EXXON MOBIL CORP 360 SOUTHERN CO 135 CHEVRON TEXACO 270 CATERPILLAR INC OCCIDENTAL PETROLEUM CORP ISHARES BARCLAYS 1-3 YR 107466 107466 COLGATE PALMOLIVE EXPEDITORS INTL OF WASH JP MORGAN CHASE 31218 31218 ISHARES RUSSELL MIDCAP VALUE 8541 8541 ISHARES TRUSSELL MIDCAP GR 15386 15386 FIDELITY ADVISOR NEW INSIGHTS 49454 49454 ROYCE VALUE PLUS 16697 16697 200 ADP 11386 11386 500 BANK OF AMERICA ROYAL DUTCH SHELL 40762 40762 COLUMBIA ACORN 9074 9074 GOLDMAN SACHS SMALL CAP VALUE 3937 3937 JP MORGAN LARGE CAP 87504 87504 MORGAN STANLEY FOCUS GROWTH 80623 80623 OPPENHEIMER DEVELOPING MKT 35438 35438 PIMCO TOTAL RETURN 133043 133043 ROYCE MICRO CAP 5852 5852 SUNAMERICA FOCUSED DIVIDEND 102757 102757 TWEEDY BROWNE GLOBAL 7707 7707 WASATCH FDS INTL 8946 8946 GENERAL ELECTRIC 9718 9718 ORACLE CORPORATION 29155 29155 SPDR S&P 500 ETF VODAFONE GROUP 30228 30228 WISDOM TREE EMERGING MARKET 22876 22876 POWERSHARES DB COMMODITY INDEX 22224 22224 VANGUARD REIT ETF 12239 12239 CAMBIAR OPPORTUNITY FUND NEUBERGER BERMAN SRATEGIC INCOME 57674 57674 PIONEER STRATEGIC INCOME 55715 55715 VAN ECK FDS GLOBAL 20497 20497 AMERICAN CAPITAL AGENCY 24883 24883 ATLAS PIPELINE PARTNERS 6314 6314 BLACKROCK INC 13643 13643 CENTURY LINK 4773 4773 CHEVRON 16221 16221 COCA COLA 4785 4785 EXXON MOBIL 4501 4501 IBM 4406 4406 ISHARES IBOXX 52752 52752 JOHNSON & JOHNSON 4837 4837 JP MORGAN CHASE 12751 12751 MCDONALD'S 3969 3969 PIMCO TOTAL RETURN 109050 109050 PROCTOR & GAMBLE 5431 5431 SEMPRA ENERGY 5675 5675 WELLS FARGO 11587 11587 WISDOMTREE TRUST EMERG MKT 20932 20932 INVESCO 28699 28699 NAVIOS MARITIME PARTNERS 11052 11052 BAXTER INTL 14999 14999 CPFL ENERGIA SA SPON 12576 12576 CHINA MOBILE 15385 15385 CITIGROUP 25714 25714 CORNING INC 13882 13882 CUMMINS INC 15711 15711 DANAHER 13975 13975 DISNEY 19916 19916 EGA EMERGING GLOBAL SHARES 23976 23976 EXELON CORP 17844 17844 FORD MOTOR 18130 18130 GOOGLE 35369 35369 INTEL 24744 24744 ISHARES TR S & P PREF STK INDEX 69335 69335 JP MORGAN CHASE ALERIAN MLP INDEX 46152 46152 LINN CO 34694 34694 MERCK 32752 32752 NEXTERA ENERGY 27676 27676 NOVO NORDISK 14689 14689 PEPSICO 20529 20529 SPDR GOLD TR GOLD SHARES 60758 60758 UNION PACIFIC 13829 13829 UNITED TECHNOLOGIES 14352 14352 VISA 49264 49264 BLACKROCK HEALTH SCIENCES 27944 27944 DOUBLINE CORE FIXED INCOME 97247 97247 MATTHEWS ASIAN GROWTH & INCOME 29374 29374 PIMCO TOTAL RETURN 96921 96921 TCW EMERGING MARKETS 42956 42956 35785 35785 DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST 1 & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT -1 MARKET VALUE 59346 EXPENSES FILING FEES 555 278 278 277 OFFICE, TRAVEL, ADVERTISING 5389 2695 2694 2694 ANNUAL MEETING EXPENSE 1786 893 893 893 UNREALIZED GAIN ON SECURITIES 92183 DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST 2 & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT -1 MARKET VALUE -1 INVESTMENT MANAGEMENT 14153 14153 ELLIN SMALLEY PO BOX 1385 BROOKLINE MA 02446 FOREIGN TAX 360 360 EXCISE TAX